13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 6,627 holding rows worth $346,098,411,000.
- Accession
- 0000072971-18-000242
- Filer
- CIK 72971
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 22,068 entries on the cover page, a total value of $346,098,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $346,098,411,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 182,220 | $10,053,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,558,852 | $9,993,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 253,023 | $9,966,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 335,720 | $9,964,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 185,311 | $9,951,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 982,272 | $9,892,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 133,048 | $9,880,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 178,166 | $9,876,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 280,897 | $9,876,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 282,204 | $9,861,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 64,767 | $9,861,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 661,402 | $9,855,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 167,650 | $9,853,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 141,535 | $9,829,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 245,237 | $9,822,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 407,533 | $9,820,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 450,021 | $9,811,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 731,932 | $9,807,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 128,424 | $9,796,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 173,795 | $9,776,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 51,154 | $9,775,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 88,878 | $9,774,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,786,650 | $9,773,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 989,591 | $9,748,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 593,562 | $9,735,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,447,000 | $9,709,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,141,801 | $9,682,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 73,754 | $9,682,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 131,365 | $9,662,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 302,762 | $9,658,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 98,200 | $9,647,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 146,547 | $9,625,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 471,917 | $9,604,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 855,825 | $9,603,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 160,523 | $9,587,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 434,101 | $9,585,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 601,866 | $9,558,000 | thousands by filing date | |
| PEABODY ENERGY CORP NEW | 704551407 | CMN | 138,503 | $9,557,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 307,571 | $9,553,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 190,479 | $9,535,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 534,596 | $9,515,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 150,206 | $9,504,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 434,586 | $9,469,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 650,919 | $9,465,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 636,826 | $9,438,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 591,884 | $9,423,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 386,127 | $9,421,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 520,877 | $9,407,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 152,984 | $9,400,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 164,908 | $9,400,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 264,282 | $9,358,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 387,958 | $9,346,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 302,041 | $9,345,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 7,467,000 | $9,338,000 | thousands by filing date | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 599,404 | $9,303,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,932,332 | $9,256,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 175,366 | $9,238,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 415,327 | $9,229,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 183,332 | $9,219,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 357,578 | $9,219,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 418,267 | $9,194,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 400,243 | $9,185,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 864,116 | $9,185,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 148,800 | $9,164,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 324,681 | $9,133,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 380,820 | $9,128,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 316,923 | $9,127,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 563,000 | $9,087,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,710,884 | $9,085,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 42,982 | $9,062,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 385,183 | $9,051,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 506,620 | $9,043,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 225,968 | $9,036,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 98,308 | $9,035,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,098,676 | $9,031,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 159,981 | $9,023,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 616,607 | $9,009,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 78,637 | $9,006,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 70,909 | $8,987,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 147,783 | $8,980,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 175,931 | $8,971,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 420,861 | $8,964,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 239,174 | $8,957,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 504,124 | $8,928,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 218,812 | $8,892,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 464,296 | $8,882,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 830,054 | $8,865,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 457,778 | $8,826,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 171,794 | $8,818,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 88,050 | $8,810,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 175,877 | $8,789,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 7,211,000 | $8,778,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 165,484 | $8,765,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 265,900 | $8,752,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 179,433 | $8,742,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 378,842 | $8,716,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 186,772 | $8,691,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 913,547 | $8,669,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 710,113 | $8,627,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 180,933 | $8,624,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,306,554 | $8,624,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 345,889 | $8,620,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 228,734 | $8,605,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 241,798 | $8,594,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 8,616,000 | $8,594,000 | thousands by filing date | principal |
