13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 6,533 holding rows worth $271,181,757,000.
- Accession
- 0000072971-16-001320
- Filer
- CIK 72971
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 18,574 entries on the cover page, a total value of $271,181,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $271,181,757,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TUPPERWARE BRANDS CORP | 899896104 | COM | 224,310 | $14,662,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 289,984 | $14,613,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 366,022 | $14,612,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 513,105 | $14,609,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 353,898 | $14,602,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 740,956 | $14,597,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 865,897 | $14,590,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 334,478 | $14,557,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 780,015 | $14,532,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 112,954 | $14,523,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,018,923 | $14,520,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 553,893 | $14,517,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,265,496 | $14,489,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 184,584 | $14,486,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,961,037 | $14,413,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 583,948 | $14,412,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 264,526 | $14,409,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 262,560 | $14,388,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,135,078 | $14,370,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 328,360 | $14,346,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,034,139 | $14,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 607,084 | $14,266,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 155,030 | $14,190,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,028,995 | $14,169,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 463,281 | $14,153,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 204,269 | $14,135,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 152,536 | $14,127,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 430,116 | $14,098,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 8,905,000 | $14,093,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 253,202 | $14,006,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 484,158 | $13,963,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,342,086 | $13,959,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 895,946 | $13,959,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 361,848 | $13,946,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,401,220 | $13,927,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 516,239 | $13,886,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 797,044 | $13,885,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 566,895 | $13,867,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 187,896 | $13,822,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 322,245 | $13,818,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 251,500 | $13,794,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 136,364 | $13,786,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 835,780 | $13,707,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 707,475 | $13,584,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,114,252 | $13,549,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 256,570 | $13,547,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 347,129 | $13,537,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 491,249 | $13,534,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 418,378 | $13,480,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,015,861 | $13,451,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 854,651 | $13,427,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 439,916 | $13,409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 343,848 | $13,393,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 518,064 | $13,392,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 224,741 | $13,383,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 105,906 | $13,357,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 512,349 | $13,341,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,560,141 | $13,230,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 145,382 | $13,224,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 223,392 | $13,221,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 223,109 | $13,219,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,589,671 | $13,210,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,255,500 | $13,209,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 969,755 | $13,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 499,184 | $13,189,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 523,943 | $13,140,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 938,959 | $13,136,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 295,692 | $13,102,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 622,656 | $13,094,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,272,841 | $13,085,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 430,080 | $13,066,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 879,237 | $13,048,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,413,131 | $13,028,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 114,354 | $13,025,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 579,542 | $13,017,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 250,994 | $13,017,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 222,674 | $12,976,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 802,916 | $12,943,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 120,748 | $12,915,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 29,891 | $12,833,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 363,287 | $12,823,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 690,501 | $12,822,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 113,608 | $12,819,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 308,988 | $12,785,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 747,579 | $12,762,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 114,956 | $12,727,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 112,811 | $12,717,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 307,083 | $12,691,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 449,479 | $12,684,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 559,670 | $12,677,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 376,931 | $12,676,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 316,360 | $12,668,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 230,840 | $12,662,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 393,881 | $12,620,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 235,891 | $12,620,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 159,175 | $12,584,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 542,175 | $12,568,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 136,063 | $12,563,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 415,310 | $12,506,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 855,755 | $12,503,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 432,860 | $12,496,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 112,872 | $12,495,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,438,480 | $12,486,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 301,013 | $12,485,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 857,892 | $12,482,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,689,913 | $12,438,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 249,510 | $12,435,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 219,628 | $12,422,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 11,422,000 | $12,421,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 703,318 | $12,414,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 192,188 | $12,397,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 953,777 | $12,342,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 80,064 | $12,324,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 128,364 | $12,315,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 250,680 | $12,311,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 105,918 | $12,281,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 260,694 | $12,261,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 380,565 | $12,251,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 456,638 | $12,251,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 271,432 | $12,242,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 130,633 | $12,235,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 276,545 | $12,232,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 183,567 | $12,225,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 183,380 | $12,215,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 174,931 | $12,194,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 817,129 | $12,192,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 629,629 | $12,184,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 92,308 | $12,171,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 326,749 | $12,133,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 807,433 | $12,111,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,334,510 | $12,093,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 333,994 | $12,091,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 76,992 | $12,090,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 196,322 | $12,071,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,005,103 | $12,071,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 249,804 | $12,058,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 507,431 | $12,056,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 343,489 | $12,012,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,161,218 | $11,995,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 917,396 | $11,990,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 194,975 | $11,964,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 401,675 | $11,948,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 462,980 | $11,945,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 289,771 | $11,924,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 398,444 | $11,850,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 139,163 | $11,840,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,109,618 | $11,840,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 330,035 | $11,822,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 222,389 | $11,821,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 517,400 | $11,821,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 77,321 | $11,813,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 431,595 | $11,787,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 251,595 | $11,760,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 558,637 | $11,743,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 972,911 | $11,733,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 474,076 | $11,724,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 443,012 | $11,722,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 488,474 | $11,709,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 753,985 | $11,702,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 818,413 | $11,654,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 840,480 | $11,648,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 303,924 | $11,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 247,099 | $11,631,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 109,691 | $11,627,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 328,566 | $11,622,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 343,609 | $11,618,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,397,990 | $11,618,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 295,556 | $11,609,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 672,220 | $11,590,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 204,694 | $11,577,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 22,020 | $11,561,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,222,000 | $11,534,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 8,088,000 | $11,516,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 265,147 | $11,502,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 572,772 | $11,496,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 408,980 | $11,480,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 606,466 | $11,438,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 651,519 | $11,427,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 105,176 | $11,415,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 190,284 | $11,413,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 321,961 | $11,314,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 458,578 | $11,235,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 77,136 | $11,203,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,057,245 | $11,196,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 571,299 | $11,163,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 546,668 | $11,162,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 380,825 | $11,158,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 207,474 | $11,145,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 435,733 | $11,129,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 490,357 | $11,121,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 255,260 | $11,105,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 415,531 | $11,048,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 300,876 | $11,045,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 329,030 | $10,989,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 570,704 | $10,958,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 140,104 | $10,945,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 371,379 | $10,938,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 272,375 | $10,933,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 250,765 | $10,926,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 604,365 | $10,922,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 331,773 | $10,905,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 539,431 | $10,869,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 388,208 | $10,865,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 419,807 | $10,848,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 108,888 | $10,838,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 444,043 | $10,826,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 932,128 | $10,822,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 92,272 | $10,819,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 218,102 | $10,814,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 110,316 | $10,813,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 163,618 | $10,798,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 166,406 | $10,792,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 295,585 | $10,771,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 278,134 | $10,730,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,107,424 | $10,719,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 558,915 | $10,704,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 493,757 | $10,674,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 420,038 | $10,673,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 472,141 | $10,656,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 779,087 | $10,650,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 308,166 | $10,644,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 622,267 | $10,629,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,307,602 | $10,618,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 182,259 | $10,598,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 276,279 | $10,587,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,340,100 | $10,533,000 | thousands by filing date | call |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 199,221 | $10,533,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 77,071 | $10,518,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 314,104 | $10,516,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 189,140 | $10,509,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 333,997 | $10,494,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 479,746 | $10,486,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 722,866 | $10,466,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 166,817 | $10,460,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 479,089 | $10,430,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 672,592 | $10,424,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 309,804 | $10,419,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 141,984 | $10,415,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 453,699 | $10,390,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 393,855 | $10,386,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 328,918 | $10,384,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 211,127 | $10,383,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 125,703 | $10,360,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,578,428 | $10,357,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 7,050,000 | $10,342,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 140,744 | $10,332,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 