13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 6,674 holding rows worth $238,633,387,000.
- Accession
- 0000072971-15-000687
- Filer
- CIK 72971
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,426 entries on the cover page, a total value of $238,633,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,633,387,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 35,857 | $1,005,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 155,000 | $1,004,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 79,049 | $1,004,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 20,214 | $1,003,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 23,951 | $1,002,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 71,841 | $1,000,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 34,100 | $998,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 19,371 | $997,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 39,800 | $997,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 50,206 | $996,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 101,272 | $995,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 71,167 | $995,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44,577 | $994,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 81,065 | $993,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 53,416 | $992,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 57,460 | $991,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 39,776 | $990,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,521,100 | $988,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 32,101 | $988,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 554,879 | $988,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 58,777 | $986,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 26,103 | $985,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 38,636 | $984,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 159,457 | $983,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 30,831 | $980,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 197,256 | $979,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 449,000 | $978,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 30,405 | $977,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 29,345 | $975,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 72,175 | $975,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 27,860 | $974,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 359,295 | $967,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 23,205 | $965,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 33,498 | $965,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 19,061 | $964,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 49,872 | $964,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,006,000 | $963,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 21,316 | $953,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 168,711 | $952,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 100,000 | $950,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 39,631 | $948,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 168,354 | $944,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 52,730 | $943,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 100,000 | $942,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 57,679 | $941,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 129,645 | $941,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 304,814 | $941,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 13,593 | $940,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 67,141 | $938,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 30,998 | $935,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 284,950 | $935,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,108,000 | $932,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 72,634 | $929,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 43,017 | $928,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 73,295 | $928,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 32,699 | $926,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 19,182 | $924,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 149,534 | $922,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 125,000 | $920,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,294 | $917,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 25,282 | $916,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 169,208 | $916,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 69,581 | $914,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 52,700 | $908,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 174,230 | $906,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 92,410 | $904,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 70,271 | $901,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 12,790 | $899,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 30,263 | $898,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 19,323 | $898,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 128,031 | $897,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 68,330 | $896,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,223,000 | $895,000 | thousands by filing date | principal |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 93,273 | $894,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 138,400 | $890,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 44,190 | $887,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 43,555 | $885,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 26,345 | $879,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 159,767 | $877,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 99,416 | $876,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 85,600 | $876,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 86,461 | $876,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 46,884 | $876,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 36,237 | $876,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 95,290 | $875,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 413,268 | $872,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 27,097 | $869,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 49,674 | $868,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 629,000 | $867,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 46,761 | $866,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 36,961 | $866,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 48,825 | $865,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 176,700 | $864,000 | thousands by filing date | put |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 780,000 | $861,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 60,363 | $858,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 144,902 | $857,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 104,530 | $857,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 314,200 | $855,000 | thousands by filing date | put |
| Deutsche Global High Income | 25158V108 | 0 | 113,222 | $855,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 19,920 | $854,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 31,353 | $853,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 138,838 | $853,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 57,805 | $852,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 450,000 | $851,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 44,286 | $850,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 140,350 | $849,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 36,184 | $849,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 54,600 | $848,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 149,121 | $847,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 200,310 | $847,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 146,754 | $845,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 104,832 | $841,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 34,841 | $840,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 48,000 | $838,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 228,903 | $836,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 42,270 | $835,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 226,168 | $834,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 66,110 | $834,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 51,643 | $832,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 50,000 | $829,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 40,753 | $829,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 63,236 | $829,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 646,021 | $828,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 39,985 | $827,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 105,850 | $827,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 18,803 | $826,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 27,582 | $826,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 16,496 | $825,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 10,732 | $824,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 116,781 | $823,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 25,188 | $821,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 27,142 | $816,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 82,408 | $816,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 13,627 | $815,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 25,699 | $813,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 52,433 | $813,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 59,388 | $810,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 56,744 | $809,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 66,442 | $803,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 71,837 | $801,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 30,681 | $799,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 50,372 | $799,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 6,199 | $798,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 482,200 | $798,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 23,469 | $795,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 20,794 | $794,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 297,031 | $790,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 46,119 | $788,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 35,161 | $786,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 33,677 | $785,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 74,324 | $784,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 39,299 | $784,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 40,580 | $783,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 45,994 | $780,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 848,000 | $780,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 58,863 | $779,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 50,511 | $778,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 65,261 | $777,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 54,002 | $777,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 37,330 | $776,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 63,219 | $776,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 93,564 | $776,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 87,434 | $773,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,473 | $773,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 14,731 | $770,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 77,489 | $770,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 14,170 | $768,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 47,737 | $767,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 53,732 | $766,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 17,089 | $766,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 32,089 | $765,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 17,667 | $764,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 43,801 | $764,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 66,542 | $763,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,593 | $760,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 85,414 | $757,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 89,672 | $757,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 19,012 | $753,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 16,005 | $753,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 25,820 | $752,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 12,972 | $748,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 122,266 | $748,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 222,400 | $746,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 15,442 | $746,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 91,118 | $745,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 155,257 | $744,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 13,997 | $743,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 57,093 | $741,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6,632 | $739,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 39,704 | $739,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 79,318 | $739,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 28,778 | $739,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13,835 | $736,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 29,941 | $736,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 58,879 | $735,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 94,679 | $734,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 39,483 | $734,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 98,448 | $733,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 22,131 | $733,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 29,053 | $732,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 205,613 | $732,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 55,074 | $732,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 5,114 | $731,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 299,225 | $730,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 738,700 | $730,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 268,728 | $729,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 53,043 | $728,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 309,874 | $728,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 40,527 | $727,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 7,641 | $726,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 39,567 | $725,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 164,049 | $725,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 298,000 | $724,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 47,971 | $723,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 128,904 | $721,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 55,260 | $721,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 45,288 | $720,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 13,500 | $720,000 | thousands by filing date | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,246 | $719,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 24,185 | $719,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 122,707 | $719,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 11,377 | $719,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 54,658 | $719,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 65,249 | $718,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 76,843 | $718,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 71,385 | $718,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 34,819 | $718,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 34,041 | $717,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 650,000 | $714,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 37,940 | $713,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,385 | $708,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 217,408 | $708,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 25,543 | $703,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 50,214 | $703,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 29,134 | $701,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 97,700 | $701,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 19,143 | $701,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 25,202 | $700,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 75,205 | $698,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 70,790 | $696,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 41,548 | $695,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 40,574 | $695,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 69,270 | $693,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 64,187 | $690,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 401,274 | $689,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 109,008 | $685,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 17,331 | $684,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 226,600 | $684,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 51,839 | $682,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 21,717 | $682,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 16,397 | $681,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 69,488 | $681,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,833 | $680,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 112,974 | $680,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 28,515 | $679,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 22,211 | $679,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 14,990 | $678,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 21,355 | $678,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 192,562 | $676,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 11,555 | $676,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 39,960 | $674,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 40,767 | $673,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 103,502 | $670,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 36,080 | $670,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 56,000 | $670,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 43,547 | $669,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 44,005 | $668,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 46,083 | $667,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 65,753 | $664,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,660 | $663,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 13,879 | $663,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 21,426 | $663,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 61,218 | $661,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 48,703 | $658,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 38,170 | $657,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 36,518 | $656,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 134,788 | $656,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 150,000 | $655,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 80,079 | $655,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 43,783 | $655,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 9,971 | $655,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 20,555 | $654,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 31,150 | $653,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,080 | $650,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 24,169 | $649,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 86,400 | $648,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,300 | $647,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 139,016 | $647,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 15,256 | $646,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 23,407 | $645,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 58,005 | $645,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 104,743 | $642,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 148,374 | $638,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 304,900 | $637,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,450 | $637,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 21,495 | $637,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 44,865 | $634,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 33,232 | $634,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,292 | $633,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 18,267 | $633,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 320,353 | $632,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 116,472 | $632,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 48,908 | $631,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 66,990 | $631,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 295,000 | $630,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 23,133 | $629,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 22,535 | $627,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 26,351 | $626,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 72,236 | $626,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 65,061 | $625,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 102,619 | $624,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 83,213 | $624,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 24,167 | $623,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 58,304 | $622,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 105,616 | $621,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 74,920 | $620,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 190,000 | $619,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 36,625 | $619,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 29,557 | $615,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 8,006 | $613,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 53,932 | $612,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 41,940 | $611,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 63,516 | $611,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 82,022 | $609,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 49,439 | $609,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 18,914 | $608,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 18,506 | $608,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 637,000 | $608,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 291,000 | $606,000 | thousands by filing date | principal |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 27,194 | $605,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 17,948 | $605,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 83,377 | $601,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,766 | $601,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 149,042 | $601,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 325,500 | $600,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 65,791 | $599,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 27,069 | $596,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 516,900 | $595,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 88,004 | $595,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 13,808 | $592,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 250,000 | $591,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 135,295 | $591,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 32,320 | $590,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 15,434 | $590,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 36,250 | $589,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 13,832 | $589,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 24,254 | $588,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 10,157 | $588,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 68,849 | $588,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 15,919 | $587,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,918 | $586,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 313,200 | $586,000 | thousands by filing date | put |
