13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-02, with 6,707 holding rows worth $353,753,258,000.
- Accession
- 0000072971-18-000468
- Filer
- CIK 72971
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,425 entries on the cover page, a total value of $353,753,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,753,258,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 24,265 | $3,253,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 353,591 | $3,253,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 191,198 | $3,241,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 74,476 | $3,233,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 83,747 | $3,228,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 193,278 | $3,228,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 451,275 | $3,226,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 214,597 | $3,221,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 19,891 | $3,218,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 122,920 | $3,216,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 176,528 | $3,209,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 572,600 | $3,207,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 163,227 | $3,206,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 128,096 | $3,204,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 168,754 | $3,190,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 115,696 | $3,185,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 253,533 | $3,182,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 64,614 | $3,181,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 228,354 | $3,178,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 110,585 | $3,177,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 268,035 | $3,175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 75,417 | $3,171,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 85,008 | $3,171,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 286,135 | $3,168,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 39,649 | $3,166,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 80,548 | $3,166,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 26,328 | $3,163,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 65,331 | $3,156,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 345,446 | $3,147,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 51,370 | $3,141,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 99,173 | $3,139,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 3,257,000 | $3,135,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 43,559 | $3,125,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 187,523 | $3,122,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 137,861 | $3,122,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 171,098 | $3,120,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 193,834 | $3,110,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 64,937 | $3,109,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 108,149 | $3,109,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 151,912 | $3,106,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 72,004 | $3,104,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 84,273 | $3,103,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 213,100 | $3,095,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 189,563 | $3,088,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 78,815 | $3,085,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 65,403 | $3,084,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 35,514 | $3,079,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 271,955 | $3,071,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 86,828 | $3,064,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 954,433 | $3,064,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 62,769 | $3,063,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 41,637 | $3,061,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 86,475 | $3,058,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 247,807 | $3,058,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 114,022 | $3,054,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 120,751 | $3,051,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 690,000 | $3,049,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 50,676 | $3,049,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 48,376 | $3,025,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 62,919 | $3,021,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 346,778 | $3,014,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 63,917 | $3,010,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 58,834 | $3,008,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,967,000 | $3,006,000 | thousands by filing date | principal |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 166,478 | $3,003,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 180,176 | $3,000,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,340,606 | $2,996,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 52,333 | $2,995,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 139,119 | $2,991,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 124,804 | $2,990,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 61,583 | $2,981,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 226,801 | $2,978,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 3,054,000 | $2,978,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 28,188 | $2,976,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 125,919 | $2,976,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 78,770 | $2,975,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 61,128 | $2,968,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 59,613 | $2,964,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 50,349 | $2,956,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,770,000 | $2,952,000 | thousands by filing date | principal |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 13,749 | $2,944,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 20,921 | $2,942,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 107,375 | $2,942,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 83,213 | $2,941,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 372,966 | $2,939,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 22,642 | $2,917,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 132,382 | $2,915,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 45,170 | $2,912,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 132,491 | $2,907,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 42,173 | $2,905,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 148,578 | $2,899,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 307,323 | $2,886,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 119,757 | $2,886,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 34,901 | $2,884,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 300,000 | $2,884,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 60,976 | $2,874,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 168,433 | $2,871,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 152,430 | $2,865,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 88,574 | $2,862,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 133,314 | $2,851,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 354,837 | $2,846,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 129,321 | $2,844,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 99,577 | $2,844,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 291,694 | $2,844,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 237,848 | $2,843,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 50,516 | $2,842,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 83,676 | $2,838,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 98,498 | $2,837,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,773,083 | $2,837,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 48,364 | $2,830,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 69,876 | $2,818,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 101,009 | $2,818,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200,000 | $2,810,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 121,769 | $2,810,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 241,074 | $2,796,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 56,755 | $2,789,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 123,702 | $2,786,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 73,362 | $2,786,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 205,600 | $2,782,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 158,873 | $2,782,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 233,111 | $2,781,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 