13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-02, with 6,707 holding rows worth $353,753,258,000.
- Accession
- 0000072971-18-000468
- Filer
- CIK 72971
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 21,425 entries on the cover page, a total value of $353,753,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,753,258,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WAGEWORKS INC | 930427109 | COM | 142,165 | $6,078,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 47,286 | $6,068,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 96,362 | $6,051,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 246,372 | $6,049,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 190,913 | $6,040,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,216,200 | $6,030,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 216,270 | $6,028,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 152,863 | $6,010,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 309,993 | $6,007,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 210,179 | $5,996,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 429,772 | $5,996,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 152,284 | $5,995,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 3,853,000 | $5,974,000 | thousands by filing date | principal |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 243,487 | $5,973,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 78,464 | $5,956,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 135,932 | $5,953,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 309,160 | $5,950,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 38,947 | $5,880,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 183,240 | $5,874,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 197,652 | $5,871,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 630,143 | $5,860,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 362,328 | $5,859,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 235,025 | $5,853,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 234,071 | $5,852,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 110,292 | $5,850,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 383,641 | $5,850,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 125,466 | $5,828,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 155,879 | $5,823,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 320,035 | $5,793,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 111,877 | $5,788,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 414,972 | $5,755,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 96,818 | $5,755,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 471,639 | $5,749,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 69,446 | $5,737,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 314,506 | $5,731,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 279,155 | $5,728,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 314,762 | $5,725,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 805,254 | $5,716,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 111,286 | $5,711,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 113,742 | $5,704,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 244,653 | $5,703,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 216,378 | $5,693,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 192,675 | $5,693,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 31,460 | $5,689,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 586,452 | $5,688,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 869,132 | $5,685,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 165,246 | $5,683,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 122,848 | $5,679,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 111,536 | $5,677,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 390,940 | $5,672,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 76,959 | $5,664,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 105,829 | $5,652,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 378,105 | $5,635,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 338,893 | $5,633,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 233,684 | $5,625,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 268,040 | $5,621,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 5,384,000 | $5,619,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 58,031 | $5,610,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 49,970 | $5,606,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 242,120 | $5,605,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 874,265 | $5,588,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 129,918 | $5,587,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 451,510 | $5,576,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 145,945 | $5,575,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 58,537 | $5,570,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 216,531 | $5,559,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 110,755 | $5,555,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 797,227 | $5,540,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 151,685 | $5,537,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 150,298 | $5,533,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 241,739 | $5,529,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 95,127 | $5,526,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 294,865 | $5,514,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 428,228 | $5,512,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 95,042 | $5,505,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 240,622 | $5,489,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 233,117 | $5,486,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 328,378 | $5,484,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 205,045 | $5,469,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 388,706 | $5,449,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 369,020 | $5,443,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 264,742 | $5,427,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 490,702 | $5,426,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 185,331 | $5,422,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 42,991 | $5,419,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 65,420 | $5,417,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 468,482 | $5,407,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 242,060 | $5,376,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 120,571 | $5,373,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 111,432 | $5,371,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 260,134 | $5,369,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,887,000 | $5,334,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 630,479 | $5,322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 234,157 | $5,311,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 161,105 | $5,307,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 162,477 | $5,303,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 589,383 | $5,293,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 447,674 | $5,292,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 455,187 | $5,290,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 88,186 | $5,286,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 275,747 | $5,280,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 153,989 | $5,274,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 147,679 | $5,274,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 335,377 | $5,273,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 86,614 | $5,266,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 736,356 | $5,265,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 390,145 | $5,259,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 561,613 | $5,257,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 361,225 | $5,249,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 327,762 | $5,247,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 642,035 | $5,245,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 132,634 | $5,241,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 89,197 | $5,232,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 272,851 | $5,223,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 161,043 | $5,221,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 268,216 | $5,216,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 121,413 | $5,208,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,678,400 | $5,206,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 626,937 | $5,205,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 309,120 | $5,193,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 144,081 | $5,187,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 179,336 | $5,187,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 