13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 7,242 holding rows worth $362,077,450,000.
- Accession
- 0000072971-20-000356
- Filer
- CIK 72971
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 21,064 entries on the cover page, a total value of $362,077,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,077,450,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 629,388 | $8,584,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 70,859 | $8,577,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,455,198 | $8,570,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 253,956 | $8,561,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 325,175 | $8,558,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 766,604 | $8,548,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 369,955 | $8,524,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 107,938 | $8,516,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 801,613 | $8,513,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 399,060 | $8,507,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,322,756 | $8,492,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 146,805 | $8,477,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 901,970 | $8,468,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 118,438 | $8,467,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 896,339 | $8,462,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 185,976 | $8,456,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 709,953 | $8,448,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 79,452 | $8,445,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,640,000 | $8,436,000 | thousands by filing date | principal |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 690,213 | $8,434,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 437,377 | $8,428,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 393,398 | $8,422,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 494,489 | $8,422,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 254,687 | $8,407,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 251,448 | $8,399,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 146,344 | $8,399,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 142,697 | $8,387,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,878,000 | $8,383,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 335,264 | $8,361,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 136,743 | $8,324,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,195,582 | $8,321,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 201,528 | $8,314,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 719,747 | $8,313,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 2,450,000 | $8,304,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 125,765 | $8,291,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 340,119 | $8,274,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,272,779 | $8,273,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 5,583,000 | $8,271,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 390,629 | $8,269,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 266,074 | $8,264,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 356,150 | $8,248,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 124,448 | $8,247,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 422,868 | $8,246,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 368,941 | $8,234,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 764,572 | $8,226,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 719,361 | $8,208,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 310,356 | $8,205,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 432,050 | $8,205,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 379,092 | $8,199,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 78,524 | $8,186,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 651,519 | $8,183,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 253,202 | $8,170,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 447,981 | $8,126,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 115,647 | $8,125,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 219,952 | $8,123,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 252,725 | $8,100,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,099,997 | $8,097,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 102,490 | $8,097,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 576,548 | $8,089,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 274,934 | $8,084,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 195,333 | $8,077,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 2,889,600 | $8,077,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 556,169 | $8,076,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 69,924 | $8,071,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 311,842 | $8,055,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 179,498 | $8,025,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 470,884 | $8,023,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 849,020 | $8,022,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 187,383 | $8,010,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 279,538 | $7,992,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 301,559 | $7,982,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 167,575 | $7,981,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 183,581 | $7,977,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 942,287 | $7,972,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 627,220 | $7,971,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 979,074 | $7,970,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 841,240 | $7,967,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 178,130 | $7,963,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 188,261 | $7,937,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 6,519,000 | $7,935,000 | thousands by filing date | principal |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 381,648 | $7,904,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 295,327 | $7,903,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 299,618 | $7,865,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 517,489 | $7,856,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 88,004 | $7,849,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 380,302 | $7,842,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,272,368 | $7,837,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 392,951 | $7,832,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 188,743 | $7,810,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 126,907 | $7,810,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 317,934 | $7,802,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 763,612 | $7,789,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,452,029 | $7,772,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 286,255 | $7,760,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 529,264 | $7,754,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 571,388 | $7,753,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 155,043 | $7,752,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 196,877 | $7,736,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 271,365 | $7,734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 710,995 | $7,728,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,052,027 | $7,722,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 166,146 | $7,713,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 243,263 | $7,712,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 111,644 | $7,705,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 382,289 | $7,699,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 1,072,987 | $7,694,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 571,390 | $7,685,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 157,274 | $7,653,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 10,981,430 | $7,631,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 310,145 | $7,627,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 120,897 | $7,621,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 234,509 | $7,620,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 137,993 | $7,609,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 186,882 | $7,606,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 914,310 | $7,561,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 60,706 | $7,538,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 77,301 | $7,532,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 116,236 | $7,530,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 210,852 | $7,528,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 148,869 | $7,513,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 132,074 | $7,510,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 