13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 7,133 holding rows worth $289,235,500,000.
- Accession
- 0000072971-20-000264
- Filer
- CIK 72971
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 20,508 entries on the cover page, a total value of $289,235,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,235,500,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 46,024 | $1,990,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 60,322 | $1,988,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 44,532 | $1,985,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 154,309 | $1,984,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 225,132 | $1,984,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 34,179 | $1,981,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 258,810 | $1,977,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 839,757 | $1,974,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 89,347 | $1,974,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 62,578 | $1,968,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 321,200 | $1,968,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 49,630 | $1,967,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 49,696 | $1,966,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 164,331 | $1,964,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 265,052 | $1,964,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 82,697 | $1,963,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 118,956 | $1,962,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 209,100 | $1,959,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 147,833 | $1,959,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 66,386 | $1,955,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 135,000 | $1,953,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 105,082 | $1,952,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16,497 | $1,948,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 240,902 | $1,942,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 167,336 | $1,941,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 459,562 | $1,939,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,035,000 | $1,939,000 | thousands by filing date | principal |
| ISHARES TR | 464288430 | ASIA 50 ETF | 34,794 | $1,938,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 308,937 | $1,932,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 150,183 | $1,924,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 92,281 | $1,922,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 144,868 | $1,917,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 306,265 | $1,915,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 136,859 | $1,915,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 333,341 | $1,914,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 196,623 | $1,913,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 6,920 | $1,909,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 70,777 | $1,909,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 60,975 | $1,909,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 160,768 | $1,907,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 37,550 | $1,906,000 | thousands by filing date | put |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 253,133 | $1,906,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 154,073 | $1,906,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 306,222 | $1,901,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 161,554 | $1,900,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 41,849 | $1,897,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 128,811 | $1,897,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 40,432 | $1,895,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 243,399 | $1,894,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 32,778 | $1,893,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 43,553 | $1,893,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 375,670 | $1,893,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 98,304 | $1,892,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 67,408 | $1,887,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 409,326 | $1,887,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 75,597 | $1,884,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 77,907 | $1,883,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 377,790 | $1,881,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 85,985 | $1,879,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 112,171 | $1,879,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 251,309 | $1,878,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 71,639 | $1,873,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,408 | $1,868,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 173,066 | $1,867,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 281,239 | $1,866,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 119,951 | $1,862,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 263,051 | $1,860,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,332 | $1,860,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 138,678 | $1,858,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 31,389 | $1,854,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 155,003 | $1,854,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 40,676 | $1,848,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 224,647 | $1,846,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 33,514 | $1,844,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 234,421 | $1,844,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,400,000 | $1,842,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 254,400 | $1,839,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,079,000 | $1,839,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 242,353 | $1,837,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 135,236 | $1,833,000 | thousands by filing date | |
| RH | 74967X103 | COM | 20,000 | $1,832,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 392,077 | $1,830,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 104,431 | $1,830,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 58,800 | $1,829,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 257,723 | $1,825,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 54,560 | $1,820,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 40,000 | $1,810,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 183,144 | $1,810,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 345,566 | $1,807,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 304,500 | $1,806,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235108 | COM | 252,873 | $1,806,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 65,666 | $1,803,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 40,733 | $1,802,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 105,400 | $1,802,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 26,880 | $1,801,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 100,781 | $1,799,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 233,182 | $1,796,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 140,674 | $1,795,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 126,323 | $1,795,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 421,162 | $1,790,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,456 | $1,790,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 191,393 | $1,786,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 77,186 | $1,782,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 68,882 | $1,779,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 152,716 | $1,778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 446,458 | $1,777,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 61,685 | $1,777,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,080,525 | $1,772,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 13,159 | $1,771,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 456,854 | $1,768,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 34,351 | $1,767,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 116,325 | $1,766,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 79,876 | $1,764,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 90,447 | $1,763,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,018,024 | $1,761,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 60,669 | $1,758,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 143,493 | $1,754,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,375 | $1,752,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 101,980 | $1,751,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 121,536 | $1,750,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 113,260 | $1,748,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 213,698 | $1,747,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 293,220 | $1,741,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 72,403 | $1,741,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,392 | $1,740,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 392,300 | $1,736,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 234,983 | $1,735,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 152,169 | $1,732,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 318,724 | $1,730,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 157,841 | $1,726,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 972,500 | $1,725,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 152,151 | $1,724,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 211,768 | $1,723,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 72,035 | $1,722,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 19,451 | $1,721,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 218,031 | $1,718,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 178,934 | $1,718,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,045,253 | $1,714,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,863,000 | $1,714,000 | thousands by filing date | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 205,898 | $1,713,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,201,000 | $1,713,000 | thousands by filing date | principal |
| TRUPANION INC | 898202106 | COM | 65,736 | $1,711,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 98,548 | $1,707,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 151,603 | $1,705,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 586,297 | $1,693,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 111,825 | $1,686,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 53,112 | $1,686,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 483,754 | $1,683,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 32,445 | $1,682,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 26,703 | $1,681,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 233,330 | $1,675,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 77,046 | $1,674,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 239,276 | $1,673,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 185,007 | $1,672,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 37,497 | $1,671,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 46,924 | $1,671,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 318,236 | $1,670,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 303,454 | $1,669,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 74,199 | $1,667,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 70,401 | $1,667,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 126,373 | $1,662,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 330,982 | $1,661,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 57,374 | $1,659,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 83,516 | $1,658,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 214,208 | $1,658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 136,637 | $1,656,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 225,489 | $1,654,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 80,477 | $1,654,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 116,777 | $1,652,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 587 | $1,651,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 21,685 | $1,651,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 64,193 | $1,648,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 261,024 | $1,642,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 128,112 | $1,640,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,000,000 | $1,640,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 46,086 | $1,639,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 42,739 | $1,639,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 49,863 | $1,635,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 109,529 | $1,627,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 36,345 | $1,626,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 311,545 | $1,622,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 124,132 | $1,620,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,794,000 | $1,617,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 728,000 | $1,614,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 238,574 | $1,612,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 54,083 | $1,611,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 125,900 | $1,609,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 500,835 | $1,608,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 36,003 | $1,606,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 275,068 | $1,602,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 41,558 | $1,601,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 625,414 | $1,601,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 134,150 | $1,600,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 908,047 | $1,599,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 185,900 | $1,597,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 45,348 | $1,596,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 57,000 | $1,594,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 221,930 | $1,591,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 173,871 | $1,591,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 45,445 | $1,590,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,803,000 | $1,590,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 149,554 | $1,588,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 107,982 | $1,586,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 108,235 | $1,586,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 33,390 | $1,585,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 114,746 | $1,584,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 235,112 | $1,582,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 510,648 | $1,582,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 205,619 | $1,577,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 1,127,000 | $1,577,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 125,526 | $1,575,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 624,467 | $1,574,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 60,251 | $1,572,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 114,327 | $1,572,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 160,000 | $1,571,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 73,903 | $1,570,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 170,915 | $1,569,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,700,000 | $1,567,000 | thousands by filing date | principal |
| TRINSEO S A | L9340P101 | SHS | 86,424 | $1,565,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 134,273 | $1,563,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 164,937 | $1,562,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 41,991 | $1,559,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 102,267 | $1,557,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,834,967 | $1,554,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 34,939 | $1,552,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 55,154 | $1,551,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 115,991 | $1,546,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 259,835 | $1,543,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 162,400 | $1,538,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 16,226 | $1,535,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 112,600 | $1,532,000 | thousands by filing date | put |
