13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 6,674 holding rows worth $238,633,387,000.
- Accession
- 0000072971-15-000687
- Filer
- CIK 72971
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,426 entries on the cover page, a total value of $238,633,387,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,633,387,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEGGETT & PLATT INC | 524660107 | COM | 776,340 | $32,025,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 503,370 | $32,004,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 44,148 | $31,956,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 602,695 | $31,949,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 407,962 | $31,943,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,862,897 | $31,638,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,304,131 | $31,598,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,708,590 | $31,596,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,876,860 | $31,532,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 682,946 | $31,388,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,078,815 | $31,241,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 614,328 | $31,214,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 874,210 | $31,156,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 535,117 | $31,150,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 697,023 | $30,969,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 901,724 | $30,955,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 166,023 | $30,931,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,068,031 | $30,908,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 290,645 | $30,902,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 293,237 | $30,847,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,657,844 | $30,616,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,664,596 | $30,613,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 425,127 | $30,553,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,170,356 | $30,546,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,132,744 | $30,517,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 884,988 | $30,498,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 257,379 | $30,474,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 619,608 | $30,429,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 662,177 | $30,255,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 2,373,622 | $30,216,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 430,955 | $30,185,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,103,996 | $30,150,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 682,667 | $30,139,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 9,659,707 | $30,139,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 562,386 | $30,132,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,159,916 | $30,123,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 221,011 | $30,086,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 255,285 | $30,042,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 896,862 | $30,035,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,008,875 | $29,963,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,076,514 | $29,923,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,396,231 | $29,824,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 215,585 | $29,657,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 542,020 | $29,566,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 661,871 | $29,552,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 795,376 | $29,526,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 395,830 | $29,391,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 780,319 | $29,371,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,099,690 | $29,292,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 371,311 | $29,263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 1,151,041 | $29,214,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 208,197 | $29,131,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,508,874 | $29,106,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 772,070 | $29,100,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,206,274 | $29,084,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,926,742 | $29,036,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,432,069 | $29,013,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 280,894 | $29,005,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 312,729 | $28,965,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 6,291,232 | $28,941,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 359,355 | $28,881,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 404,084 | $28,853,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 676,078 | $28,822,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 532,200 | $28,744,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 971,591 | $28,740,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 722,524 | $28,656,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 3,592,899 | $28,600,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,047,619 | $28,524,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 516,246 | $28,523,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,102,898 | $28,488,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 152,937 | $28,452,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 2,128,622 | $28,439,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 720,073 | $28,384,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,450,436 | $28,211,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 210,838 | $28,115,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,540,955 | $28,103,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,117,917 | $28,021,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,741,847 | $27,994,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 245,382 | $27,891,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,461,931 | $27,879,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,511,435 | $27,825,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 425,572 | $27,798,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 554,829 | $27,792,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 836,350 | $27,600,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 880,441 | $27,593,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 863,180 | $27,570,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 580,908 | $27,499,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 407,621 | $27,395,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,333,233 | $27,371,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 299,524 | $27,367,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 468,579 | $27,308,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 392,616 | $27,212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 558,747 | $27,205,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 456,572 | $27,166,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,736,557 | $27,160,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,217,111 | $27,130,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,590,621 | $27,025,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,054,740 | $26,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 683,569 | $26,913,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,020,832 | $26,725,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,343,523 | $26,683,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,828,398 | $26,671,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 974,588 | $26,665,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 776,449 | $26,663,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,730,971 | $26,657,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,952,823 | $26,578,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 214,071 | $26,519,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,089,971 | $26,491,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,836,647 | $26,484,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,837,990 | $26,481,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 309,529 | $26,480,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 307,550 | $26,459,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,789,000 | $26,450,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 323,116 | $26,376,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 597,315 | $26,331,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,807,936 | $26,324,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 415,195 | $26,286,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,194,577 | $26,221,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 488,662 | $26,158,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 706,075 | $26,124,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 369,310 | $26,058,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 655,701 | $26,038,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 413,009 | $26,019,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,479,747 | $26,014,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 666,467 | $25,998,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 299,829 | $25,968,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,335,283 | $25,829,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 830,917 | $25,824,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 282,257 | $25,815,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 886,528 | $25,735,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 235,915 | $25,720,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 1,465,518 | $25,720,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 791,556 | $25,718,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 757,774 | $25,666,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,385,784 | $25,568,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,048,735 | $25,548,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 134,740 | $25,538,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,417,766 | $25,506,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 691,636 | $25,452,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 425,855 | $25,437,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 15,567,000 | $25,324,000 | thousands by filing date | principal |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 283,176 | $25,287,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,430,956 | $25,285,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 933,120 | $25,269,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,000,010 | $25,250,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 518,950 | $25,195,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,057,794 | $25,126,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 989,533 | $25,118,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,229,097 | $25,098,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,586,074 | $25,059,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 689,026 | $25,026,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 254,241 | $24,967,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 1,201,551 | $24,957,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 728,621 | $24,940,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 128,747 | $24,901,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,223,319 | $24,834,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,256,400 | $24,826,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 63,064 | $24,814,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,849,765 | $24,736,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 861,568 | $24,719,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 340,813 | $24,651,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 157,046 | $24,608,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 233,154 | $24,588,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 528,904 | $24,535,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 432,893 | $24,424,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 449,027 | $24,404,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 487,400 | $24,398,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 557,592 | $24,361,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 759,122 | $24,352,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,073,131 | $24,349,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 521,853 | $24,271,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 483,577 | $24,193,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,308,958 | $24,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,311,830 | $24,112,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 383,250 | $24,057,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,948,109 | $24,040,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 599,651 | $24,028,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,382,832 | $23,916,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 839,525 | $23,893,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 259,289 | $23,766,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 785,764 | $23,715,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,211,024 | $23,697,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 578,088 | $23,649,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 170,920 | $23,554,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 373,896 | $23,548,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 841,508 | $23,437,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 563,787 | $23,419,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,929,409 | $23,415,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 352,414 | $23,383,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 422,231 | $23,371,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,920,181 | $23,358,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 384,305 | $23,357,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 777,365 | $23,351,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 329,001 | $23,208,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 257,045 | $23,167,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 367,587 | $23,165,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 781,424 | $23,130,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 893,213 | $23,018,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 343,849 | $22,987,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 298,105 | $22,978,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,119,368 | $22,970,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 647,652 | $22,959,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,367,973 | $22,955,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 166,560 | $22,922,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,316,441 | $22,905,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,597,458 | $22,876,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,703,122 | $22,869,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 626,578 | $22,845,000 | thousands by filing date | |
| MGC | 921910873 | COM | 349,661 | $22,826,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 601,616 | $22,806,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 644,782 | $22,767,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 726,983 | $22,762,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 264,749 | $22,701,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,411,204 | $22,678,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 14,136,000 | $22,653,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 434,761 | $22,639,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 368,270 | $22,600,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 371,129 | $22,573,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 486,736 | $22,571,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 313,890 | $22,569,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 631,258 | $22,568,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 16,636,000 | $22,563,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 689,060 | $22,490,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 30,068 | $22,470,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,276,838 | $22,421,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 686,772 | $22,416,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 467,720 | $22,353,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 272,899 | $22,334,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 686,351 | $22,286,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,621,616 | $22,282,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 770,125 | $22,264,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,585,287 | $22,257,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 416,482 | $22,253,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 431,270 | $22,253,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,131,482 | $22,234,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 466,314 | $22,233,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 21,272,000 | $22,189,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 388,574 | $22,155,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 917,689 | $22,089,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,040,882 | $22,082,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,044,069 | $22,051,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,089,824 | $22,048,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 410,938 | $21,928,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 405,020 | $21,919,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 346,973 | $21,863,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 356,548 | $21,857,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 244,426 | $21,837,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 183,999 | $21,825,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 