13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 6,674 holding rows worth $238,633,387,000.
- Accession
- 0000072971-15-000687
- Filer
- CIK 72971
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,426 entries on the cover page, a total value of $238,633,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,633,387,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 68,223 | $7,673,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 350,317 | $7,669,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 442,453 | $7,663,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 672,169 | $7,629,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 317,102 | $7,624,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 320,645 | $7,619,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 917,436 | $7,615,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,090,000 | $7,615,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 574,803 | $7,599,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 7,168,000 | $7,590,000 | thousands by filing date | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 315,685 | $7,579,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 461,485 | $7,577,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 163,104 | $7,549,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 116,312 | $7,526,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,155,500 | $7,525,000 | thousands by filing date | put |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 10,488,000 | $7,525,000 | thousands by filing date | principal |
| DORMAN PRODS INC | 258278100 | COM | 147,781 | $7,520,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,105,842 | $7,520,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 286,774 | $7,517,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 487,870 | $7,503,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 469,222 | $7,498,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 150,000 | $7,491,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 215,952 | $7,489,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 268,909 | $7,486,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 128,899 | $7,485,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,204,229 | $7,479,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,960,000 | $7,452,000 | thousands by filing date | principal |
| ISHARES TR | 46432F834 | COM | 152,390 | $7,442,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,209,178 | $7,436,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 441,895 | $7,429,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 247,228 | $7,423,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 286,305 | $7,406,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 126,349 | $7,401,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 269,584 | $7,397,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 66,413 | $7,392,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 110,932 | $7,385,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 4,867,000 | $7,362,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,571,000 | $7,352,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 409,654 | $7,349,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,641,000 | $7,348,000 | thousands by filing date | principal |
| XACTLY CORP | 98386L101 | COM | 939,412 | $7,327,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 354,201 | $7,317,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 117,372 | $7,300,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,985,452 | $7,285,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 68,084 | $7,272,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 322,884 | $7,264,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 331,475 | $7,253,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 327,618 | $7,228,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 206,079 | $7,203,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 122,602 | $7,194,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 4,112,000 | $7,179,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 97,422 | $7,140,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 124,660 | $7,135,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 162,100 | $7,127,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 377,718 | $7,121,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 60,452 | $7,115,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 584,448 | $7,107,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 293,238 | $7,102,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,029,339 | $7,102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 122,728 | $7,095,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 130,828 | $7,074,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 629,363 | $7,073,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 871,447 | $7,058,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 219,798 | $7,042,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 156,235 | $7,038,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 386,828 | $7,033,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 140,602 | $7,013,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 363,191 | $7,009,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 54,352 | $7,003,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 267,040 | $6,978,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 971,353 | $6,974,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 562,357 | $6,973,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 103,275 | $6,973,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 344,169 | $6,972,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 107,353 | $6,950,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 403,314 | $6,949,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 309,156 | $6,947,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 171,086 | $6,929,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 222,963 | $6,915,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 345,673 | $6,908,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 76,189 | $6,906,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 50,383 | $6,875,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 611,309 | $6,871,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 209,247 | $6,871,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 278,387 | $6,871,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 80,686 | $6,870,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 506,272 | $6,849,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,369,611 | $6,841,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 435,729 | $6,837,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 258,385 | $6,827,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 274,795 | $6,798,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 82,916 | $6,788,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 163,400 | $6,772,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 210,318 | $6,754,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 133,000 | $6,754,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 104,203 | $6,743,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 328,208 | $6,741,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 810,138 | $6,732,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 160,511 | $6,727,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 413,596 | $6,718,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,013,553 | $6,709,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 443,525 | $6,707,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 181,944 | $6,691,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 5,880,000 | $6,677,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 114,737 | $6,676,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 174,518 | $6,662,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 352,913 | $6,660,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 486,409 | $6,625,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 7,600,000 | $6,622,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 108,316 | $6,610,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 318,981 | $6,606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 76,835 | $6,602,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 455,340 | $6,598,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 341,764 | $6,586,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 291,834 | $6,569,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 179,364 | $6,568,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 592,410 | $6,558,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 242,981 | $6,551,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 278,846 | $6,551,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 315,519 | $6,543,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 18,313 | $6,539,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 