13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-01, with 6,606 holding rows worth $283,306,967,000.
- Accession
- 0000072971-17-000235
- Filer
- CIK 72971
- Filed
- 2017-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 19,945 entries on the cover page, a total value of $283,306,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,306,967,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerANALYTIC INVESTORS, LLC028-04895
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 311,763 | $8,250,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,808,065 | $8,245,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 41,712 | $8,234,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 142,195 | $8,219,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 115,875 | $8,209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 199,742 | $8,207,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 65,483 | $8,204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 136,499 | $8,192,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 56,675 | $8,188,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 210,737 | $8,188,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 41,346 | $8,174,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 531,670 | $8,171,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 172,132 | $8,167,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 104,019 | $8,155,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 546,740 | $8,152,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 558,763 | $8,147,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,823,000 | $8,141,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 329,241 | $8,135,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,113,000 | $8,127,000 | thousands by filing date | principal |
| BOSTON BEER INC CL A | 100557107 | Stock | 47,695 | $8,100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 97,341 | $8,074,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 467,830 | $8,070,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 174,909 | $8,060,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 98,651 | $8,050,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 585,657 | $8,041,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 302,742 | $8,026,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 471,071 | $8,008,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 256,257 | $7,999,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 167,328 | $7,996,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 255,122 | $7,991,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 369,881 | $7,990,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 377,799 | $7,982,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 117,600 | $7,979,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 144,584 | $7,969,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 178,053 | $7,964,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 115,067 | $7,927,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 285,478 | $7,924,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 367,835 | $7,908,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 795,194 | $7,873,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 65,924 | $7,845,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,602,600 | $7,844,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 213,416 | $7,843,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 108,537 | $7,828,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 117,449 | $7,817,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 156,251 | $7,804,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 154,873 | $7,799,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 155,565 | $7,795,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 337,273 | $7,780,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 705,894 | $7,764,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 372,619 | $7,750,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 227,307 | $7,748,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,060,000 | $7,731,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 417,942 | $7,724,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 356,351 | $7,711,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,286,400 | $7,692,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 129,614 | $7,690,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 489,690 | $7,672,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,190,323 | $7,666,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 92,849 | $7,649,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 265,766 | $7,641,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 405,055 | $7,608,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 356,225 | $7,606,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,318,600 | $7,584,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 196,072 | $7,579,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 134,666 | $7,556,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 501,318 | $7,540,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 483,192 | $7,539,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 776,250 | $7,514,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 260,282 | $7,502,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 71,536 | $7,498,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 359,278 | $7,487,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 266,504 | $7,480,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 149,824 | $7,464,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 62,441 | $7,457,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 116,824 | $7,448,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 656,099 | $7,441,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 381,351 | $7,418,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 54,048 | $7,408,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 648,095 | $7,407,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 174,840 | $7,373,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 569,200 | $7,369,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 291,941 | $7,368,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 128,639 | $7,358,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 57,055 | $7,351,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 637,981 | $7,337,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 83,644 | $7,311,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 273,062 | $7,309,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 248,072 | $7,308,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 272,381 | $7,289,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 65,021 | $7,284,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 572,832 | $7,280,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 66,005 | $7,274,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 645,967 | $7,267,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 66,798 | $7,258,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 319,685 | $7,257,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 324,265 | $7,248,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 424,147 | $7,241,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 237,082 | $7,231,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 800,415 | $7,227,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 324,265 | $7,215,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 206,709 | $7,214,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 544,394 | $7,213,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 701,040 | $7,208,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 482,975 | $7,206,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 379,535 | $7,200,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 340,321 | $7,199,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 463,434 | $7,184,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 443,109 | $7,169,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 208,347 | $7,157,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 600,742 | $7,149,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 219,183 | $7,144,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 116,487 | $7,144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 179,712 | $7,139,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 277,480 | $7,139,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 919,938 | $7,139,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 577,331 | $7,101,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 516,928 | $7,092,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 150,168 | $7,092,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 467,047 | $7,085,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 80,091 | $7,074,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 430,854 | $7,066,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 119,148 | $7,055,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 