422,958 | $21,811,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 403,345 | $21,764,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 485,153 | $21,764,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,733,656 | $21,706,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,463,022 | $21,623,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,436,613 | $21,577,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 894,567 | $21,568,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,872,859 | $21,547,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 533,096 | $21,547,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,362,021 | $21,480,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 185,688 | $21,454,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,155,055 | $21,426,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,562,872 | $21,349,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 661,906 | $21,313,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 619,395 | $21,295,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 469,858 | $21,289,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,955,232 | $21,240,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 645,273 | $21,197,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 143,001 | $21,167,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,364,531 | $21,123,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 233,733 | $21,106,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 239,047 | $21,031,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,705,229 | $20,966,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,062,927 | $20,950,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 20,810,000 | $20,941,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 828,243 | $20,929,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 574,459 | $20,916,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 545,100 | $20,914,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 366,318 | $20,891,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 3,601,000 | $20,887,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 214,615 | $20,883,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,318,814 | $20,877,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 468,467 | $20,834,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 422,960 | $20,805,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 483,293 | $20,753,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 413,771 | $20,680,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,895,194 | $20,498,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 933,510 | $20,490,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 418,166 | $20,477,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 705,641 | $20,457,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,545,376 | $20,445,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 660,746 | $20,411,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,034,368 | $20,335,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 713,225 | $20,331,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,863,245 | $20,328,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 305,655 | $20,321,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 560,679 | $20,297,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,173,881 | $20,144,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 795,245 | $20,143,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 317,154 | $20,136,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,563,465 | $20,122,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 632,115 | $20,063,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 603,242 | $20,052,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 391,294 | $20,034,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,738,742 | $19,996,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 461,358 | $19,978,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 233,150 | $19,970,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 438,253 | $19,968,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,007,016 | $19,950,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 164,431 | $19,939,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 774,576 | $19,914,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 896,616 | $19,896,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 938,191 | $19,879,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,432,800 | $19,873,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 405,559 | $19,872,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 510,561 | $19,871,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 683,538 | $19,814,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,687,015 | $19,789,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 270,399 | $19,785,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 440,378 | $19,773,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,152,369 | $19,751,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 373,165 | $19,684,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 435,646 | $19,600,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 203,036 | $19,589,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 189,774 | $19,531,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,719,852 | $19,528,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 223,389 | $19,522,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,204,922 | $19,453,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 492,051 | $19,431,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 363,782 | $19,400,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 807,834 | $19,276,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,484,506 | $19,225,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 361,232 | $19,188,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 419,571 | $19,062,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 732,099 | $19,042,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,405,498 | $19,036,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 619,287 | $18,944,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,215,811 | $18,942,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 441,261 | $18,935,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 478,647 | $18,911,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 262,679 | $18,884,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 944,864 | $18,841,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 303,883 | $18,816,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 322,512 | $18,815,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 737,122 | $18,797,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 261,311 | $18,783,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 364,837 | $18,702,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 196,786 | $18,686,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 701,417 | $18,658,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 872,016 | $18,608,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 658,973 | $18,603,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 441,341 | $18,595,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 377,252 | $18,573,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 604,378 | $18,561,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 466,404 | $18,548,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,153,100 | $18,545,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 814,847 | $18,407,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 455,447 | $18,378,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 309,500 | $18,345,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 747,079 | $18,303,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 623,681 | $18,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 755,203 | $18,283,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 783,744 | $18,168,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,074,394 | $18,090,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,097,851 | $18,082,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 814,960 | $18,042,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 663,045 | $18,041,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 803,455 | $18,029,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,977,649 | $17,939,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 10,731,000 | $17,890,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 8,518,000 | $17,878,000 | thousands by filing date | principal |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 124,352 | $17,877,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 775,613 | $17,840,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,476,881 | $17,834,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 257,292 | $17,731,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 918,166 | $17,730,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 474,008 | $17,700,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 3,894,236 | $17,680,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 622,449 | $17,671,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 705,087 | $17,634,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 586,520 | $17,614,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 476,058 | $17,600,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 488,021 | $17,521,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 302,951 | $17,513,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,189,119 | $17,480,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,208,882 | $17,468,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,239,981 | $17,460,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 241,209 | $17,440,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,174,000 | $17,437,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 90,017 | $17,412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 644,807 | $17,384,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 452,337 | $17,338,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 486,457 | $17,332,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,090,255 | $17,270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 379,639 | $17,243,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 10,352,000 | $17,237,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 2,062,382 | $17,221,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 737,703 | $17,196,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 270,589 | $17,188,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 757,724 | $17,079,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 447,418 | $17,055,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 346,710 | $16,989,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 420,083 | $16,985,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 688,592 | $16,960,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 182,160 | $16,947,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 371,230 | $16,839,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 110,755 | $16,829,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 369,232 | $16,815,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,561,260 | $16,785,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 467,323 | $16,777,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 19,265,000 | $16,761,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 1,018,011 | $16,757,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 195,684 | $16,727,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 141,270 | $16,700,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 125,127 | $16,607,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 542,642 | $16,572,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 565,884 | $16,558,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 640,346 | $16,540,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 323,435 | $16,518,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 147,423 | $16,507,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 118,788 | $16,497,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 734,292 | $16,441,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 268,964 | $16,418,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 388,277 | $16,350,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 17,135,000 | $16,332,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 500,979 | $16,297,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 167,905 | $16,281,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 10,629 | $16,211,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,057,006 | $16,204,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 178,444 | $16,185,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 544,650 | $16,166,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 480,503 | $16,159,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 718,767 | $16,150,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 92,841 | $16,094,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 235,377 | $16,085,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 71,986 | $16,082,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,568,700 | $16,059,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,436,373 | $16,016,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,637,178 | $16,012,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 661,166 | $15,994,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 626,242 | $15,963,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 413,380 | $15,931,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,316,198 | $15,926,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,002,103 | $15,877,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 331,935 | $15,853,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,401,972 | $15,843,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,008,317 | $15,841,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 529,816 | $15,831,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 229,064 | $15,819,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 350,052 | $15,809,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 746,324 | $15,777,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 151,442 | $15,754,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 13,074,000 | $15,753,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 14,608 | $15,733,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 396,960 | $15,707,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,684,794 | $15,668,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 408,642 | $15,643,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 965,114 | $15,634,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 499,800 | $15,549,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 624,922 | $15,542,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 843,983 | $15,528,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,039,273 | $15,517,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 531,260 | $15,496,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 351,122 | $15,484,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 143,148 | $15,484,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 602,919 | $15,423,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 632,354 | $15,403,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 888,764 | $15,367,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 563,402 | $15,359,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 545,409 | $15,299,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 327,231 | $15,278,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10,116,000 | $15,264,000 | thousands by filing date | principal |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,014,536 | $15,238,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,404,665 | $15,213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 273,686 | $15,211,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 236,921 | $15,197,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 518,721 | $15,188,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 706,835 | $15,169,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 332,885 | $15,147,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 640,365 | $15,132,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 756,692 | $15,096,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 132,545 | $15,095,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 751,148 | $15,061,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 488,855 | $15,052,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 1,830,474 | $15,047,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 874,736 | $15,045,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,439,250 | $15,001,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 334,367 | $14,987,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 370,781 | $14,961,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 886,641 | $14,949,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,004,580 | $14,938,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,424,107 | $14,925,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 307,362 | $14,910,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 177,001 | $14,888,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 145,019 | $14,878,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 175,092 | $14,841,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 930,343 | $14,801,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 387,759 | $14,793,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 122,803 | $14,751,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 642,367 | $14,724,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 431,304 | $14,703,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 522,426 | $14,690,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000687 | this filing | 2015-11-13 | acceptance time not in the bulk data set |