13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 7,133 holding rows worth $289,235,500,000.
- Accession
- 0000072971-20-000264
- Filer
- CIK 72971
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 20,508 entries on the cover page, a total value of $289,235,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,235,500,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 792,404 | $6,799,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 66,038 | $6,798,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 166,890 | $6,796,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,286,688 | $6,794,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 898,400 | $6,792,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 481,067 | $6,773,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 82,092 | $6,762,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 335,716 | $6,727,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 480,585 | $6,714,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 277,187 | $6,713,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 117,961 | $6,710,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 377,861 | $6,688,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 79,561 | $6,683,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 440,510 | $6,673,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 198,521 | $6,668,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 257,044 | $6,655,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 296,165 | $6,655,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 943,557 | $6,643,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 137,913 | $6,632,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 53,556 | $6,594,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 715,675 | $6,592,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 135,704 | $6,576,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 656,527 | $6,559,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 260,279 | $6,554,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,177,600 | $6,547,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 103,508 | $6,545,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 255,112 | $6,544,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 397,665 | $6,542,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 558,883 | $6,538,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 202,053 | $6,532,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 226,937 | $6,529,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 213,280 | $6,507,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 228,242 | $6,498,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 91,600 | $6,498,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 73,238 | $6,468,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 877,270 | $6,465,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 156,405 | $6,461,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,288,000 | $6,458,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 247,883 | $6,444,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 445,089 | $6,432,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 96,173 | $6,427,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 21,516 | $6,424,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 267,555 | $6,406,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 94,663 | $6,406,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 458,842 | $6,397,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 353,357 | $6,395,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 400,097 | $6,386,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 465,029 | $6,358,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 242,367 | $6,347,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 197,804 | $6,329,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 62,783 | $6,329,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 329,030 | $6,327,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 484,916 | $6,323,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 677,927 | $6,318,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 512,146 | $6,299,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 342,449 | $6,280,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 225,950 | $6,279,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 100,280 | $6,274,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 182,680 | $6,270,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 9,634,000 | $6,262,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 229,238 | $6,236,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 226,112 | $6,224,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,180,000 | $6,220,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 50,396 | $6,216,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 119,266 | $6,208,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 514,828 | $6,204,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 380,038 | $6,202,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 350,678 | $6,193,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 8,599 | $6,189,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 132,582 | $6,187,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 381,289 | $6,183,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 195,939 | $6,174,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 300,859 | $6,161,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 246,274 | $6,157,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 222,897 | $6,154,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 89,427 | $6,143,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 502,038 | $6,125,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 79,983 | $6,110,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 321,171 | $6,096,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 151,134 | $6,095,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 72,007 | $6,080,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 498,229 | $6,078,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 141,875 | $6,075,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,917,061 | $6,071,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 347,037 | $6,070,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 94,226 | $6,066,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 72,183 | $6,062,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 320,061 | $6,062,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 228,654 | $6,041,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 574,780 | $6,041,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 99,074 | $6,038,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 415,853 | $6,034,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 6,588,000 | $6,034,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 472,127 | $6,006,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 475,449 | $6,004,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 305,208 | $5,961,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 390,810 | $5,940,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 353,829 | $5,909,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 323,887 | $5,908,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 567,177 | $5,904,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 143,468 | $5,897,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,725,549 | $5,884,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 105,458 | $5,883,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 233,429 | $5,876,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 6,952,000 | $5,876,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 153,719 | $5,867,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 416,993 | $5,855,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 540,814 | $5,851,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 256,715 | $5,845,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 561,732 | $5,842,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,253,177 | $5,827,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 997,172 | $5,814,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 337,370 | $5,814,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 8,284,000 | $5,812,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 160,992 | $5,791,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 109,474 | $5,787,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,117,434 | $5,766,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 107,975 | $5,763,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 432,113 | $5,760,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 68,033 | $5,759,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 130,874 | $5,729,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 132,417 | $5,725,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 39,053 | $5,725,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 895,360 | $5,722,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 45,268 | $5,711,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,571,515 | $5,705,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,354,453 | $5,702,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 96,874 | $5,696,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 109,714 | $5,691,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 239,644 | $5,690,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 252,625 | $5,686,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 128,310 | $5,673,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 328,412 | $5,669,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 257,082 | $5,661,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 232,606 | $5,655,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 736,829 | $5,652,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 172,532 | $5,648,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 744,984 | $5,647,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 182,038 | $5,633,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 217,999 | $5,618,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 78,792 | $5,613,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 284,348 | $5,607,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 391,141 | $5,597,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 348,122 | $5,594,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 59,829 | $5,582,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 269,681 | $5,579,000 | thousands by filing date | |
| RH | 74967X103 | COM | 55,348 | $5,561,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 871,337 | $5,560,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 176,919 | $5,544,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 52,219 | $5,535,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 38,549 | $5,534,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 519,922 | $5,532,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 887,186 | $5,527,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 108,148 | $5,525,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 194,241 | $5,517,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 175,233 | $5,516,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,653,000 | $5,511,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 427,484 | $5,501,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 127,273 | $5,485,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 122,908 | $5,483,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 231,634 | $5,469,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 447,004 | $5,466,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 482,560 | $5,462,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 212,372 | $5,447,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 185,599 | $5,434,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 505,717 | $5,432,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 118,633 | $5,425,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 443,367 | $5,418,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 204,355 | $5,410,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 174,928 | $5,406,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 148,988 | $5,402,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 303,275 | $5,401,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 198,579 | $5,400,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 80,201 | $5,388,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 455,984 | $5,380,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 151,439 | $5,374,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 745,183 | $5,366,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 224,515 | $5,363,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 413,099 | $5,349,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 439,663 | $5,346,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 48,442 | $5,343,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 235,215 | $5,341,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 241,996 | $5,337,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,404,671 | $5,337,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 95,405 | $5,327,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 724,084 | $5,314,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 629,820 | $5,309,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 348,921 | $5,296,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 75,869 | $5,293,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 182,757 | $5,262,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 201,036 | $5,259,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 396,862 | $5,258,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 633,758 | $5,235,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 119,580 | $5,226,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 93,158 | $5,185,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 745,607 | $5,182,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 331,915 | $5,181,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 479,278 | $5,171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 94,304 | $5,160,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,116,000 | $5,143,000 | thousands by filing date | principal |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 96,537 | $5,142,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 356,428 | $5,136,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 92,979 | $5,133,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 303,358 | $5,130,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 903,804 | $5,125,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 2,450,000 | $5,123,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 152,254 | $5,105,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,117,424 | $5,101,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 5,492,000 | $5,082,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 204,181 | $5,075,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 331,810 | $5,074,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 121,973 | $5,066,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 290,922 | $5,056,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 80,258 | $5,054,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 134,100 | $5,050,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 101,619 | $5,033,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 425,013 | $5,033,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 471,753 | $5,029,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 265,058 | $5,021,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 52,808 | $5,008,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 46,254 | $5,005,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,407,100 | $5,005,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 68,878 | $5,005,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 333,499 | $5,002,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 568,531 | $4,998,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 157,722 | $4,989,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 205,965 | $4,985,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 563,891 | $4,968,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 484,278 | $4,949,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 354,035 | $4,938,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 220,105 | $4,914,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 215,921 | $4,912,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 368,102 | $4,907,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 196,779 | $4,905,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 236,111 | $4,904,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 293,542 | $4,902,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 388,504 | $4,892,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 446,980 | $4,885,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 5,095,000 | $4,879,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 403,465 | $4,878,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,066,700 | $4,873,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 171,687 | $4,872,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 76,009 | $4,867,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 418,511 | $4,859,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 191,694 | $4,841,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 88,646 | $4,837,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 999,900 | $4,834,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 380,889 | $4,833,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 