118,200 | $5,183,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 113,520 | $5,182,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 223,143 | $5,180,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 216,208 | $5,177,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 106,474 | $5,175,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 267,863 | $5,164,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 460,476 | $5,162,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 229,194 | $5,156,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 291,640 | $5,127,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 304,739 | $5,120,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 34,160 | $5,115,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 40,011 | $5,104,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 863,987 | $5,098,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 290,853 | $5,089,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 482,122 | $5,077,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 645,821 | $5,076,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 102,716 | $5,075,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 173,105 | $5,063,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,097,353 | $5,059,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 268,291 | $5,052,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 222,057 | $5,039,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 246,443 | $5,033,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 252,872 | $5,006,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 356,555 | $5,003,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 222,678 | $5,000,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 152,201 | $4,994,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,397 | $4,992,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 132,274 | $4,989,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 150,449 | $4,987,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 210,238 | $4,971,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 6,375,000 | $4,969,000 | thousands by filing date | principal |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 123,134 | $4,968,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,362,000 | $4,966,000 | thousands by filing date | principal |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 387,909 | $4,965,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 413,232 | $4,964,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 515,457 | $4,954,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 354,754 | $4,949,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 273,878 | $4,940,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 210,304 | $4,932,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 271,237 | $4,931,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 330,330 | $4,909,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 411,881 | $4,894,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 343,983 | $4,889,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 250,849 | $4,889,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 426,019 | $4,887,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 77,637 | $4,883,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 81,291 | $4,871,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 626,061 | $4,857,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 112,396 | $4,844,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 332,663 | $4,840,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 119,087 | $4,835,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 36,198 | $4,831,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 121,512 | $4,831,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 389,355 | $4,827,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 124,959 | $4,824,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,785,000 | $4,817,000 | thousands by filing date | principal |
| FULLER H B CO COM | 359694106 | Stock | 93,186 | $4,816,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 133,901 | $4,802,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 124,910 | $4,794,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 486,724 | $4,794,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 299,422 | $4,785,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 543,074 | $4,780,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 207,647 | $4,776,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 146,732 | $4,775,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 78,275 | $4,755,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 383,258 | $4,752,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,701,331 | $4,746,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 396,558 | $4,744,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 316,917 | $4,735,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 264,107 | $4,726,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 149,490 | $4,724,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 117,663 | $4,722,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 501,862 | $4,712,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,131,300 | $4,699,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 286,476 | $4,687,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 143,367 | $4,687,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,171,000 | $4,687,000 | thousands by filing date | put |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 75,035 | $4,687,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 219,777 | $4,686,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 254,517 | $4,683,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 292,556 | $4,681,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 25,963 | $4,680,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,346,000 | $4,674,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 201,447 | $4,673,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 268,977 | $4,659,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,462,000 | $4,649,000 | thousands by filing date | principal |
| PROPETRO HLDG CORP | 74347M108 | COM | 281,420 | $4,641,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 66,676 | $4,640,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 241,037 | $4,638,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 187,200 | $4,631,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,841,100 | $4,625,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 61,149 | $4,619,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 74,122 | $4,617,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 155,201 | $4,615,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 215,749 | $4,611,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 392,778 | $4,576,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 96,657 | $4,567,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 251,493 | $4,565,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 224,374 | $4,559,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 104,950 | $4,550,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 273,870 | $4,548,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 169,553 | $4,541,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 61,546 | $4,539,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,977,000 | $4,537,000 | thousands by filing date | principal |
| PERSPECTA INC | 715347100 | COM | 176,347 | $4,536,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 371,230 | $4,518,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 26,188 | $4,511,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 303,332 | $4,500,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 62,824 | $4,497,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 810,823 | $4,483,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 604,664 | $4,463,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 165,078 | $4,460,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 241,483 | $4,456,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 66,318 | $4,446,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 55,397 | $4,422,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 67,762 | $4,416,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 149,656 | $4,407,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 67,770 | $4,406,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 132,640 | $4,404,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 55,547 | $4,400,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 142,443 | $4,396,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 109,676 | $4,395,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 47,198 | $4,392,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 26,155 | $4,392,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 177,657 | $4,391,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 