533,371 | $10,326,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 756,654 | $10,314,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 700,619 | $10,313,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 91,287 | $10,263,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,120,971 | $10,257,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 124,446 | $10,248,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 470,582 | $10,235,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 67,389 | $10,233,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,639,809 | $10,233,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,097,672 | $10,219,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 133,864 | $10,179,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 194,003 | $10,175,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 346,533 | $10,157,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 222,468 | $10,157,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 576,042 | $10,138,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 205,987 | $10,110,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 145,279 | $10,075,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 134,914 | $10,046,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 775,784 | $10,031,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 267,093 | $10,024,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 178,896 | $9,975,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 935,520 | $9,972,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 366,590 | $9,961,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 379,476 | $9,878,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 191,289 | $9,875,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,976,069 | $9,861,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 340,333 | $9,842,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 330,696 | $9,820,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 137,012 | $9,819,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 592,996 | $9,796,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 149,497 | $9,794,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 606,677 | $9,792,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,119,332 | $9,770,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 229,530 | $9,732,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,645,791 | $9,726,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,301,904 | $9,725,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,385,626 | $9,716,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 50,772 | $9,705,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 97,346 | $9,694,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 166,784 | $9,681,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 938,667 | $9,659,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 282,811 | $9,656,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 586,684 | $9,653,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 220,256 | $9,643,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 160,391 | $9,630,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 508,462 | $9,518,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 331,594 | $9,500,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 868,268 | $9,500,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 790,823 | $9,498,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 42,617 | $9,491,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 225,421 | $9,483,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 39,597 | $9,477,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 343,439 | $9,476,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 102,181 | $9,443,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 528,503 | $9,439,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,353,744 | $9,409,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,094,784 | $9,393,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 714,409 | $9,387,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 220,183 | $9,377,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,860,359 | $9,358,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 163,081 | $9,343,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 176,420 | $9,323,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 563,977 | $9,311,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 843,472 | $9,304,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 341,650 | $9,303,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 132,530 | $9,299,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 105,474 | $9,297,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 201,938 | $9,296,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 193,190 | $9,295,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,672,818 | $9,285,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 332,728 | $9,284,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 559,465 | $9,265,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,225,000 | $9,264,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 539,656 | $9,261,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 363,608 | $9,250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 96,564 | $9,238,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 6,972,000 | $9,233,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 219,185 | $9,221,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 676,871 | $9,219,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 546,599 | $9,122,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 89,700 | $9,076,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 162,435 | $9,026,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 111,601 | $9,026,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,336,356 | $9,019,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 128,511 | $8,967,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 621,135 | $8,956,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 237,373 | $8,942,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 184,668 | $8,901,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 80,409 | $8,888,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 142,164 | $8,882,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 462,509 | $8,876,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 666,392 | $8,870,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 89,104 | $8,858,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 295,636 | $8,827,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 331,402 | $8,816,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 107,501 | $8,800,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 376,658 | $8,791,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 281,390 | $8,777,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 394,436 | $8,749,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 330,240 | $8,742,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 391,262 | $8,702,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 365,242 | $8,697,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 155,471 | $8,697,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 609,091 | $8,691,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 306,863 | $8,669,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 286,854 | $8,662,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 225,332 | $8,659,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,043,733 | $8,652,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 331,195 | $8,631,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 224,047 | $8,626,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 295,755 | $8,621,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 208,680 | $8,610,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 137,287 | $8,604,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 352,628 | $8,597,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 140,099 | $8,593,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 262,182 | $8,591,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 396,267 | $8,567,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 824,392 | $8,549,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 191,128 | $8,521,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,120,000 | $8,482,000 | thousands by filing date | principal |
