13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-02, with 6,707 holding rows worth $353,753,258,000.
- Accession
- 0000072971-18-000468
- Filer
- CIK 72971
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,425 entries on the cover page, a total value of $353,753,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,753,258,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DSP GROUP INC | 23332B106 | COM | 918,911 | $10,935,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,923,100 | $10,903,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,140,515 | $10,892,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 198,516 | $10,857,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 641,025 | $10,795,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 823,381 | $10,794,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,735,700 | $10,787,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 3,529,600 | $10,778,000 | thousands by filing date | call |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 377,120 | $10,775,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 208,536 | $10,773,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 297,611 | $10,773,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 170,852 | $10,773,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 275,869 | $10,772,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,441,187 | $10,752,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 252,276 | $10,751,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 340,504 | $10,743,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 241,922 | $10,729,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 50,258 | $10,687,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,569,026 | $10,661,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 38,367 | $10,654,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 233,041 | $10,645,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 653,027 | $10,612,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,073,944 | $10,599,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 245,931 | $10,597,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 173,360 | $10,587,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 407,079 | $10,580,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 280,416 | $10,575,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,558,793 | $10,568,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 261,232 | $10,567,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 439,550 | $10,563,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 328,438 | $10,510,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 664,005 | $10,478,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 76,424 | $10,473,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 594,178 | $10,469,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 205,233 | $10,466,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,273,316 | $10,458,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 287,884 | $10,456,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 815,993 | $10,445,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 166,293 | $10,431,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 655,682 | $10,426,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 329,372 | $10,424,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 110,270 | $10,414,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 409,197 | $10,410,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 819,459 | $10,391,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 649,161 | $10,386,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 134,671 | $10,358,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 664,652 | $10,322,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 550,651 | $10,319,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 529,923 | $10,312,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 163,409 | $10,307,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 197,820 | $10,302,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 457,499 | $10,294,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 115,863 | $10,290,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 314,293 | $10,266,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 70,117 | $10,237,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 737,386 | $10,220,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 569,280 | $10,185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 644,250 | $10,140,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 131,637 | $10,133,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 337,103 | $10,113,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 684,887 | $10,110,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 534,087 | $10,105,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 810,820 | $10,095,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 530,090 | $10,092,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 146,111 | $10,090,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 340,804 | $10,071,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 128,056 | $10,030,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 166,108 | $10,016,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 346,718 | $10,003,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 763,289 | $10,003,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 132,273 | $9,983,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 234,106 | $9,980,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 458,654 | $9,962,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 10,440,000 | $9,959,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 394,610 | $9,939,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 62,230 | $9,928,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,452,300 | $9,921,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 616,660 | $9,916,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 98,646 | $9,908,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 519,596 | $9,899,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 333,593 | $9,894,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 382,891 | $9,879,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 353,579 | $9,874,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 138,623 | $9,846,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 993,689 | $9,817,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 239,226 | $9,785,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 136,350 | $9,776,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 212,179 | $9,760,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 72,881 | $9,743,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 165,214 | $9,739,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 262,987 | $9,720,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 686,020 | $9,714,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 9,807,000 | $9,707,000 | thousands by filing date | principal |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 160,565 | $9,690,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 146,984 | $9,676,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,331,597 | $9,667,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 74,727 | $9,661,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 207,948 | $9,632,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 140,259 | $9,629,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 764,764 | $9,605,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 180,575 | $9,592,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 143,248 | $9,583,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 9,468,000 | $9,581,000 | thousands by filing date | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 364,378 | $9,579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 410,594 | $9,576,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 130,465 | $9,564,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 342,435 | $9,554,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 58,944 | $9,545,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 153,300 | $9,531,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 327,460 | $9,516,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 543,987 | $9,493,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,340,416 | $9,490,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 349,588 | $9,477,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 240,155 | $9,472,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,799,194 | $9,463,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 249,381 | $9,455,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 277,395 | $9,454,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 332,299 | $9,437,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 128,892 | $9,433,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 213,136 | $9,430,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 837,824 | $9,426,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 392,531 | $9,425,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 185,874 | $9,416,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 607,445 | $9,400,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 342,153 | $9,378,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 892,125 | $9,376,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 371,777 | $9,372,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 265,111 | $9,366,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 100,613 | $9,364,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 166,133 | $9,357,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 166,102 | $9,315,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 512,554 | $9,312,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,167,737 | $9,307,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 130,969 | $9,273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 406,198 | $9,266,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 140,943 | $9,260,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,657,325 | $9,248,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 54,842 | $9,230,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 460,950 | $9,219,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 689,494 | $9,219,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 326,023 | $9,214,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 250,969 | $9,211,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 244,132 | $9,206,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 427,373 | $9,189,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 518,556 | $9,184,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 247,967 | $9,175,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 321,432 | $9,170,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 216,476 | $9,131,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 887,975 | $9,066,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 646,364 | $9,055,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 451,744 | $9,053,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 91,890 | $9,044,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 229,921 | $9,038,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 67,603 | $9,029,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 267,775 | $9,016,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 514,957 | $9,011,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 231,670 | $9,007,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 268,866 | $9,005,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 31,239 | $8,981,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 265,240 | $8,981,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 385,665 | $8,979,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 74,476 | $8,978,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 3,138,254 | $8,975,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 272,675 | $8,949,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,468,350 | $8,942,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 161,351 | $8,922,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 346,811 | $8,916,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 123,395 | $8,882,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 954,850 | $8,851,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 381,486 | $8,851,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 567,687 | $8,850,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 53,517 | $8,846,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 558,764 | $8,839,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 80,845 | $8,817,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 371,704 | $8,809,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 125,161 | $8,806,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 295,451 | $8,793,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 141,715 | $8,791,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 479,209 | $8,788,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 162,852 | $8,739,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 277,226 | $8,724,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 170,027 | $8,695,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 425,963 | $8,690,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 39,219 | $8,689,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 136,731 | $8,682,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 99,642 | $8,670,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 136,545 | $8,644,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 41,810 | $8,617,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 488,838 | $8,613,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 160,484 | $8,602,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 374,198 | $8,585,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 520,915 | $8,585,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 133,440 | $8,583,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 112,509 | $8,570,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 188,140 | $8,560,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 362,878 | $8,556,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 220,289 | $8,533,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 5,861,000 | $8,510,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 171,291 | $8,507,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 389,066 | $8,502,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 208,391 | $8,482,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 155,631 | $8,477,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 902,808 | $8,468,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 73,891 | $8,458,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 536,712 | $8,453,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 476,910 | $8,451,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 202,232 | $8,440,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 140,091 | $8,439,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 130,829 | $8,432,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 579,456 | $8,430,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 76,502 | $8,409,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 242,225 | $8,408,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 296,374 | $8,402,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 321,544 | $8,399,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 267,318 | $8,392,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 252,023 | $8,385,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 330,202 | $8,354,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 731,085 | $8,348,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 152,383 | $8,339,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 141,020 | $8,332,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 78,211 | $8,326,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 368,582 | $8,312,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 646,820 | $8,311,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 680,938 | $8,309,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 74,201 | $8,291,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 54,924 | $8,289,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 705,800 | $8,286,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,982,215 | $8,286,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 223,620 | $8,285,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 155,764 | $8,239,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 705,226 | $8,237,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 96,273 | $8,228,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 327,464 | $8,223,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 155,439 | $8,220,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 112,698 | $8,219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 235,253 | $8,206,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 188,236 | $8,200,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 272,532 | $8,197,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 302,750 | $8,189,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 34,713 | $8,183,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,260,460 | $8,167,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 775,233 | $8,164,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 231,545 | $8,162,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 979,821 | $8,162,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 98,435 | $8,155,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 141,412 | $8,150,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 906,727 | $8,115,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 8,616,000 | $8,114,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 72,272 | $8,101,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 303,951 | $8,081,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 426,854 | $8,080,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 475,335 | $8,037,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 225,666 | $8,030,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 150,317 | $8,018,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 60,000 | $8,016,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 294,306 | $7,995,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,184,741 | $7,985,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 216,833 | $7,980,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 288,814 | $7,971,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 110,435 | $7,958,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 71,094 | $7,942,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 293,885 | $7,929,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 116,002 | $7,920,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 312,395 | $7,919,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 309,717 | $7,867,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 89,188 | $7,858,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 223,419 | $7,854,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 309,762 | $7,853,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 603,910 | $7,851,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 333,260 | $7,849,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 375,881 | $7,830,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 265,259 | $7,801,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 147,029 | $7,798,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,702,000 | $7,775,000 | thousands by filing date | principal |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 119,948 | $7,774,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 86,723 | $7,770,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 284,821 | $7,754,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 175,742 | $7,752,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 122,410 | $7,735,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 216,159 | $7,705,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 205,869 | $7,676,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 307,179 | $7,673,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 158,530 | $7,648,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 104,632 | $7,643,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 91,083 | $7,641,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 270,004 | $7,641,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 106,588 | $7,629,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 121,044 | $7,623,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 238,278 | $7,617,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 140,629 | $7,606,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 91,973 | $7,583,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 300,785 | $7,581,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 7,902,000 | $7,579,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 323,597 | $7,569,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 275,185 | $7,554,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100,797 | $7,552,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 447,672 | $7,552,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 317,841 | $7,546,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 99,310 | $7,541,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 296,118 | $7,525,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 89,168 | $7,520,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 71,990 | $7,519,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 178,271 | $7,508,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 151,907 | $7,506,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 142,530 | $7,500,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,162,138 | $7,496,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 226,583 | $7,493,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 134,043 | $7,481,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 97,258 | $7,478,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 299,474 | $7,457,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 70,139 | $7,435,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 289,033 | $7,423,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 531,527 | $7,414,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 383,920 | $7,410,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 848,939 | $7,394,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 188,487 | $7,385,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 220,049 | $7,379,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 228,340 | $7,376,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 264,724 | $7,359,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 476,252 | $7,359,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 76,411 | $7,346,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 144,458 | $7,334,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 304,377 | $7,314,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 737,903 | $7,313,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 486,918 | $7,280,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 135,450 | $7,273,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 189,404 | $7,273,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 4,626,000 | $7,268,000 | thousands by filing date | principal |
| HAYNES INTL INC | 420877201 | COM NEW | 204,585 | $7,262,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 815,943 | $7,254,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 752,158 | $7,251,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 69,488 | $7,244,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 359,272 | $7,239,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 222,821 | $7,237,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,163,870 | $7,216,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 477,332 | $7,212,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 994,725 | $7,211,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 57,033 | $7,206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 419,113 | $7,197,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 95,586 | $7,196,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 560,034 | $7,191,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 690,086 | $7,156,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 152,797 | $7,143,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 270,487 | $7,128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 147,770 | $7,127,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 132,272 | $7,112,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 65,854 | $7,109,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 587,574 | $7,105,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 63,568 | $7,103,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,187,603 | $7,102,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 439,495 | $7,080,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 291,025 | $7,075,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 76,064 | $7,059,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,164,579 | $7,057,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 422,641 | $7,037,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 722,596 | $7,031,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 191,771 | $7,026,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 206,698 | $7,017,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 270,278 | $7,014,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 190,995 | $7,006,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 87,545 | $7,004,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 137,122 | $7,000,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 560,111 | $6,996,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 329,948 | $6,995,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 561,095 | $6,986,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 668,400 | $6,984,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 990,699 | $6,984,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 363,953 | $6,977,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 1,085,174 | $6,967,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 505,165 | $6,962,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 201,429 | $6,959,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 282,256 | $6,958,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 84,515 | $6,954,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 64,630 | $6,940,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 226,233 | $6,936,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 85,822 | $6,917,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 48,523 | $6,914,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 55,944 | $6,902,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 101,214 | $6,901,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 112,672 | $6,888,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 443,456 | $6,887,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 32,988 | $6,877,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 67,745 | $6,875,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 11,864 | $6,873,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 101,243 | $6,868,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 98,523 | $6,858,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 168,238 | $6,857,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,108,911 | $6,853,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,542,000 | $6,848,000 | thousands by filing date | principal |
