13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 6,533 holding rows worth $271,181,757,000.
- Accession
- 0000072971-16-001320
- Filer
- CIK 72971
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 18,574 entries on the cover page, a total value of $271,181,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,181,757,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 73,742 | $1,931,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 235,201 | $1,929,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 162,231 | $1,927,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 298,396 | $1,922,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 44,520 | $1,920,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 118,828 | $1,918,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,047,000 | $1,915,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685J105 | COM | 3,278 | $1,914,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 52,467 | $1,914,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 39,424 | $1,914,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 67,152 | $1,914,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 396,423 | $1,911,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 367,268 | $1,910,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 130,803 | $1,909,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 89,885 | $1,908,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 136,677 | $1,902,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 119,687 | $1,901,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 519,735 | $1,900,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 59,508 | $1,892,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 242,973 | $1,890,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 17,711 | $1,890,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 2,080,000 | $1,888,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 65,064 | $1,882,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 222,015 | $1,880,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 96,237 | $1,871,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 132,690 | $1,865,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 140,501 | $1,864,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 71,185 | $1,863,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 196,804 | $1,858,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 39,924 | $1,855,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 111,999 | $1,849,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 52,329 | $1,846,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 38,084 | $1,844,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 34,088 | $1,843,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 54,315 | $1,842,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 278,432 | $1,841,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 81,567 | $1,838,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 75,028 | $1,838,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 143,153 | $1,837,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 225,126 | $1,837,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 135,946 | $1,837,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 337,398 | $1,835,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 31,569 | $1,832,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 55,834 | $1,832,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,363,000 | $1,828,000 | thousands by filing date | principal |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 34,297 | $1,823,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 66,082 | $1,818,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 57,200 | $1,815,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 31,868 | $1,815,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 62,710 | $1,810,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 53,248 | $1,809,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 220,632 | $1,807,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 44,095 | $1,807,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 105,129 | $1,807,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 72,487 | $1,800,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 71,100 | $1,799,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,066,000 | $1,798,000 | thousands by filing date | principal |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 153,614 | $1,796,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 110,562 | $1,790,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 21,509 | $1,788,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 166,316 | $1,787,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 117,659 | $1,786,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,815,000 | $1,784,000 | thousands by filing date | principal |
| FNFV GROUP | 31620R402 | COM | 142,889 | $1,783,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 136,065 | $1,781,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 75,257 | $1,780,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 89,363 | $1,780,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 43,187 | $1,774,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,750,000 | $1,773,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 32,931 | $1,770,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 202,921 | $1,770,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 86,317 | $1,769,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 50,251 | $1,762,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 56,193 | $1,760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 60,923 | $1,754,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 109,260 | $1,753,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 148,273 | $1,750,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 60,388 | $1,746,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 126,850 | $1,745,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 68,549 | $1,745,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 70,022 | $1,728,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 72,996 | $1,720,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 28,759 | $1,719,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 235,930 | $1,713,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 269,716 | $1,704,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 97,583 | $1,703,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 875,000 | $1,702,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 78,474 | $1,701,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 55,403 | $1,698,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 147,650 | $1,698,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 101,728 | $1,697,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 146,235 | $1,695,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 21,153 | $1,690,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 150,800 | $1,688,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 105,714 | $1,686,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 56,893 | $1,686,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 49,406 | $1,682,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 65,805 | $1,681,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 46,170 | $1,679,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 33,742 | $1,678,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 69,000 | $1,678,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 141,433 | $1,677,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 29,649 | $1,675,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 246,961 | $1,667,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 22,108 | $1,667,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 244,593 | $1,666,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 50,544 | $1,663,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 100,697 | $1,659,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 109,627 | $1,658,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 32,997 | $1,653,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 44,784 | $1,652,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 23,309 | $1,647,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 89,891 | $1,646,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 103,909 | $1,646,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 55,278 | $1,643,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,506,000 | $1,640,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 27,924 | $1,635,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 75,000 | $1,633,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 127,557 | $1,633,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 32,913 | $1,632,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 