13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 7,133 holding rows worth $289,235,500,000.
- Accession
- 0000072971-20-000264
- Filer
- CIK 72971
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 20,508 entries on the cover page, a total value of $289,235,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,235,500,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 502,194 | $3,626,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 260,056 | $3,623,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 70,070 | $3,623,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 219,431 | $3,621,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 36,270 | $3,610,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 197,685 | $3,610,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 191,591 | $3,610,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 391,410 | $3,601,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 4,000,000 | $3,600,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 98,216 | $3,599,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 74,096 | $3,598,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 190,720 | $3,585,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 249,593 | $3,584,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 258,312 | $3,583,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 418,626 | $3,580,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 662,737 | $3,579,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 80,062 | $3,576,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 39,172 | $3,575,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 74,447 | $3,573,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 106,423 | $3,567,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 185,948 | $3,563,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 160,258 | $3,557,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 237,036 | $3,555,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 320,900 | $3,551,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 923,000 | $3,537,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 491,810 | $3,536,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 141,873 | $3,530,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 198,231 | $3,529,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 69,269 | $3,526,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,057,353 | $3,510,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 280,664 | $3,509,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 182,727 | $3,503,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 378,083 | $3,501,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 331,114 | $3,490,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 290,634 | $3,488,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 45,334 | $3,485,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 130,000 | $3,482,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 208,008 | $3,466,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 127,799 | $3,464,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 386,338 | $3,462,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 233,820 | $3,458,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 194,736 | $3,454,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 284,916 | $3,450,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,307,000 | $3,442,000 | thousands by filing date | principal |
| TRITON INTL LTD | G9078F107 | CL A | 132,893 | $3,438,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 62,204 | $3,435,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 289,000 | $3,422,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 217,727 | $3,420,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 24,454 | $3,417,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 101,658 | $3,414,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 138,698 | $3,412,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 130,300 | $3,408,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 280,134 | $3,406,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 123,800 | $3,397,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 165,021 | $3,386,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 66,951 | $3,386,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 121,201 | $3,382,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 37,641 | $3,382,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 423,368 | $3,379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 151,072 | $3,374,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 115,424 | $3,371,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 386,323 | $3,369,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 543,903 | $3,367,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 565,585 | $3,365,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 27,199 | $3,364,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 332,603 | $3,356,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 87,005 | $3,355,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 279,326 | $3,350,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 669,804 | $3,349,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 291,939 | $3,343,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 3,464,000 | $3,343,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 184,509 | $3,338,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 162,866 | $3,337,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 103,414 | $3,336,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 264,571 | $3,333,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 38,982 | $3,323,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 137,529 | $3,322,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 142,991 | $3,318,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 115,462 | $3,316,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 139,555 | $3,313,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 79,639 | $3,313,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 64,420 | $3,310,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 97,636 | $3,298,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 56,823 | $3,294,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 120,829 | $3,292,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 160,945 | $3,288,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 828,300 | $3,287,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 47,678 | $3,287,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 75,610 | $3,281,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 137,339 | $3,276,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 137,686 | $3,275,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 59,426 | $3,272,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 66,681 | $3,269,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 71,786 | $3,264,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 126,372 | $3,251,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 103,068 | $3,248,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 401,463 | $3,244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 50,156 | $3,239,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 257,317 | $3,237,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 21,820 | $3,235,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 306,691 | $3,226,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 202,757 | $3,224,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 140,149 | $3,224,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 107,621 | $3,221,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 168,328 | $3,214,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 177,285 | $3,213,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 22,132 | $3,208,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 119,519 | $3,205,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 110,689 | $3,202,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 1,815,000 | $3,198,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 335,118 | $3,194,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 137,471 | $3,193,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 376,151 | $3,190,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 124,586 | $3,188,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,335 | $3,187,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 291,341 | $3,181,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 159,052 | $3,180,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 168,830 | $3,175,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 499,129 | $3,169,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 373,197 | $3,169,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 194,320 | $3,167,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 468,600 | $3,164,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 