9,366,000 | $7,502,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 250,542 | $7,487,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 417,906 | $7,484,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 222,832 | $7,483,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 98,981 | $7,461,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 140,910 | $7,458,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 67,663 | $7,446,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 97,609 | $7,443,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 839,200 | $7,436,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 154,844 | $7,432,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 106,792 | $7,392,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 316,423 | $7,391,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 402,793 | $7,388,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 212,454 | $7,384,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,312,845 | $7,379,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 420,140 | $7,373,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 141,733 | $7,365,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 350,450 | $7,363,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 372,753 | $7,346,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 267,677 | $7,334,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 562,285 | $7,332,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 280,552 | $7,324,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 121,415 | $7,318,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 138,508 | $7,318,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 285,038 | $7,311,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 127,155 | $7,298,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,582,303 | $7,294,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 95,585 | $7,290,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 106,544 | $7,286,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 42,612 | $7,286,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 268,749 | $7,282,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 368,983 | $7,276,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 518,557 | $7,270,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 377,677 | $7,262,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 99,008 | $7,260,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 266,261 | $7,243,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,245,800 | $7,241,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X107 | COM | 68,647 | $7,226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 115,457 | $7,215,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 489,115 | $7,210,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 400,442 | $7,209,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 243,169 | $7,209,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 95,114 | $7,208,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 902,024 | $7,207,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 139,445 | $7,206,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 244,154 | $7,203,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 112,406 | $7,188,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 27,369 | $7,185,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,200,747 | $7,181,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 278,409 | $7,172,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 499,220 | $7,169,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 480,725 | $7,163,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 297,617 | $7,158,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 563,713 | $7,148,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 7,499,000 | $7,147,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 117,811 | $7,140,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 898,836 | $7,128,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 387,475 | $7,125,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,740,429 | $7,119,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 136,191 | $7,119,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 334,186 | $7,082,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 7,800,000 | $7,058,000 | thousands by filing date | principal |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 509,301 | $7,054,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 171,459 | $7,050,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 171,380 | $7,049,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 185,608 | $7,048,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 256,572 | $7,025,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 118,550 | $7,018,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 114,733 | $7,017,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 348,858 | $7,006,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 412,190 | $6,999,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 531,367 | $6,993,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 125,260 | $6,983,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,702 | $6,981,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 595,513 | $6,967,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 209,210 | $6,954,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 174,298 | $6,954,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 382,074 | $6,953,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 327,496 | $6,951,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 333,688 | $6,943,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 622,823 | $6,937,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 636,721 | $6,934,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 215,680 | $6,928,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 48,731 | $6,915,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 346,965 | $6,870,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 254,777 | $6,869,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 49,129 | $6,843,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 506,780 | $6,841,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 193,079 | $6,834,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 400,944 | $6,828,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 368,665 | $6,817,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 93,825 | $6,817,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 123,607 | $6,811,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 680,501 | $6,806,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 411,175 | $6,800,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 161,804 | $6,793,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 853,856 | $6,788,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 122,803 | $6,786,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 332,532 | $6,784,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 118,026 | $6,772,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 205,667 | $6,771,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 267,168 | $6,770,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 344,321 | $6,746,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 112,965 | $6,746,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 91,983 | $6,733,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 171,563 | $6,732,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 114,918 | $6,712,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 174,600 | $6,700,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 40,201 | $6,700,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 187,710 | $6,681,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 428,847 | $6,678,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 460,800 | $6,671,000 | thousands by filing date | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 158,687 | $6,661,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 175,157 | $6,660,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 99,586 | $6,655,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 421,473 | $6,651,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 401,684 | $6,651,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 249,568 | $6,646,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 157,266 | $6,645,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 171,630 | $6,632,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200,000 | $6,630,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 29,163 | $6,621,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 195,086 | $6,605,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,769,000 | $6,601,000 | thousands by filing date | principal |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 52,602 | $6,588,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 329,115 | $6,585,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 