108,634 | $6,530,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 361,348 | $6,526,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 190,566 | $6,525,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 352,225 | $6,516,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 617,867 | $6,513,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 186,932 | $6,509,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 178,440 | $6,504,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 541,618 | $6,483,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 341,004 | $6,476,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 99,576 | $6,465,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 436,138 | $6,455,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 459,426 | $6,447,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 467,798 | $6,432,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 998,066 | $6,428,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 79,402 | $6,408,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 349,208 | $6,398,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 368,011 | $6,374,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 88,384 | $6,360,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 718,378 | $6,359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 86,522 | $6,359,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 660,710 | $6,356,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 448,031 | $6,354,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 399,058 | $6,349,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 82,913 | $6,330,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,744,789 | $6,299,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 54,846 | $6,293,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 276,860 | $6,260,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 314,882 | $6,257,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 229,736 | $6,251,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 462,799 | $6,248,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 234,116 | $6,242,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 181,407 | $6,238,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 806,979 | $6,230,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 66,054 | $6,229,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 3,554,000 | $6,229,000 | thousands by filing date | principal |
| TRECORA RES | 894648104 | COM | 501,323 | $6,226,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 66,902 | $6,224,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 259,861 | $6,221,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 358,862 | $6,219,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 204,542 | $6,218,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 580,256 | $6,214,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 46,421 | $6,196,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 61,705 | $6,191,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 2,353,346 | $6,189,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,096,500 | $6,178,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 132,937 | $6,177,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 251,399 | $6,170,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 256,460 | $6,160,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,085,000 | $6,154,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 312,614 | $6,143,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 60,297 | $6,143,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 510,887 | $6,125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 144,005 | $6,117,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 500,207 | $6,117,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 64,762 | $6,116,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 188,156 | $6,111,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 895,805 | $6,110,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 230,746 | $6,110,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 471,394 | $6,109,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 323,232 | $6,103,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 169,651 | $6,099,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 13,019 | $6,094,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 794,870 | $6,085,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 594,626 | $6,078,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 262,125 | $6,065,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 614,649 | $6,049,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 375,353 | $6,043,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 134,762 | $6,040,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 233,777 | $6,039,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 657,588 | $6,036,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 70,793 | $6,021,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,795,000 | $6,020,000 | thousands by filing date | principal |
| INTREXON CORP | 46122T102 | COM | 189,281 | $6,019,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 167,471 | $6,015,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 985,026 | $6,009,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 88,586 | $6,002,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 203,231 | $5,973,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 377,258 | $5,972,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 376,413 | $5,967,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 148,757 | $5,965,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,230,880 | $5,956,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 326,011 | $5,949,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,940,000 | $5,946,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 177,292 | $5,944,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 154,056 | $5,941,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 225,970 | $5,934,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 93,752 | $5,931,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 231,523 | $5,927,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 42,250 | $5,926,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 59,023 | $5,920,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 288,876 | $5,919,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 131,727 | $5,900,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 123,264 | $5,896,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 917,087 | $5,869,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 483,333 | $5,868,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,647,000 | $5,847,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 133,873 | $5,842,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 85,555 | $5,832,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 185,003 | $5,822,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 288,547 | $5,808,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 135,447 | $5,790,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 139,727 | $5,772,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 565,796 | $5,765,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 583,507 | $5,724,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 103,534 | $5,724,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 318,892 | $5,718,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 306,161 | $5,713,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 861,940 | $5,706,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 225,846 | $5,702,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 351,910 | $5,694,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 55,231 | $5,693,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,019,517 | $5,688,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 196,354 | $5,676,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 59,872 | $5,667,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 73,664 | $5,662,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,468,800 | $5,652,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 399,892 | $5,635,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 102,020 | $5,633,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 725,291 | $5,613,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 524,382 | $5,610,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,844,507 | $5,607,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 450,796 | $5,600,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 407,246 | $5,600,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 424,475 | $5,598,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 293,860 | $5,598,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 136,983 | $5,597,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 107,836 | $5,595,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 178,718 | $5,592,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,680,000 | $5,577,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 682,498 | $5,569,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 274,700 | $5,555,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 221,760 | $5,545,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,893,000 | $5,530,000 | thousands by filing date | principal |