| DNOW INC | 67011P100 | COMMON STOCK | 777,537 | $8,576,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 102,075 | $8,556,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 80,000 | $8,547,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 299,294 | $8,524,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 64,080 | $8,523,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 812,205 | $8,511,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 331,743 | $8,509,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 335,914 | $8,509,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 216,239 | $8,504,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 396,565 | $8,491,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 230,038 | $8,487,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 127,399 | $8,485,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 188,420 | $8,479,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 190,544 | $8,479,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 284,161 | $8,472,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 272,469 | $8,459,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 151,378 | $8,454,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 393,175 | $8,449,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 454,013 | $8,400,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 537,476 | $8,385,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 310,023 | $8,370,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 711,707 | $8,369,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,002,086 | $8,367,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 97,268 | $8,366,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 305,703 | $8,360,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 131,496 | $8,350,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 302,312 | $8,331,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 161,274 | $8,331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 120,719 | $8,327,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 280,064 | $8,324,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 54,314 | $8,321,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 649,900 | $8,295,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 572,039 | $8,294,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 51,988 | $8,292,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 109,424 | $8,249,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 380,551 | $8,239,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 263,718 | $8,234,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 140,247 | $8,232,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 181,974 | $8,229,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 229,594 | $8,229,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 199,336 | $8,226,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 177,203 | $8,201,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 92,103 | $8,199,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,335,033 | $8,187,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 394,591 | $8,172,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 542,437 | $8,169,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 117,766 | $8,153,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 326,762 | $8,153,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 141,897 | $8,151,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 6,614,800 | $8,134,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 66,167 | $8,127,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 248,267 | $8,123,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 481,277 | $8,109,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 71,964 | $8,098,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 961,265 | $8,084,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 47,883 | $8,082,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,641,000 | $8,082,000 | thousands by filing date | principal |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 461,006 | $8,077,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 165,121 | $8,075,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 66,680 | $8,068,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 335,657 | $8,059,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 350,265 | $8,024,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 317,134 | $8,020,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 149,557 | $7,997,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 462,037 | $7,993,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 134,904 | $7,979,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 553,586 | $7,977,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 111,929 | $7,969,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 175,782 | $7,962,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 441,659 | $7,958,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 201,195 | $7,955,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 144,531 | $7,902,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 88,868 | $7,900,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50,257 | $7,883,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 297,342 | $7,880,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 328,500 | $7,858,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 354,289 | $7,854,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 626,022 | $7,837,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 38,975 | $7,824,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 181,416 | $7,821,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,530,843 | $7,807,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 388,841 | $7,804,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 155,079 | $7,766,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 597,295 | $7,759,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 693,590 | $7,755,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 104,668 | $7,750,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 301,859 | $7,750,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 492,184 | $7,734,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,269,211 | $7,704,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 166,592 | $7,702,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 126,098 | $7,686,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 208,324 | $7,679,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 107,182 | $7,671,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 90,028 | $7,658,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 317,101 | $7,655,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 59,646 | $7,650,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 141,763 | $7,649,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 160,759 | $7,636,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 123,883 | $7,631,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 209,737 | $7,618,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 300,461 | $7,608,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 179,171 | $7,606,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 210,202 | $7,603,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 49,313 | $7,598,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 209,514 | $7,581,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 364,377 | $7,579,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 604,548 | $7,575,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 554,786 | $7,574,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 7,037,000 | $7,565,000 | thousands by filing date | principal |
| PEABODY ENGR CORP | 704551100 | COM | 191,951 | $7,557,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 212,131 | $7,541,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 367,697 | $7,538,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 585,865 | $7,528,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 737,456 | $7,507,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 362,073 | $7,495,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 274,766 | $7,490,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 290,440 | $7,484,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 283,493 | $7,484,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 561,311 | $7,482,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 504,251 | $7,478,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 503,407 | $7,475,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 145,571 | $7,464,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 449,525 | $7,462,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 384,836 | $7,458,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 322,789 | $7,453,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,082,235 | $7,434,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 153,015 | $7,422,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,194,500 | $7,401,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 146,110 | $7,398,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 186,281 | $7,396,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 354,093 | $7,390,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 527,459 | $7,385,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 177,261 | $7,377,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 337,733 | $7,377,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 37,173 | $7,373,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 345,656 | $7,369,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 252,540 | $7,365,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 492,908 | $7,364,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 485,456 | $7,359,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 128,019 | $7,347,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 7,350,000 | $7,341,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 425,672 | $7,339,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 303,117 | $7,338,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 