13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-06, with 6,890 holding rows worth $349,473,800,000.
- Accession
- 0000072971-19-000339
- Filer
- CIK 72971
- Filed
- 2019-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 20,209 entries on the cover page, a total value of $349,473,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,473,800,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 261,542 | $5,453,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 56,095 | $5,453,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 457,485 | $5,439,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 201,292 | $5,435,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 88,496 | $5,430,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 164,877 | $5,421,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 152,636 | $5,417,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 209,593 | $5,415,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 83,889 | $5,413,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 70,379 | $5,411,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $5,404,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,310,387 | $5,396,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 422,072 | $5,394,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 363,982 | $5,394,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 56,640 | $5,386,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 5,497,000 | $5,385,000 | thousands by filing date | principal |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 273,083 | $5,377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 468,265 | $5,376,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 118,044 | $5,374,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 186,315 | $5,373,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 381,248 | $5,372,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 304,871 | $5,368,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 111,994 | $5,352,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 410,610 | $5,346,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 64,544 | $5,341,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 351,913 | $5,332,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 181,106 | $5,328,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 199,165 | $5,324,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 168,718 | $5,323,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 90,696 | $5,321,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 56,459 | $5,320,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 63,062 | $5,319,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 3,474,000 | $5,316,000 | thousands by filing date | principal |
| CHEMOURS CO COM | 163851108 | Stock | 221,150 | $5,306,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 229,662 | $5,305,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 508,690 | $5,291,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 159,502 | $5,286,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 280,131 | $5,285,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 337,036 | $5,275,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 278,982 | $5,270,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 262,410 | $5,269,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 433,866 | $5,258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 285,219 | $5,255,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 592,710 | $5,234,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 287,719 | $5,222,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 63,109 | $5,212,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 124,468 | $5,207,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 288,384 | $5,185,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 70,824 | $5,180,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,648 | $5,152,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 117,308 | $5,149,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 55,202 | $5,149,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 170,900 | $5,136,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 69,105 | $5,131,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 257,351 | $5,130,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 156,359 | $5,123,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 123,787 | $5,120,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 164,819 | $5,110,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 333,756 | $5,097,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,417,000 | $5,086,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 103,936 | $5,083,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 186,000 | $5,081,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 155,705 | $5,068,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 104,799 | $5,061,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 79,689 | $5,061,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 180,806 | $5,059,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 5,053,000 | $5,048,000 | thousands by filing date | principal |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 201,289 | $5,046,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 94,146 | $5,038,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 195,603 | $5,032,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 252,294 | $5,028,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 324,924 | $5,026,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 115,619 | $5,013,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 5,167,000 | $5,009,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 303,135 | $5,007,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 349,311 | $5,002,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 112,855 | $5,002,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 164,416 | $5,000,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 57,460 | $4,999,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 139,127 | $4,996,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 176,945 | $4,962,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 916,948 | $4,961,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 9,358,000 | $4,952,000 | thousands by filing date | principal |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 65,009 | $4,948,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 98,899 | $4,943,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 179,050 | $4,935,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 185,591 | $4,931,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 126,792 | $4,930,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 393,237 | $4,920,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 107,064 | $4,912,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 59,678 | $4,907,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 440,037 | $4,907,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 142,602 | $4,899,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 270,510 | $4,899,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 52,555 | $4,897,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 763,441 | $4,893,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 196,976 | $4,887,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 148,139 | $4,882,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,139,000 | $4,881,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886T201 | COM | 430,462 | $4,877,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 96,571 | $4,873,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,801,200 | $4,872,000 | thousands by filing date | put |
