13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-06, with 6,890 holding rows worth $349,473,800,000.
- Accession
- 0000072971-19-000339
- Filer
- CIK 72971
- Filed
- 2019-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 20,209 entries on the cover page, a total value of $349,473,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $349,473,800,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHERENT INC | 192479103 | COM | 70,636 | $9,632,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 279,325 | $9,606,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 273,322 | $9,561,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 437,488 | $9,532,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,536,515 | $9,526,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 72,351 | $9,515,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 234,049 | $9,489,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 264,504 | $9,485,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 203,380 | $9,476,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 465,846 | $9,475,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 325,714 | $9,475,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 187,012 | $9,405,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 316,659 | $9,385,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 528,421 | $9,375,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 721,157 | $9,346,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 144,635 | $9,325,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 173,218 | $9,297,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 740,137 | $9,297,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 97,788 | $9,293,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 347,490 | $9,286,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 212,811 | $9,268,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 176,574 | $9,263,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 339,799 | $9,250,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 345,472 | $9,234,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 109,661 | $9,215,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 339,331 | $9,213,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 481,910 | $9,200,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 277,977 | $9,198,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 119,452 | $9,156,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 170,247 | $9,155,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 326,495 | $9,151,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 301,166 | $9,140,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 200,081 | $9,137,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 945,708 | $9,135,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 71,153 | $9,129,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 579,707 | $9,113,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 508,339 | $9,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 318,196 | $9,101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 93,514 | $9,087,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 142,307 | $9,084,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 515,527 | $9,079,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 256,976 | $9,078,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 395,328 | $9,053,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 463,486 | $9,036,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,441,134 | $9,030,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 247,488 | $9,026,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 435,072 | $9,024,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 330,531 | $9,016,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 201,222 | $9,009,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 250,476 | $9,007,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 197,670 | $9,002,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 906,282 | $8,982,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 426,630 | $8,959,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 152,005 | $8,949,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 171,470 | $8,931,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 349,421 | $8,928,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 939,463 | $8,925,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 651,606 | $8,908,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 373,980 | $8,890,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 163,197 | $8,887,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 589,855 | $8,883,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 562,904 | $8,855,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 821,420 | $8,847,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 219,504 | $8,845,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 240,852 | $8,844,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 143,080 | $8,842,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 684,783 | $8,841,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 167,344 | $8,802,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 135,369 | $8,799,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 149,704 | $8,770,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 185,895 | $8,760,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 422,181 | $8,748,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 350,845 | $8,733,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 160,492 | $8,711,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 108,355 | $8,688,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 663,513 | $8,688,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 349,809 | $8,682,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 8,901,000 | $8,678,000 | thousands by filing date | principal |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,118,204 | $8,677,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 282,179 | $8,677,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 8,581,000 | $8,668,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806109 | COM | 153,679 | $8,659,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 115,761 | $8,632,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 146,453 | $8,586,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 8,689,000 | $8,585,000 | thousands by filing date | principal |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 257,781 | $8,573,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 7,729,000 | $8,568,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 634,825 | $8,520,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,695,848 | $8,520,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 129,808 | $8,491,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 151,039 | $8,489,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 107,034 | $8,487,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 249,551 | $8,483,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,294,382 | $8,465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 118,272 | $8,461,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 93,553 | $8,448,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 166,731 | $8,441,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 181,188 | $8,434,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 767,326 | $8,410,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 173,853 | $8,409,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 247,203 | $8,405,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 156,763 | $8,387,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,227,321 | $8,368,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 892,058 | $8,368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 668,963 | $8,368,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 214,493 | $8,333,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 115,084 | $8,333,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 106,771 | $8,316,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 669,424 | $8,308,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 263,421 | $8,296,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 390,634 | $8,289,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 249,118 | $8,251,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 129,192 | $8,243,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 226,793 | $8,221,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 270,390 | $8,212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 59,964 | $8,207,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 603,809 | $8,185,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 919,092 | $8,180,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 186,741 | $8,160,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 194,734 | $8,159,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 52,832 | $8,149,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 