| Spectra Energy Partners | 84756N109 | COM | 137,184 | $5,517,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 143,414 | $5,510,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 370,679 | $5,508,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 709,760 | $5,494,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 33,085 | $5,488,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 418,926 | $5,488,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 47,272 | $5,486,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 107,699 | $5,471,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 588,400 | $5,451,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 149,100 | $5,448,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 64,674 | $5,448,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 86,087 | $5,438,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 327,552 | $5,435,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 87,014 | $5,432,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 250,674 | $5,430,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 386,831 | $5,392,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 130,344 | $5,388,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 192,855 | $5,386,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 108,748 | $5,383,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 203,891 | $5,381,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 148,796 | $5,379,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 4,360,000 | $5,378,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 5,569,000 | $5,377,000 | thousands by filing date | principal |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 427,628 | $5,376,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 80,410 | $5,357,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 161,134 | $5,344,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 146,291 | $5,342,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 425,106 | $5,339,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 216,081 | $5,333,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 225,739 | $5,325,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 773,240 | $5,325,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 90,100 | $5,313,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 148,016 | $5,304,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 4,090,000 | $5,303,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 542,894 | $5,293,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 217,308 | $5,289,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 73,054 | $5,286,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 375,686 | $5,282,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 43,406 | $5,278,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 46,570 | $5,276,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 69,279 | $5,273,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 329,543 | $5,269,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 346,357 | $5,265,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 60,113 | $5,263,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 269,318 | $5,262,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 266,605 | $5,260,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 162,827 | $5,253,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $5,251,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 138,707 | $5,244,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 335,073 | $5,241,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 55,906 | $5,216,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 190,064 | $5,185,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 509,597 | $5,183,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 731,954 | $5,183,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,418 | $5,160,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 190,333 | $5,157,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 240,442 | $5,152,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 233,807 | $5,130,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 138,484 | $5,128,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 60,445 | $5,118,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 199,271 | $5,102,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 137,051 | $5,099,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 415,823 | $5,089,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 259,207 | $5,086,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 121,709 | $5,079,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 131,658 | $5,076,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 182,076 | $5,067,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 79,408 | $5,062,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 122,595 | $5,039,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,910,708 | $5,025,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 290,000 | $5,024,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 57,199 | $5,011,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 132,679 | $5,000,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 151,715 | $4,983,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 180,756 | $4,969,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,018,159 | $4,969,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 170,602 | $4,964,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 4,900,000 | $4,959,000 | thousands by filing date | principal |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 50,941 | $4,950,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 35,229 | $4,950,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 4,566,000 | $4,950,000 | thousands by filing date | principal |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 172,375 | $4,946,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 127,621 | $4,940,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 235,776 | $4,939,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 358,172 | $4,939,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 42,030 | $4,933,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 180,947 | $4,933,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 127,672 | $4,927,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 342,852 | $4,910,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 23,261 | $4,900,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 463,146 | $4,896,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 166,145 | $4,890,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 296,546 | $4,881,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 400,613 | $4,871,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 345,315 | $4,866,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 207,200 | $4,857,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 97,958 | $4,856,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 98,324 | $4,844,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 490,234 | $4,839,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,226,900 | $4,834,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 212,477 | $4,834,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 150,457 | $4,831,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 373,227 | $4,822,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 137,553 | $4,820,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 111,825 | $4,812,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 587,439 | $4,811,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 113,394 | $4,807,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 130,008 | $4,806,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 751,440 | $4,801,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 5,129,000 | $4,791,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 48,217 | $4,789,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 330,773 | $4,786,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 191,955 | $4,784,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 335,396 | $4,770,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 215,292 | $4,769,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 299,449 | $4,761,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 180,221 | $4,758,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 69,383 | $4,751,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 271,871 | $4,744,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 92,220 | $4,744,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 358,877 | $4,734,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 