| AMERICAN WOODMARK CORP | 030506109 | COM | 57,438 | $4,860,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 358,655 | $4,838,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 166,378 | $4,833,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,653 | $4,821,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 232,165 | $4,816,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 379,649 | $4,810,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 37,974 | $4,808,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 56,029 | $4,806,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 229,455 | $4,802,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 105,389 | $4,793,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 4,338 | $4,792,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 128,107 | $4,791,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 137,332 | $4,790,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 425,151 | $4,779,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 137,119 | $4,778,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 226,399 | $4,777,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 227,739 | $4,774,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 204,619 | $4,760,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 69,673 | $4,751,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 564,903 | $4,746,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 93,756 | $4,742,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 398,582 | $4,735,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 79,922 | $4,734,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 155,900 | $4,723,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 255,106 | $4,715,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 114,400 | $4,714,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 405,274 | $4,713,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 241,888 | $4,704,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 163,823 | $4,698,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 54,843 | $4,679,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 110,792 | $4,664,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 44,444 | $4,656,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 98,609 | $4,650,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 191,458 | $4,643,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 73,231 | $4,642,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 124,807 | $4,639,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 330,096 | $4,638,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 63,901 | $4,637,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 109,795 | $4,631,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 185,765 | $4,624,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 338,500 | $4,620,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 63,207 | $4,605,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 187,251 | $4,592,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 90,048 | $4,582,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 388,810 | $4,581,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 188,827 | $4,578,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 187,183 | $4,573,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 308,528 | $4,569,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 4,973,000 | $4,567,000 | thousands by filing date | principal |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 202,756 | $4,560,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 143,181 | $4,556,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 61,256 | $4,554,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 192,331 | $4,554,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 115,510 | $4,553,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 270,416 | $4,540,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 282,062 | $4,527,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 62,068 | $4,524,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 981,100 | $4,510,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 22,154 | $4,490,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 110,653 | $4,489,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 648,525 | $4,487,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 402,417 | $4,486,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 119,159 | $4,485,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 215,516 | $4,474,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 84,256 | $4,466,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 6,225,000 | $4,466,000 | thousands by filing date | principal |
| ISHARES TR | 464288125 | 3YRTB ETF | 55,839 | $4,463,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 121,224 | $4,460,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 414,521 | $4,456,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 889,739 | $4,449,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 4,583,000 | $4,449,000 | thousands by filing date | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 292,060 | $4,445,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,254,531 | $4,441,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 254,750 | $4,435,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 95,400 | $4,427,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 286,730 | $4,424,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 32,438 | $4,412,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 343,616 | $4,409,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 188,816 | $4,397,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 205,935 | $4,393,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 688,190 | $4,391,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 78,576 | $4,379,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 77,021 | $4,373,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 92,438 | $4,372,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 205,908 | $4,372,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 14,600 | $4,369,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 92,457 | $4,368,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 261,676 | $4,367,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 115,843 | $4,359,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 127,163 | $4,357,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 167,100 | $4,354,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 783,145 | $4,354,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 206,110 | $4,351,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 257,866 | $4,343,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 39,785 | $4,341,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 251,436 | $4,333,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,244,000 | $4,325,000 | thousands by filing date | principal |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 65,289 | $4,319,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 269,923 | $4,316,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 139,638 | $4,312,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 115,878 | $4,311,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 92,032 | $4,310,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 137,280 | $4,309,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 54,049 | $4,307,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 74,104 | $4,305,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 185,556 | $4,302,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 58,957 | $4,299,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 172,719 | $4,287,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 248,132 | $4,285,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 209,113 | $4,281,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 294,934 | $4,280,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 204,758 | $4,279,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 136,366 | $4,265,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 238,067 | $4,257,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 137,908 | $4,255,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 148,619 | $4,253,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 29,629 | $4,252,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 403,319 | $4,251,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 308,598 | $4,230,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 736,000 | $4,229,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 129,308 | $4,229,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 282,046 | $4,225,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 159,319 | $4,210,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,200,000 | $4,201,000 | thousands by filing date | principal |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 61,640 | $4,196,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 149,283 | $4,195,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 170,772 | $4,180,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 202,254 | $4,170,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 337,590 | $4,159,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 216,798 | $4,157,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,599,794 | $4,137,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 439,662 | $4,133,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 118,548 | $4,131,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 116,671 | $4,129,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 150,966 | $4,118,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 306,111 | $4,115,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 41,050 | $4,114,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 112,499 | $4,114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 189,441 | $4,109,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 52,100 | $4,108,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 608,545 | $4,101,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 57,493 | $4,094,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 724,557 | $4,094,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 292,341 | $4,092,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,241,000 | $4,090,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 249,797 | $4,089,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 337,525 | $4,088,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 240,570 | $4,088,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 4,081,000 | $4,088,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 190,845 | $4,086,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 298,631 | $4,076,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 198,878 | $4,076,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 76,136 | $4,064,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 98,724 | $4,059,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 86,188 | $4,058,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 196,821 | $4,052,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 268,073 | $4,048,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 437,923 | $4,029,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 74,088 | $4,022,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 208,400 | $4,020,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 39,266 | $4,016,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 134,937 | $4,005,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 81,886 | $4,003,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 117,435 | $3,997,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 121,475 | $3,981,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 236,224 | $3,981,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 509,251 | $3,967,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 256,318 | $3,965,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 174,942 | $3,961,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 41,405 | $3,958,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 107,098 | $3,956,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 146,639 | $3,952,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 73,648 | $3,940,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 380,728 | $3,937,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 79,157 | $3,933,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 276,246 | $3,931,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 252,359 | $3,930,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 88,973 | $3,927,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 74,198 | $3,926,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 264,105 | $3,925,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 122,003 | $3,923,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 30,848 | $3,912,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 454,513 | $3,904,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 539,188 | $3,904,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 109,622 | $3,903,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 30,948 | $3,901,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 300,318 | $3,895,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 312,997 | $3,893,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 41,253 | $3,891,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 58,605 | $3,886,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 295,164 | $3,882,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 62,064 | $3,876,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 65,213 | $3,869,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 979,030 | $3,867,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 494,400 | $3,865,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 92,060 | $3,864,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 747,822 | $3,859,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 340,622 | $3,850,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 87,942 | $3,836,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 90,711 | $3,834,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 89,653 | $3,832,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 145,925 | $3,824,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 3,594,000 | $3,823,000 | thousands by filing date | principal |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 164,272 | $3,821,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 261,720 | $3,821,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 332,077 | $3,819,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 127,566 | $3,819,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 664,066 | $3,818,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,837,000 | $3,809,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,972,612 | $3,804,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 65,022 | $3,795,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 68,920 | $3,790,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 198,703 | $3,790,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 81,686 | $3,789,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 144,946 | $3,781,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,190,000 | $3,781,000 | thousands by filing date | principal |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 306,225 | $3,767,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 293,744 | $3,760,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 648,150 | $3,759,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 348,297 | $3,755,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 60,304 | $3,750,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 443,181 | $3,749,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 268,105 | $3,743,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 215,909 | $3,742,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 60,191 | $3,740,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 46,972 | $3,731,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 449,682 | $3,728,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 114,593 | $3,726,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 146,515 | $3,719,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 688,689 | $3,705,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 98,113 | $3,699,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,504 | $3,699,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 40,344 | $3,698,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 197,702 | $3,693,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 995,382 | $3,692,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 139,798 | $3,687,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 210,710 | $3,687,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 145,111 | $3,684,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 136,614 | $3,680,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 284,334 | $3,680,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 116,537 | $3,677,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 49,340 | $3,662,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 152,417 | $3,656,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 150,038 | $3,644,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 268,409 | $3,643,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 44,082 | $3,642,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,143,000 | $3,639,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339P101 | COM | 125,888 | $3,638,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 231,816 | $3,633,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 56,895 | $3,624,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 220,484 | $3,623,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 70,380 | $3,616,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 302,192 | $3,612,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 190,956 | $3,611,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 72,617 | $3,608,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,121,000 | $3,607,000 | thousands by filing date | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 57,318 | $3,606,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,502,000 | $3,605,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 1,476,702 | $3,603,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 54,614 | $3,603,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 216,430 | $3,592,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 174,580 | $3,591,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 80,026 | $3,578,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 69,546 | $3,572,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 142,035 | $3,567,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 98,622 | $3,565,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,302,000 | $3,550,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 143,435 | $3,512,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 479,479 | $3,510,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 123,426 | $3,504,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 579,146 | $3,504,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 