13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-01, with 6,606 holding rows worth $283,306,967,000.
- Accession
- 0000072971-17-000235
- Filer
- CIK 72971
- Filed
- 2017-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 19,945 entries on the cover page, a total value of $283,306,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,306,967,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 74,622 | $4,451,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,502,000 | $4,449,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,953,000 | $4,446,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 120,508 | $4,446,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 284,838 | $4,441,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 53,767 | $4,437,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 549,816 | $4,410,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 224,512 | $4,405,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 944,991 | $4,385,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 106,128 | $4,377,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 216,538 | $4,368,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 142,561 | $4,366,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 182,675 | $4,366,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 109,748 | $4,360,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 217,447 | $4,355,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 86,625 | $4,354,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 58,617 | $4,348,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 175,664 | $4,343,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 124,215 | $4,333,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 233,357 | $4,331,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 282,265 | $4,310,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 81,409 | $4,296,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 76,608 | $4,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 361,484 | $4,291,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 436,966 | $4,287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 425,566 | $4,286,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 34,602 | $4,284,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 169,542 | $4,273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 88,728 | $4,267,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 74,323 | $4,257,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 180,507 | $4,251,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 200,782 | $4,250,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30,043 | $4,249,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 77,190 | $4,239,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 129,546 | $4,233,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 254,705 | $4,216,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 146,533 | $4,209,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 199,116 | $4,207,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 183,550 | $4,206,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 169,583 | $4,204,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 111,510 | $4,195,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 146,704 | $4,195,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,208,800 | $4,188,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,478,500 | $4,176,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 108,680 | $4,174,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 560,090 | $4,172,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 386,200 | $4,172,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 76,848 | $4,160,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 278,400 | $4,148,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 162,239 | $4,145,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 73,861 | $4,141,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,135,000 | $4,141,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 64,637 | $4,134,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 298,939 | $4,125,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 153,004 | $4,113,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 73,587 | $4,106,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 44,770 | $4,101,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 136,577 | $4,098,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 53,429 | $4,097,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 229,540 | $4,097,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 73,218 | $4,088,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 163,109 | $4,085,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 122,662 | $4,078,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 88,350 | $4,069,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 69,154 | $4,068,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 283,528 | $4,068,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 352,173 | $4,068,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 4,171,000 | $4,066,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 77,086 | $4,065,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 144,868 | $4,059,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 344,040 | $4,053,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 87,180 | $4,053,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 58,473 | $4,049,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 168,330 | $4,039,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 39,227 | $4,034,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 35,747 | $4,020,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 184,648 | $4,004,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 198,015 | $3,999,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 366,055 | $3,993,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 157,075 | $3,988,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 178,830 | $3,972,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 71,671 | $3,970,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 218,307 | $3,966,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 166,365 | $3,963,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 273,413 | $3,951,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 511,628 | $3,950,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 214,449 | $3,950,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 318,260 | $3,947,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 559,562 | $3,945,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 98,709 | $3,940,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 100,620 | $3,933,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 76,532 | $3,927,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 223,907 | $3,921,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 55,630 | $3,919,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 69,597 | $3,897,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 283,810 | $3,894,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 256,838 | $3,891,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 90,542 | $3,889,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 116,551 | $3,887,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 245,696 | $3,882,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 108,443 | $3,876,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 143,502 | $3,875,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 88,947 | $3,870,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,468,000 | $3,868,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 164,919 | $3,866,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 135,665 | $3,860,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 248,199 | $3,860,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 198,711 | $3,841,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 372,580 | $3,838,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 211,589 | $3,829,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 61,635 | $3,828,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 108,562 | $3,827,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 54,347 | $3,826,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 54,888 | $3,819,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 61,804 | $3,818,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,625,115 | $3,817,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 269,125 | $3,816,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 430,103 | $3,811,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 409,566 | $3,809,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 83,912 | $3,805,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 291,475 | $3,805,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 280,855 | $3,795,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 319,310 | $3,790,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 374,407 | $3,786,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 264,192 | $3,781,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 58,940 | $3,772,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 117,951 | $3,763,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 99,768 | $3,755,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 66,880 | $3,755,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 171,235 | $3,755,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 310,000 | $3,754,000 | thousands by filing date | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 397,008 | $3,746,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 215,062 | $3,743,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 153,109 | $3,739,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,779,000 | $3,738,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 198,348 | $3,737,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 130,825 | $3,727,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,170,000 | $3,717,000 | thousands by filing date | principal |
