13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 6,533 holding rows worth $271,181,757,000.
- Accession
- 0000072971-16-001320
- Filer
- CIK 72971
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 18,574 entries on the cover page, a total value of $271,181,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,181,757,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONVERGYS CORP | 212485106 | COM | 234,111 | $7,122,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 407,430 | $7,121,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 7,326,000 | $7,111,000 | thousands by filing date | principal |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 367,105 | $7,107,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 517,255 | $7,091,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 37,255 | $7,077,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 274,060 | $7,074,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 519,656 | $7,057,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 129,628 | $7,056,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 644,691 | $7,054,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 140,992 | $7,044,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 529,113 | $7,038,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 210,737 | $7,035,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 534,451 | $7,034,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 118,029 | $7,028,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 261,657 | $7,026,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 125,412 | $7,006,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 4,592,000 | $6,989,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 807,560 | $6,977,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 349,045 | $6,977,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 87,964 | $6,973,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 630,785 | $6,964,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 74,570 | $6,951,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 388,058 | $6,947,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 956,868 | $6,946,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 192,463 | $6,946,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 64,621 | $6,930,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 157,015 | $6,929,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 51,183 | $6,921,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 88,412 | $6,920,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 154,583 | $6,876,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 414,605 | $6,863,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 107,273 | $6,863,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 583,246 | $6,859,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 246,863 | $6,853,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 543,783 | $6,851,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 185,853 | $6,847,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 151,887 | $6,843,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 427,857 | $6,837,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 44,006 | $6,833,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 473,149 | $6,818,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 84,675 | $6,817,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 437,241 | $6,817,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 531,968 | $6,798,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 219,685 | $6,791,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 315,281 | $6,787,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 6,000,000 | $6,778,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 244,713 | $6,773,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 146,183 | $6,762,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 163,893 | $6,761,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 291,621 | $6,751,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 194,354 | $6,737,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 336,984 | $6,736,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 237,641 | $6,733,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 62,119 | $6,732,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 232,073 | $6,728,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 128,704 | $6,719,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 370,297 | $6,713,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 69,585 | $6,704,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 106,331 | $6,702,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 129,842 | $6,701,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 98,928 | $6,701,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 76,429 | $6,701,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 374,700 | $6,692,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 469,039 | $6,684,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 441,905 | $6,682,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,062,570 | $6,662,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 206,574 | $6,641,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 6,203,000 | $6,637,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 133,376 | $6,633,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 305,681 | $6,603,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 436,770 | $6,600,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 745,509 | $6,590,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 83,947 | $6,588,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 122,942 | $6,577,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 171,920 | $6,571,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 66,355 | $6,555,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 4,020,800 | $6,553,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 416,847 | $6,544,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 262,835 | $6,540,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 294,348 | $6,537,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 414,288 | $6,513,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,116,086 | $6,506,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 150,960 | $6,500,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 420,242 | $6,497,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 273,050 | $6,493,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,181,152 | $6,486,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 96,616 | $6,468,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 366,784 | $6,462,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 56,371 | $6,416,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 109,697 | $6,398,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 685,171 | $6,358,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 63,033 | $6,350,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 255,380 | $6,283,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 259,534 | $6,254,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 85,266 | $6,251,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 108,156 | $6,242,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 333,016 | $6,241,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 295,693 | $6,222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100,776 | $6,185,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 329,206 | $6,176,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 260,793 | $6,176,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,665,000 | $6,169,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 100,674 | $6,159,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,696,683 | $6,159,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 157,597 | $6,150,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 129,843 | $6,145,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 197,040 | $6,132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 124,520 | $6,130,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 70,690 | $6,129,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 36,507 | $6,112,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 477,286 | $6,104,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 447,313 | $6,088,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 5,392,000 | $6,086,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 698,894 | $6,073,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 532,300 | $6,068,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 244,102 | $6,061,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 366,010 | $6,058,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,266,514 | $6,044,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 42,815 | $6,039,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 83,101 | $6,037,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 751,768 | $6,037,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 158,060 | $6,036,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 190,460 | $6,034,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 356,427 | $6,031,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 80,986 | $6,026,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 329,056 | $6,025,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 436,909 | $6,025,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 299,220 | $6,023,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 198,045 | $6,020,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 192,066 | $6,020,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 237,260 | $6,020,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 434,697 | $5,998,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 416,793 | $5,993,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 178,644 | $5,986,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 380,567 | $5,982,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 472,380 | $5,975,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 461,966 | $5,974,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 86,543 | $5,969,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 229,690 | $5,967,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,742,000 | $5,957,000 | thousands by filing date | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 76,985 | $5,956,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 188,109 | $5,946,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 419,778 | $5,927,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 44,175 | $5,923,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 93,906 | $5,917,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 414,236 | $5,916,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 258,144 | $5,909,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 58,087 | $5,908,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 122,387 | $5,904,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 116,671 | $5,897,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 258,282 | $5,892,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 98,266 | $5,890,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 178,772 | $5,882,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 84,677 | $5,874,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 178,515 | $5,870,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 125,294 | $5,870,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 338,704 | $5,863,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 213,313 | $5,855,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 363,062 | $5,849,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 200,473 | $5,840,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,595,000 | $5,835,000 | thousands by filing date | call |
| SouthState Corp | 840441109 | Common Stock | 77,726 | $5,832,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 89,954 | $5,828,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 274,197 | $5,827,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 359,015 | $5,823,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,600,000 | $5,822,000 | thousands by filing date | principal |
| CALGON CARBON CORP | 129603106 | COM | 383,374 | $5,816,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 373,189 | $5,799,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 213,948 | $5,796,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 97,288 | $5,794,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 74,165 | $5,789,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 221,060 | $5,783,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 102,271 | $5,779,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 116,156 | $5,773,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 355,259 | $5,770,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 305,944 | $5,764,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 709,430 | $5,760,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 593,618 | $5,740,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 36,847 | $5,734,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 321,378 | $5,717,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 698,776 | $5,716,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 421,115 | $5,707,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 152,031 | $5,700,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 335,038 | $5,689,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 390,703 | $5,688,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 63,814 | $5,675,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 303,498 | $5,672,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 182,408 | $5,654,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 958,763 | $5,648,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 380,130 | $5,645,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 141,416 | $5,643,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 402,795 | $5,631,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 737,648 | $5,629,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 37,601 | $5,619,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 143,178 | $5,602,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 569,348 | $5,602,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 204,901 | $5,601,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 63,348 | $5,570,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 420,771 | $5,563,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 255,121 | $5,561,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 90,661 | $5,550,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 50,924 | $5,539,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 211,589 | $5,525,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 706,862 | $5,520,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 616,132 | $5,520,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 413,202 | $5,520,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 92,066 | $5,516,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 4,911,000 | $5,513,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 104,783 | $5,492,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 277,470 | $5,491,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 219,628 | $5,488,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 137,655 | $5,465,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 193,985 | $5,459,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 299,514 | $5,449,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 104,564 | $5,437,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 210,973 | $5,433,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 165,186 | $5,430,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 233,935 | $5,418,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 190,071 | $5,413,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,732,000 | $5,402,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 634,244 | $5,391,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 249,277 | $5,369,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 130,327 | $5,367,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 163,310 | $5,364,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 339,050 | $5,361,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 440,667 | $5,359,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 147,544 | $5,357,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 449,400 | $5,345,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 475,773 | $5,343,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,294,800 | $5,333,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 840,829 | $5,331,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 247,854 | $5,325,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 174,102 | $5,320,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,502,000 | $5,314,000 | thousands by filing date | principal |