| EASTERN CO | 276317104 | COM | 78,262 | $1,526,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 103,364 | $1,523,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 100,000 | $1,521,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 552,563 | $1,520,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 154,969 | $1,518,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 84,604 | $1,516,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 112,964 | $1,514,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 693,232 | $1,511,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 233,166 | $1,503,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 105,978 | $1,499,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 141,138 | $1,498,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 47,087 | $1,496,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 196,891 | $1,493,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 152,205 | $1,490,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 137,313 | $1,490,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 112,902 | $1,489,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 81,991 | $1,487,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 77,599 | $1,486,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 100,092 | $1,485,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 68,234 | $1,481,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 117,531 | $1,481,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 32,124 | $1,478,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 150,300 | $1,475,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 589,992 | $1,474,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 92,132 | $1,465,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 102,308 | $1,463,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 120,003 | $1,463,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 73,722 | $1,461,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 202,363 | $1,461,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 489,821 | $1,460,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 86,157 | $1,458,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 288,184 | $1,458,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 1,958,000 | $1,458,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 120,774 | $1,457,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 15,254 | $1,456,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 205,255 | $1,453,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 624,012 | $1,453,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 92,318 | $1,452,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 166,149 | $1,450,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 35,571 | $1,449,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 209,540 | $1,448,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 62,747 | $1,445,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 122,431 | $1,443,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 168,815 | $1,443,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 283,664 | $1,438,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 113,523 | $1,436,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 89,648 | $1,434,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 59,395 | $1,433,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 777,600 | $1,432,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,037,385 | $1,432,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 80,288 | $1,430,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 350,000 | $1,425,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 556,100 | $1,422,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 330,900 | $1,422,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 111,844 | $1,421,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 14,968 | $1,419,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 37,667 | $1,419,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 70,400 | $1,415,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,582,000 | $1,414,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 35,109 | $1,411,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 478,668 | $1,407,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 24,122 | $1,404,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 105,023 | $1,404,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 16,577 | $1,398,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 38,733 | $1,397,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 25,418 | $1,395,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 135,210 | $1,388,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 147,972 | $1,388,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 30,300 | $1,387,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 80,964 | $1,384,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 72,450 | $1,384,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 225,650 | $1,383,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 443,035 | $1,383,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 30,278 | $1,383,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 187,220 | $1,382,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 330,752 | $1,382,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 104,575 | $1,381,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 222,175 | $1,380,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 187,561 | $1,377,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 31,800 | $1,376,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 105,079 | $1,370,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 212,970 | $1,368,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 143,400 | $1,366,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,923,506 | $1,366,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 42,146 | $1,365,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 637,314 | $1,364,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 37,572 | $1,363,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 53,074 | $1,362,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 231,663 | $1,360,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 114,316 | $1,358,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 109,178 | $1,354,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 63,302 | $1,353,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 93,800 | $1,349,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 78,937 | $1,347,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 130,296 | $1,345,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 55,524 | $1,342,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 60,502 | $1,340,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 106,436 | $1,334,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 164,355 | $1,334,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 104,145 | $1,329,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 127,177 | $1,329,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,617,500 | $1,328,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 45,934 | $1,328,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 733,670 | $1,328,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 433,228 | $1,326,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 109,899 | $1,324,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 648,881 | $1,323,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 70,511 | $1,322,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 38,590 | $1,319,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 36,538 | $1,317,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 133,513 | $1,317,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 15,844 | $1,316,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 281,734 | $1,316,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 54,986 | $1,314,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 54,855 | $1,313,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 107,195 | $1,312,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 82,170 | $1,309,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 88,429 | $1,306,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 21,156 | $1,303,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 109,291 | $1,301,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 18,304 | $1,300,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 274,047 | $1,299,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 116,471 | $1,298,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 144,037 | $1,296,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 149,282 | $1,296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 43,853 | $1,295,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 155,850 | $1,294,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 41,390 | $1,292,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 43,061 | $1,291,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 114,294 | $1,289,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 11,176 | $1,287,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,844,531 | $1,286,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 26,927 | $1,284,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 141,260 | $1,283,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 77,600 | $1,283,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 48,941 | $1,282,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 49,394 | $1,274,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 326,738 | $1,274,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 395,408 | $1,273,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 177,005 | $1,273,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 132,315 | $1,272,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 221,400 | $1,269,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 104,936 | $1,268,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 168,138 | $1,268,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 