25,309 | $2,774,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 149,792 | $2,760,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 44,537 | $2,759,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 82,637 | $2,758,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 142,336 | $2,757,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 112,501 | $2,756,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 123,723 | $2,755,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 40,493 | $2,755,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 101,832 | $2,753,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 155,206 | $2,752,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,252,430 | $2,751,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 155,706 | $2,749,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 131,398 | $2,740,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 300,870 | $2,738,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 41,568 | $2,738,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 279,050 | $2,735,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 79,666 | $2,734,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 63,020 | $2,733,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 39,545 | $2,733,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 273,313 | $2,733,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 92,268 | $2,732,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 59,486 | $2,727,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 21,495 | $2,726,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 268,360 | $2,726,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 89,647 | $2,725,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 257,266 | $2,724,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 70,147 | $2,719,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 157,731 | $2,717,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 212,220 | $2,713,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 77,270 | $2,707,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 149,783 | $2,703,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 518,939 | $2,699,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 237,473 | $2,698,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 71,833 | $2,697,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 142,420 | $2,690,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 92,470 | $2,689,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 79,680 | $2,684,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 112,079 | $2,684,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 58,298 | $2,681,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 29,990 | $2,681,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 70,557 | $2,680,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 2,943,000 | $2,680,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 79,050 | $2,679,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 37,511 | $2,678,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 994,900 | $2,676,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 311,793 | $2,676,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 220,778 | $2,674,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 257,059 | $2,671,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 38,782 | $2,666,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,745,337 | $2,662,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 70,714 | $2,658,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 194,640 | $2,657,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 220,427 | $2,652,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 207,960 | $2,649,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 40,917 | $2,638,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 334,694 | $2,633,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,583,000 | $2,633,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 58,529 | $2,631,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 124,470 | $2,628,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 187,678 | $2,627,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,453,000 | $2,626,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 174,006 | $2,619,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 134,044 | $2,613,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 84,374 | $2,612,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 69,405 | $2,610,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 67,383 | $2,609,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 46,901 | $2,607,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 47,764 | $2,606,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 159,990 | $2,600,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 206,760 | $2,595,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 56,906 | $2,595,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 44,482 | $2,595,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 698,758 | $2,593,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 520,426 | $2,592,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 59,863 | $2,591,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 99,462 | $2,591,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,985,000 | $2,589,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 80,806 | $2,583,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 52,428 | $2,580,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,250,000 | $2,580,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 72,300 | $2,578,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 366,659 | $2,577,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 110,007 | $2,574,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 66,604 | $2,573,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 311,898 | $2,573,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,102,384 | $2,568,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 430,215 | $2,565,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 133,713 | $2,563,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 75,362 | $2,559,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 32,718 | $2,554,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,582,000 | $2,551,000 | thousands by filing date | principal |
| QUINSTREET INC | 74874Q100 | COM | 187,646 | $2,547,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 222,822 | $2,544,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 2,533,000 | $2,542,000 | thousands by filing date | principal |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 219,438 | $2,541,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 70,796 | $2,538,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 102,720 | $2,533,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 2,147,000 | $2,526,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 118,531 | $2,525,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 450,390 | $2,522,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 141,621 | $2,520,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 562,856 | $2,517,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 528,465 | $2,515,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 211,081 | $2,512,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,506,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 177,334 | $2,501,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 119,971 | $2,500,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 54,979 | $2,498,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 444,194 | $2,496,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 66,506 | $2,495,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 54,917 | $2,488,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 26,093 | $2,487,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 35,096 | $2,487,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 81,875 | $2,483,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 2,500,000 | $2,477,000 | thousands by filing date | principal |