62,464 | $7,039,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 6,854,000 | $7,032,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 476,282 | $7,020,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 136,683 | $7,018,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 984,230 | $7,017,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 219,785 | $7,007,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 252,757 | $6,997,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 449,205 | $6,972,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 473,753 | $6,969,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 726,578 | $6,947,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 395,955 | $6,941,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 313,408 | $6,938,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 89,956 | $6,932,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 229,061 | $6,922,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 495,152 | $6,908,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 252,588 | $6,903,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 791,564 | $6,895,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 111,035 | $6,889,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,858,000 | $6,883,000 | thousands by filing date | principal |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 99,360 | $6,866,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 367,762 | $6,859,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,005,000 | $6,838,000 | thousands by filing date | principal |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 462,920 | $6,837,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 259,737 | $6,837,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 241,029 | $6,832,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 72,023 | $6,829,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 804,770 | $6,809,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 282,270 | $6,798,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 323,343 | $6,796,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 723,731 | $6,795,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 305,811 | $6,795,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 452,043 | $6,781,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 697,194 | $6,778,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 112,468 | $6,768,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 158,074 | $6,751,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 223,426 | $6,737,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 60,513 | $6,736,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,342,523 | $6,713,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 500,463 | $6,707,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 232,380 | $6,704,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 136,167 | $6,696,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 103,685 | $6,667,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 430,903 | $6,662,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,240,374 | $6,661,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 293,875 | $6,647,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 287,500 | $6,635,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 104,691 | $6,626,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 6,733,000 | $6,624,000 | thousands by filing date | principal |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 79,913 | $6,604,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 947,312 | $6,602,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 286,691 | $6,591,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 645,256 | $6,576,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,067,761 | $6,567,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 947,100 | $6,535,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 932,896 | $6,530,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 239,780 | $6,515,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 372,691 | $6,515,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 54,610 | $6,511,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 129,416 | $6,506,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 496,182 | $6,505,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 184,462 | $6,500,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 64,311 | $6,492,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 53,578 | $6,484,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,690,000 | $6,474,000 | thousands by filing date | principal |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 264,642 | $6,460,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 462,629 | $6,454,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 150,651 | $6,448,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 188,125 | $6,434,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 191,607 | $6,423,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 164,247 | $6,422,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 641,084 | $6,418,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 105,836 | $6,417,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 90,399 | $6,414,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 241,409 | $6,407,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 202,998 | $6,406,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 486,159 | $6,398,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 714,269 | $6,393,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 134,866 | $6,389,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 338,560 | $6,385,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 251,492 | $6,373,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 7,653,811 | $6,369,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 155,901 | $6,367,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 154,933 | $6,359,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 167,989 | $6,358,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 52,143 | $6,353,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 142,111 | $6,350,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 406,999 | $6,333,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 126,511 | $6,325,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 97,513 | $6,319,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 384,782 | $6,310,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 124,430 | $6,303,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 221,470 | $6,301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 147,107 | $6,299,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 63,877 | $6,282,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 91,333 | $6,280,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 257,115 | $6,263,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 180,999 | $6,259,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 57,615 | $6,258,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 378,133 | $6,239,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 104,350 | $6,239,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 377,614 | $6,238,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 55,951 | $6,218,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 120,840 | $6,210,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 754,900 | $6,188,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 806,504 | $6,178,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 197,842 | $6,174,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 314,546 | $6,149,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 150,786 | $6,143,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,285,600 | $6,142,000 | thousands by filing date | call |
| RELX NV | 75955B102 | SPONSORED ADR | 366,213 | $6,138,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 129,315 | $6,132,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 101,322 | $6,132,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 123,624 | $6,128,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 195,237 | $6,117,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,164,057 | $6,099,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 290,012 | $6,090,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 918,392 | $6,089,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 320,536 | $6,087,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 119,165 | $6,084,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 458,304 | $6,082,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 319,243 | $6,078,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 101,349 | $6,072,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 296,189 | $6,072,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,117,530 | $6,057,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 313,611 | $6,037,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 272,489 | $6,019,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 8,512,000 | $6,012,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 213,770 | $6,003,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 169,743 | $6,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 172,161 | $5,996,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 671,987 | $5,988,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 77,940 | $5,987,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 214,836 | $5,983,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 37,807 | $5,980,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,967,000 | $5,975,000 | thousands by filing date | principal |