395,344 | $3,163,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 119,090 | $3,162,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 292,636 | $3,158,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 305,483 | $3,158,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 71,117 | $3,158,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 536,337 | $3,154,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 299,711 | $3,150,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 515,452 | $3,149,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 103,775 | $3,148,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 132,558 | $3,143,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 865,265 | $3,140,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 458,000 | $3,139,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 15,048 | $3,137,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 205,990 | $3,137,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 284,540 | $3,136,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 420,779 | $3,135,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 85,207 | $3,131,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 560,728 | $3,129,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 692,032 | $3,128,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 174,733 | $3,124,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 288,470 | $3,124,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 351,268 | $3,116,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 106,250 | $3,115,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 128,696 | $3,114,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 603,220 | $3,113,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 178,668 | $3,106,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 244,367 | $3,106,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 103,546 | $3,094,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 337,265 | $3,092,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 301,661 | $3,084,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 64,479 | $3,083,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 114,576 | $3,079,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 68,135 | $3,077,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 86,814 | $3,076,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 61,281 | $3,068,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 194,198 | $3,063,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 55,534 | $3,062,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 107,053 | $3,055,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 47,272 | $3,047,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 75,617 | $3,042,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 198,392 | $3,039,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 117,276 | $3,037,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 83,729 | $3,036,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 117,481 | $3,033,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 262,142 | $3,031,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 88,561 | $3,027,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 66,224 | $3,018,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 81,692 | $3,017,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 22,900 | $3,016,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 159,468 | $3,008,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 150,294 | $3,006,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 58,488 | $3,004,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 93,231 | $2,991,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 206,875 | $2,983,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 313,793 | $2,971,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300,000 | $2,962,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 108,429 | $2,962,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 204,368 | $2,961,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 179,164 | $2,959,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 208,172 | $2,943,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 466,512 | $2,939,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 175,915 | $2,936,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 52,990 | $2,930,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 166,559 | $2,930,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 97,182 | $2,928,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 216,237 | $2,928,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 249,397 | $2,921,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 338,397 | $2,918,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 675,983 | $2,913,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 113,689 | $2,907,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 217,338 | $2,905,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 118,679 | $2,905,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 294,058 | $2,902,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 173,754 | $2,901,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 196,027 | $2,897,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 102,683 | $2,887,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 224,835 | $2,887,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 106,357 | $2,880,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 2,029,000 | $2,877,000 | thousands by filing date | principal |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 69,174 | $2,872,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,643,000 | $2,872,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 4,000,000 | $2,872,000 | thousands by filing date | principal |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 22,913 | $2,871,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 93,198 | $2,854,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 327,806 | $2,854,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 135,169 | $2,850,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 71,388 | $2,850,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 232,606 | $2,849,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 253,149 | $2,840,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 2,255,000 | $2,840,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 66,593 | $2,832,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 28,810 | $2,825,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 377,767 | $2,825,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 561,473 | $2,824,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 102,259 | $2,823,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 79,995 | $2,821,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 45,103 | $2,819,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 321,414 | $2,819,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 69,835 | $2,814,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 80,446 | $2,809,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 67,962 | $2,808,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 464,592 | $2,807,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 126,359 | $2,806,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 100,196 | $2,799,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 214,234 | $2,798,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 63,395 | $2,792,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 159,339 | $2,791,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 107,827 | $2,790,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,022,272 | $2,789,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 103,640 | $2,787,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,626,000 | $2,769,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 47,022 | $2,766,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 96,711 | $2,763,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,127,896 | $2,763,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 267,158 | $2,762,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 110,634 | $2,757,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 45,827 | $2,755,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 349,349 | $2,753,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 229,596 | $2,751,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 226,900 | $2,748,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 71,439 | $2,742,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 269,156 | $2,742,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 755,600 | $2,738,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 498,457 | $2,736,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 189,422 | $2,733,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 404,174 | $2,731,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 119,017 | $2,726,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 138,363 | $2,726,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 35,051 | $2,721,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 118,161 | $2,719,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 553,681 | $2,718,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 93,050 | $2,714,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 172,448 | $2,704,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 199,500 | $2,695,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 377,194 | $2,689,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 183,142 | $2,688,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 376,585 | $2,674,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 37,226 | $2,670,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 169,162 | $2,668,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 174,197 | $2,667,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 237,815 | $2,667,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 151,908 | $2,662,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 374,563 | $2,652,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 77,907 | $2,644,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 68,512 | $2,635,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 90,598 | $2,631,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 44,955 | $2,629,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 236,698 | $2,627,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 525,486 | $2,627,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 144,687 | $2,626,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 809,913 | $2,625,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 36,472 | $2,621,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 181,484 | $2,621,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 72,506 | $2,615,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 174,180 | $2,613,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 180,871 | $2,605,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 87,271 | $2,602,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $2,600,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 294,643 | $2,596,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 76,804 | $2,594,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 218,143 | $2,594,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 129,135 | $2,593,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 53,817 | $2,585,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 134,600 | $2,585,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 689,326 | $2,579,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 117,824 | $2,574,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 142,142 | $2,563,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 424,594 | $2,560,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 525,100 | $2,554,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 605,256 | $2,548,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 74,589 | $2,547,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 89,731 | $2,546,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 960,400 | $2,545,000 | thousands by filing date | put |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 994,000 | $2,540,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 247,650 | $2,538,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 108,755 | $2,536,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 19,814 | $2,536,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 248,851 | $2,533,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 89,061 | $2,531,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 67,015 | $2,529,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 213,107 | $2,519,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 86,084 | $2,518,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 150,201 | $2,513,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 60,588 | $2,509,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 22,726 | $2,508,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,475,358 | $2,508,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 92,758 | $2,508,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 139,875 | $2,504,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 119,750 | $2,504,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 115,428 | $2,503,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 48,053 | $2,500,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 61,093 | $2,498,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 175,471 | $2,495,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 222,051 | $2,490,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 320,000 | $2,488,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,631,000 | $2,487,000 | thousands by filing date | principal |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 254,446 | $2,486,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 330,369 | $2,485,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 393,444 | $2,483,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 200,702 | $2,477,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 541,344 | $2,474,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 471,476 | $2,466,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 270,794 | $2,465,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 43,415 | $2,454,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 232,332 | $2,452,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 117,921 | $2,449,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 256,112 | $2,446,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 39,800 | $2,445,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 2,226,000 | $2,445,000 | thousands by filing date | principal |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 218,449 | $2,443,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 50,493 | $2,436,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 76,100 | $2,430,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 130,464 | $2,429,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 75,650 | $2,427,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 146,121 | $2,421,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 167,040 | $2,410,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 265,023 | $2,409,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 67,469 | $2,402,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 67,823 | $2,391,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 139,151 | $2,391,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 169,915 | $2,391,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 67,031 | $2,388,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 56,984 | $2,388,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 338,814 | $2,385,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 184,076 | $2,383,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 59,700 | $2,379,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 117,853 | $2,371,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 255,494 | $2,362,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 57,927 | $2,360,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 106,649 | $2,357,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 28,812 | $2,356,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 177,791 | $2,356,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 356,190 | $2,354,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 96,432 | $2,353,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 39,621 | $2,353,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 185,392 | $2,352,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 77,385 | $2,352,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 150,178 | $2,352,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 38,461 | $2,344,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 229,361 | $2,337,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 119,843 | $2,337,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 218,567 | $2,334,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 193,942 | $2,330,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 105,041 | $2,329,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 629,670 | $2,329,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 80,767 | $2,328,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 64,580 | $2,324,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 310,540 | $2,322,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 271,108 | $2,315,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 137,895 | $2,314,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 28,101 | $2,313,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,204,000 | $2,310,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 29,157 | $2,309,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 