115,454 | $1,627,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 106,821 | $1,626,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 17,211 | $1,625,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,357,000 | $1,625,000 | thousands by filing date | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 117,563 | $1,622,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 182,124 | $1,619,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 122,893 | $1,619,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 69,447 | $1,616,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 86,160 | $1,615,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 81,869 | $1,611,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 55,257 | $1,611,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 42,567 | $1,609,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 31,108 | $1,609,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 250,221 | $1,609,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 37,425 | $1,606,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 45,047 | $1,601,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 58,678 | $1,601,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 43,414 | $1,600,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 138,456 | $1,598,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 128,379 | $1,595,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 116,427 | $1,594,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 158,464 | $1,594,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 91,251 | $1,593,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25,270 | $1,593,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,455,200 | $1,592,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 95,856 | $1,591,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 97,392 | $1,590,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 21,217 | $1,585,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 42,636 | $1,584,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 489,434 | $1,581,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 140,114 | $1,580,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 81,930 | $1,578,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 78,714 | $1,575,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 80,519 | $1,574,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 105,873 | $1,572,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 57,955 | $1,571,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 73,515 | $1,568,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 174,972 | $1,568,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 82,196 | $1,568,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 73,293 | $1,567,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 259,401 | $1,567,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 74,162 | $1,566,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 126,887 | $1,565,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 63,678 | $1,564,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 52,459 | $1,563,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 188,068 | $1,561,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 477,021 | $1,555,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 61,579 | $1,555,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 113,234 | $1,546,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 27,672 | $1,546,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 111,137 | $1,539,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 77,633 | $1,536,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 35,937 | $1,536,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 34,950 | $1,535,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 64,894 | $1,532,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 60,121 | $1,531,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 49,853 | $1,524,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 55,405 | $1,520,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 129,893 | $1,517,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 143,447 | $1,515,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 48,123 | $1,515,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 56,261 | $1,514,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 90,185 | $1,511,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 119,560 | $1,510,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 3,015,000 | $1,508,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 419,000 | $1,506,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 32,194 | $1,506,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 53,894 | $1,506,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 60,005 | $1,503,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 15,244 | $1,502,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 63,650 | $1,498,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 31,508 | $1,496,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 106,031 | $1,495,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 84,659 | $1,490,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 60,172 | $1,489,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 46,310 | $1,481,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 157,852 | $1,476,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 48,043 | $1,475,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 35,957 | $1,470,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 31,882 | $1,469,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 303,542 | $1,466,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 22,435 | $1,465,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 47,075 | $1,462,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 95,376 | $1,461,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 19,457 | $1,460,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 124,800 | $1,460,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 65,572 | $1,460,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 48,843 | $1,459,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 123,911 | $1,459,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 44,607 | $1,459,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 344,954 | $1,456,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 154,369 | $1,455,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 74,015 | $1,453,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 30,539 | $1,451,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 89,970 | $1,449,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 64,808 | $1,448,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,015,000 | $1,447,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 145,182 | $1,445,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 37,718 | $1,434,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 75,302 | $1,434,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 383,700 | $1,433,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 380,000 | $1,429,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 51,221 | $1,429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 29,756 | $1,428,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 43,877 | $1,425,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 62,116 | $1,422,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 52,878 | $1,421,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 60,473 | $1,421,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 43,275 | $1,421,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 57,077 | $1,421,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 35,876 | $1,419,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 39,495 | $1,417,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 36,177 | $1,413,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 131,076 | $1,413,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 151,107 | $1,404,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 21,060 | $1,404,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 68,511 | $1,402,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 49,630 | $1,399,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 107,605 | $1,399,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 138,935 | $1,399,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 138,189 | $1,397,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 60,755 | $1,395,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 242,208 | $1,395,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 51,538 | $1,393,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 95,335 | $1,387,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 33,591 | $1,386,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 171,096 | $1,385,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 62,324 | $1,384,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 33,372 | $1,382,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 96,205 | $1,382,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 80,479 | $1,382,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 80,092 | $1,381,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 26,035 | $1,378,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 191,080 | $1,376,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 70,269 | $1,375,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 64,805 | $1,373,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 61,094 | $1,371,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 121,988 | $1,368,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 94,233 | $1,368,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 37,098 | $1,364,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 60,823 | $1,362,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 51,022 | $1,361,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 34,394 | $1,360,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 86,415 | $1,357,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 292,636 | $1,354,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 78,077 | $1,348,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 26,818 | $1,348,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 168,612 | $1,346,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 269,006 | $1,345,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 149,141 | $1,343,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 160,242 | $1,343,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 53,156 | $1,338,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 72,700 | $1,336,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 38,952 | $1,333,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 60,938 | $1,331,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 14,842 | $1,326,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 55,014 | $1,326,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 81,071 | $1,323,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,318 | $1,321,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 88,754 | $1,320,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 278,476 | $1,320,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 68,609 | $1,311,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 700,000 | $1,310,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 27,270 | $1,310,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 23,000 | $1,308,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 31,556 | $1,306,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 39,643 | $1,302,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 157,063 | $1,302,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 78,952 | $1,302,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 89,642 | $1,301,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 55,399 | $1,301,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 48,471 | $1,300,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 12,953 | $1,298,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 56,278 | $1,296,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 49,211 | $1,295,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,758 | $1,295,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 174,830 | $1,294,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 8,828 | $1,292,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 61,733 | $1,290,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 59,253 | $1,285,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 96,217 | $1,284,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 372,200 | $1,282,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 17,079 | $1,281,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 90,355 | $1,281,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 15,120 | $1,281,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 68,899 | $1,278,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 96,958 | $1,275,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 157,823 | $1,272,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 65,005 | $1,271,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 177,516 | $1,269,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 300,000 | $1,268,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 125,855 | $1,265,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 260,769 | $1,265,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 36,473 | $1,264,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 35,731 | $1,263,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 82,049 | $1,262,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 63,545 | $1,260,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 82,649 | $1,258,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 533,900 | $1,257,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 109,731 | $1,256,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 106,460 | $1,255,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 55,550 | $1,253,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 38,411 | $1,250,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 24,928 | $1,250,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 81,097 | $1,249,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 36,969 | $1,249,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 45,307 | $1,249,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 86,738 | $1,249,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 34,863 | $1,247,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 20,710 | $1,244,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 69,806 | $1,243,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 33,435 | $1,240,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 20,656 | $1,237,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,016,000 | $1,234,000 | thousands by filing date | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 93,521 | $1,232,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 22,191 | $1,231,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 212,587 | $1,231,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 63,900 | $1,230,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 66,431 | $1,229,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 24,472 | $1,228,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 39,277 | $1,227,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 18,918 | $1,226,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 99,719 | $1,226,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 23,929 | $1,223,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 79,076 | $1,220,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,099,000 | $1,217,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 61,199 | $1,216,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 8,794 | $1,216,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 118,716 | $1,214,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 43,456 | $1,214,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 67,921 | $1,213,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 74,256 | $1,211,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 29,986 | $1,210,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 23,750 | $1,206,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 100,000 | $1,206,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 287,559 | $1,205,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 148,680 | $1,204,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 104,646 | $1,204,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 88,774 | $1,203,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 74,057 | $1,202,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 43,678 | $1,201,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 55,020 | $1,199,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 16,230 | $1,198,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 78,032 | $1,197,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,965,200 | $1,194,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 75,436 | $1,193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 84,510 | $1,193,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 146,405 | $1,192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 74,998 | $1,191,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 137,652 | $1,190,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 123,294 | $1,190,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 46,761 | $1,190,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 11,501 | $1,188,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 59,865 | $1,187,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 51,986 | $1,187,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 65,057 | $1,186,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 24,488 | $1,185,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 34,299 | $1,184,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 40,683 | $1,181,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 62,784 | $1,180,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 63,244 | $1,180,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 59,493 | $1,179,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 48,497 | $1,171,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 104,991 | $1,169,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 495,700 | $1,168,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 87,149 | $1,168,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 43,191 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,450,000 | $1,164,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 84,161 | $1,159,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 28,968 | $1,158,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 15,079 | $1,156,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 71,111 | $1,152,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 169,196 | $1,151,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 31,365 | $1,146,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 75,467 | $1,146,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 47,750 | $1,145,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 890,000 | $1,145,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 26,740 | $1,144,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 929,700 | $1,143,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 123,980 | $1,142,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 50,000 | $1,136,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 25,997 | $1,135,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 46,245 | $1,132,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 49,349 | $1,130,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 43,981 | $1,130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 24,461 | $1,129,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 59,195 | $1,127,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 62,488 | $1,126,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 48,400 | $1,123,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,549,366 | $1,122,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 97,581 | $1,118,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 28,341 | $1,115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 32,982 | $1,115,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 18,537 | $1,115,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 34,582 | $1,113,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 8,262 | $1,112,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 71,029 | $1,112,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 97,963 | $1,111,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 68,851 | $1,110,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 107,011 | $1,110,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 121,710 | $1,107,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 42,287 | $1,106,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 44,594 | $1,106,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 72,459 | $1,105,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,109,000 | $1,102,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 92,071 | $1,100,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 462,332 | $1,099,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 95,132 | $1,098,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 99,583 | $1,098,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 61,809 | $1,091,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 21,297 | $1,087,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 65,603 | $1,086,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 31,611 | $1,086,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 118,490 | $1,084,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 105,768 | $1,083,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,100,000 | $1,081,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 31,199 | $1,080,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 129,245 | $1,080,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 75,632 | $1,076,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 37,460 | $1,075,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 72,507 | $1,074,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 18,405 | $1,072,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 530,000 | $1,072,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,531,000 | $1,068,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 37,950 | $1,068,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 39,077 | $1,067,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 135,267 | $1,067,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 86,609 | $1,066,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 80,780 | $1,065,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 22,037 | $1,064,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 8,027 | $1,060,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 55,758 | $1,060,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 41,589 | $1,060,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 53,849 | $1,059,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 21,815 | $1,059,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 192,541 | $1,058,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 33,219 | $1,057,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 68,829 | $1,055,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 61,081 | $1,055,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,056 | $1,053,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 842,000 | $1,050,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 37,241 | $1,048,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 28,439 | $1,047,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 41,915 | $1,046,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 209,627 | $1,046,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 19,563 | $1,046,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 239,564 | $1,042,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 33,949 | $1,041,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 176,030 | $1,039,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 53,705 | $1,038,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 41,330 | $1,038,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 25,828 | $1,035,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 43,012 | $1,035,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 72,844 | $1,034,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 70,109 | $1,032,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 99,677 | $1,029,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 37,089 | $1,028,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 26,112 | $1,028,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 59,248 | $1,018,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 195,225 | $1,013,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 14,170 | $1,010,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 42,279 | $1,010,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 53,213 | $1,010,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 7,496 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 19,676 | $1,005,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,071,500 | $1,002,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 158,230 | $1,000,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 26,797 | $999,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 69,398 | $997,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 71,796 | $997,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 39,938 | $997,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 72,576 | $996,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 17,803 | $993,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 67,365 | $993,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 23,550 | $992,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 546,000 | $990,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 127,788 | $989,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 24,872 | $989,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 39,433 | $989,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 49,251 | $988,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001320 | this filing | 2016-10-31 | acceptance time not in the bulk data set |