| MERIT MED SYS INC COM | 589889104 | Stock | 140,128 | $3,714,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 3,637,000 | $3,714,000 | thousands by filing date | principal |
| WSFS FINL CORP | 929328102 | COM | 80,092 | $3,713,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 117,169 | $3,702,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 115,890 | $3,699,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 167,719 | $3,698,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 667,298 | $3,692,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 162,968 | $3,691,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 97,980 | $3,691,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,088,000 | $3,681,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 7,028,000 | $3,680,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F101 | COM | 127,878 | $3,679,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 194,327 | $3,678,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 234,082 | $3,674,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 80,623 | $3,673,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 87,963 | $3,665,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 229,682 | $3,663,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 125,009 | $3,663,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 181,637 | $3,662,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 46,289 | $3,659,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 616,503 | $3,649,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,789,209 | $3,649,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 264,498 | $3,647,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 126,280 | $3,642,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 23,302 | $3,640,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 232,533 | $3,638,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 136,534 | $3,631,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 58,678 | $3,629,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 291,096 | $3,621,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 142,299 | $3,616,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 56,132 | $3,615,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 210,842 | $3,613,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 251,973 | $3,610,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 197,753 | $3,607,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 68,545 | $3,575,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 257,679 | $3,564,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 147,202 | $3,564,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 239,878 | $3,560,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 196,113 | $3,559,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 54,267 | $3,551,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 150,897 | $3,549,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 103,319 | $3,540,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 700,000 | $3,537,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 103,915 | $3,533,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 125,183 | $3,532,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 168,069 | $3,527,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 89,042 | $3,526,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 274,499 | $3,522,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 81,852 | $3,514,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 24,059 | $3,510,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 260,299 | $3,506,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 473,498 | $3,504,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 241,427 | $3,501,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 144,049 | $3,501,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 83,975 | $3,496,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 92,816 | $3,494,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 410,083 | $3,494,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,580,000 | $3,490,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 182,808 | $3,490,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 204,943 | $3,482,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 306,489 | $3,474,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 83,672 | $3,472,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 357,905 | $3,464,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 198,833 | $3,450,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 170,913 | $3,446,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 217,178 | $3,431,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 104,347 | $3,426,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 63,878 | $3,425,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 133,732 | $3,417,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 163,535 | $3,417,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 502,865 | $3,415,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 85,268 | $3,412,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 270,812 | $3,405,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 148,720 | $3,405,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 675,134 | $3,403,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 224,460 | $3,400,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 118,855 | $3,399,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 89,799 | $3,394,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 247,500 | $3,392,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,551,600 | $3,382,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 76,450 | $3,372,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 69,777 | $3,371,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 182,826 | $3,369,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 144,537 | $3,361,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 175,367 | $3,341,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 322,400 | $3,337,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 105,724 | $3,335,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 69,532 | $3,334,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 127,197 | $3,330,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,544,700 | $3,329,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 20,507 | $3,322,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 28,943 | $3,318,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 103,296 | $3,317,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 101,017 | $3,314,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 376,807 | $3,312,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 49,995 | $3,311,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 173,343 | $3,304,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 77,947 | $3,297,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 2,129,000 | $3,288,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 139,947 | $3,286,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 114,495 | $3,281,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 69,055 | $3,276,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 200,753 | $3,276,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,743,000 | $3,270,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,822,000 | $3,269,000 | thousands by filing date | principal |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 589,259 | $3,264,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 96,976 | $3,259,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 68,340 | $3,253,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 44,488 | $3,250,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 178,972 | $3,250,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 88,227 | $3,244,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 68,476 | $3,243,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 126,854 | $3,239,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 27,115 | $3,237,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 346,029 | $3,231,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,210,626 | $3,228,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 81,649 | $3,228,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 113,013 | $3,226,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 41,257 | $3,225,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 63,949 | $3,224,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 253,061 | $3,224,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 52,424 | $3,223,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 89,951 | $3,222,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 114,224 | $3,216,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 50,875 | $3,202,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 146,923 | $3,200,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 131,686 | $3,200,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 379,440 | $3,191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 114,966 | $3,191,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 703,094 | $3,184,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 127,015 | $3,182,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 326,920 | $3,178,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,454,000 | $3,177,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 2,811,000 | $3,169,000 | thousands by filing date | principal |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 210,190 | $3,164,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,123,000 | $3,162,000 | thousands by filing date | principal |
| BOB EVANS FARMS | 096761101 | COM | 59,413 | $3,161,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 281,101 | $3,160,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 37,194 | $3,157,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 108,325 | $3,157,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 517,492 | $3,157,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 134,969 | $3,151,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 384,912 | $3,149,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 427,761 | $3,148,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 133,062 | $3,148,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 229,694 | $3,146,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 196,274 | $3,146,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 41,811 | $3,146,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 261,651 | $3,139,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 131,752 | $3,132,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 67,700 | $3,131,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 69,117 | $3,130,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 342,814 | $3,127,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 216,885 | $3,125,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 236,014 | $3,121,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 74,812 | $3,121,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 54,674 | $3,119,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 161,177 | $3,116,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 123,565 | $3,114,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 110,928 | $3,107,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 52,778 | $3,099,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 100,751 | $3,093,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 131,115 | $3,084,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 252,741 | $3,081,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 29,463 | $3,080,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 89,756 | $3,079,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 60,307 | $3,077,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 92,524 | $3,076,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 57,501 | $3,071,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 74,202 | $3,069,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 99,233 | $3,066,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 101,955 | $3,062,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 114,416 | $3,061,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 44,146 | $3,060,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 101,833 | $3,060,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 98,061 | $3,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 57,881 | $3,056,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 155,725 | $3,054,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 147,108 | $3,052,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 394,349 | $3,048,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 248,315 | $3,044,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 174,287 | $3,042,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 107,129 | $3,032,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 213,160 | $3,022,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 142,319 | $3,018,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 41,823 | $3,016,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 120,837 | $3,014,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 52,333 | $3,013,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 268,868 | $3,012,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 133,860 | $3,012,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 166,610 | $3,012,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 125,379 | $3,009,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 85,968 | $3,007,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 321,390 | $3,001,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 284,317 | $2,999,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 157,981 | $2,995,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 54,768 | $2,993,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 101,255 | $2,992,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 214,636 | $2,981,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 66,481 | $2,981,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 75,010 | $2,976,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 85,376 | $2,975,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 105,998 | $2,973,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 43,804 | $2,962,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 42,123 | $2,957,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 114,835 | $2,957,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 76,981 | $2,957,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 75,024 | $2,948,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 145,114 | $2,946,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,583 | $2,946,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 249,460 | $2,944,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 140,618 | $2,943,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 145,852 | $2,942,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 38,472 | $2,934,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 260,508 | $2,934,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 24,480 | $2,929,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 203,041 | $2,923,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,517,000 | $2,922,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 75,208 | $2,918,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 153,437 | $2,916,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 94,349 | $2,913,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 154,905 | $2,912,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 59,738 | $2,906,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 197,966 | $2,896,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,464,000 | $2,892,000 | thousands by filing date | principal |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 59,921 | $2,878,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 67,856 | $2,873,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 198,938 | $2,872,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 187,296 | $2,872,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 126,027 | $2,871,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 42,600 | $2,870,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 29,646 | $2,863,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 99,211 | $2,841,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 132,416 | $2,835,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,578,100 | $2,830,000 | thousands by filing date | call |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 2,391,000 | $2,830,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 2,200,000 | $2,828,000 | thousands by filing date | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 91,733 | $2,827,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 