13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-06, with 6,890 holding rows worth $349,473,800,000.
- Accession
- 0000072971-19-000339
- Filer
- CIK 72971
- Filed
- 2019-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 20,209 entries on the cover page, a total value of $349,473,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,473,800,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 40,023 | $2,988,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 190,039 | $2,985,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 41,099 | $2,983,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,987,000 | $2,979,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,527,670 | $2,978,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 248,327 | $2,973,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 166,183 | $2,971,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 40,499 | $2,962,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 72,124 | $2,958,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 283,392 | $2,958,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 118,171 | $2,958,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 55,822 | $2,952,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,957,000 | $2,952,000 | thousands by filing date | principal |
| ACUSHNET HLDGS CORP | 005098108 | COM | 112,220 | $2,947,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 88,199 | $2,936,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 174,022 | $2,932,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 221,450 | $2,932,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 148,860 | $2,928,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 76,022 | $2,928,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 190,579 | $2,926,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 119,952 | $2,926,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 40,701 | $2,907,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 89,171 | $2,904,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,095,000 | $2,899,000 | thousands by filing date | principal |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 139,424 | $2,895,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 232,928 | $2,893,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 51,113 | $2,893,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 168,756 | $2,890,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,157,000 | $2,888,000 | thousands by filing date | principal |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 442,122 | $2,884,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 169,941 | $2,882,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 148,530 | $2,880,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 58,109 | $2,879,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 304,189 | $2,875,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 92,632 | $2,869,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 693 | $2,866,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 830,326 | $2,864,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 253,091 | $2,863,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 16,073 | $2,861,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 350,787 | $2,858,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 171,773 | $2,855,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 67,187 | $2,851,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 202,305 | $2,844,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 213,076 | $2,838,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 20,226 | $2,838,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,922,000 | $2,838,000 | thousands by filing date | principal |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 175,090 | $2,829,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 21,110 | $2,828,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 101,701 | $2,827,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 55,411 | $2,824,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 95,916 | $2,819,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 123,815 | $2,818,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 212,149 | $2,811,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 90,306 | $2,809,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 85,054 | $2,808,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 76,809 | $2,806,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 202,514 | $2,799,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 43,870 | $2,797,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 128,676 | $2,796,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 113,869 | $2,792,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,238,700 | $2,789,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 104,374 | $2,780,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 164,343 | $2,771,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 240,333 | $2,771,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 550,876 | $2,771,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 15,837 | $2,766,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 73,541 | $2,757,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 75,161 | $2,756,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 52,350 | $2,756,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 63,414 | $2,751,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 94,387 | $2,751,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 70,996 | $2,745,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 104,433 | $2,744,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 84,083 | $2,742,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 46,036 | $2,742,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 192,739 | $2,737,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 114,736 | $2,737,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 682,470 | $2,730,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 73,890 | $2,728,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 247,157 | $2,726,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,758,000 | $2,725,000 | thousands by filing date | principal |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 178,996 | $2,719,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 339,266 | $2,717,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 97,264 | $2,714,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 73,206 | $2,713,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 124,732 | $2,709,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 138,342 | $2,697,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 69,301 | $2,693,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 45,085 | $2,692,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 186,745 | $2,690,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 167,180 | $2,678,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 85,984 | $2,673,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 84,437 | $2,673,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 561,693 | $2,673,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,570,000 | $2,668,000 | thousands by filing date | principal |
| SCIPLAY CORPORATION | 809087109 | CL A | 194,434 | $2,666,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 65,579 | $2,658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 55,400 | $2,657,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 349,726 | $2,655,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 199,566 | $2,652,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 72,695 | $2,648,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 51,210 | $2,648,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 32,308 | $2,647,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 227,751 | $2,646,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,218,553 | $2,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 64,334 | $2,643,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 95,707 | $2,638,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 364,906 | $2,630,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 288,920 | $2,629,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 75,284 | $2,629,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 875,671 | $2,627,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 99,839 | $2,622,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 118,925 | $2,616,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,877,000 | $2,608,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,297,000 | $2,606,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 73,581 | $2,603,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,770,000 | $2,603,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 122,939 | $2,599,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,404,000 | $2,599,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,586,000 | $2,595,000 | thousands by filing date | principal |
