13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 6,627 holding rows worth $346,098,411,000.
- Accession
- 0000072971-18-000242
- Filer
- CIK 72971
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 22,068 entries on the cover page, a total value of $346,098,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,098,411,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 813,444 | $5,482,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 258,592 | $5,474,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 418,703 | $5,473,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 65,376 | $5,468,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 217,570 | $5,468,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 295,624 | $5,456,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 67,877 | $5,448,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 359,458 | $5,445,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 89,858 | $5,444,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 210,744 | $5,441,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 379,939 | $5,436,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 148,210 | $5,435,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 540,214 | $5,435,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 157,963 | $5,435,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 355,148 | $5,409,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 296,365 | $5,406,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 208,829 | $5,394,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 285,301 | $5,392,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,598,000 | $5,390,000 | thousands by filing date | principal |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 110,658 | $5,387,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,278,980 | $5,372,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,451,300 | $5,362,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 327,121 | $5,359,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 984,786 | $5,357,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 175,627 | $5,347,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 92,831 | $5,340,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 263,505 | $5,326,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 404,892 | $5,317,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 453,166 | $5,302,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 71,869 | $5,301,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 286,694 | $5,301,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 239,665 | $5,297,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 150,625 | $5,280,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 404,549 | $5,279,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 450,740 | $5,277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 145,049 | $5,261,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 164,958 | $5,259,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 367,597 | $5,253,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 40,269 | $5,246,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,532,400 | $5,243,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 246,149 | $5,239,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 208,451 | $5,239,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 646,835 | $5,232,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 583,661 | $5,229,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 438,534 | $5,227,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 201,513 | $5,222,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 243,602 | $5,215,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 98,765 | $5,215,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 205,940 | $5,213,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 207,405 | $5,211,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 256,101 | $5,209,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 58,843 | $5,206,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 158,852 | $5,205,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 298,868 | $5,203,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 187,060 | $5,189,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 178,184 | $5,181,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 400,619 | $5,168,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 80,833 | $5,159,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 262,332 | $5,155,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 42,398 | $5,148,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 31,225 | $5,143,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 182,455 | $5,135,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 128,283 | $5,132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 157,301 | $5,121,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 78,057 | $5,119,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 326,001 | $5,117,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 91,932 | $5,112,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 187,688 | $5,103,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 330,061 | $5,099,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 516,410 | $5,096,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 73,680 | $5,077,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 177,457 | $5,075,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 454,221 | $5,074,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 110,886 | $5,071,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 216,562 | $5,066,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 122,025 | $5,063,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 49,695 | $5,062,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 277,747 | $5,061,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 379,044 | $5,061,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,500,000 | $5,060,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 358,644 | $5,050,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 37,771 | $5,050,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 55,652 | $5,040,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 54,097 | $5,039,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 163,497 | $5,034,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 123,919 | $5,016,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 373,021 | $5,013,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 521,149 | $5,003,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 70,304 | $4,998,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,642,000 | $4,992,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 71,486 | $4,990,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 240,850 | $4,988,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 60,224 | $4,986,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 341,965 | $4,982,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 118,148 | $4,982,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 371,184 | $4,974,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 439,812 | $4,966,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 182,541 | $4,965,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 546,022 | $4,957,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 242,209 | $4,956,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 607,580 | $4,951,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 316,044 | $4,946,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 119,835 | $4,945,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 113,238 | $4,926,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 360,702 | $4,924,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 187,058 | $4,910,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,235,727 | $4,893,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 95,002 | $4,892,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 359,439 | $4,892,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 203,439 | $4,889,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 774,839 | $4,881,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 68,566 | $4,877,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 161,132 | $4,875,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 36,627 | $4,867,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 105,817 | $4,852,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 44,848 | $4,847,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 20,807 | $4,842,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 188,592 | $4,828,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 55,974 | $4,827,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 169,876 | $4,825,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 85,884 | $4,819,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 485,523 | $4,812,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 96,995 | $4,811,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 343,134 | $4,810,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 286,703 | $4,806,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 950,958 | $4,803,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 236,488 | $4,788,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 305,909 | $4,787,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 98,445 | $4,785,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 73,716 | $4,775,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 82,468 | $4,775,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 93,670 | $4,769,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,896,000 | $4,765,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 65,496 | $4,764,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 372,779 | $4,760,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 150,694 | $4,739,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 112,367 | $4,733,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 423,875 | $4,726,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 67,588 | $4,721,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,823,000 | $4,713,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 329,045 | $4,712,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 158,156 | $4,702,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 744,200 | $4,701,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 156,759 | $4,694,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 163,878 | $4,683,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 169,257 | $4,670,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 163,890 | $4,669,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 260,445 | $4,661,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,185 | $4,659,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 298,281 | $4,632,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 219,057 | $4,632,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 224,822 | $4,631,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 532,155 | $4,619,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 31,700 | $4,614,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 204,412 | $4,612,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 143,103 | $4,597,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 139,239 | $4,590,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 416,652 | $4,582,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,153,371 | $4,579,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RPJ4 | 0% 01/24/20 | 2,514,000 | $4,566,000 | thousands by filing date | principal |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 199,050 | $4,563,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 64,463 | $4,561,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 406,539 | $4,557,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 769,690 | $4,549,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 109,094 | $4,542,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 36,069 | $4,536,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 137,933 | $4,534,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,320,000 | $4,527,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 132,093 | $4,502,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 181,469 | $4,501,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 170,762 | $4,499,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 274,083 | $4,498,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 813,324 | $4,498,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 269,249 | $4,483,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 246,376 | $4,482,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 104,912 | $4,466,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 66,338 | $4,461,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 28,831 | $4,451,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 147,513 | $4,442,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,129,171 | $4,438,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 98,239 | $4,438,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 73,173 | $4,431,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 67,880 | $4,422,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42,924 | $4,421,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 83,583 | $4,415,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 72,791 | $4,408,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 358,186 | $4,406,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 64,434 | $4,394,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 129,342 | $4,385,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,416,100 | $4,379,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 92,889 | $4,379,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 131,907 | $4,379,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 331,292 | $4,367,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 229,443 | $4,360,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 149,735 | $4,359,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,377,229 | $4,352,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 376,205 | $4,345,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 108,436 | $4,343,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,110,000 | $4,339,000 | thousands by filing date | principal |
| TRIBUNE COMPANY | 896047503 | COMMON | 102,082 | $4,336,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 62,217 | $4,334,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 162,471 | $4,333,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 665,375 | $4,332,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 265,951 | $4,330,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 72,701 | $4,329,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 181,030 | $4,327,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 164,028 | $4,326,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 56,212 | $4,312,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 32,829 | $4,310,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 497,660 | $4,310,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 148,817 | $4,309,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 133,233 | $4,304,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 32,791 | $4,302,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 337,102 | $4,301,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 173,585 | $4,297,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 256,342 | $4,294,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 7,689 | $4,293,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 134,174 | $4,279,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 452,877 | $4,275,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 152,324 | $4,272,000 | thousands by filing date | |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 3,500,000 | $4,271,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,934,000 | $4,264,000 | thousands by filing date | principal |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 24,444 | $4,257,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 67,171 | $4,248,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 69,348 | $4,240,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 721,554 | $4,236,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 255,516 | $4,236,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 82,567 | $4,235,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 746,432 | $4,224,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 387,384 | $4,223,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 80,266 | $4,219,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 132,486 | $4,218,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 145,333 | $4,212,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 79,150 | $4,198,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 337,698 | $4,187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 445,140 | $4,176,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 763,286 | $4,175,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 77,479 | $4,173,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 271,290 | $4,168,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100,592 | $4,164,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 53,011 | $4,162,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 70,783 | $4,159,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 44,720 | $4,154,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 71,809 | $4,154,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 161,365 | $4,154,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 153,155 | $4,149,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 81,177 | $4,139,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 224,246 | $4,137,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 241,442 | $4,136,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 92,967 | $4,133,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 246,978 | $4,133,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 214,132 | $4,132,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 101,648 | $4,131,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 127,076 | $4,127,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 15,000 | $4,120,000 | thousands by filing date | call |