323,807 | $4,829,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 122,641 | $4,828,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 263,993 | $4,826,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 50,598 | $4,816,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 88,318 | $4,814,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 134,960 | $4,814,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 98,603 | $4,811,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 135,075 | $4,809,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 94,916 | $4,795,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 158,241 | $4,788,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 98,694 | $4,779,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 267,623 | $4,777,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 162,636 | $4,773,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 113,862 | $4,768,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 313,576 | $4,766,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 264,773 | $4,763,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 384,810 | $4,753,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 228,393 | $4,751,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 436,714 | $4,743,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,339,000 | $4,741,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 330,069 | $4,740,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 250,248 | $4,737,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 96,956 | $4,736,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 123,666 | $4,735,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 97,184 | $4,734,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 408,327 | $4,728,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 281,917 | $4,725,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 279,699 | $4,724,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 257,471 | $4,722,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 418,535 | $4,721,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 115,600 | $4,706,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 103,498 | $4,704,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 299,300 | $4,703,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 84,538 | $4,699,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 52,534 | $4,697,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 424,163 | $4,691,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 134,805 | $4,685,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 223,871 | $4,681,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 51,107 | $4,681,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 330,174 | $4,676,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 311,429 | $4,653,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 244,584 | $4,649,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 456,783 | $4,637,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 532,354 | $4,636,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 212,612 | $4,629,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 73,899 | $4,628,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 199,909 | $4,620,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 118,935 | $4,616,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 153,816 | $4,607,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 104,636 | $4,602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 121,705 | $4,582,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 52,186 | $4,579,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 365,100 | $4,578,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 395,251 | $4,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 240,920 | $4,561,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 139,680 | $4,555,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 589,794 | $4,553,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 129,298 | $4,552,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 83,481 | $4,542,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 250,588 | $4,533,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 309,936 | $4,522,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 59,532 | $4,521,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 118,715 | $4,521,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 200,625 | $4,513,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,433 | $4,506,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 87,648 | $4,503,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 174,888 | $4,502,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 318,129 | $4,498,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 189,174 | $4,457,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 169,802 | $4,456,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 432,439 | $4,454,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 505,276 | $4,446,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 106,283 | $4,446,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,363,088 | $4,442,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 396,753 | $4,436,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 656,268 | $4,436,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,968,000 | $4,428,000 | thousands by filing date | principal |
| H2O AMERICA | 784305104 | COM | 76,613 | $4,426,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 510,624 | $4,422,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 395,384 | $4,401,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 353,288 | $4,399,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 4,706 | $4,397,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 285,076 | $4,396,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 140,554 | $4,396,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 196,533 | $4,395,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 141,573 | $4,394,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,520,000 | $4,392,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 132,524 | $4,388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 134,364 | $4,381,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,005,679 | $4,375,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 75,517 | $4,370,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 279,213 | $4,370,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 175,305 | $4,369,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,538,215 | $4,366,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 375,739 | $4,363,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 843,703 | $4,362,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 230,329 | $4,358,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 595,444 | $4,353,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 106,468 | $4,351,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 179,887 | $4,348,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 111,726 | $4,347,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 228,725 | $4,346,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 431,173 | $4,342,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 731,094 | $4,336,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 104,223 | $4,333,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 203,791 | $4,331,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 407,688 | $4,329,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 103,653 | $4,318,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 456,963 | $4,318,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 226,630 | $4,308,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 57,483 | $4,303,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 122,913 | $4,302,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 845,522 | $4,294,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 153,116 | $4,286,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 159,580 | $4,276,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 213,963 | $4,266,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 669,137 | $4,262,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 137,840 | $4,254,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 213,704 | $4,250,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 206,793 | $4,250,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 100,766 | $4,247,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 298,688 | $4,244,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 324,770 | $4,239,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 470,871 | $4,233,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 503,258 | $4,227,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 274,420 | $4,226,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 347,192 | $4,226,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 549,594 | $4,226,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 73,500 | $4,207,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 580,201 | $4,195,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 467,337 | $4,194,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 216,629 | $4,192,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 457,906 | $4,191,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 628,249 | $4,184,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 289,825 | $4,174,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 268,735 | $4,165,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 359,773 | $4,159,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 175,293 | $4,149,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 518,125 | $4,140,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 194,394 | $4,140,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 370,895 | $4,135,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 35,919 | $4,131,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 54,283 | $4,120,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 174,798 | $4,116,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 178,978 | $4,107,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 554,495 | $4,103,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 32,472 | $4,100,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 76,670 | $4,098,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 6,306 | $4,098,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 425,740 | $4,096,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 385,557 | $4,091,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 92,209 | $4,086,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 416,495 | $4,081,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 497,584 | $4,080,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 132,676 | $4,072,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 350,385 | $4,068,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $4,066,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 160,796 | $4,053,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,022,645 | $4,040,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 65,944 | $4,039,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 290,000 | $4,034,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 103,249 | $4,031,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,206,011 | $4,016,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 218,027 | $4,013,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 126,561 | $4,012,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 126,022 | $4,011,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 154,327 | $4,000,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 302,188 | $4,000,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,060,475 | $3,987,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 62,471 | $3,978,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 392,218 | $3,966,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 208,163 | $3,965,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 79,120 | $3,962,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 22,669 | $3,962,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 35,670 | $3,958,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 245,664 | $3,950,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 61,100 | $3,947,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 301,765 | $3,947,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 557,477 | $3,941,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 605,130 | $3,939,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 112,647 | $3,937,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 374,188 | $3,936,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 216,030 | $3,931,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 72,006 | $3,929,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 341,228 | $3,920,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 292,581 | $3,915,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 120,854 | $3,914,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 250,328 | $3,913,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 195,084 | $3,911,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 333,066 | $3,911,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 194,085 | $3,909,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 377,247 | $3,908,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 150,000 | $3,894,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 347,383 | $3,880,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 2,216,949 | $3,879,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 152,550 | $3,876,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,136,288 | $3,875,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 103,582 | $3,872,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 70,394 | $3,870,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 245,473 | $3,868,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 688,761 | $3,863,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 80,387 | $3,857,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 20,353 | $3,851,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 448,117 | $3,849,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 353,979 | $3,844,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 64,325 | $3,842,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,919,885 | $3,842,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 746,671 | $3,831,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 57,503 | $3,825,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 255,156 | $3,822,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 282,326 | $3,820,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 121,895 | $3,819,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 230,900 | $3,819,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 533,441 | $3,808,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 246,555 | $3,797,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 285,314 | $3,781,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 118,315 | $3,766,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 92,979 | $3,766,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 87,589 | $3,766,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 489,542 | $3,755,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,405,000 | $3,745,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 172,964 | $3,743,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 548,000 | $3,739,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 55,349 | $3,739,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 419,262 | $3,736,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 4,500,000 | $3,736,000 | thousands by filing date | principal |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 410,001 | $3,735,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 212,863 | $3,734,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 104,000 | $3,734,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 466,961 | $3,731,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 339,104 | $3,730,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 71,082 | $3,724,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 311,636 | $3,724,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,512,797 | $3,718,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 111,098 | $3,715,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 171,627 | $3,708,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 330,578 | $3,708,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 106,047 | $3,703,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 115,727 | $3,700,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 532,198 | $3,698,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 147,528 | $3,689,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 123,784 | $3,687,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 145,273 | $3,679,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 90,914 | $3,667,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 131,777 | $3,665,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 321,396 | $3,661,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 54,912 | $3,657,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 387,301 | $3,648,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 137,231 | $3,637,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 383,970 | $3,636,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 61,812 | $3,633,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 86,568 | $3,632,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000264 | this filing | 2020-05-14 | acceptance time not in the bulk data set |