| STITCH FIX INC | 860897107 | COM CL A | 80,948 | $2,590,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 216,539 | $2,586,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 3,750,000 | $2,585,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 346,504 | $2,584,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 194,153 | $2,582,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 761,258 | $2,573,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 255,228 | $2,572,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 518,434 | $2,572,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 72,686 | $2,570,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 172,438 | $2,569,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 96,498 | $2,567,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 120,609 | $2,565,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 196,008 | $2,565,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 105,072 | $2,564,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 323,688 | $2,563,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 27,240 | $2,561,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 93,226 | $2,558,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 77,098 | $2,556,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 164,367 | $2,547,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 466,099 | $2,545,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 435,914 | $2,541,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 227,879 | $2,541,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 282,703 | $2,536,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 57,968 | $2,535,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 198,147 | $2,534,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 184,797 | $2,531,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 167,189 | $2,530,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 192,996 | $2,526,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 255,689 | $2,516,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 156,785 | $2,514,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 441,115 | $2,505,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 117,899 | $2,503,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 154,800 | $2,498,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 66,054 | $2,497,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 476,997 | $2,495,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 356,462 | $2,488,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 501,990 | $2,485,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 264,540 | $2,479,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 146,805 | $2,476,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,466,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,178,000 | $2,464,000 | thousands by filing date | principal |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 21,330 | $2,456,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 89,854 | $2,454,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,090,000 | $2,454,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 42,841 | $2,451,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 175,493 | $2,450,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 62,975 | $2,449,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 63,234 | $2,444,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 68,029 | $2,442,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 108,658 | $2,434,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 221,116 | $2,434,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 256,002 | $2,432,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 28,826 | $2,432,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 157,085 | $2,431,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 16,573 | $2,430,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 266,663 | $2,430,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 461,791 | $2,429,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 75,267 | $2,428,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,007,300 | $2,425,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 59,644 | $2,424,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 86,368 | $2,423,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 120,624 | $2,423,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 74,830 | $2,423,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 149,985 | $2,423,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 92,463 | $2,414,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 79,958 | $2,408,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 216,335 | $2,401,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 146,763 | $2,397,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 48,552 | $2,396,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 222,221 | $2,393,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 135,651 | $2,391,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 29,274 | $2,389,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 58,040 | $2,386,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 140,914 | $2,384,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 320,423 | $2,381,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,029,000 | $2,376,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 518,417 | $2,375,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 381,219 | $2,375,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 24,753 | $2,374,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 65,038 | $2,372,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 181,020 | $2,369,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,043,000 | $2,365,000 | thousands by filing date | principal |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 118,162 | $2,364,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,441,000 | $2,363,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 35,366 | $2,356,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 147,587 | $2,355,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 535,100 | $2,351,000 | thousands by filing date | call |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 52,629 | $2,351,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 166,738 | $2,350,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 54,611 | $2,344,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 265,935 | $2,343,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 115,256 | $2,334,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 199,627 | $2,332,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 86,487 | $2,331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 125,602 | $2,331,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 84,726 | $2,331,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 141,289 | $2,331,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 188,430 | $2,329,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 38,156 | $2,314,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 64,592 | $2,313,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 242,001 | $2,313,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 91,626 | $2,311,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 54,663 | $2,311,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 33,711 | $2,308,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 223,800 | $2,298,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,144,000 | $2,297,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 51,684 | $2,296,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 38,163 | $2,296,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 66,155 | $2,295,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 80,885 | $2,289,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 38,642 | $2,288,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 185,844 | $2,286,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 108,145 | $2,283,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 165,536 | $2,278,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 82,904 | $2,274,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 158,723 | $2,271,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 22,454 | $2,271,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 81,030 | $2,270,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 722,596 | $2,269,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 747,490 | $2,265,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 296,667 | $2,264,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 73,546 | $2,263,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 50,829 | $2,257,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 48,594 | $2,256,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 46,481 | $2,256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 36,429 | $2,256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 74,021 | $2,251,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 68,331 | $2,247,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 36,206 | $2,247,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 175,308 | $2,247,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 99,487 | $2,243,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 48,500 | $2,241,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 223,649 | $2,239,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 18,888 | $2,238,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 29,466 | $2,233,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 875,200 | $2,230,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 70,096 | $2,229,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,236,000 | $2,228,000 | thousands by filing date | principal |