| CINER RES LP | 172464109 | COM UNIT LTD | 164,018 | $4,118,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 187,297 | $4,105,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 103,287 | $4,104,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 268,762 | $4,104,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 175,353 | $4,100,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 200,287 | $4,097,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 59,905 | $4,090,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 221,700 | $4,086,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 74,386 | $4,084,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 539,158 | $4,081,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 306,873 | $4,070,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 162,793 | $4,066,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 54,056 | $4,064,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 71,065 | $4,063,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 250,339 | $4,063,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 68,405 | $4,061,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 343,830 | $4,056,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 88,839 | $4,054,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 392,767 | $4,053,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 76,236 | $4,049,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 226,481 | $4,041,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 178,845 | $4,041,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 190,498 | $4,040,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 170,296 | $4,031,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 184,731 | $4,027,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 39,614 | $4,023,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 102,121 | $4,019,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 651,954 | $4,010,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 154,161 | $3,996,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 111,754 | $3,993,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 412,371 | $3,992,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,025,247 | $3,991,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 57,663 | $3,990,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 50,345 | $3,990,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 178,236 | $3,983,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 55,199 | $3,979,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 226,053 | $3,972,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 150,032 | $3,966,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 82,690 | $3,957,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 356,507 | $3,954,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 79,235 | $3,946,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 706,992 | $3,944,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 226,169 | $3,943,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 285,534 | $3,941,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 134,666 | $3,931,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 64,672 | $3,927,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 137,035 | $3,920,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 115,732 | $3,913,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 74,480 | $3,905,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,103,129 | $3,905,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 3,897,000 | $3,901,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 87,738 | $3,899,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 383,190 | $3,897,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 216,291 | $3,893,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 120,771 | $3,893,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 204,419 | $3,891,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 403,000 | $3,880,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 173,353 | $3,877,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 66,360 | $3,877,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 82,261 | $3,862,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 146,257 | $3,860,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 124,743 | $3,859,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 440,897 | $3,854,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 2,573,000 | $3,854,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 217,700 | $3,844,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 124,955 | $3,842,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 369,500 | $3,842,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,178,000 | $3,840,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 141,002 | $3,830,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 74,092 | $3,827,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 80,894 | $3,815,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 50,117 | $3,806,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 50,647 | $3,805,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,028,000 | $3,801,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 146,149 | $3,799,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 193,470 | $3,798,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 119,022 | $3,796,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 282,732 | $3,796,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 34,996 | $3,793,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 90,306 | $3,792,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 427,723 | $3,786,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 239,487 | $3,784,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 59,123 | $3,782,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 317,910 | $3,779,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 135,414 | $3,777,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 59,251 | $3,762,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 2,728,000 | $3,762,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 70,143 | $3,753,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 111,732 | $3,741,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 19,877 | $3,738,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 483,261 | $3,738,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 40,360 | $3,737,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 91,907 | $3,733,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 866,199 | $3,724,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 181,280 | $3,722,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 81,778 | $3,722,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,429,000 | $3,721,000 | thousands by filing date | principal |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 417,485 | $3,715,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,163,700 | $3,713,000 | thousands by filing date | put |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 76,503 | $3,713,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,567,900 | $3,701,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 96,622 | $3,700,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,439,000 | $3,697,000 | thousands by filing date | principal |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 187,580 | $3,695,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 3,535,000 | $3,690,000 | thousands by filing date | principal |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 71,479 | $3,688,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 123,323 | $3,688,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 309,654 | $3,682,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 127,621 | $3,680,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 75,843 | $3,678,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 83,384 | $3,674,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 100,999 | $3,670,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 78,265 | $3,668,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 295,554 | $3,664,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 174,930 | $3,661,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,859,600 | $3,660,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 129,011 | $3,654,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 231,414 | $3,646,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 258,865 | $3,645,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 