236,519 | $8,139,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 615,092 | $8,138,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 139,740 | $8,129,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,293,643 | $8,098,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 477,634 | $8,062,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 121,386 | $8,056,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 728,938 | $8,047,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 276,534 | $8,047,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 484,815 | $8,043,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 173,904 | $8,041,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 311,566 | $8,033,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 95,803 | $8,000,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 179,189 | $7,999,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,288,377 | $7,988,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 332,854 | $7,976,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 841,847 | $7,956,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 253,274 | $7,953,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 157,237 | $7,941,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 57,940 | $7,938,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 88,174 | $7,935,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 77,024 | $7,921,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 314,226 | $7,919,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 204,816 | $7,917,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 255,216 | $7,904,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 110,047 | $7,891,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 233,020 | $7,863,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 209,904 | $7,859,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 226,458 | $7,854,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 285,038 | $7,850,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 180,594 | $7,845,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 82,367 | $7,836,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 381,699 | $7,834,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 855,693 | $7,822,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 426,637 | $7,811,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 141,791 | $7,806,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 128,713 | $7,805,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 8,391,000 | $7,799,000 | thousands by filing date | principal |
| INVESCO | 46138J825 | EXCHANGE TRADED | 368,400 | $7,796,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 63,748 | $7,787,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 199,364 | $7,775,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 467,951 | $7,773,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 204,203 | $7,773,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 229,589 | $7,771,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 198,997 | $7,758,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 337,838 | $7,757,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 6,713,000 | $7,747,000 | thousands by filing date | principal |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 187,090 | $7,745,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 71,729 | $7,742,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 786,360 | $7,723,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 160,361 | $7,722,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 117,813 | $7,705,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 453,464 | $7,686,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 473,835 | $7,681,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 284,354 | $7,669,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 215,947 | $7,658,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 780,274 | $7,656,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 193,888 | $7,654,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 71,909 | $7,649,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 151,123 | $7,645,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,539,374 | $7,635,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,398,000 | $7,628,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 95,755 | $7,620,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 201,274 | $7,618,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 336,641 | $7,618,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 149,743 | $7,583,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 298,051 | $7,583,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 196,015 | $7,582,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 79,242 | $7,575,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,297,420 | $7,566,000 | thousands by filing date | put |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 289,358 | $7,557,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 186,839 | $7,541,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 23,960 | $7,540,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 105,829 | $7,524,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 194,068 | $7,516,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 309,759 | $7,502,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 342,305 | $7,500,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 710,287 | $7,479,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 122,893 | $7,469,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 108,340 | $7,469,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 111,789 | $7,464,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 106,921 | $7,462,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 258,005 | $7,456,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 75,460 | $7,455,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 378,162 | $7,453,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 223,946 | $7,435,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 494,894 | $7,409,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 123,546 | $7,400,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 165,340 | $7,391,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 528,466 | $7,388,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,157,165 | $7,377,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 297,459 | $7,362,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 395,188 | $7,359,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 272,468 | $7,354,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 817,486 | $7,341,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 289,000 | $7,335,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 271,925 | $7,334,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 199,965 | $7,332,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 252,454 | $7,307,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 63,950 | $7,299,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 706,275 | $7,289,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 668,351 | $7,285,000 | thousands by filing date | |
| RH | 74967X103 | COM | 62,940 | $7,276,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 485,832 | $7,273,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 158,401 | $7,270,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 6,481,000 | $7,269,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 81,937 | $7,268,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 179,261 | $7,267,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 321,291 | $7,265,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 459,318 | $7,257,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 324,941 | $7,253,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 151,701 | $7,252,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 340,256 | $7,231,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 7,528,000 | $7,205,000 | thousands by filing date | principal |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 75,653 | $7,187,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 167,181 | $7,182,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 160,806 | $7,177,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 373,425 | $7,169,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 310,852 | $7,165,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 456,607 | $7,146,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 232,382 | $7,144,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 231,200 | $7,131,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 231,038 | $7,125,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 331,278 | $7,116,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 303,895 | $7,113,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 944,163 | $7,110,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 127,736 | $7,099,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 