486,501 | $4,734,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 383,334 | $4,734,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 281,005 | $4,721,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 185,447 | $4,709,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 320,972 | $4,705,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 125,668 | $4,704,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 271,452 | $4,703,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,154,900 | $4,693,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 534,383 | $4,680,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 53,568 | $4,678,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 147,644 | $4,667,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 101,132 | $4,662,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 6,681,053 | $4,658,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 141,595 | $4,654,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 269,659 | $4,635,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,315,831 | $4,631,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 79,534 | $4,627,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 68,749 | $4,603,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,684,100 | $4,586,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 452,732 | $4,581,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 199,031 | $4,567,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 144,282 | $4,556,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 96,700 | $4,550,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 168,593 | $4,542,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 177,987 | $4,539,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 63,953 | $4,537,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 257,136 | $4,533,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 80,149 | $4,515,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 210,204 | $4,507,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 456,581 | $4,493,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 363,951 | $4,473,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 88,497 | $4,468,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 132,374 | $4,465,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 65,084 | $4,463,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 653,886 | $4,453,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 193,838 | $4,451,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 339,591 | $4,438,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 103,850 | $4,436,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 99,416 | $4,418,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 2,103,000 | $4,417,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 104,420 | $4,403,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 81,346 | $4,398,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 404,056 | $4,393,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 244,281 | $4,389,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 77,798 | $4,385,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 511,641 | $4,379,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 40,391 | $4,357,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 222,960 | $4,340,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 28,903 | $4,336,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 125,493 | $4,327,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 72,900 | $4,322,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 726,193 | $4,321,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 102,166 | $4,299,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 187,387 | $4,284,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 39,118 | $4,283,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 295,848 | $4,272,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 171,502 | $4,262,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 774,320 | $4,251,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 641,460 | $4,240,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 740,203 | $4,234,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 53,525 | $4,229,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 45,947 | $4,225,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 347,756 | $4,222,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 77,263 | $4,214,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 138,541 | $4,212,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,828,000 | $4,210,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 84,888 | $4,208,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 33,260 | $4,207,000 | thousands by filing date | |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 2,587,000 | $4,193,000 | thousands by filing date | principal |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 685,705 | $4,190,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 530,885 | $4,188,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 71,669 | $4,180,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 179,851 | $4,176,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 54,586 | $4,172,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 312,362 | $4,169,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 80,920 | $4,169,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 55,538 | $4,164,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 300,093 | $4,162,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 882,500 | $4,159,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 133,361 | $4,148,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 198,437 | $4,143,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 93,787 | $4,141,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 88,723 | $4,135,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 232,979 | $4,121,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 4,220,000 | $4,115,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 613,500 | $4,108,000 | thousands by filing date | call |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 137,075 | $4,102,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 126,974 | $4,100,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 311,107 | $4,098,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 335,621 | $4,095,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 146,787 | $4,093,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,337,000 | $4,087,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 88,059 | $4,084,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 151,069 | $4,082,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 108,164 | $4,079,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 301,799 | $4,077,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 124,690 | $4,073,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 176,815 | $4,068,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 151,812 | $4,067,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 70,719 | $4,066,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 54,897 | $4,057,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 128,558 | $4,054,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 81,920 | $4,050,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 285,106 | $4,045,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 90,157 | $4,034,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 240,167 | $4,030,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 263,562 | $4,025,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 197,273 | $4,019,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 74,449 | $4,008,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 282,221 | $4,008,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 139,439 | $4,007,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 89,960 | $4,004,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 78,752 | $3,999,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 852,400 | $3,975,000 | thousands by filing date | put |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 40,174 | $3,971,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 97,542 | $3,959,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 146,014 | $3,958,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 109,356 | $3,949,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 90,475 | $3,940,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 26,229 | $3,932,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 4,614,000 | $3,928,000 | thousands by filing date | principal |
| TUMI HLDGS INC | 89969Q104 | COM | 222,844 | $3,926,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 112,769 | $3,924,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 343,411 | $3,921,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 472,832 | $3,915,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000687 | this filing | 2015-11-13 | acceptance time not in the bulk data set |