219,999 | $1,267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 77,940 | $1,263,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 148,957 | $1,259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 50,083 | $1,258,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 147,568 | $1,255,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 62,638 | $1,254,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 39,408 | $1,252,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 44,658 | $1,250,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 34,095 | $1,247,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 100,305 | $1,243,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,020,000 | $1,243,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 75,963 | $1,241,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 116,285 | $1,241,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 205,570 | $1,240,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 44,128 | $1,238,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 173,075 | $1,237,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 343,053 | $1,235,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 43,527 | $1,234,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 21,034 | $1,234,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 81,292 | $1,234,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 66,893 | $1,232,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 48,256 | $1,230,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 72,262 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 25,533 | $1,229,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 113,311 | $1,225,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 582,692 | $1,224,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 83,528 | $1,223,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 92,980 | $1,221,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 49,744 | $1,220,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 37,898 | $1,219,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 63,409 | $1,219,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 66,539 | $1,218,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 57,411 | $1,218,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 23,268 | $1,217,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 47,888 | $1,217,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 39,873 | $1,214,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 26,683 | $1,213,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 85,957 | $1,213,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 101,412 | $1,212,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 37,759 | $1,211,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 59,631 | $1,205,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 27,355 | $1,204,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 14,377 | $1,197,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 187,702 | $1,196,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 123,414 | $1,195,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 54,132 | $1,194,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 93,407 | $1,193,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 86,837 | $1,193,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 35,340 | $1,192,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 88,652 | $1,191,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 35,182 | $1,189,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 358,600 | $1,185,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 241,817 | $1,184,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,229,000 | $1,184,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 881,360 | $1,181,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 47,890 | $1,178,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 73,300 | $1,175,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 150,692 | $1,174,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 277,552 | $1,174,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 47,179 | $1,174,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 41,804 | $1,173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 24,401 | $1,172,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 81,192 | $1,170,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 89,503 | $1,170,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 111,330 | $1,170,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 111,846 | $1,168,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 82,532 | $1,166,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,354,000 | $1,166,000 | thousands by filing date | principal |
| AEGION CORP | 00770F104 | COMMON STOCK | 64,785 | $1,162,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 102,985 | $1,162,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 70,512 | $1,160,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 635,138 | $1,156,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 25,948 | $1,155,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 103,220 | $1,155,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 73,716 | $1,153,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 98,179 | $1,153,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,125 | $1,151,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 79,675 | $1,151,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 111,905 | $1,148,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 162,839 | $1,147,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 160,600 | $1,146,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 51,432 | $1,144,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 88,476 | $1,143,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 141,898 | $1,142,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 652,831 | $1,142,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 20,694 | $1,138,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 87,397 | $1,137,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 300,305 | $1,137,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 60,000 | $1,136,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 107,544 | $1,135,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 128,900 | $1,134,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 111,192 | $1,134,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 156,883 | $1,133,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 225,224 | $1,133,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 57,062 | $1,132,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 199,549 | $1,131,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 78,930 | $1,131,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 147,888 | $1,130,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 121,416 | $1,124,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 91,146 | $1,124,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 181,115 | $1,123,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 61,408 | $1,121,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 53,869 | $1,117,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 38,421 | $1,114,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 212,582 | $1,114,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 20,758 | $1,111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 86,163 | $1,110,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 60,623 | $1,109,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 133,567 | $1,109,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 52,912 | $1,108,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 204,990 | $1,108,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 119,100 | $1,106,000 | thousands by filing date | put |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 340,189 | $1,102,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,088,000 | $1,101,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 88,964 | $1,097,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 161,560 | $1,097,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 97,657 | $1,095,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 63,200 | $1,091,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 65,810 | $1,088,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 346,000 | $1,086,000 | thousands by filing date | principal |
| EVERI HLDGS INC | 30034T103 | COM | 328,692 | $1,085,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 21,126 | $1,083,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 105,159 | $1,080,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 759,000 | $1,078,000 | thousands by filing date | principal |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 222,350 | $1,076,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000264 | this filing | 2020-05-14 | acceptance time not in the bulk data set |