187,829 | $2,302,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 85,182 | $2,300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 49,460 | $2,300,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 31,872 | $2,289,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 137,610 | $2,278,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 83,214 | $2,273,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 104,705 | $2,273,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 48,045 | $2,270,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 150,135 | $2,270,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,341,843 | $2,267,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 447,873 | $2,266,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 188,811 | $2,266,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 134,009 | $2,263,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 4,510,000 | $2,255,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 81,875 | $2,252,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 236,200 | $2,246,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 149,628 | $2,246,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 600,574 | $2,246,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 433,657 | $2,243,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 249,398 | $2,242,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 110,626 | $2,238,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 182,470 | $2,232,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 133,762 | $2,231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 101,161 | $2,231,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 15,464 | $2,231,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 676,913 | $2,227,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,601,000 | $2,226,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 32,995 | $2,220,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 40,638 | $2,218,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 46,076 | $2,216,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 94,631 | $2,213,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 337,601 | $2,212,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 70,285 | $2,210,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 111,581 | $2,210,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 220,887 | $2,209,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 60,884 | $2,208,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 176,513 | $2,207,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 434,748 | $2,204,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 84,113 | $2,204,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 309,533 | $2,200,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 260,055 | $2,200,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 207,100 | $2,193,000 | thousands by filing date | call |
| JAMES RIV GROUP LTD | G5005R107 | COM | 60,370 | $2,188,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 87,536 | $2,181,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 96,343 | $2,181,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 32,128 | $2,181,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 98,238 | $2,179,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 375,650 | $2,178,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 84,328 | $2,175,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 69,202 | $2,173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 86,055 | $2,171,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,001,000 | $2,170,000 | thousands by filing date | principal |
| INOGEN INC | 45780L104 | COM | 41,937 | $2,168,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 38,453 | $2,167,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 584,044 | $2,167,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 110,751 | $2,159,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 82,222 | $2,158,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,746,000 | $2,158,000 | thousands by filing date | principal |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 77,395 | $2,157,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 27,948 | $2,156,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 121,386 | $2,156,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 104,561 | $2,147,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 819,462 | $2,146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 147,354 | $2,144,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 119,029 | $2,141,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 178,191 | $2,140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 53,525 | $2,139,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 59,286 | $2,137,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 61,567 | $2,134,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 172,054 | $2,132,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 110,596 | $2,132,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 572,100 | $2,128,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 68,336 | $2,124,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 84,226 | $2,121,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 93,257 | $2,120,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 394,797 | $2,120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 52,141 | $2,120,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 47,900 | $2,119,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 239,220 | $2,115,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 231,194 | $2,113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 29,444 | $2,110,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 103,787 | $2,109,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 89,709 | $2,108,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 212,414 | $2,107,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 69,623 | $2,104,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 686,972 | $2,103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 67,074 | $2,101,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 149,413 | $2,093,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 363,723 | $2,092,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 49,237 | $2,086,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 252,594 | $2,077,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 207,381 | $2,076,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 56,579 | $2,074,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 283,570 | $2,071,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 120,816 | $2,067,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 253,036 | $2,067,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 18,501 | $2,065,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 279,000 | $2,064,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 131,864 | $2,064,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 254,577 | $2,062,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,011,866 | $2,055,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 92,509 | $2,054,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 96,935 | $2,053,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 45,227 | $2,051,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 51,283 | $2,044,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 202,226 | $2,042,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 227,656 | $2,037,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 196,489 | $2,036,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 70,378 | $2,034,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 111,042 | $2,033,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 104,174 | $2,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 33,411 | $2,021,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 188,563 | $2,021,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 146,471 | $2,017,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 822,370 | $2,016,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 483,159 | $2,015,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 76,726 | $2,014,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 248,858 | $2,005,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 46,669 | $2,003,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 143,875 | $2,001,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 158,456 | $1,999,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 246,520 | $1,995,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,069,000 | $1,995,000 | thousands by filing date | principal |
| PETMED EXPRESS INC | 716382106 | COM | 69,181 | $1,991,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 149,868 | $1,991,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-20-000264 | this filing | 2020-05-14 | acceptance time not in the bulk data set |