746,948 | $6,574,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 558,765 | $6,565,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 75,965 | $6,564,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 57,799 | $6,564,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 241,648 | $6,558,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 78,755 | $6,555,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 484,252 | $6,552,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 33,582 | $6,549,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 209,501 | $6,539,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 293,195 | $6,537,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 120,011 | $6,536,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 477,048 | $6,531,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 679,354 | $6,529,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 98,577 | $6,526,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 193,080 | $6,517,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 652,017 | $6,513,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 219,342 | $6,504,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 246,502 | $6,493,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 131,168 | $6,492,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 571,545 | $6,464,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 128,954 | $6,459,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 211,273 | $6,453,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 132,544 | $6,447,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 92,585 | $6,440,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 251,595 | $6,435,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 27,276 | $6,424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 187,827 | $6,422,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 534,611 | $6,421,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 263,116 | $6,420,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 423,263 | $6,417,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 370,377 | $6,415,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 52,398 | $6,412,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 489,330 | $6,396,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 113,226 | $6,387,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 70,192 | $6,374,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 92,348 | $6,354,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 231,400 | $6,350,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 200,638 | $6,346,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 433,911 | $6,340,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 251,993 | $6,335,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 151,224 | $6,333,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,367,927 | $6,333,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 74,968 | $6,320,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 250,000 | $6,315,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 118,043 | $6,314,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 85,652 | $6,308,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 267,554 | $6,307,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 106,642 | $6,304,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 195,070 | $6,301,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 109,349 | $6,298,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 100,810 | $6,295,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 292,517 | $6,293,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,062,595 | $6,279,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 663,391 | $6,275,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 160,280 | $6,274,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 241,922 | $6,273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 132,731 | $6,273,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 107,032 | $6,272,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,062,000 | $6,270,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 304,669 | $6,269,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 365,649 | $6,264,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,119,000 | $6,249,000 | thousands by filing date | principal |
| POPULAR INC | 733174700 | COM NEW | 172,173 | $6,245,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 112,469 | $6,244,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 76,234 | $6,243,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 554,260 | $6,241,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 95,684 | $6,235,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 40,154 | $6,215,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 541,903 | $6,205,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 109,688 | $6,203,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 413,917 | $6,194,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 278,511 | $6,189,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 14,255 | $6,186,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 29,371 | $6,176,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 106,138 | $6,174,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 54,910 | $6,163,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 802,448 | $6,155,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 754,852 | $6,153,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 181,150 | $6,147,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 169,646 | $6,144,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 135,300 | $6,142,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 153,825 | $6,136,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 175,781 | $6,128,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 293,862 | $6,118,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 116,487 | $6,113,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 597,378 | $6,111,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 211,009 | $6,105,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 128,730 | $6,102,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 122,875 | $6,089,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 208,061 | $6,088,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 93,992 | $6,086,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 520,283 | $6,082,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 174,163 | $6,067,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 89,749 | $6,057,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 78,223 | $6,037,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 61,765 | $6,036,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 423,858 | $6,036,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 105,569 | $6,024,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 291,919 | $6,022,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 345,035 | $6,021,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 437,166 | $6,019,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 203,453 | $6,004,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 51,605 | $5,996,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 500,723 | $5,969,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 244,234 | $5,955,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 129,948 | $5,949,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 201,676 | $5,940,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 445,738 | $5,938,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 137,282 | $5,937,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 292,174 | $5,937,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 422,372 | $5,930,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 254,972 | $5,923,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 350,982 | $5,914,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 122,635 | $5,911,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 309,885 | $5,904,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 160,412 | $5,903,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 3,443,000 | $5,898,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 97,981 | $5,897,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 104,644 | $5,892,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 236,778 | $5,880,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 132,288 | $5,871,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 105,233 | $5,867,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 424,041 | $5,856,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 32,578 | $5,855,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 176,853 | $5,853,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 107,211 | $5,848,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 470,765 | $5,847,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 153,421 | $5,836,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 