13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 6,674 holding rows worth $238,633,387,000.
- Accession
- 0000072971-15-000687
- Filer
- CIK 72971
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,426 entries on the cover page, a total value of $238,633,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,633,387,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 138,719 | $3,897,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 420,445 | $3,893,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 150,601 | $3,890,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 5,032,000 | $3,888,000 | thousands by filing date | principal |
| EMC INS GROUP INC | 268664109 | COM | 167,026 | $3,877,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 192,708 | $3,875,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 147,733 | $3,865,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,988,000 | $3,861,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 295,744 | $3,857,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 140,646 | $3,845,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,966,000 | $3,843,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 291,186 | $3,809,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 45,064 | $3,808,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 152,283 | $3,797,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 232,100 | $3,765,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 160,338 | $3,764,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 40,610 | $3,755,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 390,668 | $3,750,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 115,387 | $3,746,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 481,461 | $3,746,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 301,525 | $3,745,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 574,724 | $3,730,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 32,601 | $3,727,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 180,659 | $3,724,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 229,964 | $3,715,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 124,985 | $3,700,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 283,482 | $3,694,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 448,471 | $3,687,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 88,726 | $3,681,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 126,729 | $3,681,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 50,407 | $3,664,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 79,299 | $3,660,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,224,000 | $3,659,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 289,650 | $3,655,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 39,166 | $3,652,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 865,300 | $3,640,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 247,686 | $3,633,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500,000 | $3,630,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 113,598 | $3,625,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 142,854 | $3,618,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 38,828 | $3,617,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 121,062 | $3,614,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 251,294 | $3,609,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 860,600 | $3,597,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 212,064 | $3,595,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 640,896 | $3,583,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 83,947 | $3,582,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 67,930 | $3,579,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 193,678 | $3,574,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 304,249 | $3,564,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 311,803 | $3,564,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 282,951 | $3,560,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 77,611 | $3,557,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 361,400 | $3,556,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 116,598 | $3,544,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 114,727 | $3,538,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 74,984 | $3,538,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 256,407 | $3,533,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 245,589 | $3,533,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 3,294,000 | $3,533,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,998,000 | $3,532,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 400,000 | $3,529,000 | thousands by filing date | put |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 96,484 | $3,529,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 343,055 | $3,527,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 209,664 | $3,523,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 81,350 | $3,521,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 788,608 | $3,517,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 200,125 | $3,514,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 277,861 | $3,513,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 362,235 | $3,510,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 176,963 | $3,509,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 248,662 | $3,508,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 335,829 | $3,499,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,012,000 | $3,499,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,853,000 | $3,495,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 214,253 | $3,481,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 96,459 | $3,477,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 60,919 | $3,476,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 94,123 | $3,475,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 173,777 | $3,471,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 253,203 | $3,471,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 3,104,000 | $3,470,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 128,954 | $3,465,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 152,068 | $3,453,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 107,979 | $3,445,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 81,818 | $3,438,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 268,870 | $3,436,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 648,800 | $3,430,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 194,788 | $3,427,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 70,608 | $3,416,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 85,839 | $3,416,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 570,773 | $3,414,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 65,824 | $3,407,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 481,038 | $3,406,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 271,063 | $3,397,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 172,715 | $3,392,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 169,214 | $3,390,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 757,441 | $3,386,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 176,368 | $3,384,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 148,908 | $3,379,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 154,573 | $3,378,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 45,148 | $3,375,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 284,224 | $3,368,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 36,259 | $3,364,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 571,347 | $3,353,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 61,349 | $3,344,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 349,365 | $3,340,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 93,004 | $3,336,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 58,802 | $3,335,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 198,778 | $3,324,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 149,555 | $3,308,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 40,485 | $3,306,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 76,348 | $3,306,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 74,049 | $3,305,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 159,046 | $3,295,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 134,435 | $3,295,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 4,031,000 | $3,295,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 123,783 | $3,286,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 201,441 | $3,284,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 125,465 | $3,272,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,400,000 | $3,270,000 | thousands by filing date | put |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 126,045 | $3,269,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 355,921 | $3,264,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 167,901 | $3,258,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 36,678 | $3,243,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 117,990 | $3,242,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 527,023 | $3,241,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 33,186 | $3,237,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 172,522 | $3,235,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,290,300 | $3,232,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 504,910 | $3,221,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 183,979 | $3,219,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 117,800 | $3,215,000 | thousands by filing date | put |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 241,442 | $3,213,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 415,000 | $3,203,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 62,798 | $3,200,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 163,955 | $3,191,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 3,696,000 | $3,191,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 88,651 | $3,189,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 32,574 | $3,175,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 85,000 | $3,169,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 151,797 | $3,165,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 130,139 | $3,161,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 332,073 | $3,158,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 185,526 | $3,149,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 269,781 | $3,148,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 62,533 | $3,146,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 148,643 | $3,142,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 122,228 | $3,139,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 114,051 | $3,134,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 139,846 | $3,129,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 1,444,000 | $3,128,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 228,729 | $3,123,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 121,080 | $3,112,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 77,561 | $3,111,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 121,504 | $3,105,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 66,951 | $3,090,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 172,251 | $3,086,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 28,161 | $3,086,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 31,701 | $3,084,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 74,933 | $3,079,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 80,732 | $3,079,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 65,412 | $3,063,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 89,503 | $3,063,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 54,533 | $3,061,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 58,351 | $3,059,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 147,698 | $3,059,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 101,622 | $3,058,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 120,808 | $3,056,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 4,159,000 | $3,051,000 | thousands by filing date | principal |
| CREDICORP LTD | G2519Y108 | COM | 28,679 | $3,050,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 175,676 | $3,046,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 105,686 | $3,043,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 2,104,000 | $3,034,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 143,879 | $3,030,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 92,651 | $3,029,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 277,257 | $3,028,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 332,061 | $3,025,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 219,383 | $3,020,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 204,863 | $3,019,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 296,713 | $3,018,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 124,654 | $3,017,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 218,806 | $3,017,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 168,372 | $3,016,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 76,062 | $3,006,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 154,714 | $2,999,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 31,418 | $2,998,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 72,400 | $2,997,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 648,382 | $2,995,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 27,953 | $2,990,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 778,065 | $2,988,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 119,360 | $2,987,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 97,063 | $2,984,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 100,696 | $2,984,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 53,943 | $2,980,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 103,266 | $2,978,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 62,270 | $2,973,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 190,806 | $2,971,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 179,100 | $2,970,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 138,786 | $2,961,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 616,768 | $2,960,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 88,500 | $2,959,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 503,992 | $2,959,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 70,848 | $2,958,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 27,835 | $2,958,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 160,200 | $2,955,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 129,853 | $2,954,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 154,265 | $2,951,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 126,052 | $2,949,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,979,000 | $2,948,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 110,640 | $2,945,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 170,084 | $2,943,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 201,652 | $2,943,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 149,783 | $2,936,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 226,981 | $2,934,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 206,985 | $2,934,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 21,874 | $2,932,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 162,187 | $2,931,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 126,030 | $2,927,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 250,270 | $2,918,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 90,312 | $2,917,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,836,000 | $2,917,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 138,200 | $2,913,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 54,163 | $2,910,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 81,421 | $2,910,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,858,000 | $2,910,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 1,016,400 | $2,907,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 160,365 | $2,896,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 287,858 | $2,893,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,414,700 | $2,890,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 42,416 | $2,890,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,303,000 | $2,888,000 | thousands by filing date | principal |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 2,512,000 | $2,880,000 | thousands by filing date | principal |
| YORK WATER CO | 987184108 | COMMON STOCK | 136,961 | $2,879,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 111,603 | $2,879,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 119,849 | $2,876,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 224,223 | $2,875,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 341,494 | $2,872,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 394,373 | $2,871,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 169,027 | $2,870,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 148,879 | $2,869,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 166,323 | $2,869,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 209,498 | $2,863,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 51,696 | $2,852,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 55,541 | $2,850,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,014,000 | $2,850,000 | thousands by filing date | principal |