352,393 | $7,313,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 196,544 | $7,291,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 740,752 | $7,272,000 | thousands by filing date | put |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 216,935 | $7,271,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 197,979 | $7,266,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 7,238,000 | $7,238,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 124,726 | $7,222,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 125,335 | $7,215,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,901,400 | $7,210,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 516,708 | $7,208,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 109,131 | $7,208,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 203,207 | $7,202,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 284,016 | $7,202,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 68,119 | $7,193,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 505,915 | $7,184,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 97,978 | $7,178,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 138,151 | $7,177,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 414,151 | $7,169,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 283,153 | $7,164,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 182,922 | $7,134,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 178,736 | $7,131,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 106,945 | $7,122,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 275,438 | $7,106,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 39,381 | $7,073,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 52,251 | $7,066,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 201,347 | $7,058,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 89,538 | $7,037,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 576,386 | $7,032,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 116,928 | $7,028,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 231,143 | $7,015,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 158,190 | $7,014,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 98,178 | $7,014,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 707,129 | $7,014,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 797,516 | $7,011,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 117,819 | $7,007,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 584,301 | $6,997,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 222,535 | $6,997,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 105,382 | $6,987,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 400,230 | $6,985,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 188,708 | $6,983,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 292,117 | $6,981,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 234,099 | $6,980,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 417,174 | $6,979,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,239,536 | $6,979,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 448,348 | $6,977,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,279,552 | $6,973,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 167,937 | $6,969,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 216,910 | $6,952,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 273,024 | $6,932,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,042,034 | $6,930,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 209,272 | $6,927,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 102,522 | $6,922,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 259,077 | $6,922,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 457,274 | $6,920,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 260,087 | $6,892,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 396,492 | $6,871,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 74,069 | $6,851,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 88,314 | $6,846,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 95,213 | $6,843,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 762,976 | $6,836,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 708,068 | $6,833,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 105,500 | $6,830,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 356,743 | $6,810,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 364,529 | $6,802,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 182,152 | $6,801,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 84,588 | $6,800,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 222,467 | $6,795,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 149,456 | $6,778,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 168,185 | $6,756,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,753,472 | $6,751,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 505,362 | $6,731,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 265,313 | $6,727,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 357,013 | $6,722,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 640,528 | $6,693,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 261,044 | $6,692,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 230,385 | $6,690,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 247,891 | $6,685,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 132,669 | $6,684,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 51,559 | $6,679,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 781,482 | $6,667,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 100,385 | $6,637,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200,000 | $6,627,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 91,620 | $6,615,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 350,090 | $6,615,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 94,278 | $6,593,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 460,517 | $6,585,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 144,494 | $6,574,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 41,352 | $6,571,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 254,525 | $6,567,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 81,753 | $6,561,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 909,902 | $6,560,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 4,167,000 | $6,560,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 305,566 | $6,555,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 178,649 | $6,538,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 386,099 | $6,533,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 6,736,000 | $6,533,000 | thousands by filing date | principal |
| BANNER CORP | 06652V208 | COM NEW | 118,350 | $6,523,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 67,436 | $6,518,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 520,612 | $6,508,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 304,686 | $6,503,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 112,139 | $6,493,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 252,281 | $6,489,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 269,465 | $6,484,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 762,854 | $6,484,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 103,095 | $6,462,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 109,625 | $6,462,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 253,119 | $6,452,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 687,499 | $6,448,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 81,821 | $6,428,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 488,817 | $6,428,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 145,678 | $6,423,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 83,214 | $6,421,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 160,249 | $6,419,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 144,938 | $6,418,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,457,918 | $6,411,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 140,648 | $6,411,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 203,036 | $6,408,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 31,622 | $6,402,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 185,654 | $6,397,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 255,999 | $6,397,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 67,682 | $6,396,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 220,717 | $6,383,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 308,826 | $6,377,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 373,064 | $6,372,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 433,800 | $6,359,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 390,647 | $6,359,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 41,856 | $6,355,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 