799,134 | $7,096,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 107,757 | $7,095,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 333,829 | $7,077,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 308,918 | $7,071,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 367,157 | $7,068,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 145,814 | $7,066,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 811,250 | $7,059,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 96,590 | $7,043,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 184,079 | $7,035,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 105,178 | $7,034,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100,699 | $7,018,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 157,270 | $7,004,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 266,959 | $7,000,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 303,809 | $6,997,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 131,383 | $6,981,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 276,529 | $6,977,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 309,045 | $6,947,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 336,051 | $6,942,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 143,883 | $6,942,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 558,047 | $6,931,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 353,503 | $6,924,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 99,979 | $6,919,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 451,598 | $6,914,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 85,491 | $6,909,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 279,227 | $6,897,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,126,123 | $6,892,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 659,415 | $6,885,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 158,210 | $6,880,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 75,969 | $6,876,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 262,580 | $6,874,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 226,081 | $6,874,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 454,058 | $6,870,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 144,012 | $6,858,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 426,405 | $6,843,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 555,284 | $6,841,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 56,250 | $6,832,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 248,990 | $6,828,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 141,494 | $6,789,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 449,545 | $6,788,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,322,911 | $6,787,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 589,884 | $6,766,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 338,949 | $6,756,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 208,359 | $6,755,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 171,648 | $6,754,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 122,093 | $6,752,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 229,606 | $6,743,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 600,938 | $6,737,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 33,066 | $6,733,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 306,840 | $6,726,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,638,000 | $6,709,000 | thousands by filing date | principal |
| VERSUM MATLS INC | 92532W103 | COM | 129,839 | $6,698,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 193,605 | $6,680,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 232,749 | $6,678,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 284,158 | $6,660,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 295,091 | $6,654,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 362,802 | $6,650,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 68,874 | $6,640,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 101,061 | $6,640,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 259,991 | $6,627,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 645,258 | $6,621,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 91,087 | $6,618,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 246,281 | $6,615,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 421,438 | $6,612,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 373,234 | $6,599,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 350,302 | $6,589,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 440,604 | $6,587,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 128,399 | $6,585,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 252,688 | $6,583,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 39,861 | $6,582,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 317,084 | $6,580,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 454,065 | $6,575,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 77,395 | $6,573,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 255,459 | $6,572,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 277,689 | $6,565,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,243,305 | $6,565,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 476,420 | $6,560,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 142,870 | $6,548,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 144,257 | $6,530,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 139,508 | $6,530,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 298,858 | $6,524,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 61,858 | $6,512,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 120,194 | $6,506,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 153,393 | $6,494,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 333,826 | $6,472,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 84,974 | $6,471,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 701,042 | $6,471,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 431,182 | $6,446,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 222,190 | $6,440,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 449,806 | $6,432,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,039,984 | $6,427,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 162,764 | $6,423,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 271,757 | $6,422,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 47,608 | $6,414,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 277,537 | $6,408,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 544,207 | $6,400,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 124,396 | $6,399,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 627,552 | $6,388,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 306,909 | $6,385,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 376,511 | $6,374,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 228,761 | $6,364,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 6,200,000 | $6,357,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 95,420 | $6,356,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 67,827 | $6,353,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 423,185 | $6,348,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 300,652 | $6,348,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 39,646 | $6,344,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 263,563 | $6,341,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 603,779 | $6,340,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 75,608 | $6,339,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 342,690 | $6,336,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 470,094 | $6,333,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 139,898 | $6,320,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 50,981 | $6,319,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 408,447 | $6,318,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 33,556 | $6,316,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 202,623 | $6,308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 526,000 | $6,306,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 110,310 | $6,298,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 197,998 | $6,291,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 396,831 | $6,270,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 754,753 | $6,257,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 192,824 | $6,245,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 249,324 | $6,243,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 272,813 | $6,239,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 124,064 | $6,227,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 223,965 | $6,222,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 229,030 | $6,214,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 618,829 | $6,213,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 