13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 6,674 holding rows worth $238,633,387,000.
- Accession
- 0000072971-15-000687
- Filer
- CIK 72971
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,426 entries on the cover page, a total value of $238,633,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,633,387,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN WOODMARK CORP | 030506109 | COM | 6,977 | $453,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 32,361 | $452,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,821 | $452,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 14,908 | $451,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 14,947 | $451,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 67,074 | $449,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 27,859 | $449,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 33,875 | $448,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $447,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 34,709 | $446,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 42,349 | $446,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 30,851 | $445,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 519,000 | $445,000 | thousands by filing date | principal |
| TIDEWATER INC | 886423102 | COM | 33,830 | $445,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 13,210 | $445,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 13,033 | $444,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 54,036 | $444,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 11,759 | $444,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 32,525 | $444,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 31,903 | $442,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 32,020 | $441,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 23,075 | $441,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 152,210 | $440,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 14,801 | $440,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 107,757 | $439,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 75,229 | $439,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 9,178 | $439,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 34,581 | $438,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 23,045 | $438,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 32,108 | $435,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 43,964 | $434,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 16,740 | $433,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 14,681 | $433,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 80,000 | $431,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 500,000 | $430,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 12,120 | $430,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 159,289 | $430,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 7,155 | $430,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 15,651 | $429,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 28,246 | $429,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 7,746 | $429,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 613,700 | $428,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 421,000 | $428,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 17,634 | $427,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 15,519 | $427,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 18,220 | $427,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 80,100 | $426,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 50,700 | $425,000 | thousands by filing date | call |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 32,419 | $424,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 27,509 | $424,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,541 | $423,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 110,761 | $419,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 11,518 | $417,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 19,262 | $416,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,848 | $416,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 39,824 | $416,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200,000 | $416,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 90,290 | $416,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 60,418 | $416,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 40,315 | $416,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 76,715 | $415,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 32,511 | $414,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 237,566 | $414,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 40,117 | $413,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 47,528 | $412,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 35,504 | $412,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 16,700 | $411,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 200,000 | $410,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 17,198 | $410,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 42,134 | $410,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 307 | $410,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 59,115 | $410,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 445,000 | $410,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 34,694 | $409,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,868 | $409,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 54,000 | $408,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20,000 | $408,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 22,802 | $408,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,760 | $406,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 99,257 | $406,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 27,127 | $405,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 16,038 | $403,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 44,574 | $403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200,000 | $402,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 760,858 | $402,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 98,859 | $402,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 24,487 | $402,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 15,320 | $401,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $400,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 431,000 | $400,000 | thousands by filing date | principal |
| Surmodics Inc | 868873100 | Common Stock | 18,268 | $399,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 38,974 | $397,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 27,545 | $396,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 36,140 | $395,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,500 | $395,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 29,870 | $395,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 29,357 | $395,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 90,100 | $394,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,580 | $394,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 67,382 | $392,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 58,430 | $392,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 66,928 | $391,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 25,125 | $391,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,057 | $390,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 39,748 | $389,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 33,000 | $389,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 38,429 | $388,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 60,336 | $388,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 377,000 | $387,000 | thousands by filing date | principal |
| AMEDISYS INC | 023436108 | COM | 10,144 | $385,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 32,211 | $384,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,477,482 | $384,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 32,932 | $382,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 67,107 | $381,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,023 | $381,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 27,838 | $381,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 32,783 | $380,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 18,916 | $379,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 65,670 | $379,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 96,734 | $379,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 25,611 | $378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,291 | $376,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 30,549 | $376,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 14,915 | $376,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 47,713 | $376,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 40,026 | $376,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 88,689 | $374,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 7,838 | $374,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 11,370 | $373,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 32,555 | $372,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 51,443 | $372,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 19,574 | $372,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 144,400 | $371,000 | thousands by filing date | call |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 45,188 | $371,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 6,107 | $371,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 34,542 | $370,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 21,606 | $369,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 36,892 | $367,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 27,939 | $367,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 58,000 | $367,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 42,403 | $367,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 20,389 | $367,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,531 | $366,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,616 | $366,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 71,109 | $366,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,629,400 | $366,000 | thousands by filing date | put |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 256,712 | $365,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 17,673 | $363,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 131,091 | $363,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,553 | $362,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 54,084 | $362,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 28,205 | $362,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 37,617 | $361,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 45,711 | $359,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 13,355 | $358,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 34,544 | $358,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 27,178 | $358,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 64,358 | $357,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 31,182 | $357,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 120,682 | $357,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 208,875 | $355,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 25,183 | $354,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 