| VERADIGM INC | 01988P108 | COMMON STOCK | 643,999 | $8,481,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 220,417 | $8,469,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 420,070 | $8,465,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 574,371 | $8,460,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 887,146 | $8,454,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 64,763 | $8,451,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 69,050 | $8,450,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 477,986 | $8,442,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 322,901 | $8,431,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 186,160 | $8,422,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 216,543 | $8,395,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 234,866 | $8,380,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 181,748 | $8,378,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 328,350 | $8,377,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 331,794 | $8,361,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,408,259 | $8,351,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 192,899 | $8,325,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 170,972 | $8,308,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 468,381 | $8,304,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 205,589 | $8,296,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 226,055 | $8,289,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 157,545 | $8,269,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,050,000 | $8,268,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 756,356 | $8,268,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 708,740 | $8,249,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 238,059 | $8,246,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 579,635 | $8,241,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 587,811 | $8,235,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 67,815 | $8,185,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 318,755 | $8,176,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 157,188 | $8,167,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,012,615 | $8,162,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 351,501 | $8,145,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 92,781 | $8,143,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 498,557 | $8,142,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,082,705 | $8,131,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 540,966 | $8,130,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,365,809 | $8,126,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 335,671 | $8,117,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 114,411 | $8,105,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 830,668 | $8,082,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 270,109 | $8,078,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 582,426 | $8,078,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 134,331 | $8,068,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,215,803 | $8,062,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 188,575 | $8,042,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 80,660 | $8,036,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 330,203 | $8,034,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 134,990 | $8,031,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 134,666 | $8,029,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 635,039 | $8,026,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 289,055 | $8,021,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 150,803 | $8,014,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 141,859 | $8,001,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,312,317 | $7,992,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 947,940 | $7,972,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 131,657 | $7,968,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 63,708 | $7,947,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 643,757 | $7,944,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 459,774 | $7,942,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 251,254 | $7,922,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 148,469 | $7,910,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 454,879 | $7,910,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,055,849 | $7,908,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 435,964 | $7,907,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 62,300 | $7,901,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 506,058 | $7,890,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 219,078 | $7,887,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 810,515 | $7,870,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 127,495 | $7,859,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 339,142 | $7,844,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 89,598 | $7,797,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 909,962 | $7,789,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 179,987 | $7,784,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 132,222 | $7,772,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 161,916 | $7,769,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,158,600 | $7,759,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 229,957 | $7,749,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 337,777 | $7,735,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 227,038 | $7,705,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 413,995 | $7,688,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,346,971 | $7,664,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 722,409 | $7,650,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 60,467 | $7,648,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 879,594 | $7,644,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 296,132 | $7,643,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 229,252 | $7,639,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 66,705 | $7,637,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 334,986 | $7,634,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 552,016 | $7,624,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,780,200 | $7,623,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 467,962 | $7,614,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 549,250 | $7,612,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 310,650 | $7,592,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 202,038 | $7,585,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 109,799 | $7,575,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 45,967 | $7,565,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 733,969 | $7,560,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 559,773 | $7,557,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 97,354 | $7,547,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 276,313 | $7,532,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 147,318 | $7,527,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 8,253,000 | $7,515,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 220,419 | $7,508,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 176,730 | $7,478,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,222,403 | $7,469,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 552,171 | $7,466,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,407,000 | $7,464,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 249,842 | $7,453,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 772,784 | $7,434,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 291,037 | $7,429,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 243,585 | $7,419,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 244,407 | $7,413,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 183,114 | $7,400,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 288,065 | $7,398,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 506,600 | $7,387,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 363,905 | $7,372,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 469,164 | $7,367,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 266,254 | $7,354,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 278,311 | $7,331,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 7,144,000 | $7,322,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 225,671 | $7,286,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,454,685 | $7,273,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,297,164 | $7,264,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 444,944 | $7,243,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 64,751 | $7,223,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 457,731 | $7,186,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 227,049 | $7,179,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 384,643 | $7,158,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 60,606 | $7,134,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 247,661 | $7,131,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 193,571 | $7,129,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 267,833 | $7,127,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 298,717 | $7,125,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-001320 | this filing | 2016-10-31 | acceptance time not in the bulk data set |