| CREDICORP LTD | G2519Y108 | COM | 34,906 | $5,313,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 274,570 | $5,299,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,475,400 | $5,297,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 75,784 | $5,294,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 108,505 | $5,275,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 256,189 | $5,273,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 607,187 | $5,270,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 41,096 | $5,270,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 135,805 | $5,260,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 200,583 | $5,255,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 4,372,000 | $5,243,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 169,579 | $5,233,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 243,259 | $5,223,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 182,409 | $5,217,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 342,797 | $5,198,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 79,243 | $5,195,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 275,209 | $5,191,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 244,596 | $5,187,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 99,795 | $5,177,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 174,073 | $5,159,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 109,092 | $5,159,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 331,279 | $5,158,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 119,221 | $5,157,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 193,009 | $5,149,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 508,278 | $5,144,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,717,000 | $5,141,000 | thousands by filing date | principal |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 121,367 | $5,136,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 6,970,518 | $5,131,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 235,813 | $5,129,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 260,432 | $5,115,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 133,417 | $5,110,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 213,776 | $5,109,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 175,522 | $5,105,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 38,544 | $5,091,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 110,728 | $5,081,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 60,536 | $5,045,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 238,082 | $5,042,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 137,466 | $5,038,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 65,136 | $5,027,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 469,700 | $5,027,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 727,005 | $5,024,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 40,292 | $5,020,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,082,401 | $5,011,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 175,229 | $4,999,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 71,962 | $4,994,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 88,850 | $4,981,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 149,397 | $4,975,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 194,887 | $4,968,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 157,327 | $4,967,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 173,894 | $4,966,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 236,691 | $4,958,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 95,243 | $4,949,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 448,742 | $4,941,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 406,863 | $4,939,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 279,723 | $4,929,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 89,719 | $4,928,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 272,522 | $4,928,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 464,985 | $4,924,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 43,512 | $4,916,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 96,833 | $4,904,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 168,614 | $4,901,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,339,742 | $4,891,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 105,045 | $4,890,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 640,514 | $4,887,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 333,769 | $4,873,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 139,127 | $4,859,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 241,225 | $4,856,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 62,609 | $4,854,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 280,250 | $4,831,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,534,086 | $4,817,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 109,743 | $4,811,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 169,651 | $4,810,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 204,832 | $4,776,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 363,721 | $4,772,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 394,426 | $4,769,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 89,545 | $4,759,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 173,008 | $4,754,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 114,261 | $4,749,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 91,046 | $4,734,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 140,407 | $4,729,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 99,330 | $4,724,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,324,620 | $4,716,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 103,225 | $4,715,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 163,257 | $4,705,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 574,172 | $4,703,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,047,000 | $4,698,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 315,118 | $4,695,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 50,883 | $4,694,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 268,865 | $4,687,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 95,792 | $4,686,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 173,997 | $4,685,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 171,486 | $4,668,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 123,712 | $4,662,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 243,926 | $4,657,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 178,570 | $4,645,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 385,455 | $4,641,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 44,312 | $4,633,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 113,529 | $4,627,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 177,086 | $4,619,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 663,782 | $4,614,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,013,100 | $4,601,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 407,076 | $4,592,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 441,040 | $4,592,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 3,971,000 | $4,591,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300,607 | $4,557,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 276,917 | $4,550,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 131,071 | $4,547,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 39,840 | $4,546,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,814,000 | $4,515,000 | thousands by filing date | principal |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 36,469 | $4,508,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 42,562 | $4,479,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 569,467 | $4,471,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 154,036 | $4,468,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AU6 | DBCV 1.250% 6/0 | 4,650,520 | $4,464,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 296,391 | $4,460,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 165,369 | $4,456,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 134,285 | $4,456,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 106,875 | $4,446,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 404,060 | $4,445,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,005 | $4,442,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 359,022 | $4,442,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 238,311 | $4,440,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 795,600 | $4,425,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 76,608 | $4,425,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 240,095 | $4,425,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 240,559 | $4,424,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 167,894 | $4,422,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 327,742 | $4,418,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 127,036 | $4,390,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 54,108 | $4,387,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 39,328 | $4,384,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 409,613 | $4,379,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 39,875 | $4,367,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 390,053 | $4,356,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 164,705 | $4,355,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 234,686 | $4,353,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 490,750 | $4,353,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 71,898 | $4,350,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 86,866 | $4,349,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 