| ROSS STORES INC COM | 778296103 | Stock | 70,100 | $2,223,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 64,003 | $2,223,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 108,209 | $2,221,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 133,659 | $2,221,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 86,623 | $2,218,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 144,910 | $2,217,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 74,122 | $2,215,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 49,271 | $2,212,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 15,190 | $2,211,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 249,176 | $2,210,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 81,318 | $2,205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 63,638 | $2,198,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 73,245 | $2,192,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 36,965 | $2,188,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 73,315 | $2,188,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 163,479 | $2,176,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 113,543 | $2,171,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 46,119 | $2,167,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 42,676 | $2,167,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 121,613 | $2,165,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 8,419 | $2,163,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 272,067 | $2,162,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 64,330 | $2,162,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 24,524 | $2,162,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 85,517 | $2,162,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,049,697 | $2,162,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 125,062 | $2,161,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 112,991 | $2,159,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 66,318 | $2,158,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 37,973 | $2,156,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 184,175 | $2,155,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 177,790 | $2,154,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 29,815 | $2,153,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 133,180 | $2,151,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 210,697 | $2,149,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 375,419 | $2,143,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 174,133 | $2,143,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 84,202 | $2,142,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 233,640 | $2,142,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 73,880 | $2,141,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 555,828 | $2,140,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,617,000 | $2,139,000 | thousands by filing date | put |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 196,265 | $2,139,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 901,365 | $2,136,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 93,787 | $2,135,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 139,383 | $2,131,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 91,065 | $2,128,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 151,648 | $2,125,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 152,294 | $2,119,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 64,518 | $2,116,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 43,207 | $2,116,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 106,190 | $2,115,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 62,019 | $2,113,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 129,509 | $2,112,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 46,591 | $2,109,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 140,878 | $2,108,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 83,455 | $2,108,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 49,762 | $2,104,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 23,102 | $2,102,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 164,364 | $2,102,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 344,035 | $2,102,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 51,786 | $2,092,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,415,000 | $2,092,000 | thousands by filing date | principal |
| SP PLUS CORP | 78469C103 | COM | 65,394 | $2,089,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 81,405 | $2,088,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 17,980 | $2,086,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 164,278 | $2,086,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 103,442 | $2,086,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 158,930 | $2,081,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 77,374 | $2,079,000 | thousands by filing date | |
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 243,794 | $2,079,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 99,312 | $2,074,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 70,078 | $2,072,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 48,409 | $2,071,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 20,225 | $2,071,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 59,113 | $2,069,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,516 | $2,068,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 198,454 | $2,068,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 402,274 | $2,066,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 222,244 | $2,063,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 438,743 | $2,057,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 102,029 | $2,052,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 50,959 | $2,050,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 33,494 | $2,050,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 44,479 | $2,047,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,060,677 | $2,047,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 125,338 | $2,047,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200,000 | $2,046,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 245,751 | $2,041,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 218,188 | $2,040,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 168,887 | $2,039,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 121,596 | $2,037,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 184,241 | $2,033,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 61,524 | $2,028,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 28,042 | $2,017,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 12,282 | $2,015,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 75,178 | $2,015,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 756,027 | $2,011,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 2,000,000 | $2,011,000 | thousands by filing date | principal |
| SEASPINE HLDGS CORP | 81255T108 | COM | 151,702 | $2,010,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 256,927 | $2,009,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 86,008 | $2,008,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 26,750 | $2,007,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 329,377 | $2,006,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 58,508 | $2,005,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,113,000 | $2,002,000 | thousands by filing date | principal |