685,298 | $6,353,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 6,580,000 | $6,345,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 232,329 | $6,335,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 335,234 | $6,335,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 82,549 | $6,323,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 126,472 | $6,311,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 311,282 | $6,307,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 340,178 | $6,306,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 45,242 | $6,305,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 370,179 | $6,293,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 220,971 | $6,293,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 388,937 | $6,285,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 102,509 | $6,279,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 137,359 | $6,271,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 218,430 | $6,268,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 277,264 | $6,252,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 171,523 | $6,244,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 388,847 | $6,241,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 70,048 | $6,239,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 245,140 | $6,232,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 467,740 | $6,230,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 391,298 | $6,217,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 129,771 | $6,216,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 142,365 | $6,215,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 362,665 | $6,212,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 634,478 | $6,211,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 806,328 | $6,209,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 4,957,000 | $6,203,000 | thousands by filing date | principal |
| THAI FUND INC | 882904105 | CMN | 575,705 | $6,195,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 201,383 | $6,178,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 205,547 | $6,177,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 139,803 | $6,170,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 521,944 | $6,160,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 132,305 | $6,149,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 140,924 | $6,137,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 227,527 | $6,130,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 80,649 | $6,108,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 345,505 | $6,098,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 609,290 | $6,093,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 246,954 | $6,090,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 236,585 | $6,080,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 197,493 | $6,057,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 228,161 | $6,049,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 261,790 | $6,039,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 118,603 | $6,038,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 178,609 | $6,026,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 895,084 | $6,023,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 696,126 | $6,021,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 74,669 | $6,018,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 593,442 | $6,012,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 169,875 | $6,005,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 77,275 | $5,996,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,053,299 | $5,983,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 152,721 | $5,974,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 71,208 | $5,969,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 88,004 | $5,968,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 133,660 | $5,946,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 495,196 | $5,938,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 319,201 | $5,930,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 6,477,000 | $5,923,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 368,516 | $5,922,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 77,664 | $5,914,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 212,311 | $5,910,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 4,944,000 | $5,896,000 | thousands by filing date | principal |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 239,070 | $5,890,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 177,324 | $5,878,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 176,030 | $5,860,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 111,233 | $5,840,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 293,522 | $5,838,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 150,925 | $5,834,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 100,941 | $5,831,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 121,785 | $5,819,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 142,057 | $5,812,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 271,788 | $5,810,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 112,821 | $5,804,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 207,474 | $5,797,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 72,116 | $5,795,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 369,686 | $5,793,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 391,916 | $5,788,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,299,000 | $5,788,000 | thousands by filing date | principal |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 455,672 | $5,782,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 232,133 | $5,773,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 474,905 | $5,760,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 282,224 | $5,755,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 471,063 | $5,742,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 354,717 | $5,742,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 258,587 | $5,741,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 217,946 | $5,736,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 36,693 | $5,706,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 191,276 | $5,705,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 624,860 | $5,705,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 91,642 | $5,704,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 117,677 | $5,697,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 224,852 | $5,685,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 214,389 | $5,683,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 264,840 | $5,676,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 122,209 | $5,670,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 240,211 | $5,668,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 246,206 | $5,667,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 342,127 | $5,665,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190,113 | $5,659,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 149,805 | $5,650,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 499,705 | $5,646,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 46,792 | $5,646,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 271,299 | $5,638,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 126,413 | $5,603,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 166,414 | $5,601,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 140,007 | $5,592,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,058,000 | $5,592,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 171,172 | $5,582,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 264,398 | $5,569,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 145,534 | $5,558,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 159,137 | $5,558,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 380,741 | $5,558,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 335,619 | $5,548,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,564,000 | $5,545,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 460,858 | $5,536,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 73,912 | $5,533,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 380,633 | $5,523,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,513,000 | $5,520,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 2,262,360 | $5,520,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 51,472 | $5,517,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 89,252 | $5,498,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 367,305 | $5,498,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 133,755 | $5,492,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000242 | this filing | 2018-02-08 | acceptance time not in the bulk data set |