160,142 | $4,383,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 147,933 | $4,375,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 747,074 | $4,362,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 70,930 | $4,360,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 264,068 | $4,358,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 156,854 | $4,342,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 101,558 | $4,334,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 214,085 | $4,333,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 204,216 | $4,333,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 318,127 | $4,323,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 243,880 | $4,319,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 51,705 | $4,306,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 196,447 | $4,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 55,899 | $4,299,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 103,343 | $4,294,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,947,000 | $4,286,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 39,442 | $4,280,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 462,020 | $4,278,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 183,855 | $4,275,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 53,940 | $4,260,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 220,015 | $4,259,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 41,201 | $4,259,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 448,207 | $4,257,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 590,514 | $4,251,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 218,587 | $4,246,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 159,113 | $4,241,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 944,876 | $4,241,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 270,120 | $4,241,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 287,059 | $4,235,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 484,957 | $4,233,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 270,944 | $4,232,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 260,520 | $4,230,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 92,501 | $4,230,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 92,266 | $4,210,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 128,820 | $4,209,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 46,660 | $4,208,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 76,896 | $4,195,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 76,181 | $4,195,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 300,000 | $4,190,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 211,611 | $4,188,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 91,510 | $4,184,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 113,682 | $4,182,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 322,250 | $4,170,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 138,075 | $4,165,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 3,804,000 | $4,165,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 76,127 | $4,159,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 56,946 | $4,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 333,804 | $4,149,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 150,890 | $4,141,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 350,000 | $4,139,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 139,225 | $4,139,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 164,766 | $4,134,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 135,506 | $4,124,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 522,091 | $4,124,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,028,460 | $4,114,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 153,412 | $4,112,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 196,153 | $4,110,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 99,190 | $4,110,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 351,814 | $4,105,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 479,486 | $4,104,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 82,288 | $4,103,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 113,216 | $4,099,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 849,023 | $4,092,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 103,382 | $4,079,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 57,612 | $4,075,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 107,154 | $4,072,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 399,267 | $4,068,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 3,764 | $4,061,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 24,183 | $4,060,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 63,126 | $4,052,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 264,683 | $4,042,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 160,852 | $4,038,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 325,627 | $4,038,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,430,284 | $4,035,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 92,097 | $4,034,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 48,584 | $4,033,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 57,324 | $4,025,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 177,304 | $4,025,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 97,018 | $4,021,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 187,748 | $4,014,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 322,234 | $4,008,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 112,362 | $4,004,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 351,760 | $4,003,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 101,819 | $4,002,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 272,412 | $3,993,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 415,254 | $3,991,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 81,554 | $3,985,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 4,390,000 | $3,982,000 | thousands by filing date | principal |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 439,208 | $3,979,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 397,526 | $3,976,000 | thousands by filing date | |
| RH | 74967X103 | COM | 30,330 | $3,973,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,658,000 | $3,972,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 246,485 | $3,970,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 159,782 | $3,970,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 770,941 | $3,970,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 152,592 | $3,969,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,721,678 | $3,960,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 401,223 | $3,960,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 151,169 | $3,951,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 178,701 | $3,946,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 152,821 | $3,943,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 300,743 | $3,942,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 75,986 | $3,936,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 116,344 | $3,933,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 353,056 | $3,926,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 224,811 | $3,921,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 59,325 | $3,919,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 151,909 | $3,917,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 52,427 | $3,901,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 96,222 | $3,898,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 72,042 | $3,895,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 83,767 | $3,894,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 58,255 | $3,890,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 269,793 | $3,885,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 345,914 | $3,875,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 372,016 | $3,873,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 202,536 | $3,871,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 48,889 | $3,870,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 347,129 | $3,867,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 181,824 | $3,866,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 49,218 | $3,861,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 62,527 | $3,854,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 110,580 | $3,848,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 69,313 | $3,841,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 427,363 | $3,825,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 177,881 | $3,819,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 184,004 | $3,819,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 164,641 | $3,815,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 