| Uber Technologies | 90353T100 | COM | 700,000 | $1,997,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 30,777 | $1,996,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 461,759 | $1,995,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 526,226 | $1,994,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 173,863 | $1,992,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 502,545 | $1,990,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 767,000 | $1,988,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 149,580 | $1,988,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 21,697 | $1,986,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 302,627 | $1,986,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 761,957 | $1,981,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 140,878 | $1,978,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 208,720 | $1,977,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 64,683 | $1,974,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 418,092 | $1,973,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 53,908 | $1,970,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 70,057 | $1,970,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 358,687 | $1,966,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 93,115 | $1,966,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 471,262 | $1,961,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 28,136 | $1,961,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 63,041 | $1,959,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 57,295 | $1,958,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 85,835 | $1,958,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 938,000 | $1,956,000 | thousands by filing date | principal |
| CARRIZO OIL & GAS INC | 144577103 | COM | 194,628 | $1,951,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 13,570 | $1,945,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 109,019 | $1,943,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 246,392 | $1,942,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 155,056 | $1,941,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 150,000 | $1,941,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 30,062 | $1,935,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 200,539 | $1,933,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 373,929 | $1,918,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 48,672 | $1,917,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 82,504 | $1,916,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 141,264 | $1,916,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 494,428 | $1,913,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 107,858 | $1,913,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 172,200 | $1,912,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 23,559 | $1,911,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,387 | $1,911,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 643,480 | $1,911,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 19,082 | $1,907,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 344,234 | $1,904,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 124,787 | $1,903,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 172,411 | $1,897,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 145,333 | $1,895,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 307,100 | $1,894,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 150,544 | $1,894,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 95,048 | $1,891,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 78,360 | $1,890,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 561,785 | $1,888,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 150,700 | $1,886,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 49,819 | $1,883,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 37,315 | $1,880,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 776,449 | $1,878,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 178,709 | $1,876,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 34,750 | $1,871,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 17,379 | $1,871,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 116,647 | $1,870,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 160,101 | $1,869,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 150,434 | $1,868,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,899,000 | $1,868,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 129,433 | $1,868,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 20,785 | $1,866,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 163,484 | $1,866,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 319,470 | $1,860,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 55,665 | $1,857,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 30,295 | $1,856,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 98,252 | $1,855,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 116,747 | $1,852,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 161,814 | $1,846,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 32,702 | $1,845,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 134,917 | $1,843,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 205,893 | $1,831,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 34,447 | $1,828,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 110,264 | $1,827,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 675,575 | $1,824,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 92,013 | $1,822,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 369,100 | $1,821,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 50,095 | $1,818,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 27,530 | $1,818,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 179,854 | $1,814,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 941,500 | $1,813,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 624,333 | $1,811,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 63,395 | $1,811,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 296,354 | $1,808,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 89,963 | $1,803,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 98,270 | $1,802,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 51,443 | $1,801,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 45,350 | $1,798,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 32,661 | $1,796,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 154,483 | $1,793,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 463,000 | $1,793,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 628,987 | $1,793,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 98,140 | $1,789,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 529,057 | $1,788,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 213,951 | $1,787,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 67,007 | $1,781,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 432,310 | $1,781,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 41,210 | $1,779,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 91,109 | $1,776,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 463,791 | $1,771,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 97,907 | $1,769,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 59,003 | $1,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 132,223 | $1,765,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 46,264 | $1,760,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 72,033 | $1,754,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 244,211 | $1,753,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 100,915 | $1,752,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 122,154 | $1,746,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 137,828 | $1,745,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 29,400 | $1,740,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 84,193 | $1,738,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 37,929 | $1,736,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 28,347 | $1,735,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 175,688 | $1,734,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 146,547 | $1,733,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 106,452 | $1,732,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 36,216 | $1,731,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 112,969 | $1,729,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 22,077 | $1,725,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 130,685 | $1,725,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 30,233 | $1,725,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 135,715 | $1,725,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 43,625 | $1,721,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 91,037 | $1,718,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 89,914 | $1,718,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 116,483 | $1,714,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,178,800 | $1,711,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 99,515 | $1,698,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 250,000 | $1,696,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 58,959 | $1,695,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 36,027 | $1,694,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 118,780 | $1,692,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000339 | this filing | 2019-08-06 | acceptance time not in the bulk data set |