| QIAGEN NV | N72482123 | SHS NEW | 180,460 | $6,836,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 218,685 | $6,832,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 361,428 | $6,831,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 846,286 | $6,821,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 278,992 | $6,803,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 280,188 | $6,801,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 95,163 | $6,800,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,966,600 | $6,799,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 134,326 | $6,797,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 218,261 | $6,793,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 399,511 | $6,791,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 156,621 | $6,784,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 710,197 | $6,775,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 197,881 | $6,766,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 333,474 | $6,726,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 370,735 | $6,710,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 87,852 | $6,709,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,957,000 | $6,668,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 247,809 | $6,666,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 300,348 | $6,665,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 299,844 | $6,660,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 114,219 | $6,655,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 326,548 | $6,645,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 267,349 | $6,635,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 114,684 | $6,631,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 80,451 | $6,630,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 736,407 | $6,628,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 6,122,000 | $6,626,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 279,997 | $6,622,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 265,609 | $6,614,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 219,700 | $6,605,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 144,761 | $6,601,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 140,303 | $6,601,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 310,331 | $6,595,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 5,674,000 | $6,571,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 285,885 | $6,541,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 6,401,000 | $6,532,000 | thousands by filing date | principal |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 246,576 | $6,528,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 180,944 | $6,515,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,183,759 | $6,511,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 161,069 | $6,508,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 581,612 | $6,496,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 91,939 | $6,491,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 129,583 | $6,491,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 159,642 | $6,490,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 764,461 | $6,482,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 264,211 | $6,460,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 100,767 | $6,445,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 398,658 | $6,438,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 119,599 | $6,424,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 138,484 | $6,421,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 159,810 | $6,417,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 448,041 | $6,416,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 146,766 | $6,410,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 518,839 | $6,408,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 89,499 | $6,398,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 209,166 | $6,388,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 6,377,000 | $6,385,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 188,635 | $6,383,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,535,000 | $6,368,000 | thousands by filing date | principal |
| FTS INTERNATIONAL INC | 30283W104 | COM | 539,306 | $6,359,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 386,916 | $6,349,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 426,395 | $6,349,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 368,857 | $6,344,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 976,178 | $6,336,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 510,184 | $6,336,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 133,492 | $6,322,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 83,948 | $6,318,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 109,425 | $6,315,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 185,762 | $6,313,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 390,914 | $6,309,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 521,607 | $6,295,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 108,420 | $6,287,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 316,415 | $6,287,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 371,083 | $6,285,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 253,571 | $6,283,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 67,449 | $6,251,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 141,144 | $6,245,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 235,718 | $6,234,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 5,134,000 | $6,233,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 90,978 | $6,231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 68,834 | $6,225,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 236,651 | $6,224,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 223,904 | $6,220,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 320,958 | $6,216,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 56,134 | $6,215,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 224,344 | $6,205,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 186,066 | $6,203,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 6,750,000 | $6,199,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 309,659 | $6,197,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 66,618 | $6,195,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 315,204 | $6,185,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 452,346 | $6,179,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 280,945 | $6,175,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 285,333 | $6,169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 193,836 | $6,165,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 596,991 | $6,155,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 435,225 | $6,154,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 165,203 | $6,146,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 27,109 | $6,131,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 197,614 | $6,127,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 119,444 | $6,119,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 132,987 | $6,119,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 190,629 | $6,119,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 41,420 | $6,117,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 201,978 | $6,111,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 110,317 | $6,106,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 124,046 | $6,103,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 683,400 | $6,095,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 311,159 | $6,093,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 51,148 | $6,080,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000468 | this filing | 2018-11-02 | acceptance time not in the bulk data set |