74,251 | $3,807,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 38,191 | $3,806,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 119,731 | $3,804,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 239,028 | $3,802,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 80,142 | $3,799,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 157,616 | $3,798,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 331,928 | $3,794,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 80,008 | $3,792,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 464,900 | $3,792,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 308,433 | $3,785,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 97,228 | $3,781,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 99,397 | $3,780,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,270,000 | $3,770,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 129,900 | $3,766,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 303,003 | $3,766,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 148,916 | $3,762,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 142,226 | $3,759,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 310,694 | $3,759,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 142,963 | $3,750,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,776,000 | $3,745,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 58,068 | $3,739,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 90,276 | $3,734,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 301,473 | $3,729,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 512,100 | $3,728,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 111,005 | $3,728,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 112,760 | $3,722,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 73,146 | $3,716,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 188,049 | $3,714,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 272,732 | $3,710,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 152,746 | $3,709,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 81,145 | $3,704,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 80,837 | $3,699,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 886,941 | $3,698,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 425,982 | $3,693,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 63,129 | $3,693,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 219,463 | $3,693,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 93,140 | $3,692,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 263,757 | $3,685,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 48,839 | $3,684,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 3,613,000 | $3,678,000 | thousands by filing date | principal |
| MCGRATH RENTCORP | 580589109 | COM | 67,127 | $3,656,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 3,613,000 | $3,656,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906501 | COM | 1,518,863 | $3,645,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 292,142 | $3,642,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 204,270 | $3,626,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 142,856 | $3,618,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 92,709 | $3,617,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 251,494 | $3,616,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 404,518 | $3,616,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,428 | $3,607,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 221,509 | $3,604,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 154,723 | $3,602,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 55,757 | $3,599,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 242,463 | $3,593,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 54,701 | $3,586,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 239,556 | $3,581,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 143,796 | $3,575,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 130,243 | $3,573,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 150,232 | $3,569,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 46,461 | $3,569,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 81,877 | $3,558,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 343,062 | $3,554,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 60,614 | $3,547,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 266,933 | $3,543,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 70,048 | $3,541,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 48,260 | $3,536,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 212,096 | $3,536,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 107,226 | $3,533,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 169,201 | $3,526,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 66,859 | $3,521,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 238,282 | $3,519,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 75,015 | $3,519,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 67,141 | $3,515,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 20,521 | $3,506,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 107,170 | $3,503,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,241,254 | $3,500,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 305,725 | $3,497,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 53,913 | $3,492,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 61,399 | $3,489,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 389,565 | $3,487,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 258,131 | $3,485,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,221,000 | $3,483,000 | thousands by filing date | principal |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 193,017 | $3,470,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 151,582 | $3,467,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 70,334 | $3,457,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 36,611 | $3,453,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 109,799 | $3,450,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 83,463 | $3,448,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 78,764 | $3,447,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,953 | $3,441,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 152,040 | $3,437,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 54,857 | $3,434,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 148,656 | $3,428,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 129,484 | $3,426,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,368,000 | $3,424,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 54,717 | $3,406,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 198,081 | $3,401,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 288,141 | $3,395,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 282,628 | $3,394,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 97,187 | $3,392,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 74,115 | $3,391,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 98,835 | $3,390,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 87,600 | $3,388,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 25,980 | $3,368,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 259,390 | $3,364,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 262,085 | $3,360,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 172,508 | $3,356,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,347,688 | $3,355,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 88,505 | $3,353,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3,399,000 | $3,344,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 117,901 | $3,337,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,335,000 | $3,337,000 | thousands by filing date | principal |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 277,514 | $3,333,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 76,609 | $3,322,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 454,117 | $3,315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 60,266 | $3,310,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 50,898 | $3,308,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,348,500 | $3,305,000 | thousands by filing date | call |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 132,746 | $3,297,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 52,433 | $3,292,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 298,153 | $3,286,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 123,559 | $3,274,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,280,000 | $3,266,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 60,200 | $3,257,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 138,315 | $3,255,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000468 | this filing | 2018-11-02 | acceptance time not in the bulk data set |