13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 6,627 holding rows worth $346,098,411,000.
- Accession
- 0000072971-18-000242
- Filer
- CIK 72971
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 22,068 entries on the cover page, a total value of $346,098,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,098,411,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXT INC | 00246W103 | COM | 362,507 | $3,153,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 101,359 | $3,151,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 149,889 | $3,151,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 171,198 | $3,147,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 100,593 | $3,138,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 284,700 | $3,137,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 180,591 | $3,134,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 117,448 | $3,134,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,237,374 | $3,132,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 91,748 | $3,129,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 475,154 | $3,126,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 65,801 | $3,119,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 43,924 | $3,118,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 95,030 | $3,116,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 3,109,000 | $3,109,000 | thousands by filing date | principal |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 330,231 | $3,107,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 102,484 | $3,102,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 70,123 | $3,100,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 113,304 | $3,093,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 206,186 | $3,091,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 398,351 | $3,087,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 121,305 | $3,087,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 59,563 | $3,085,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 71,688 | $3,078,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 137,145 | $3,075,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 67,370 | $3,064,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 92,755 | $3,062,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 330,041 | $3,053,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 149,011 | $3,046,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 153,251 | $3,040,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 297,787 | $3,031,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 373,682 | $3,031,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 201,616 | $3,024,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 358,834 | $3,014,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 105,151 | $3,011,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 89,522 | $3,007,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 240,274 | $3,006,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 44,501 | $3,003,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,513,100 | $3,001,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 161,604 | $2,999,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 141,954 | $2,997,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 137,951 | $2,994,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 84,748 | $2,993,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,500,000 | $2,990,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 55,152 | $2,989,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 67,599 | $2,988,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 87,325 | $2,987,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 384,192 | $2,985,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 202,137 | $2,985,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 130,671 | $2,978,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,038,500 | $2,977,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 251,554 | $2,968,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 16,528 | $2,966,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,294,876 | $2,965,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 118,218 | $2,964,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 69,464 | $2,954,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 51,694 | $2,952,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,283,000 | $2,952,000 | thousands by filing date | principal |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 147,219 | $2,947,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 127,988 | $2,942,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 193,472 | $2,939,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 449,106 | $2,937,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 61,893 | $2,936,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 44,679 | $2,933,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 311,594 | $2,929,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 53,249 | $2,929,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 31,091 | $2,926,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 48,821 | $2,923,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 95,756 | $2,922,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 33,988 | $2,915,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 120,166 | $2,911,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 188,903 | $2,909,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 224,763 | $2,906,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 41,625 | $2,902,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 203,452 | $2,894,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 128,452 | $2,890,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 299,744 | $2,886,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 53,630 | $2,883,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 243,205 | $2,882,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,916,000 | $2,880,000 | thousands by filing date | principal |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 223,148 | $2,879,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 221,969 | $2,877,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 3,300,000 | $2,875,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 372,934 | $2,872,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 115,929 | $2,852,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 116,470 | $2,852,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 40,668 | $2,851,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 75,564 | $2,850,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 126,192 | $2,843,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 163,299 | $2,842,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 27,310 | $2,840,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 410,798 | $2,839,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 144,711 | $2,837,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 75,329 | $2,833,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 208,572 | $2,830,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 146,912 | $2,824,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 36,644 | $2,817,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 125,814 | $2,812,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 49,378 | $2,812,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 54,455 | $2,810,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 79,174 | $2,806,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 137,918 | $2,804,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 92,514 | $2,803,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 110,432 | $2,798,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,431,000 | $2,797,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 76,406 | $2,796,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 161,769 | $2,790,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 134,628 | $2,790,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 124,748 | $2,787,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 138,622 | $2,786,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 889,000 | $2,783,000 | thousands by filing date | put |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 77,345 | $2,778,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 844,011 | $2,777,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 147,364 | $2,765,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 98,124 | $2,762,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 130,891 | $2,758,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 152,765 | $2,757,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 133,705 | $2,752,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 2,705,000 | $2,751,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 204,681 | $2,745,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 84,483 | $2,738,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 53,771 | $2,735,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 74,331 | $2,735,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 162,715 | $2,729,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 448,300 | $2,728,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 79,042 | $2,727,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 428,119 | $2,726,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 363,037 | $2,723,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 260,234 | $2,722,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 27,146 | $2,714,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 34,271 | $2,707,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 190,807 | $2,706,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 218,681 | $2,701,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 51,760 | $2,700,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,318,000 | $2,690,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 181,150 | $2,690,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 88,323 | $2,690,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 118,228 | $2,687,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 86,538 | $2,685,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 52,916 | $2,684,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 39,676 | $2,682,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 122,098 | $2,680,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 114,524 | $2,679,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 64,568 | $2,672,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 51,338 | $2,672,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 126,694 | $2,670,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 124,143 | $2,660,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,594,000 | $2,660,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 174,222 | $2,649,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 144,800 | $2,648,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 400,800 | $2,640,000 | thousands by filing date | call |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 318,626 | $2,638,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 98,688 | $2,636,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 105,154 | $2,634,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 414,768 | $2,630,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 59,199 | $2,628,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 2,689,000 | $2,624,000 | thousands by filing date | principal |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 149,058 | $2,621,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 189,796 | $2,621,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,704,000 | $2,619,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,998 | $2,618,000 | thousands by filing date | |
| RH | 74967X103 | COM | 30,219 | $2,605,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 252,535 | $2,599,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 28,368 | $2,597,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 58,735 | $2,595,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 287,720 | $2,589,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 86,729 | $2,588,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 131,213 | $2,585,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 94,204 | $2,577,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 74,429 | $2,575,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 18,988 | $2,573,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 23,242 | $2,572,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 56,987 | $2,560,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 103,220 | $2,556,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 49,426 | $2,553,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 94,752 | $2,549,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 311,826 | $2,542,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 46,720 | $2,539,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 121,028 | $2,535,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 148,765 | $2,534,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 103,244 | $2,534,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,427 | $2,534,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 97,870 | $2,533,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 69,117 | $2,532,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 21,346 | $2,528,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 61,659 | $2,527,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 31,980 | $2,521,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,520,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 47,800 | $2,519,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 86,505 | $2,517,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,168,000 | $2,510,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 79,365 | $2,506,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 98,891 | $2,497,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 52,818 | $2,489,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 105,081 | $2,475,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 47,757 | $2,474,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 66,605 | $2,473,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 48,500 | $2,471,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,625 | $2,467,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 93,012 | $2,464,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 46,361 | $2,463,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 422,325 | $2,462,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 122,910 | $2,459,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 56,545 | $2,458,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 97,351 | $2,458,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 325,918 | $2,458,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 2,440,000 | $2,455,000 | thousands by filing date | principal |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 97,922 | $2,451,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 113,890 | $2,447,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 315,533 | $2,446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 106,987 | $2,437,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 146,661 | $2,435,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 281,259 | $2,430,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 461,612 | $2,428,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 36,466 | $2,426,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,441,000 | $2,426,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 37,330 | $2,425,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 122,295 | $2,422,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 65,046 | $2,417,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 2,551,000 | $2,414,000 | thousands by filing date | principal |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 40,042 | $2,412,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 34,119 | $2,410,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 82,397 | $2,405,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 43,006 | $2,399,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,436,000 | $2,399,000 | thousands by filing date | principal |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 247,213 | $2,398,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 487,963 | $2,390,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 63,158 | $2,388,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 75,621 | $2,387,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 23,593 | $2,376,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 153,311 | $2,376,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 168,907 | $2,374,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,868,126 | $2,373,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 32,645 | $2,372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 42,543 | $2,368,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 226,731 | $2,363,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 163,479 | $2,362,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,183,000 | $2,361,000 | thousands by filing date | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 54,261 | $2,358,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39,725 | $2,356,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 92,283 | $2,355,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 273,985 | $2,352,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 109,147 | $2,346,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 121,147 | $2,344,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 42,370 | $2,344,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 404,944 | $2,341,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 46,411 | $2,341,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 67,357 | $2,339,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 79,148 | $2,338,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 218,483 | $2,336,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 68,918 | $2,332,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 205,828 | $2,332,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 46,353 | $2,330,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 51,326 | $2,330,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 44,007 | $2,325,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 58,202 | $2,318,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 80,792 | $2,318,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 28,464 | $2,317,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 149,984 | $2,317,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 110,505 | $2,315,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 120,095 | $2,312,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 225,354 | $2,310,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 42,393 | $2,308,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 37,167 | $2,307,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 228,474 | $2,305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 38,804 | $2,305,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 51,425 | $2,305,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 105,809 | $2,297,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,365,000 | $2,297,000 | thousands by filing date | principal |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 152,682 | $2,295,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 223,280 | $2,295,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 114,228 | $2,294,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 33,220 | $2,292,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 150,449 | $2,286,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 58,876 | $2,286,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 165,536 | $2,286,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 21,525 | $2,280,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 75,746 | $2,279,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 234,822 | $2,278,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 39,572 | $2,272,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 40,446 | $2,271,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 152,011 | $2,265,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 297,981 | $2,256,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 69,109 | $2,255,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 444,918 | $2,255,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 125,593 | $2,251,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 168,791 | $2,246,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 46,536 | $2,242,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 29,727 | $2,235,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 147,154 | $2,232,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 48,932 | $2,231,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 85,145 | $2,226,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 102,895 | $2,225,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 49,172 | $2,220,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 165,160 | $2,218,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 34,637 | $2,217,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 34,083 | $2,213,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 167,971 | $2,213,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 22,125 | $2,200,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 230,000 | $2,197,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 366,388 | $2,195,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 26,958 | $2,193,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 156,485 | $2,191,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 39,997 | $2,188,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,460 | $2,182,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 56,507 | $2,178,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 195,863 | $2,174,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 321,455 | $2,173,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 217,551 | $2,167,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 49,952 | $2,165,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 51,390 | $2,165,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 618,100 | $2,164,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 72,835 | $2,164,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 59,505 | $2,161,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 158,938 | $2,156,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 49,481 | $2,144,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 170,687 | $2,143,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 266,678 | $2,141,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 103,489 | $2,132,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 62,720 | $2,131,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 144,655 | $2,130,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 38,842 | $2,127,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 83,598 | $2,121,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 188,137 | $2,118,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 176,389 | $2,117,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,478,237 | $2,114,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 204,980 | $2,111,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 46,527 | $2,109,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 164,415 | $2,098,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 271,265 | $2,095,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 187,495 | $2,094,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 58,289 | $2,094,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 53,177 | $2,090,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 461,426 | $2,086,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 146,794 | $2,085,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 87,046 | $2,085,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 58,911 | $2,084,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 79,948 | $2,082,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,423 | $2,080,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 19,001 | $2,079,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 24,684 | $2,078,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 185,543 | $2,078,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 525,150 | $2,074,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 2,042,000 | $2,073,000 | thousands by filing date | principal |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 43,796 | $2,070,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 67,919 | $2,068,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 43,057 | $2,061,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 308,275 | $2,059,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 45,385 | $2,059,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 316,277 | $2,056,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 206,525 | $2,055,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 128,154 | $2,054,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 59,725 | $2,052,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 178,314 | $2,051,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 95,637 | $2,051,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 50,909 | $2,049,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 115,968 | $2,046,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 149,508 | $2,038,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 363,562 | $2,036,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 53,738 | $2,035,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 100,543 | $2,027,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 139,054 | $2,023,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 150,607 | $2,022,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 212,119 | $2,013,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 76,228 | $2,011,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 39,281 | $2,007,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 67,187 | $2,005,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 328,023 | $2,004,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 186,363 | $2,001,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 36,495 | $1,998,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 17,495 | $1,993,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 60,938 | $1,980,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 66,085 | $1,979,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,500,000 | $1,978,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 84,235 | $1,971,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 144,692 | $1,970,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 30,803 | $1,969,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 41,907 | $1,969,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 106,122 | $1,967,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 43,250 | $1,966,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 376,361 | $1,965,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 51,500 | $1,964,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 165,585 | $1,964,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 66,253 | $1,959,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 14,615 | $1,948,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 101,253 | $1,945,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 134,593 | $1,943,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 380,155 | $1,927,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 111,326 | $1,926,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 38,272 | $1,924,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 268,012 | $1,922,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,925,000 | $1,920,000 | thousands by filing date | principal |