236,976 | $3,643,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 55,630 | $3,640,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 76,307 | $3,628,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,169,887 | $3,627,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 638,105 | $3,624,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 197,717 | $3,618,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 155,165 | $3,607,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 164,309 | $3,607,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 103,965 | $3,606,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 611,556 | $3,602,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 229,712 | $3,598,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 532,778 | $3,591,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 315,080 | $3,589,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 112,369 | $3,572,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 136,614 | $3,572,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 70,850 | $3,562,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 453,719 | $3,557,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 235,009 | $3,553,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 191,848 | $3,550,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 60,083 | $3,535,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 77,286 | $3,533,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 115,846 | $3,528,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 259,540 | $3,525,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 157,826 | $3,521,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 287,573 | $3,517,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 114,961 | $3,515,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 233,685 | $3,511,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 314,389 | $3,508,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 385,499 | $3,493,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 51,915 | $3,492,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,324,000 | $3,491,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280102 | COM | 71,791 | $3,486,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 156,997 | $3,482,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 143,566 | $3,481,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 868,015 | $3,473,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 102,761 | $3,473,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 361,468 | $3,471,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 366,735 | $3,465,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 78,533 | $3,459,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 247,949 | $3,458,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 188,102 | $3,452,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 483,534 | $3,443,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 125,289 | $3,443,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 91,909 | $3,437,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 85,147 | $3,436,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 80,847 | $3,435,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 102,463 | $3,433,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 169,935 | $3,425,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 211,080 | $3,424,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 45,061 | $3,422,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 288,602 | $3,420,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 119,645 | $3,418,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 82,340 | $3,418,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 819,780 | $3,418,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 88,285 | $3,416,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 209,109 | $3,413,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 82,198 | $3,412,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 182,232 | $3,402,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 95,318 | $3,400,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 26,748 | $3,400,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 49,745 | $3,394,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 27,850 | $3,393,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 176,323 | $3,392,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 89,453 | $3,383,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 231,369 | $3,383,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 178,414 | $3,382,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 262,127 | $3,382,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 29,161 | $3,372,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 52,531 | $3,371,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 173,633 | $3,370,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 203,563 | $3,369,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,934,000 | $3,364,000 | thousands by filing date | principal |
| PICO HLDGS INC | 693366205 | COM NEW | 262,469 | $3,359,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 177,883 | $3,357,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 31,750 | $3,355,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 107,553 | $3,355,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 167,952 | $3,331,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 175,161 | $3,331,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 56,940 | $3,330,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 132,369 | $3,329,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 167,866 | $3,329,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 179,620 | $3,327,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 125,574 | $3,321,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 195,831 | $3,318,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 62,607 | $3,318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 74,743 | $3,317,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 65,095 | $3,307,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 153,336 | $3,306,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 142,610 | $3,302,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 109,223 | $3,299,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 69,508 | $3,299,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,583,000 | $3,297,000 | thousands by filing date | principal |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 254,177 | $3,282,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 259,955 | $3,275,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 260,203 | $3,273,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 65,572 | $3,269,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 208,446 | $3,264,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 174,812 | $3,260,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 140,799 | $3,255,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 46,737 | $3,250,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 666,400 | $3,249,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 76,387 | $3,243,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 63,579 | $3,243,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,978,000 | $3,243,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,140,000 | $3,236,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 304,856 | $3,234,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 96,021 | $3,233,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,731,000 | $3,228,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 108,967 | $3,225,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 42,931 | $3,222,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 181,298 | $3,216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 132,930 | $3,216,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 239,202 | $3,214,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 82,322 | $3,212,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 45,581 | $3,197,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 24,185 | $3,192,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 20,613 | $3,189,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 203,941 | $3,187,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,703,659 | $3,186,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 191,747 | $3,183,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 186,772 | $3,180,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 79,714 | $3,177,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,591,407 | $3,168,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 143,578 | $3,157,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 26,311 | $3,155,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 74,300 | $3,155,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000242 | this filing | 2018-02-08 | acceptance time not in the bulk data set |