343,447 | $4,341,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 235,968 | $4,339,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 54,909 | $4,329,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 49,937 | $4,320,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 178,452 | $4,320,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 236,827 | $4,303,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 269,008 | $4,296,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 283,389 | $4,287,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 101,041 | $4,281,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 988,088 | $4,279,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 46,875 | $4,272,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 121,454 | $4,271,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 371,023 | $4,271,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 80,975 | $4,267,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 102,323 | $4,266,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 59,763 | $4,265,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 117,728 | $4,237,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 111,351 | $4,236,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 218,880 | $4,223,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,181,506 | $4,219,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 85,043 | $4,217,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 103,899 | $4,214,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 50,768 | $4,208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 56,610 | $4,195,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 122,448 | $4,189,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 183,239 | $4,180,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 139,294 | $4,172,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 68,155 | $4,163,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 287,635 | $4,161,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 42,081 | $4,157,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 186,989 | $4,156,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 149,283 | $4,149,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 177,334 | $4,144,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 77,533 | $4,134,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 204,592 | $4,123,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 83,532 | $4,121,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 155,042 | $4,115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 129,531 | $4,115,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 163,185 | $4,111,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 544,940 | $4,097,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 67,569 | $4,094,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 346,056 | $4,090,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 290,845 | $4,089,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 248,624 | $4,078,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 161,104 | $4,078,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 85,605 | $4,071,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 162,373 | $4,066,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 229,325 | $4,066,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 122,374 | $4,063,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 514,128 | $4,062,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 70,455 | $4,053,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 115,331 | $4,044,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 114,435 | $4,043,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 74,396 | $4,018,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 45,824 | $4,014,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 226,589 | $4,013,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 159,718 | $4,012,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 161,768 | $4,001,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 87,704 | $3,996,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 114,056 | $3,995,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 194,233 | $3,986,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 115,221 | $3,970,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,481,117 | $3,969,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 920,129 | $3,966,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 337,501 | $3,959,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 256,899 | $3,954,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 103,307 | $3,951,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 168,976 | $3,949,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 226,259 | $3,935,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 326,651 | $3,929,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 226,039 | $3,926,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 39,439 | $3,924,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 121,505 | $3,922,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 166,533 | $3,914,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 119,965 | $3,903,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 563,063 | $3,902,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,560,394 | $3,901,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 86,615 | $3,899,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 86,776 | $3,883,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 204,126 | $3,877,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 252,179 | $3,876,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 214,057 | $3,868,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 64,558 | $3,867,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,376,500 | $3,863,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 675,912 | $3,853,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 349,530 | $3,848,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 38,023 | $3,836,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 38,876 | $3,829,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 116,325 | $3,826,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 35,328 | $3,818,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 225,755 | $3,816,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 90,019 | $3,814,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 76,420 | $3,813,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 139,010 | $3,809,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 198,107 | $3,803,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 68,205 | $3,801,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 513,999 | $3,799,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 164,956 | $3,799,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 3,643,000 | $3,789,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 358,312 | $3,787,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 51,347 | $3,779,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 441,113 | $3,776,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 163,470 | $3,770,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 4,583,000 | $3,748,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 261,000 | $3,738,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 86,853 | $3,733,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 43,902 | $3,729,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 93,314 | $3,721,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 396,774 | $3,721,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 246,225 | $3,716,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 71,710 | $3,714,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,822,000 | $3,711,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 72,469 | $3,705,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 132,650 | $3,695,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 197,199 | $3,693,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 197,976 | $3,688,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 40,615 | $3,687,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 642,600 | $3,683,000 | thousands by filing date | put |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 176,606 | $3,674,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 59,216 | $3,668,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 255,838 | $3,666,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 187,739 | $3,657,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 78,229 | $3,656,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 46,715 | $3,647,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 3,705,000 | $3,645,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 234,555 | $3,643,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001320 | this filing | 2016-10-31 | acceptance time not in the bulk data set |