133,968 | $5,833,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,491,260 | $5,830,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 90,386 | $5,828,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 406,998 | $5,816,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 435,771 | $5,804,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 466,356 | $5,787,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 142,213 | $5,784,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 704,872 | $5,780,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 83,440 | $5,777,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 319,782 | $5,772,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 426,679 | $5,772,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 400,355 | $5,765,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,633,853 | $5,751,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $5,748,000 | thousands by filing date | principal |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 723,458 | $5,744,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 619,445 | $5,737,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 259,293 | $5,733,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,581,000 | $5,727,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 58,302 | $5,717,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 421,764 | $5,711,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 217,687 | $5,704,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 289,488 | $5,703,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 294,188 | $5,701,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 144,779 | $5,697,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 646,372 | $5,694,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 354,274 | $5,693,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 89,878 | $5,687,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 107,181 | $5,661,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 454,135 | $5,660,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 324,273 | $5,643,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 140,871 | $5,638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 150,018 | $5,630,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 449,966 | $5,629,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200,060 | $5,615,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 143,372 | $5,612,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,177 | $5,606,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 46,683 | $5,592,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 335,171 | $5,591,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 910,760 | $5,574,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 378,347 | $5,573,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 23,152 | $5,573,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 77,364 | $5,556,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 145,071 | $5,549,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 163,609 | $5,534,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 90,835 | $5,528,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 63,407 | $5,527,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 119,253 | $5,498,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 544,162 | $5,496,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 162,517 | $5,480,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,050,147 | $5,467,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 158,755 | $5,466,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 108,988 | $5,459,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 38,460 | $5,454,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 953,608 | $5,436,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 355,982 | $5,436,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 409,651 | $5,428,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 685,203 | $5,427,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 292,835 | $5,426,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 128,345 | $5,422,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 625,882 | $5,414,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 3,574,000 | $5,402,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 173,871 | $5,389,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 3,602,000 | $5,377,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 245,942 | $5,369,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 618,653 | $5,357,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 219,725 | $5,357,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 87,061 | $5,357,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 478,407 | $5,348,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 247,540 | $5,337,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 101,622 | $5,322,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 369,522 | $5,310,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 243,262 | $5,305,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 129,166 | $5,304,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 360,321 | $5,300,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 272,065 | $5,292,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 178,662 | $5,292,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 192,191 | $5,291,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 404,119 | $5,286,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 465,404 | $5,273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 92,633 | $5,245,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 112,629 | $5,242,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 467,972 | $5,241,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 94,805 | $5,239,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 67,348 | $5,225,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 248,240 | $5,199,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 111,296 | $5,193,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 54,447 | $5,190,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 502,567 | $5,187,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 247,967 | $5,186,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 319,289 | $5,176,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 341,531 | $5,172,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 185,538 | $5,167,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 156,233 | $5,161,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 84,580 | $5,157,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 87,015 | $5,155,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 34,217 | $5,152,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 165,569 | $5,144,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 5,000,000 | $5,142,000 | thousands by filing date | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 151,423 | $5,141,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 66,042 | $5,133,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 114,930 | $5,132,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 91,995 | $5,127,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 4,863,000 | $5,124,000 | thousands by filing date | principal |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 199,996 | $5,116,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 573,445 | $5,115,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 356,087 | $5,114,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 146,056 | $5,113,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 353,901 | $5,110,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 154,504 | $5,106,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 537,890 | $5,105,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 238,096 | $5,102,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 98,021 | $5,101,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 343,557 | $5,101,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 221,300 | $5,098,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 266,180 | $5,094,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 624,010 | $5,092,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 114,007 | $5,067,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 102,420 | $5,062,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,350,000 | $5,058,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 579,857 | $5,056,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 595,263 | $5,054,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 114,094 | $5,054,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 4,555,000 | $5,035,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 105,038 | $5,033,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 326,755 | $5,028,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000356 | this filing | 2020-11-05 | acceptance time not in the bulk data set |