147,764 | $2,819,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 116,603 | $2,819,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 210,591 | $2,814,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 94,107 | $2,814,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 104,773 | $2,813,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 55,560 | $2,811,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,928,000 | $2,805,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 99,815 | $2,804,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 201,933 | $2,799,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 40,244 | $2,790,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 142,961 | $2,789,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 113,312 | $2,786,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,589,000 | $2,780,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 135,402 | $2,774,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 199,424 | $2,772,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 56,415 | $2,772,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 151,838 | $2,768,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 128,886 | $2,761,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 42,291 | $2,758,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 36,125 | $2,755,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 316,761 | $2,750,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 36,494 | $2,750,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 102,464 | $2,747,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 133,963 | $2,746,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,943,000 | $2,741,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 61,914 | $2,736,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 46,742 | $2,732,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 64,017 | $2,720,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 197,035 | $2,719,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 523,473 | $2,716,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 211,253 | $2,706,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 50,491 | $2,705,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 444,624 | $2,703,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 121,113 | $2,700,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 478,271 | $2,698,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 207,031 | $2,687,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 167,029 | $2,684,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 110,675 | $2,682,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 89,993 | $2,680,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 120,000 | $2,677,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,586,000 | $2,672,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 48,227 | $2,670,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 75,413 | $2,669,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 227,896 | $2,667,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 86,876 | $2,667,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 133,449 | $2,666,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 213,163 | $2,665,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 180,675 | $2,661,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 98,644 | $2,658,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 498,410 | $2,657,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 77,223 | $2,657,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 49,515 | $2,654,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 34,273 | $2,647,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 87,274 | $2,646,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 115,265 | $2,643,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 160,423 | $2,642,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 70,039 | $2,639,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 595,149 | $2,637,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,039,000 | $2,635,000 | thousands by filing date | principal |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 184,001 | $2,633,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,259,000 | $2,630,000 | thousands by filing date | principal |
| Gilat Satellite Network | M51474118 | COM | 524,805 | $2,629,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 78,907 | $2,620,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 139,269 | $2,613,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 114,162 | $2,613,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,994,430 | $2,612,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,238,000 | $2,612,000 | thousands by filing date | principal |
| Vaneck Long Muni ETF | 92189F536 | ETF | 134,878 | $2,611,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 105,602 | $2,610,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 28,340 | $2,610,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 62,112 | $2,587,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 82,953 | $2,576,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 159,092 | $2,570,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 146,698 | $2,566,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 60,811 | $2,563,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 188,178 | $2,556,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 159,238 | $2,553,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 34,929 | $2,551,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 169,648 | $2,550,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 218,300 | $2,547,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 243,507 | $2,536,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 312,795 | $2,534,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,126 | $2,530,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 62,483 | $2,530,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 56,072 | $2,530,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 31,269 | $2,527,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 487,726 | $2,526,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 220,939 | $2,525,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 200,820 | $2,523,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 367,788 | $2,523,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 161,513 | $2,521,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,231,000 | $2,520,000 | thousands by filing date | principal |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 104,404 | $2,519,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 208,691 | $2,513,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 169,307 | $2,508,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 113,593 | $2,507,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 46,570 | $2,497,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 82,299 | $2,496,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,835,000 | $2,489,000 | thousands by filing date | principal |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 98,655 | $2,487,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 75,770 | $2,486,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,203,000 | $2,485,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 96,649 | $2,484,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 75,672 | $2,482,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 25,728 | $2,482,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 97,855 | $2,480,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 154,601 | $2,480,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 225,901 | $2,477,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 223,943 | $2,473,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 542,600 | $2,470,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 61,071 | $2,470,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 104,710 | $2,466,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 62,358 | $2,461,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 64,323 | $2,458,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 177,223 | $2,458,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 20,246 | $2,456,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,438,000 | $2,455,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685J105 | COM | 3,943 | $2,452,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 247,907 | $2,449,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 123,624 | $2,448,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,742,000 | $2,439,000 | thousands by filing date | principal |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 66,220 | $2,438,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 80,587 | $2,438,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 519,710 | $2,437,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000235 | this filing | 2017-02-01 | acceptance time not in the bulk data set |