| IES HOLDINGS INC | 44951W106 | COM | 311,984 | $5,974,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 280,240 | $5,961,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 51,520 | $5,949,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 106,482 | $5,940,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 95,733 | $5,936,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 175,271 | $5,931,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 582,152 | $5,931,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 284,540 | $5,924,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 4,440,000 | $5,912,000 | thousands by filing date | principal |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 233,646 | $5,907,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 298,559 | $5,890,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 205,561 | $5,889,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 621,591 | $5,886,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 352,481 | $5,876,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 177,646 | $5,872,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 150,212 | $5,865,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100,865 | $5,864,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 363,564 | $5,858,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 4,236,000 | $5,855,000 | thousands by filing date | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 363,085 | $5,846,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 396,369 | $5,842,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 447,653 | $5,837,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 237,193 | $5,826,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 671,400 | $5,812,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,318,480 | $5,807,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 709,561 | $5,790,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 217,857 | $5,785,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 215,018 | $5,783,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 565,469 | $5,774,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 144,134 | $5,765,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 802,480 | $5,754,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 46,288 | $5,753,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 111,578 | $5,730,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 246,984 | $5,728,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 85,599 | $5,722,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 156,675 | $5,696,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 48,837 | $5,690,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,632,000 | $5,685,000 | thousands by filing date | principal |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 612,883 | $5,670,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 92,827 | $5,658,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 53,642 | $5,650,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 88,826 | $5,629,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 202,649 | $5,628,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 82,885 | $5,628,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 446,033 | $5,625,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,594,200 | $5,617,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 54,750 | $5,599,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,554,810 | $5,597,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 110,830 | $5,591,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 110,593 | $5,590,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 153,583 | $5,583,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 193,778 | $5,583,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 136,738 | $5,581,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 200,824 | $5,563,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 196,871 | $5,561,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 228,276 | $5,561,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 183,474 | $5,560,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 114,228 | $5,557,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 391,838 | $5,540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 166,289 | $5,533,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 720,457 | $5,526,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 72,790 | $5,522,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 149,831 | $5,519,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 175,497 | $5,513,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 364,059 | $5,512,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 444,367 | $5,509,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 154,015 | $5,507,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 145,376 | $5,507,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 133,791 | $5,496,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 543,473 | $5,495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 177,896 | $5,494,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 116,447 | $5,494,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 198,894 | $5,479,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 81,001 | $5,479,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 121,318 | $5,478,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 358,654 | $5,470,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 719,377 | $5,467,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,098,835 | $5,460,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 283,144 | $5,445,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 274,498 | $5,432,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 329,857 | $5,429,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 162,649 | $5,424,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 442,305 | $5,422,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 63,983 | $5,418,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 91,444 | $5,409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 55,397 | $5,408,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 297,460 | $5,393,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 322,667 | $5,385,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 251,694 | $5,383,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 133,558 | $5,381,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 122,671 | $5,368,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 87,062 | $5,346,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 187,948 | $5,337,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 210,246 | $5,335,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 111,006 | $5,327,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 450,671 | $5,323,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 338,980 | $5,322,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,360,461 | $5,306,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 178,516 | $5,301,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 465,120 | $5,274,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 223,085 | $5,272,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 98,010 | $5,267,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 277,143 | $5,264,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 311,629 | $5,262,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,629,129 | $5,261,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 68,866 | $5,254,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 131,345 | $5,250,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,691,419 | $5,238,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 4,826,000 | $5,236,000 | thousands by filing date | principal |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 343,069 | $5,232,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 123,790 | $5,229,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 434,303 | $5,229,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 237,535 | $5,218,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 208,275 | $5,209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 212,575 | $5,207,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 173,339 | $5,202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 257,262 | $5,197,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 273,249 | $5,190,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 66,507 | $5,166,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 68,925 | $5,154,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 138,159 | $5,154,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 162,811 | $5,153,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 591,092 | $5,148,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 67,556 | $5,147,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 58,396 | $5,127,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,651,000 | $5,122,000 | thousands by filing date | principal |