| ISHARES TR | 464288430 | ASIA 50 ETF | 14,056 | $584,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 85,000 | $583,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 60,162 | $583,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 90,741 | $582,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 16,705 | $582,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,395 | $580,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 13,906 | $579,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 22,907 | $579,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 35,363 | $579,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,323 | $579,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 214,266 | $576,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 47,413 | $574,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 78,616 | $574,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 42,988 | $573,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 41,684 | $573,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 41,429 | $571,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $570,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 40,000 | $569,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 45,285 | $569,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 297,000 | $569,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 421,000 | $568,000 | thousands by filing date | principal |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 75,098 | $566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 13,834 | $565,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 47,300 | $565,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 51,123 | $564,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 44,533 | $563,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300,000 | $561,000 | thousands by filing date | put |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 43,972 | $561,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 15,173 | $561,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 60,890 | $561,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 18,494 | $559,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 35,227 | $559,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 15,093 | $558,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 60,593 | $558,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 31,622 | $557,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 598,000 | $556,000 | thousands by filing date | principal |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 52,015 | $555,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 39,153 | $554,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 20,738 | $554,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 119,955 | $552,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 34,758 | $550,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,705 | $550,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 130,132 | $545,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 37,641 | $544,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 13,678 | $543,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 17,056 | $542,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 45,606 | $542,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,022,944 | $542,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 18,687 | $541,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 24,298 | $539,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 33,650 | $539,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 56,315 | $539,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 23,600 | $534,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 26,181 | $534,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 20,831 | $530,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 427,000 | $529,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 21,652 | $528,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 46,185 | $526,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 12,086 | $526,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 33,774 | $526,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,000 | $524,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 27,755 | $524,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 52,707 | $521,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 75,000 | $519,000 | thousands by filing date | put |
| OM ASSET MGMT PLC | G67506108 | SHS | 33,634 | $519,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 194,600 | $517,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 44,855 | $517,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 14,119 | $517,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 60,931 | $517,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 8,156 | $516,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 53,250 | $516,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 37,519 | $516,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 14,083 | $515,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 314,811 | $513,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,871 | $513,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 21,998 | $513,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 9,493 | $513,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 11,816 | $513,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 143,992 | $512,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 18,981 | $511,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 41,165 | $511,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 48,204 | $511,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,508 | $510,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 49,849 | $508,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 223,729 | $508,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 43,430 | $508,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 46,649 | $508,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 23,465 | $508,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 590,000 | $508,000 | thousands by filing date | principal |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 333,168 | $507,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 23,083 | $506,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 32,367 | $506,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 41,225 | $505,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 19,834 | $505,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 89,908 | $505,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 9,436 | $504,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,088,800 | $503,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 20,328 | $503,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 36,909 | $500,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 21,531 | $500,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 510,000 | $500,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 10,972 | $498,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 81,043 | $496,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 7,806 | $493,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25,898 | $492,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 21,670 | $492,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 80,347 | $490,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 98,957 | $488,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 11,625 | $487,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 85,095 | $487,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 66,067 | $486,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 19,548 | $485,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 23,493 | $485,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 86,373 | $485,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 27,361 | $485,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 14,161 | $485,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 67,200 | $484,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 34,366 | $484,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 15,830 | $482,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 6,880 | $481,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 33,400 | $480,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 24,751 | $479,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 33,972 | $479,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 346,942 | $479,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 20,928 | $477,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 501,000 | $477,000 | thousands by filing date | principal |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 47,453 | $476,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,632 | $476,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 43,036 | $472,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 13,416 | $470,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 6,038 | $469,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 633,400 | $469,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 24,443 | $468,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,147 | $468,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,054 | $468,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 102,334 | $468,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 369,700 | $466,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 26,475 | $463,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 14,200 | $462,000 | thousands by filing date | put |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 9,660 | $462,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 38,764 | $461,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 35,874 | $459,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 516,400 | $458,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 22,238 | $457,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 161,135 | $456,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 124,634 | $456,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 22,941 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 32,300 | $453,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000687 | this filing | 2015-11-13 | acceptance time not in the bulk data set |