126,858 | $3,495,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 96,496 | $3,486,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 71,253 | $3,479,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 339,979 | $3,474,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,279,300 | $3,470,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 22,987 | $3,466,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 301,415 | $3,466,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 460,817 | $3,461,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 224,132 | $3,461,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 270,552 | $3,455,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 91,889 | $3,447,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 283,020 | $3,445,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 112,091 | $3,442,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 98,090 | $3,442,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 36,468 | $3,441,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 138,497 | $3,438,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 40,422 | $3,430,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 82,860 | $3,423,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 99,719 | $3,423,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,913,000 | $3,419,000 | thousands by filing date | principal |
| HUDSON LTD | G46408103 | COM CL A | 247,636 | $3,415,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 263,895 | $3,410,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 226,647 | $3,405,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 158,368 | $3,405,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,000,500 | $3,394,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 286,977 | $3,392,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 327,476 | $3,386,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 89,953 | $3,384,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 84,908 | $3,372,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 127,609 | $3,371,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 30,279 | $3,367,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 121,954 | $3,364,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,275,000 | $3,360,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 119,325 | $3,355,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 99,213 | $3,354,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 211,339 | $3,354,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 30,167 | $3,338,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,820 | $3,337,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 232,033 | $3,337,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 95,108 | $3,336,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 159,331 | $3,336,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 147,218 | $3,335,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 85,819 | $3,334,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 62,527 | $3,329,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 142,180 | $3,328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 81,900 | $3,328,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 73,419 | $3,328,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 54,741 | $3,327,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 33,455 | $3,325,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 278,503 | $3,323,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 110,895 | $3,321,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 111,382 | $3,310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 167,030 | $3,304,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 55,385 | $3,298,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 78,764 | $3,297,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 337,695 | $3,293,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 84,919 | $3,289,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 71,722 | $3,289,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 125,810 | $3,287,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 86,416 | $3,279,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 117,935 | $3,279,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 43,735 | $3,275,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 107,199 | $3,273,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 119,630 | $3,268,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 13,362 | $3,265,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 37,781 | $3,261,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 169,318 | $3,261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 55,888 | $3,260,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 68,074 | $3,257,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 64,767 | $3,250,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 288,983 | $3,248,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 232,266 | $3,245,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 144,641 | $3,244,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,740,000 | $3,241,000 | thousands by filing date | principal |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 359,931 | $3,240,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 256,136 | $3,235,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 381,342 | $3,218,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 181,584 | $3,213,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 154,216 | $3,210,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 625,517 | $3,209,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 232,525 | $3,204,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 19,153 | $3,199,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 267,652 | $3,193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 55,469 | $3,191,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 161,978 | $3,178,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 59,317 | $3,174,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 60,172 | $3,166,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 737,089 | $3,155,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 252,696 | $3,154,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 388,813 | $3,150,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 324,605 | $3,148,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 153,864 | $3,143,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 113,942 | $3,142,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 142,679 | $3,138,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 36,337 | $3,128,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 267,270 | $3,116,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 82,236 | $3,113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 78,026 | $3,108,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,368,251 | $3,106,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 324,902 | $3,103,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 80,363 | $3,100,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 93,205 | $3,096,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 76,881 | $3,095,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 22,995 | $3,077,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 155,940 | $3,076,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 65,527 | $3,073,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,699,000 | $3,071,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 55,509 | $3,062,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 81,503 | $3,054,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 54,525 | $3,035,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 49,126 | $3,027,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,900,000 | $3,026,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 106,899 | $3,022,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 276,076 | $3,021,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 266,364 | $3,020,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 70,607 | $3,012,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 190,480 | $3,011,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 88,831 | $3,009,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 633,632 | $3,009,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 239,047 | $3,007,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 260,482 | $3,003,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 41,218 | $3,002,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 110,110 | $3,000,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 530,300 | $2,997,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 82,242 | $2,996,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 1,050,000 | $2,994,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 580,497 | $2,990,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000339 | this filing | 2019-08-06 | acceptance time not in the bulk data set |