13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-01, with 6,606 holding rows worth $283,306,967,000.
- Accession
- 0000072971-17-000235
- Filer
- CIK 72971
- Filed
- 2017-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 19,945 entries on the cover page, a total value of $283,306,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,306,967,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IDEXX LABS INC COM | 45168D104 | Stock | 138,008 | $16,185,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 38,582 | $16,151,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 338,162 | $16,141,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 789,870 | $16,137,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 267,896 | $16,130,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,637,391 | $16,111,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 848,486 | $16,063,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 262,928 | $16,018,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 863,118 | $16,011,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 686,142 | $15,988,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 618,616 | $15,973,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 287,382 | $15,972,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 747,830 | $15,966,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 650,389 | $15,928,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 426,702 | $15,899,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 288,208 | $15,852,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 885,583 | $15,852,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 153,096 | $15,806,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 331,158 | $15,803,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 193,187 | $15,803,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 656,797 | $15,790,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 152,354 | $15,785,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 159,610 | $15,724,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 521,272 | $15,717,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 116,939 | $15,715,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 508,642 | $15,703,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 147,723 | $15,697,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 16,158,000 | $15,694,000 | thousands by filing date | principal |
| REGAL ENTMT GROUP | 758766109 | CL A | 760,774 | $15,673,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 871,340 | $15,658,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 294,142 | $15,654,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,292,760 | $15,643,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,385,053 | $15,622,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 288,615 | $15,611,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 276,025 | $15,607,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 160,936 | $15,573,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 695,712 | $15,549,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,819,721 | $15,540,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,422,301 | $15,454,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 90,016 | $15,452,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,570,083 | $15,447,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 632,842 | $15,403,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 214,444 | $15,363,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 401,381 | $15,352,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,146,100 | $15,346,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 845,230 | $15,341,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 403,148 | $15,333,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 741,749 | $15,281,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,267,441 | $15,259,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 197,538 | $15,240,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 154,259 | $15,226,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 164,716 | $15,156,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 737,323 | $15,093,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 204,188 | $15,077,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 538,874 | $15,072,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,571,263 | $15,068,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 548,289 | $15,067,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 366,273 | $15,051,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 265,436 | $15,038,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 213,022 | $15,029,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 318,343 | $15,023,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 431,432 | $15,015,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 397,436 | $15,010,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 148,915 | $14,999,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 255,309 | $14,961,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 225,488 | $14,902,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 450,789 | $14,881,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 136,011 | $14,865,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 283,255 | $14,862,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 827,013 | $14,837,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 596,732 | $14,805,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 735,340 | $14,781,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 901,600 | $14,760,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 427,682 | $14,747,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 332,342 | $14,743,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 427,166 | $14,737,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 192,101 | $14,730,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 200,140 | $14,655,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 712,145 | $14,648,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 352,050 | $14,628,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,142,953 | $14,607,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 190,629 | $14,605,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 337,019 | $14,602,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 157,873 | $14,602,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,657,261 | $14,601,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 431,415 | $14,573,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 119,828 | $14,502,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 474,095 | $14,502,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 530,095 | $14,492,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 91,987 | $14,492,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 438,414 | $14,490,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 203,012 | $14,489,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 485,732 | $14,476,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 957,702 | $14,403,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 553,903 | $14,375,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 989,864 | $14,373,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 295,287 | $14,363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 176,182 | $14,314,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 199,494 | $14,283,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 272,567 | $14,266,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 596,076 | $14,252,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 185,690 | $14,164,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,334,646 | $14,147,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 326,678 | $14,096,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,693,677 | $14,074,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 837,571 | $14,072,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 248,915 | $14,029,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 236,452 | $14,021,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,443,194 | $14,013,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 890,309 | $13,996,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,362,713 | $13,995,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 575,805 | $13,906,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 265,088 | $13,879,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 322,164 | $13,869,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 349,025 | $13,856,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 313,795 | $13,786,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 22,666 | $13,784,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 597,047 | $13,768,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 3,164,604 | $13,766,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 723,909 | $13,747,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 980,217 | $13,723,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,608,216 | $13,702,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 178,192 | $13,694,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 246,157 | $13,686,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 95,240 | $13,681,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,261,871 | $13,666,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 146,561 | $13,610,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 211,884 | $13,604,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 157,392 | $13,597,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 210,049 | $13,571,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 943,699 | $13,561,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 725,666 | $13,548,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 882,764 | $13,542,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 568,630 | $13,539,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 730,927 | $13,514,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 361,362 | $13,504,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 64,833 | $13,491,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 243,984 | $13,480,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 391,837 | $13,476,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 837,235 | $13,438,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 31,705 | $13,437,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 373,986 | $13,437,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 309,201 | $13,435,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,184,529 | $13,432,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 331,840 | $13,406,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 245,782 | $13,395,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 443,737 | $13,330,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 322,322 | $13,329,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 360,503 | $13,292,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 361,713 | $13,250,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 170,212 | $13,247,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 490,273 | $13,217,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 510,651 | $13,206,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 729,573 | $13,155,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 910,942 | $13,127,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,546,097 | $13,126,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 178,223 | $13,110,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,394,232 | $13,092,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,193,110 | $13,076,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,115,020 | $13,057,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 146,280 | $13,048,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 242,248 | $13,040,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 252,924 | $13,035,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,051,998 | $13,031,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 708,501 | $13,022,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 249,783 | $13,014,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 332,458 | $12,976,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 317,160 | $12,943,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 349,923 | $12,912,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 461,516 | $12,891,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 237,815 | $12,887,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 352,157 | $12,883,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 589,903 | $12,878,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,192,072 | $12,863,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 435,098 | $12,861,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 508,768 | $12,847,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 307,717 | $12,844,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 619,466 | $12,842,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 216,017 | $12,831,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 116,710 | $12,821,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 456,036 | $12,791,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,024,686 | $12,789,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 278,954 | $12,788,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 534,770 | $12,727,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 226,698 | $12,694,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 329,718 | $12,680,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 401,568 | $12,661,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,017,851 | $12,632,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,357,040 | $12,620,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 114,671 | $12,600,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 330,894 | $12,538,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 402,772 | $12,538,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 270,214 | $12,497,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 656,427 | $12,446,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 171,306 | $12,432,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 785,627 | $12,421,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 41,843 | $12,418,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,403,084 | $12,417,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,130,208 | $12,398,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 751,899 | $12,391,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 431,631 | $12,375,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 815,726 | $12,374,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 409,819 | $12,324,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 109,758 | $12,299,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 184,417 | $12,284,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,139,338 | $12,282,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 350,731 | $12,206,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 805,952 | $12,202,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,738,239 | $12,184,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 85,278 | $12,176,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 418,265 | $12,167,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 353,760 | $12,123,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 260,925 | $12,099,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 427,198 | $12,082,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 179,878 | $12,069,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 657,047 | $12,031,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 533,773 | $12,031,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 361,004 | $12,021,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 228,388 | $12,019,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 90,072 | $12,018,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,277,337 | $11,994,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 135,512 | $11,942,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 437,015 | $11,887,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 208,073 | $11,861,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 749,580 | $11,860,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 667,373 | $11,847,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 530,381 | $11,833,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 280,399 | $11,811,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,288,462 | $11,809,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 260,919 | $11,781,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 736,990 | $11,755,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 1,152,900 | $11,748,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 107,323 | $11,744,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 571,228 | $11,733,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 470,636 | $11,714,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,560,004 | $11,700,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 884,871 | $11,663,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 625,369 | $11,607,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 72,732 | $11,582,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 11,496,000 | $11,553,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 332,602 | $11,524,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 142,592 | $11,486,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 738,840 | $11,466,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,770,181 | $11,435,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,239,287 | $11,426,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 273,502 | $11,419,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 449,081 | $11,407,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 219,924 | $11,391,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,127,564 | $11,376,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 325,659 | $11,343,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 201,791 | $11,314,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 604,145 | $11,298,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 257,795 | $11,290,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 589,587 | $11,271,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 460,728 | $11,269,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 225,617 | $11,258,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 226,306 | $11,240,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 958,798 | $11,237,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 154,486 | $11,194,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 228,573 | $11,191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 108,882 | $11,179,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 95,617 | $11,178,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 355,524 | $11,178,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 198,342 | $11,178,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 518,981 | $11,158,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,205,700 | $11,157,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 226,723 | $11,140,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 291,976 | $11,133,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 843,618 | $11,127,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,319,516 | $11,111,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 195,874 | $11,106,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 403,448 | $11,087,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,217,437 | $11,087,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 232,290 | $11,081,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 160,095 | $11,054,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 181,397 | $10,992,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 110,806 | $10,985,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 863,409 | $10,982,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 349,026 | $10,980,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 395,002 | $10,966,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,123,757 | $10,934,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 275,929 | $10,927,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 164,975 | $10,889,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 508,950 | $10,886,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 260,836 | $10,863,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 115,493 | $10,859,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 227,449 | $10,840,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 307,028 | $10,829,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 101,163 | $10,825,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 337,891 | $10,772,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 167,749 | $10,768,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 205,174 | $10,751,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 436,363 | $10,725,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 344,937 | $10,693,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 314,307 | $10,690,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 272,523 | $10,689,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 211,154 | $10,685,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 803,537 | $10,679,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 189,869 | $10,669,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 407,221 | $10,658,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 553,265 | $10,656,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 353,950 | $10,647,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 582,955 | $10,628,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 245,911 | $10,594,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 316,528 | $10,594,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 898,779 | $10,588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 195,938 | $10,576,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 7,384,000 | $10,574,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 960,732 | $10,567,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 65,745 | $10,547,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 412,893 | $10,546,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 215,885 | $10,516,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 413,014 | $10,508,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 211,885 | $10,492,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 130,582 | $10,491,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 279,749 | $10,473,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 196,276 | $10,471,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 811,749 | $10,439,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 73,668 | $10,416,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 284,430 | $10,384,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 394,538 | $10,368,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 153,519 | $10,347,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 209,114 | $10,347,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 493,593 | $10,320,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 560,009 | $10,315,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 540,318 | $10,309,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 343,932 | $10,287,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 411,469 | $10,287,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 787,190 | $10,273,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 451,197 | $10,260,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 123,157 | $10,251,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 205,509 | $10,235,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 191,912 | $10,221,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 104,411 | $10,209,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 534,722 | $10,202,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 974,654 | $10,196,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 8,073,000 | $10,192,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 7,050,000 | $10,184,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 170,942 | $10,154,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 279,450 | $10,135,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 573,198 | $10,122,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 338,782 | $10,079,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 6,385,000 | $10,053,000 | thousands by filing date | principal |
| GREAT WESTN BANCORP INC | 391416104 | COM | 230,318 | $10,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 183,527 | $10,024,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 277,048 | $10,021,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,543,232 | $10,000,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 897,301 | $9,996,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 119,099 | $9,995,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 406,893 | $9,985,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 160,076 | $9,980,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 194,429 | $9,953,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 220,173 | $9,951,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 757,454 | $9,945,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 226,782 | $9,934,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,408,870 | $9,890,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 220,379 | $9,888,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 81,792 | $9,883,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 647,767 | $9,873,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 96,166 | $9,868,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 550,688 | $9,868,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 370,827 | $9,860,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 204,152 | $9,849,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 335,914 | $9,805,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 171,954 | $9,788,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 103,972 | $9,785,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 312,019 | $9,781,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 424,999 | $9,749,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 899,072 | $9,728,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 381,150 | $9,708,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 497,399 | $9,699,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 67,868 | $9,692,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 254,484 | $9,679,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 87,241 | $9,659,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 201,410 | $9,652,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,465,784 | $9,616,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 219,268 | $9,607,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 60,841 | $9,604,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 295,335 | $9,593,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 366,425 | $9,593,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,204,097 | $9,588,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 77,260 | $9,576,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 176,646 | $9,569,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 206,193 | $9,567,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 409,430 | $9,566,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 641,678 | $9,554,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 806,926 | $9,545,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 493,450 | $9,539,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 281,278 | $9,535,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 520,402 | $9,523,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 92,143 | $9,502,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 62,001 | $9,496,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 148,323 | $9,495,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 190,484 | $9,458,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 128,327 | $9,457,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 557,430 | $9,404,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 413,793 | $9,390,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 540,093 | $9,376,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 353,262 | $9,344,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 120,349 | $9,340,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 208,869 | $9,319,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 576,288 | $9,301,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 39,988 | $9,298,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,810,888 | $9,290,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,041,063 | $9,286,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 230,857 | $9,271,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,289,000 | $9,268,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 190,992 | $9,261,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 82,614 | $9,219,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 69,422 | $9,210,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 7,941,000 | $9,192,000 | thousands by filing date | principal |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 291,886 | $9,191,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 509,148 | $9,188,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 82,168 | $9,173,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 457,684 | $9,172,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 7,631,000 | $9,163,000 | thousands by filing date | principal |
| Cyber Security ETF | 26924G201 | Common | 346,217 | $9,153,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 211,763 | $9,140,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 304,624 | $9,139,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 475,834 | $9,117,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 368,622 | $9,094,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 229,732 | $9,090,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 465,702 | $9,081,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 199,211 | $9,074,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 511,035 | $9,046,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 156,375 | $9,036,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 561,977 | $9,033,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 317,668 | $9,023,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,907,630 | $9,014,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 502,950 | $9,007,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 255,676 | $9,002,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 216,723 | $8,985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 272,234 | $8,962,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 403,600 | $8,960,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 264,169 | $8,942,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 764,299 | $8,920,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 300,407 | $8,906,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 266,135 | $8,902,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 553,063 | $8,894,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 386,966 | $8,892,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 9,680,000 | $8,872,000 | thousands by filing date | principal |
| FIVE9 INC | 338307101 | COM | 624,884 | $8,867,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 150,708 | $8,824,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 117,033 | $8,793,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 114,681 | $8,787,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 8,489,000 | $8,780,000 | thousands by filing date | principal |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 198,326 | $8,779,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 623,351 | $8,777,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 551,194 | $8,775,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 613,008 | $8,772,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 339,616 | $8,728,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 78,801 | $8,721,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 422,277 | $8,711,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 158,638 | $8,687,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 322,163 | $8,673,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 744,731 | $8,668,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 614,326 | $8,661,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 341,642 | $8,654,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 271,169 | $8,637,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 197,889 | $8,622,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 439,694 | $8,597,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 345,527 | $8,587,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 553,715 | $8,582,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 343,345 | $8,570,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 361,975 | $8,561,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 405,954 | $8,558,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,189,940 | $8,556,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,168,515 | $8,554,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 370,230 | $8,527,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 338,895 | $8,523,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,689,879 | $8,517,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 579,698 | $8,510,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 358,346 | $8,510,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 900,000 | $8,501,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 725,944 | $8,494,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 149,334 | $8,493,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 75,816 | $8,493,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 751,780 | $8,488,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 179,339 | $8,483,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250,245 | $8,472,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,025,413 | $8,459,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 123,564 | $8,437,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,671,000 | $8,428,000 | thousands by filing date | principal |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 130,549 | $8,427,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 139,194 | $8,418,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 333,237 | $8,404,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 527,265 | $8,400,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 73,582 | $8,396,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 79,684 | $8,381,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 127,555 | $8,378,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 262,570 | $8,371,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 240,534 | $8,354,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 98,450 | $8,349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 265,146 | $8,323,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 769,970 | $8,316,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 210,162 | $8,301,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 192,144 | $8,274,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 207,897 | $8,264,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 589,556 | $8,264,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 126,955 | $8,251,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000235 | this filing | 2017-02-01 | acceptance time not in the bulk data set |