| SCANSOURCE INC | 806037107 | COM | 62,050 | $2,476,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 159,687 | $2,472,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 706,247 | $2,472,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 22,591 | $2,463,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 37,854 | $2,457,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 79,102 | $2,456,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 36,961 | $2,450,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 106,792 | $2,450,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 88,492 | $2,443,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 144,340 | $2,441,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 266,323 | $2,439,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 146,447 | $2,438,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 24,298 | $2,435,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,362,000 | $2,432,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375U101 | COM | 91,168 | $2,429,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 170,354 | $2,429,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 56,180 | $2,424,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 77,665 | $2,423,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 80,357 | $2,419,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 252,776 | $2,414,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 105,334 | $2,409,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 159,399 | $2,405,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 256,897 | $2,405,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 375,748 | $2,405,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 70,426 | $2,401,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 211,691 | $2,400,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 64,444 | $2,394,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 55,247 | $2,394,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 49,466 | $2,393,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 29,271 | $2,377,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 31,471 | $2,377,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 210,576 | $2,375,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 171,319 | $2,373,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 38,187 | $2,372,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 123,682 | $2,370,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,475,800 | $2,369,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 32,701 | $2,361,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 253,300 | $2,358,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 166,290 | $2,354,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 16,994 | $2,353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 52,338 | $2,349,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 109,324 | $2,345,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 61,905 | $2,340,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,167 | $2,339,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 155,361 | $2,338,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 167,612 | $2,338,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 57,359 | $2,326,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,015,000 | $2,321,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 90,134 | $2,316,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 117,198 | $2,315,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 81,133 | $2,304,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 162,666 | $2,304,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 496,949 | $2,302,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 71,088 | $2,301,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 285,391 | $2,300,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 77,807 | $2,299,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 117,771 | $2,296,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 12,582 | $2,293,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 141,275 | $2,293,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 317,891 | $2,289,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 110,816 | $2,286,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 218,965 | $2,286,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 59,249 | $2,285,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 164,153 | $2,282,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 175,495 | $2,278,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 67,270 | $2,277,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,759 | $2,270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 37,817 | $2,269,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 110,937 | $2,266,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 52,109 | $2,264,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 55,254 | $2,264,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 72,455 | $2,263,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 37,781 | $2,262,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 53,925 | $2,261,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 412,312 | $2,259,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 2,301,000 | $2,258,000 | thousands by filing date | principal |
| CAROLINA FINL CORP NEW | 143873107 | COM | 59,879 | $2,258,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 59,900 | $2,255,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 173,022 | $2,255,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,629,500 | $2,251,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 54,297 | $2,247,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 63,748 | $2,243,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 41,725 | $2,238,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 191,597 | $2,236,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 276,538 | $2,232,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 29,389 | $2,232,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 91,461 | $2,231,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 105,359 | $2,229,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 111,308 | $2,228,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 53,588 | $2,227,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 155,513 | $2,225,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 289,269 | $2,225,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 84,610 | $2,222,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 69,701 | $2,218,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 176,329 | $2,215,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 233,109 | $2,206,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 49,084 | $2,198,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 75,233 | $2,197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 103,588 | $2,190,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 90,816 | $2,180,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 40,051 | $2,177,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 62,164 | $2,177,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 152,388 | $2,174,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,000,000 | $2,166,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 87,002 | $2,165,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 64,681 | $2,163,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 50,385 | $2,161,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 58,256 | $2,156,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,175,000 | $2,154,000 | thousands by filing date | principal |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 43,192 | $2,153,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 54,642 | $2,150,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 147,159 | $2,149,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,500,000 | $2,148,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 22,885 | $2,144,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 520,019 | $2,137,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 48,864 | $2,133,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 51,355 | $2,129,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,852,000 | $2,127,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 319,463 | $2,125,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 100,024 | $2,125,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 145,483 | $2,122,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 143,273 | $2,120,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 112,585 | $2,120,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 65,066 | $2,119,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 179,394 | $2,119,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 343,696 | $2,117,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 87,227 | $2,114,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 56,457 | $2,112,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 44,486 | $2,111,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100,934 | $2,102,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 167,795 | $2,101,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 54,644 | $2,101,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 88,257 | $2,100,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 88,458 | $2,097,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 96,659 | $2,097,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 153,483 | $2,095,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 530,500 | $2,091,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 157,372 | $2,082,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 93,876 | $2,082,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 93,146 | $2,080,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 147,742 | $2,078,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 36,231 | $2,071,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 61,222 | $2,070,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 115,936 | $2,060,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 24,055 | $2,056,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 35,899 | $2,055,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 40,666 | $2,053,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 89,985 | $2,053,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 50,314 | $2,052,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 79,672 | $2,049,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 13,137 | $2,049,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 33,290 | $2,049,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 385,449 | $2,047,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 150,112 | $2,041,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 63,254 | $2,038,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 52,045 | $2,037,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 38,978 | $2,033,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 38,741 | $2,027,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 30,473 | $2,021,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 37,056 | $2,020,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 53,622 | $2,019,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 81,358 | $2,018,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 145,378 | $2,018,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 941,284 | $2,015,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 123,275 | $2,015,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 251,746 | $2,014,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 66,251 | $2,008,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 175,424 | $2,007,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,187,100 | $2,006,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 21,289 | $2,005,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 29,992 | $2,003,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 61,212 | $2,002,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 404,626 | $1,999,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 75,045 | $1,998,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 17,544 | $1,997,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 29,600 | $1,993,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 80,020 | $1,992,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 182,580 | $1,991,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 41,115 | $1,991,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 36,495 | $1,991,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 95,220 | $1,990,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 40,855 | $1,986,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 54,988 | $1,986,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 69,886 | $1,986,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 105,646 | $1,981,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 53,831 | $1,981,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 130,270 | $1,974,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 127,160 | $1,964,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 31,883 | $1,962,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 211,785 | $1,962,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 101,962 | $1,960,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 45,515 | $1,957,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 186,394 | $1,955,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 146,634 | $1,950,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 38,626 | $1,948,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 101,024 | $1,946,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 59,284 | $1,946,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 90,236 | $1,944,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 50,613 | $1,941,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 25,928 | $1,935,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 107,184 | $1,935,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 70,932 | $1,935,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 41,384 | $1,932,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 48,024 | $1,931,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 369,500 | $1,929,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 66,786 | $1,928,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 65,000 | $1,925,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 16,922 | $1,917,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 100,730 | $1,916,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 259,034 | $1,915,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 296,527 | $1,912,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 261,007 | $1,910,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 385,027 | $1,910,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 49,372 | $1,909,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 2,000,000 | $1,905,000 | thousands by filing date | principal |
| Heritage Commerce Corp | 426927109 | Common Stock | 127,544 | $1,903,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 23,265 | $1,903,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 122,632 | $1,900,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 49,192 | $1,894,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 44,522 | $1,894,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 57,959 | $1,893,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 40,863 | $1,890,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 121,691 | $1,890,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 27,375 | $1,885,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 91,985 | $1,879,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 191,208 | $1,874,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 80,416 | $1,874,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 93,400 | $1,869,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 60,361 | $1,866,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,109,134 | $1,857,000 | thousands by filing date | put |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 118,344 | $1,857,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 186,684 | $1,856,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 95,621 | $1,856,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 46,948 | $1,855,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 113,800 | $1,855,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 81,861 | $1,855,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 30,911 | $1,853,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 179,707 | $1,853,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 119,169 | $1,853,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 85,122 | $1,852,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 500,000 | $1,845,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 870,000 | $1,843,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 55,567 | $1,843,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 60,519 | $1,842,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 23,799 | $1,842,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 216,705 | $1,841,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 33,302 | $1,835,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 249,185 | $1,834,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 54,536 | $1,833,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 114,200 | $1,830,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 34,300 | $1,829,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 68,350 | $1,829,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 248,731 | $1,828,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 56,167 | $1,828,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 27,004 | $1,826,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 109,902 | $1,826,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 84,494 | $1,825,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 72,236 | $1,823,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 28,335 | $1,823,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 60,387 | $1,822,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 36,530 | $1,819,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 122,427 | $1,819,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 89,057 | $1,818,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 23,742 | $1,812,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000468 | this filing | 2018-11-02 | acceptance time not in the bulk data set |