26,892 | $354,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,240 | $354,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 24,499 | $352,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 21,679 | $352,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 18,897 | $351,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 15,272 | $351,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 16,732 | $351,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 35,850 | $350,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 23,835 | $349,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 13,242 | $349,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 41,124 | $349,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 20,012 | $349,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 29,491 | $348,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 17,310 | $347,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,870 | $347,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 231,160 | $347,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 30,134 | $347,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 31,714 | $346,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 32,000 | $346,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,712 | $345,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 142,629 | $345,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 6,947 | $345,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 28,649 | $343,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 302,000 | $343,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 9,189 | $342,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 19,556 | $341,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,119 | $340,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 82,814 | $339,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 82,101 | $337,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 22,564 | $336,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 24,328 | $336,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 1,462,500 | $336,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 21,864 | $334,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 22,886 | $334,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 164,719 | $334,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 86,800 | $333,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 280,000 | $333,000 | thousands by filing date | principal |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 30,130 | $333,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 24,748 | $329,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 17,640 | $328,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 19,570 | $326,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,833 | $326,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 69,670 | $326,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 154,600 | $325,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 1,674 | $324,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,129 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,628 | $319,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 677,438 | $319,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,955 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 15,232 | $319,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 34,960 | $318,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 14,086 | $316,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 21,216 | $316,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 21,283 | $315,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,000 | $315,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 22,436 | $315,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 20,633 | $314,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,764 | $313,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 32,194 | $313,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 11,303 | $310,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 26,417 | $310,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 34,119 | $309,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 27,412 | $309,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,000 | $306,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 51,558 | $306,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 46,806 | $306,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 15,966 | $306,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 24,265 | $305,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 17,331 | $305,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 17,152 | $305,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 20,617 | $305,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 812 | $304,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 24,128 | $304,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 16,476 | $304,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 113,596 | $304,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 63,179 | $303,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,199 | $302,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,454 | $302,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 19,854 | $302,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 24,409 | $301,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 21,751 | $301,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 31,601 | $300,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 20,251 | $299,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 46,797 | $298,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,232 | $298,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 48,425 | $298,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 5,400 | $298,000 | thousands by filing date | principal |
| ACTUA CORPORATION | 005094107 | COM | 25,190 | $296,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 22,358 | $293,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 137,000 | $293,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 21,561 | $293,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 20,488 | $293,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 14,178 | $293,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 12,111 | $290,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 29,368 | $290,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 10,022 | $290,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 9,982 | $289,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,176 | $289,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 52,060 | $288,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 76,464 | $288,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 22,504 | $288,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 38,000 | $287,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 14,376 | $287,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 13,422 | $287,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 9,896 | $286,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 12,126 | $286,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 11,500 | $286,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22,000 | $285,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 21,421 | $285,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 12,099 | $285,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 15,149 | $284,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 14,521 | $284,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 18,986 | $283,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 10,738 | $283,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 13,786 | $282,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 36,275 | $282,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 14,052 | $282,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 26,193 | $281,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 9,552 | $280,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 15,603 | $278,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 2,522 | $278,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 81,600 | $277,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 5,793 | $276,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 17,727 | $276,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 133,337 | $276,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12,457 | $276,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 15,804 | $275,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 53,103 | $275,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 185,733 | $275,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,741 | $274,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 20,204 | $274,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,404 | $274,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 140,294 | $274,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 21,473 | $273,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 43,461 | $272,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 32,883 | $272,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 20,719 | $272,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 6,188 | $271,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 24,824 | $271,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 54,093 | $270,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,202 | $270,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 15,496 | $269,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 17,637 | $269,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,928 | $268,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 12,110 | $268,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 788,919 | $268,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 33,563 | $267,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 93,203 | $267,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 33,918 | $266,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 18,365 | $266,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 31,052 | $265,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 30,000 | $265,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 68,200 | $264,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 24,566 | $264,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 136,600 | $262,000 | thousands by filing date | call |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 18,674 | $262,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 49,484 | $262,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,035 | $261,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 49,301 | $261,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 16,708 | $261,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 4,700 | $261,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 8,760 | $261,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 242,000 | $260,000 | thousands by filing date | principal |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 10,255 | $258,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 19,816 | $258,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 29,557 | $258,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,940 | $257,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 414,352 | $257,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 17,235 | $257,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 9,895 | $256,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 11,561 | $256,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,147 | $255,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 16,614 | $255,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,282 | $254,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 15,581 | $252,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 342,000 | $252,000 | thousands by filing date | principal |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,792 | $251,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 15,071 | $251,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 20,770 | $251,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,525 | $251,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,221 | $251,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 196,000 | $251,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 14,796 | $249,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 30,275 | $249,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 24,337 | $249,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,800 | $247,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 15,233 | $246,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 27,061 | $245,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 49,204 | $245,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,428 | $245,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 15,804 | $244,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,073 | $244,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,491 | $243,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 16,667 | $243,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 19,941 | $243,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 17,477 | $243,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,086 | $242,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 17,794 | $242,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 20,887 | $241,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 240,000 | $241,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 6,904 | $240,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 56,967 | $240,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 39,082 | $239,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 23,214 | $239,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 86,546 | $239,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 17,775 | $237,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 31,343 | $237,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 15,228 | $237,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,828 | $236,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 45,366 | $236,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 123,816 | $236,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 83,389 | $235,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 31,781 | $235,000 | thousands by filing date | |
| BLACKSTONE GROUP L P | 09253U116 | EX DISTRIB WI | 7,573 | $235,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 75,000 | $234,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,048 | $234,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 13,672 | $234,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 147,851 | $233,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 10,258 | $232,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 15,601 | $232,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,181 | $231,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,474 | $231,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 15,224 | $231,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 7,654 | $231,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 57,173 | $231,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 30,355 | $231,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 14,188 | $231,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 9,902 | $230,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 9,261 | $230,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 16,377 | $229,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,415 | $229,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100,000 | $229,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 195,000 | $229,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,747 | $228,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,527 | $228,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,709 | $228,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 92,500 | $227,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150,000 | $227,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 22,395 | $227,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 14,529 | $227,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 26,723 | $227,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 29,800 | $227,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 119,700 | $226,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,335 | $226,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 8,460 | $225,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 530,000 | $224,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 59,507 | $224,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,701 | $223,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 240,000 | $223,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 10,331 | $221,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 20,312 | $221,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10,872 | $221,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,152 | $221,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 6,938 | $220,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 41,223 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,830 | $219,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 84,575 | $219,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,506 | $218,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 10,950 | $218,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,000 | $217,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 36,141 | $217,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 61,437 | $217,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 5,503 | $217,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 6,803 | $217,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,241 | $216,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,063 | $216,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 145,900 | $215,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 17,279 | $215,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,818 | $215,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 54,745 | $214,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 64,606 | $214,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 5,285 | $214,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 13,392 | $212,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,846 | $212,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 28,902 | $211,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 8,190 | $211,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 8,777 | $211,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 29,908 | $210,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 230,000 | $210,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 14,385 | $210,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 75,953 | $209,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 18,665 | $209,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 7,769 | $209,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,001 | $208,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 17,062 | $208,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 42,103 | $208,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 9,678 | $208,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 6,968 | $208,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,754 | $206,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 8,374 | $206,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 14,649 | $206,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 34,013 | $205,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 13,728 | $205,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 129,800 | $205,000 | thousands by filing date | put |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 394,950 | $205,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 12,536 | $205,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 205,000 | $205,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 200,000 | $205,000 | thousands by filing date | principal |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 265,706 | $205,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,081 | $204,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,091 | $204,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 4,295 | $204,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 12,457 | $204,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 25,783 | $203,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $202,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,078 | $202,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,033 | $202,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,952 | $201,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 8,038 | $201,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 14,908 | $201,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,395 | $199,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,308 | $199,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,740 | $199,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 20,888 | $198,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,491 | $198,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 2,669 | $198,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 30,149 | $198,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,162 | $197,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 25,288 | $197,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 43,336 | $197,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 28,253 | $196,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 13,630 | $196,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,574 | $195,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 63 | $194,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 112,474 | $194,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,065 | $194,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,074 | $194,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100,000 | $193,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,600 | $193,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 110,000 | $193,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 11,115 | $193,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 20,001 | $193,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 13,824 | $192,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 28,509 | $191,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363AL3 | NOTE 4.000% | 36,000 | $191,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 13,709 | $190,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 4,499 | $190,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 8,102 | $190,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000687 | this filing | 2015-11-13 | acceptance time not in the bulk data set |