| CATO CORP NEW | 149205106 | CL A | 83,718 | $2,849,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 67,930 | $2,837,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 2,924,000 | $2,831,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 128,236 | $2,830,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 98,919 | $2,830,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 143,839 | $2,820,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 135,607 | $2,819,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 103,378 | $2,801,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 118,277 | $2,801,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 38,981 | $2,788,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 122,178 | $2,788,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 14,180 | $2,784,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 967,025 | $2,783,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 3,957,875 | $2,782,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 99,083 | $2,779,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 155,211 | $2,778,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 213,271 | $2,766,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 80,135 | $2,762,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 113,796 | $2,759,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 81,088 | $2,759,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 269,861 | $2,758,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 135,092 | $2,755,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 43,096 | $2,753,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 39,858 | $2,753,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 209,441 | $2,750,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 68,554 | $2,750,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 216,393 | $2,744,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 60,951 | $2,743,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 50,167 | $2,736,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 268,419 | $2,722,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 380,025 | $2,717,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 20,697 | $2,716,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 191,847 | $2,710,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 18,240 | $2,703,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 53,897 | $2,703,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 181,000 | $2,700,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 157,688 | $2,687,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 37,540 | $2,685,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 111,451 | $2,666,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 84,673 | $2,664,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 61,007 | $2,663,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 100,050 | $2,657,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 227,360 | $2,654,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 79,318 | $2,644,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 455,535 | $2,642,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 115,528 | $2,634,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 174,600 | $2,633,000 | thousands by filing date | put |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 87,066 | $2,618,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 67,310 | $2,613,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 338,360 | $2,612,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 812,187 | $2,607,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 222,669 | $2,605,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 2,470,000 | $2,605,000 | thousands by filing date | principal |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 208,084 | $2,601,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 25,167 | $2,591,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,232,000 | $2,590,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 71,602 | $2,589,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RTK7 | MTNF 0.125 3/1 | 2,679,000 | $2,587,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 205,333 | $2,586,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 71,260 | $2,586,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 40,395 | $2,585,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 56,678 | $2,584,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 112,986 | $2,581,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 100,594 | $2,579,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 122,643 | $2,575,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 90,390 | $2,571,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 51,066 | $2,567,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 64,828 | $2,562,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 89,876 | $2,560,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 198,140 | $2,558,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 212,942 | $2,557,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 355,012 | $2,556,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 536,300 | $2,554,000 | thousands by filing date | put |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,731,000 | $2,553,000 | thousands by filing date | principal |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 122,259 | $2,547,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 66,280 | $2,546,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 25,000 | $2,544,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 139,874 | $2,541,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 258,819 | $2,536,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 64,140 | $2,531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 38,198 | $2,530,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 451,300 | $2,528,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 344,700 | $2,526,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 32,245 | $2,515,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 397,100 | $2,514,000 | thousands by filing date | put |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 36,470 | $2,511,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 104,536 | $2,508,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 75,740 | $2,504,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 184,573 | $2,500,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 670,600 | $2,499,000 | thousands by filing date | put |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 2,187,000 | $2,492,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 164,317 | $2,491,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 52,134 | $2,490,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 166,434 | $2,489,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 90,590 | $2,489,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 42,795 | $2,483,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 39,923 | $2,481,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 52,270 | $2,478,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 265,368 | $2,474,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 150,614 | $2,474,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 62,357 | $2,471,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 418,129 | $2,467,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,652,000 | $2,462,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 186,159 | $2,459,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 90,525 | $2,450,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,802,000 | $2,448,000 | thousands by filing date | principal |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 731,327 | $2,443,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 63,689 | $2,440,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 121,586 | $2,440,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 106,316 | $2,434,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 157,109 | $2,432,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 52,846 | $2,431,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 104,826 | $2,426,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 65,000 | $2,423,000 | thousands by filing date | put |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 136,433 | $2,417,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 223,621 | $2,415,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 312,957 | $2,414,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 48,291 | $2,405,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 135,182 | $2,402,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,906,000 | $2,399,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,686 | $2,392,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,516,000 | $2,391,000 | thousands by filing date | principal |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 43,081 | $2,388,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 188,597 | $2,386,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 82,175 | $2,381,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 92,027 | $2,380,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 79,236 | $2,379,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 164,798 | $2,376,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 385,000 | $2,372,000 | thousands by filing date | put |