140,306 | $6,207,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 102,266 | $6,205,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 256,752 | $6,182,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 142,437 | $6,182,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 145,711 | $6,173,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 343,814 | $6,171,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 313,612 | $6,156,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 610,940 | $6,152,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 588,612 | $6,151,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 126,893 | $6,150,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 156,095 | $6,141,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,244,900 | $6,136,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 793,632 | $6,119,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 221,453 | $6,113,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112,139 | $6,110,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 198,178 | $6,107,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 72,372 | $6,106,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 647,265 | $6,092,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 198,512 | $6,085,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 291,008 | $6,076,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 335,969 | $6,071,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 318,534 | $6,062,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 98,142 | $6,057,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 228,122 | $6,045,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 490,668 | $6,021,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 150,618 | $6,017,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 627,222 | $6,015,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 76,845 | $6,007,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184,821 | $6,007,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 174,174 | $6,007,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 124,613 | $6,004,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 366,255 | $6,003,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 302,835 | $5,996,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 89,687 | $5,991,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 167,823 | $5,982,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,623,400 | $5,976,000 | thousands by filing date | call |
| KENNAMETAL INC | 489170100 | COM | 161,481 | $5,973,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 165,895 | $5,966,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 689,970 | $5,955,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 183,042 | $5,949,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 5,914,000 | $5,949,000 | thousands by filing date | principal |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 852,177 | $5,948,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,065,136 | $5,943,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 751,503 | $5,937,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 128,457 | $5,934,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 182,619 | $5,929,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 34,702 | $5,918,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 240,102 | $5,918,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 73,324 | $5,913,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 643,873 | $5,912,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 131,115 | $5,909,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 484,135 | $5,907,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 51,111 | $5,889,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 147,138 | $5,862,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 265,023 | $5,858,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 195,098 | $5,847,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 197,354 | $5,838,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,000,261 | $5,821,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 231,567 | $5,819,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 358,971 | $5,815,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 167,055 | $5,814,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,604,000 | $5,812,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 302,805 | $5,811,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 279,625 | $5,802,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 628,006 | $5,796,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 116,015 | $5,787,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 400,240 | $5,783,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 254,490 | $5,779,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 669,922 | $5,768,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 624,286 | $5,762,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 307,132 | $5,762,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 169,991 | $5,756,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 154,060 | $5,749,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 5,945,000 | $5,740,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 223,149 | $5,732,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 118,055 | $5,723,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 380,100 | $5,721,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 416,046 | $5,716,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 511,171 | $5,714,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 362,810 | $5,707,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 370,285 | $5,695,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 137,827 | $5,692,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 472,142 | $5,684,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 293,091 | $5,682,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 243,143 | $5,678,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 330,887 | $5,677,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 59,513 | $5,676,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 70,677 | $5,651,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 424,965 | $5,648,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 135,480 | $5,647,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 119,803 | $5,644,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 146,066 | $5,633,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 297,858 | $5,627,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,295,000 | $5,622,000 | thousands by filing date | principal |
| QUINSTREET INC | 74874Q100 | COM | 354,598 | $5,621,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 546,691 | $5,620,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 124,539 | $5,619,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 628,114 | $5,616,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 333,064 | $5,615,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 130,568 | $5,605,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 413,203 | $5,603,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 373,522 | $5,599,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 37,743 | $5,597,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 138,339 | $5,597,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 372,501 | $5,595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 95,694 | $5,593,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 196,884 | $5,590,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 5,582,000 | $5,583,000 | thousands by filing date | principal |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 911,116 | $5,575,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 181,222 | $5,557,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 313,601 | $5,549,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 120,038 | $5,543,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 132,052 | $5,538,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 189,770 | $5,510,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 295,545 | $5,509,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 216,278 | $5,493,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 91,817 | $5,483,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 67,098 | $5,482,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 131,689 | $5,478,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,009,209 | $5,469,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 86,292 | $5,466,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 174,386 | $5,462,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 469,919 | $5,460,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 427,184 | $5,459,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 543,646 | $5,458,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000339 | this filing | 2019-08-06 | acceptance time not in the bulk data set |