13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 6,533 holding rows worth $271,181,757,000.
- Accession
- 0000072971-16-001320
- Filer
- CIK 72971
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 18,574 entries on the cover page, a total value of $271,181,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,181,757,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 34,174 | $987,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 16,957 | $984,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 84,444 | $984,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 21,339 | $982,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 34,315 | $980,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 23,868 | $977,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 106,936 | $977,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 85,561 | $977,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 279,327 | $975,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 388,408 | $974,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 12,858 | $971,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 36,259 | $971,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 127,160 | $970,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 27,190 | $970,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 73,470 | $968,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 20,957 | $966,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 48,669 | $966,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 20,012 | $965,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 133,728 | $962,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 20,062 | $961,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 11,053 | $961,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 48,447 | $959,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 34,503 | $957,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 107,945 | $956,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 83,649 | $952,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 28,722 | $952,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 118,680 | $951,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 62,841 | $950,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500,800 | $948,000 | thousands by filing date | call |
| BulletShares 2025 Corporate | 18383M191 | COM | 44,589 | $948,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 70,232 | $947,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 102,390 | $943,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 30,097 | $942,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 550,100 | $941,000 | thousands by filing date | call |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 36,587 | $941,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 18,550 | $937,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 484,000 | $936,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 15,214 | $935,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 117,170 | $934,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 73,876 | $932,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,468,200 | $931,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 22,422 | $931,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 150,342 | $929,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 27,954 | $927,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 154,500 | $921,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 26,067 | $918,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 54,502 | $916,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 62,615 | $915,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 31,167 | $914,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 403,100 | $912,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 57,726 | $910,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 8,285 | $906,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 134,348 | $901,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 58,224 | $901,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 80,896 | $900,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 50,813 | $895,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 50,342 | $894,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 54,995 | $891,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 59,001 | $891,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 63,403 | $884,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 50,806 | $883,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 156,929 | $883,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 30,623 | $883,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 65,300 | $882,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 197,800 | $880,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 28,092 | $878,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 23,275 | $878,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 65,568 | $877,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 44,605 | $876,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 18,234 | $876,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 201,548 | $874,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 53,504 | $874,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,597 | $871,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,810 | $867,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 63,174 | $866,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 18,647 | $865,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 70,216 | $863,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 650,000 | $861,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 61,277 | $861,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 34,436 | $858,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 53,844 | $857,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 170,911 | $857,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 348,700 | $856,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 48,378 | $852,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,285 | $850,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 122,929 | $850,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 28,897 | $849,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 62,350 | $848,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 42,087 | $848,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 60,175 | $847,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 27,360 | $846,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 37,730 | $844,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 23,258 | $842,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 18,723 | $842,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 38,536 | $842,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 79,315 | $841,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 31,992 | $841,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 131,225 | $840,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 50,392 | $838,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 25,455 | $837,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 75,466 | $835,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 52,487 | $834,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 14,288 | $833,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 13,622 | $832,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 66,523 | $832,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 85,431 | $832,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 82,881 | $832,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 20,601 | $832,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 84,826 | $830,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 20,633 | $829,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 99,242 | $827,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 133,330 | $827,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 79,108 | $826,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 97,980 | $825,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 54,933 | $824,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 140,844 | $823,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 27,064 | $822,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 67,787 | $822,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11,056 | $821,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 200,000 | $819,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 226,000 | $819,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 8,106 | $819,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 43,939 | $818,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 19,093 | $817,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 30,369 | $816,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 12,628 | $816,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 148,174 | $816,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,248 | $814,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 32,548 | $814,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 63,418 | $813,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 94,285 | $809,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 32,915 | $808,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 25,677 | $808,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 29,182 | $808,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 31,777 | $808,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 145,586 | $808,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 88,488 | $806,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 34,005 | $806,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 52,080 | $805,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 96,464 | $804,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 60,304 | $804,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 36,211 | $803,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 7,153 | $803,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 80,819 | $802,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 127,078 | $801,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 35,050 | $801,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 32,156 | $801,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 20,502 | $799,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 22,018 | $798,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 50,450 | $797,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 53,123 | $796,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 570,000 | $795,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 171,641 | $790,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,299 | $787,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 17,274 | $787,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,250 | $786,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 26,501 | $786,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 22,000 | $785,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 52,952 | $783,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 55,635 | $782,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 21,811 | $782,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 75,799 | $782,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,000,000 | $782,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 250,000 | $781,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 57,892 | $780,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 40,363 | $780,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 67,013 | $778,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 15,759 | $777,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 55,022 | $777,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 535,400 | $776,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 41,653 | $775,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 28,460 | $775,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 16,651 | $774,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 42,912 | $773,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 24,533 | $773,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 28,680 | $770,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 16,469 | $770,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,125,700 | $767,000 | thousands by filing date | put |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 99,132 | $766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 900,000 | $765,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 82,117 | $765,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 20,167 | $764,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 17,110 | $764,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 35,707 | $764,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 11,777 | $763,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 33,560 | $763,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 36,335 | $761,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 84,075 | $761,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 42,671 | $760,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 12,262 | $760,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,147 | $760,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,315 | $759,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 19,984 | $758,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 167,531 | $758,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,408,000 | $757,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 22,935 | $756,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 102,631 | $754,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 36,386 | $753,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 30,619 | $752,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 96,349 | $751,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 48,442 | $749,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,000,000 | $749,000 | thousands by filing date | principal |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 42,972 | $748,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,111 | $747,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 29,376 | $747,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 37,201 | $745,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 16,828 | $744,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 39,247 | $744,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 66,267 | $743,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 22,211 | $743,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 36,363 | $743,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 33,373 | $743,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 47,521 | $742,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 74,161 | $739,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 164,508 | $739,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 15,225 | $738,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 49,619 | $736,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 22,408 | $732,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 631,000 | $728,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 14,727 | $726,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 57,814 | $726,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 578,191 | $724,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 116,600 | $723,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 32,478 | $723,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 57,516 | $723,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 139,983 | $721,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 75,441 | $719,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 221,227 | $719,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 94,557 | $719,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 143,016 | $719,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 51,929 | $719,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 730,000 | $719,000 | thousands by filing date | principal |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,431 | $717,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 52,125 | $716,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 41,813 | $712,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 66,812 | $711,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 5,613 | $711,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 10,677 | $711,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 44,355 | $710,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 17,040 | $710,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 158,893 | $709,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 163,556 | $708,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 16,652 | $707,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 21,134 | $706,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 56,932 | $705,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 144,801 | $703,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 600,000 | $703,000 | thousands by filing date | principal |
| STATE BANK FINL CORP COM | 856190103 | COM | 30,784 | $702,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 238,000 | $700,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 269,300 | $700,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,791 | $699,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 25,160 | $699,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 197,006 | $699,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 294,694 | $698,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,613 | $697,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 43,512 | $696,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 96,885 | $694,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 11,026 | $694,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 65,684 | $693,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 34,800 | $693,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 43,693 | $693,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 37,679 | $693,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 37,214 | $692,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 347,000 | $692,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 932,000 | $689,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 29,825 | $689,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 24,370 | $688,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 409,000 | $687,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 19,429 | $686,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 168,985 | $684,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 26,579 | $683,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,214 | $682,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 53,786 | $680,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,150 | $679,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 46,788 | $679,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 47,195 | $677,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 36,286 | $677,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 94,024 | $676,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 48,581 | $676,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,613 | $675,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 699,000 | $673,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 15,727 | $672,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 300,000 | $670,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 19,512 | $669,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 76,329 | $669,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 20,629 | $667,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 49,500 | $665,000 | thousands by filing date | put |
| SPROTT FOCUS TR INC | 85208J109 | COM | 96,217 | $664,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 11,370 | $663,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 500,000 | $663,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 519,000 | $661,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941109 | COM | 14,779 | $658,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 18,232 | $658,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10,239 | $655,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000,009 | $655,000 | thousands by filing date | call |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 42,240 | $654,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 31,873 | $653,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 12,308 | $650,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 81,088 | $650,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 38,991 | $649,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 33,312 | $649,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 11,749 | $647,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 50,334 | $646,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 57,122 | $645,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 40,378 | $645,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 27,404 | $644,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 17,589 | $643,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 63,490 | $643,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 183,400 | $639,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 190,593 | $639,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 25,779 | $636,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,425 | $635,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 377,205 | $633,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 23,923 | $632,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 244,353 | $631,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 79,535 | $631,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 215,997 | $629,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 69,900 | $628,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 46,075 | $625,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 66,971 | $625,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 34,861 | $625,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 29,607 | $622,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 39,600 | $622,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 60,275 | $621,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 17,696 | $620,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 34,119 | $620,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 84,842 | $619,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 285,000 | $618,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 13,729 | $618,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 19,402 | $616,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 20,850 | $615,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21,180 | $615,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 33,629 | $614,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 63,149 | $613,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 62,800 | $613,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 89,227 | $612,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 55,251 | $610,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,292 | $609,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 54,556 | $608,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 16,745 | $607,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 33,902 | $607,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 84,518 | $605,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 14,003 | $605,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 47,407 | $604,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 24,500 | $604,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 43,482 | $604,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 238,252 | $602,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 4,401 | $601,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 19,857 | $600,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 56,028 | $599,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 39,136 | $598,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 72,876 | $595,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 47,502 | $594,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 11,889 | $593,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 604,000 | $593,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 24,293 | $588,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 916,300 | $587,000 | thousands by filing date | put |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 220,000 | $587,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 46,064 | $586,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 49,698 | $584,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 147,711 | $581,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 169,984 | $581,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 333,100 | $579,000 | thousands by filing date | put |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 52,915 | $579,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 31,010 | $578,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 277,725 | $577,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 47,418 | $577,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 42,800 | $575,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 35,608 | $575,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 34,060 | $575,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 111,194 | $574,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 18,512 | $573,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 35,981 | $573,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 25,125 | $570,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 396 | $570,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 47,030 | $570,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 77,600 | $567,000 | thousands by filing date | put |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 91,435 | $567,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 49,536 | $566,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,171 | $564,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 100,065 | $564,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 18,067 | $563,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 476,000 | $563,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 20,648 | $562,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 193,655 | $562,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 14,845 | $561,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11,143 | $560,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,780 | $560,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 63,537 | $559,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 20,473 | $558,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 16,207 | $556,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 32,861 | $555,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 67,753 | $553,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,298 | $551,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 198,700 | $550,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 24,444 | $550,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 20,177 | $550,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 13,195 | $550,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 51,175 | $549,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 140,205 | $548,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 84,296 | $548,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 52,500 | $547,000 | thousands by filing date | put |
| ADECOAGRO S A | L00849106 | COM | 47,872 | $546,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 28,630 | $546,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 36,932 | $546,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 102,840 | $545,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 44,188 | $544,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 14,745 | $542,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 15,717 | $541,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 29,814 | $540,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 15,570 | $540,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 14,677 | $539,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 38,194 | $539,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 112,022 | $537,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 12,064 | $537,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 45,663 | $537,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 36,918 | $536,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 38,178 | $535,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,245 | $533,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 4,599 | $530,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 36,623 | $529,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 54,528 | $528,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,334 | $527,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 23,280 | $527,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,495 | $526,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 28,947 | $526,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 27,388 | $525,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 28,512 | $521,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 56,645 | $519,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 78,800 | $519,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 20,800 | $518,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 26,069 | $517,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 37,333 | $517,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 49,754 | $514,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 9,883 | $513,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 36,123 | $513,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 36,457 | $511,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,841 | $510,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,473 | $509,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 688,300 | $508,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 57,523 | $508,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 30,244 | $507,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 133,697 | $507,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 30,134 | $506,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 17,360 | $504,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 9,003 | $501,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 67,559 | $501,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,541 | $501,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 12,346 | $500,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,549 | $500,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 119,800 | $496,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 9,876 | $496,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 46,249 | $495,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 132,000 | $494,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 46,183 | $494,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 372,962 | $493,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 66,623 | $493,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 32,455 | $493,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 44,178 | $491,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 276,239 | $491,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,122 | $491,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 39,464 | $490,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 19,773 | $490,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 55,933 | $489,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 55,200 | $488,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 851,500 | $486,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 15,508 | $486,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,762 | $485,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 11,434 | $484,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 376,000 | $482,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 10,057 | $480,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 17,662 | $480,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 35,355 | $479,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 26,253 | $478,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,744 | $478,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 56,363 | $478,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 67,836 | $477,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 76,603 | $476,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 39,549 | $475,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 19,863 | $471,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,001 | $470,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 22,699 | $470,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 123,700 | $469,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,669 | $468,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 27,339 | $468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 6,392 | $466,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 35,620 | $466,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 46,439 | $466,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 35,000 | $465,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 7,065 | $465,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,833 | $465,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 31,815 | $464,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 24,710 | $464,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 26,417 | $464,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 53,695 | $464,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 73,316 | $464,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 60,578 | $463,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 110,000 | $462,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 51,852 | $462,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 31,850 | $461,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001320 | this filing | 2016-10-31 | acceptance time not in the bulk data set |