| CARE CAP PPTYS INC | 141624106 | COM | 71,982 | $2,371,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,318,000 | $2,364,000 | thousands by filing date | principal |
| ISHARES TR | 464288125 | 3YRTB ETF | 29,624 | $2,349,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 60,098 | $2,344,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 108,333 | $2,338,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 135,002 | $2,324,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 53,149 | $2,320,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 145,002 | $2,320,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 144,815 | $2,319,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 152,200 | $2,318,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 55,053 | $2,313,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 165,200 | $2,310,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 28,333 | $2,308,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 210,802 | $2,308,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 74,215 | $2,305,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 50,820 | $2,303,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 58,609 | $2,303,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 25,377 | $2,301,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 82,261 | $2,299,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 33,343 | $2,299,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 280,321 | $2,298,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 218,419 | $2,290,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 20,624 | $2,286,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 118,329 | $2,285,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,156,000 | $2,284,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 25,643 | $2,279,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 121,212 | $2,276,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 94,080 | $2,275,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 43,686 | $2,273,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 173,522 | $2,266,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 69,067 | $2,262,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 89,230 | $2,262,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 152,862 | $2,256,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 19,723 | $2,255,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 128,600 | $2,251,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 315,187 | $2,247,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 162,657 | $2,242,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 391,250 | $2,242,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 51,846 | $2,237,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 171,318 | $2,235,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,763,000 | $2,228,000 | thousands by filing date | principal |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 43,618 | $2,227,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 168,516 | $2,223,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 175,128 | $2,220,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 134,609 | $2,216,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 42,518 | $2,210,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 84,133 | $2,204,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 163,045 | $2,204,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 85,117 | $2,203,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 29,818 | $2,202,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 75,911 | $2,199,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 289,115 | $2,197,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 98,890 | $2,193,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 139,148 | $2,192,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 72,279 | $2,185,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 114,422 | $2,185,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 210,281 | $2,183,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 99,399 | $2,178,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 124,792 | $2,178,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,412,000 | $2,176,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 3,853,200 | $2,173,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 30,603 | $2,172,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 230,729 | $2,171,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 124,903 | $2,168,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 115,107 | $2,167,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 291,154 | $2,166,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 35,676 | $2,161,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 84,063 | $2,160,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 81,780 | $2,154,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 43,512 | $2,154,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 236,377 | $2,149,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 101,423 | $2,146,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 275,238 | $2,141,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 176,730 | $2,138,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 159,728 | $2,135,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 91,240 | $2,134,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 113,291 | $2,127,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 144,461 | $2,122,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 26,831 | $2,122,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 170,073 | $2,122,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 46,987 | $2,121,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 374,500 | $2,120,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 122,182 | $2,118,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 44,244 | $2,117,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 178,076 | $2,117,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 116,290 | $2,114,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 163,197 | $2,107,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 145,265 | $2,105,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,454,000 | $2,103,000 | thousands by filing date | principal |
| GREENHILL & CO INC COM | 395259104 | Stock | 73,699 | $2,098,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 322,981 | $2,090,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 42,479 | $2,086,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 337,472 | $2,086,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 18,609 | $2,082,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 45,836 | $2,082,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 169,593 | $2,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 43,088 | $2,080,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 123,536 | $2,075,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 27,521 | $2,073,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 425,592 | $2,068,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 90,031 | $2,062,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 257,028 | $2,056,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 36,996 | $2,051,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 27,644 | $2,047,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 65,496 | $2,045,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 115,371 | $2,038,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 62,891 | $2,012,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 189,024 | $2,009,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 150,763 | $2,008,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 56,479 | $2,008,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 207,162 | $2,007,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 85,388 | $2,007,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 34,419 | $2,006,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,228,000 | $2,002,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,445,000 | $2,000,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 27,974 | $1,999,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 157,786 | $1,994,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 405,000 | $1,992,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 37,182 | $1,992,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 144,124 | $1,987,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 62,111 | $1,987,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 170,069 | $1,984,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 139,864 | $1,976,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 243,846 | $1,975,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 508,488 | $1,973,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000687 | this filing | 2015-11-13 | acceptance time not in the bulk data set |