| PARAMOUNT GROUP INC | 69924R108 | COM | 120,118 | $1,904,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 29,199 | $1,901,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 111,990 | $1,897,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 29,358 | $1,893,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 145,613 | $1,893,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 145,000 | $1,892,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 308,039 | $1,891,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 47,561 | $1,889,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 42,736 | $1,884,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 82,756 | $1,883,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 38,719 | $1,883,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 67,756 | $1,883,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 158,250 | $1,883,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 73,080 | $1,882,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 70,676 | $1,877,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 274,589 | $1,876,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 133,612 | $1,875,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 212,790 | $1,873,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 90,248 | $1,873,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 55,145 | $1,872,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 40,072 | $1,872,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 21,215 | $1,871,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 101,067 | $1,870,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 131,357 | $1,864,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 64,351 | $1,856,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 68,955 | $1,856,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 66,359 | $1,855,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 26,447 | $1,851,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 43,463 | $1,848,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 102,638 | $1,847,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 39,428 | $1,845,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 136,952 | $1,845,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 127,932 | $1,844,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 83,320 | $1,838,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 75,343 | $1,837,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,795,000 | $1,835,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 169,581 | $1,835,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 143,482 | $1,833,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 37,607 | $1,832,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 251,916 | $1,831,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 14,513 | $1,830,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 106,824 | $1,827,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 63,492 | $1,824,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 24,178 | $1,823,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 65,616 | $1,822,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 72,229 | $1,821,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 543,106 | $1,819,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 28,263 | $1,818,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 90,158 | $1,817,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 50,552 | $1,810,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 90,104 | $1,809,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 27,323 | $1,804,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 886,000 | $1,803,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 117,320 | $1,803,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 54,272 | $1,802,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 121,212 | $1,802,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 195,866 | $1,802,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 341,400 | $1,801,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 75,897 | $1,799,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 60,589 | $1,796,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 16,948 | $1,796,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 157,779 | $1,794,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 60,837 | $1,791,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 25,501 | $1,786,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 165,029 | $1,782,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,747,000 | $1,782,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 154,100 | $1,777,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 30,178 | $1,774,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 154,304 | $1,772,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 38,091 | $1,771,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 175,790 | $1,767,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 77,794 | $1,765,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 68,623 | $1,764,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 182,717 | $1,758,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 200,580 | $1,755,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 138,552 | $1,754,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 65,347 | $1,754,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 152,726 | $1,752,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 46,668 | $1,746,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 181,156 | $1,745,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 63,315 | $1,741,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 52,833 | $1,741,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 557,200 | $1,739,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X867 | CMN | 45,185 | $1,738,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 113,376 | $1,738,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 105,632 | $1,737,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 60,416 | $1,732,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 415,958 | $1,730,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 133,022 | $1,729,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 35,848 | $1,728,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 36,377 | $1,728,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 86,794 | $1,727,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 66,298 | $1,726,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 176,186 | $1,725,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 54,859 | $1,725,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 520,604 | $1,723,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 68,617 | $1,723,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 37,359 | $1,722,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 83,913 | $1,722,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 44,665 | $1,719,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 303,200 | $1,716,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 84,001 | $1,715,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 136,037 | $1,710,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 150,886 | $1,710,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 36,112 | $1,708,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 143,913 | $1,708,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 70,839 | $1,707,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 42,556 | $1,705,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000242 | this filing | 2018-02-08 | acceptance time not in the bulk data set |