| FIRST TRUST | 33733G109 | COM BEN INTR | 724,479 | $5,115,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 110,354 | $5,109,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 139,730 | $5,097,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,161,326 | $5,094,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 148,312 | $5,088,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 387,918 | $5,074,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 271,334 | $5,071,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 229,698 | $5,066,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 115,431 | $5,062,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 359,613 | $5,060,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 181,356 | $5,051,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 260,493 | $5,043,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 355,061 | $5,041,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 144,776 | $5,040,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 337,201 | $5,035,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 70,065 | $5,029,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 217,562 | $5,026,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 67,958 | $5,024,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 293,657 | $5,022,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 667,217 | $5,012,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 343,238 | $5,011,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 172,663 | $5,010,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 145,973 | $5,007,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 314,583 | $4,986,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 171,129 | $4,981,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 89,382 | $4,979,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 5,000,000 | $4,975,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 247,501 | $4,974,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 197,107 | $4,967,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 155,504 | $4,966,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 276,603 | $4,963,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 289,255 | $4,962,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 208,474 | $4,959,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 498,025 | $4,955,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 57,869 | $4,951,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 328,518 | $4,950,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,664,000 | $4,949,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 483,470 | $4,946,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 57,209 | $4,943,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 114,679 | $4,940,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 145,109 | $4,935,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 176,403 | $4,916,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 104,488 | $4,909,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 69,974 | $4,908,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 47,986 | $4,903,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 75,341 | $4,898,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 53,566 | $4,895,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 546,197 | $4,888,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 200,101 | $4,886,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 310,803 | $4,886,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 296,593 | $4,879,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 136,484 | $4,866,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 703,000 | $4,861,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 292,755 | $4,854,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 320,564 | $4,853,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 269,169 | $4,851,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 67,907 | $4,841,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 184,903 | $4,807,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 194,276 | $4,805,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,062,976 | $4,805,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 210,748 | $4,799,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 234,483 | $4,797,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 193,722 | $4,796,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 449,530 | $4,788,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 130,706 | $4,781,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 142,844 | $4,781,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 123,978 | $4,758,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 197,212 | $4,742,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 157,544 | $4,736,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 412,458 | $4,728,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 204,176 | $4,728,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 89,681 | $4,726,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 121,830 | $4,715,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 176,971 | $4,708,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 295,856 | $4,704,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 199,427 | $4,696,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 340,385 | $4,694,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 42,821 | $4,687,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 162,858 | $4,680,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,800,199 | $4,680,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,914,000 | $4,675,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 182,734 | $4,663,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 4,775,000 | $4,661,000 | thousands by filing date | principal |
| IMATION CORP | 45245A107 | COM | 5,682,547 | $4,660,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 344,037 | $4,658,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 65,149 | $4,653,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 122,072 | $4,652,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 75,590 | $4,646,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 232,037 | $4,646,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 4,337,000 | $4,638,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 150,903 | $4,634,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 128,326 | $4,614,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 336,233 | $4,613,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 265,774 | $4,611,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 135,803 | $4,604,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 259,434 | $4,593,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 131,783 | $4,587,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 46,313 | $4,574,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 132,598 | $4,572,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 182,045 | $4,552,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 243,821 | $4,547,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 466,241 | $4,541,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 344,974 | $4,536,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 4,059,000 | $4,531,000 | thousands by filing date | principal |
| PowerShares CEF Income Composite | 73936Q843 | Com | 201,584 | $4,517,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 69,017 | $4,507,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 495,607 | $4,506,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 3,582,000 | $4,505,000 | thousands by filing date | principal |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 82,744 | $4,499,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 138,761 | $4,490,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 309,251 | $4,484,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 215,545 | $4,483,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 152,602 | $4,476,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 126,642 | $4,470,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 52,410 | $4,469,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 267,268 | $4,466,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 216,300 | $4,456,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000235 | this filing | 2017-02-01 | acceptance time not in the bulk data set |