13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,738 holding rows worth $259,411,943,000.
- Accession
- 0000072971-15-000623
- Filer
- CIK 72971
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 20,317 entries on the cover page, a total value of $259,411,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,411,943,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RANGE RES CORP COM | 75281A109 | Stock | 139,200 | $27,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 349 | $27,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,100 | $27,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 8,074 | $27,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 7,752 | $27,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 9,289 | $27,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 586 | $27,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 13,053 | $27,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,260 | $27,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 650 | $27,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 31,000 | $27,000 | thousands by filing date | principal |
| LAKES ENTERTAINMEN | 51206P208 | COM | 3,000 | $27,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 113,100 | $26,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 19,500 | $26,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,500 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 539 | $26,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 146,100 | $26,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 16,083 | $26,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 1,851 | $26,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,013 | $26,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 3,366 | $26,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 23,637 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 1,685 | $26,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 2,553 | $26,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 9,375 | $26,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 22,000 | $26,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 228 | $26,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 13,969 | $26,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,001 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 259 | $25,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,000 | $25,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,500 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 626 | $25,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,390 | $25,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,245 | $25,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 131,923 | $25,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 500 | $25,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 11,490 | $25,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 3,175 | $25,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,942 | $25,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 12,426 | $25,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 231 | $25,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,698 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,000 | $25,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 4,598 | $25,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 5,000 | $25,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 1,618 | $25,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,700 | $24,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,700 | $24,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 596,300 | $24,000 | thousands by filing date | put |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,000 | $24,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 4,638 | $24,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,016 | $24,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 413 | $24,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 658 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 1,364 | $24,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 13,740 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L727 | 2XLEV US HG DV | 1,000 | $24,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 46,000 | $23,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,300 | $23,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 5,000 | $23,000 | thousands by filing date | put |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 3,735 | $23,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 5,000 | $23,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,700 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 575 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 189 | $23,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 700 | $23,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,747 | $23,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 25,000 | $23,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 55,500 | $22,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 31,500 | $22,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 800 | $22,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 3,884 | $22,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,243 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 409 | $22,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,702 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 960 | $22,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 1,800 | $22,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 22,000 | $22,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 22,000 | $22,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 2,400 | $21,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 272 | $21,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 20,000 | $21,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 3,557 | $21,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,333 | $21,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 21,012 | $21,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,808 | $21,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 3,961 | $21,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 529 | $21,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 2,456 | $21,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 4,000 | $21,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 7,000 | $21,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 1,000 | $21,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 2,254 | $21,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,500 | $20,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,182 | $20,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 901 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 550 | $20,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,285 | $20,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 40,300 | $20,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,400 | $20,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 85,583 | $20,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 844 | $20,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,278 | $20,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,567 | $20,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,200 | $20,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,714 | $20,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,900 | $20,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,272 | $20,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 3,196 | $20,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,683 | $20,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,003 | $20,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 117,500 | $19,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,000 | $19,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 6,438 | $19,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 207 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 789 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,451 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 574 | $19,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,300 | $19,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 2,134 | $19,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 9,203 | $19,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 8,000 | $19,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 1,940 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 2,790 | $19,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 4,455 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 814 | $19,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,490 | $19,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,115 | $19,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 105,100 | $18,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 6,000 | $18,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 1,718 | $18,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 871 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,840 | $18,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 354 | $18,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,767 | $18,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 5,569 | $18,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 9,702 | $18,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 4,405 | $18,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 18,500 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $18,000 | thousands by filing date | principal |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 230 | $18,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 4,555 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 581 | $18,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 400 | $18,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 2,000 | $18,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 840 | $18,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 693 | $18,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 937 | $18,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 493 | $18,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,189 | $18,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,986 | $18,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 3,534 | $18,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,609 | $18,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,800 | $17,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 4,800 | $17,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,042 | $17,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 50,000 | $17,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,061 | $17,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,250 | $17,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,001 | $17,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 50,000 | $17,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,099 | $17,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,242 | $17,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,489 | $17,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 30,198 | $17,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,578 | $17,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,000 | $17,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 14,000 | $17,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 500 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 978 | $17,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 864 | $17,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,021 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 556 | $16,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,771 | $16,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 395 | $16,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 914 | $16,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 7,218 | $16,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 2,692 | $16,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,960 | $16,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 966 | $16,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,261 | $16,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 400 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 414 | $16,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 700 | $16,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 1,409 | $16,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 7,579 | $16,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 1,300 | $16,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 964 | $16,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 23,000 | $15,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 20,000 | $15,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 504 | $15,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 655 | $15,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 229 | $15,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $15,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 15,484 | $15,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 22,100 | $15,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 5,026 | $15,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 14,250 | $15,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 609 | $15,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,301 | $15,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 3,501 | $15,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 1,639 | $15,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 927 | $15,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,650 | $15,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 512 | $15,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 1,000 | $15,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 535 | $15,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 348 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 222 | $14,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,548 | $14,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 400 | $14,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 501 | $14,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 740 | $14,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,916 | $14,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,271 | $14,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 603 | $14,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 718 | $14,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 7,100 | $14,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 22,033 | $14,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 8,622 | $14,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 464 | $14,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 8,229 | $14,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,000 | $14,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,227 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 299 | $13,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,000 | $13,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 754 | $13,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 8,017 | $13,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 585 | $13,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 40,253 | $13,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 400 | $13,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 801 | $13,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,223 | $13,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,500 | $13,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 3,748 | $13,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,927 | $13,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 1,412 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 437 | $13,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 400 | $13,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 599 | $13,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,241 | $13,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 1,101 | $13,000 | thousands by filing date | |
| NQ MOBILE INC | 64118UAB4 | Note | 17,000 | $13,000 | thousands by filing date | principal |
| YODLEE INC | 98600P201 | COM | 910 | $13,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,991 | $12,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 250,000 | $12,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,600 | $12,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 822 | $12,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,907 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 400 | $12,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 469 | $12,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 521 | $12,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,951 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 512 | $12,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 3,000 | $12,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,700 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 750 | $12,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 900 | $12,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,478 | $12,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 13,900 | $12,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 4,328 | $12,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 969 | $12,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,900 | $12,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 431 | $12,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,500 | $12,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 400 | $12,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 20,000 | $12,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,025 | $12,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 901 | $12,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,000 | $12,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 10,501 | $12,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 10,000 | $12,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 393 | $12,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,121 | $12,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,132 | $12,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 10,846 | $12,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 200,000 | $11,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 30,000 | $11,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 7,106 | $11,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,500 | $11,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,316 | $11,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 756 | $11,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 725 | $11,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 811 | $11,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 258 | $11,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,533 | $11,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 375 | $11,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 10,138 | $11,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 4,362 | $11,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 2,192 | $11,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,707 | $11,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,237 | $11,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,029 | $11,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 10,832 | $11,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 21,200 | $11,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 3,384 | $11,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,600 | $11,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 1,996 | $11,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 30,000 | $10,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 100 | $10,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 40,000 | $10,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,505,200 | $10,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 15,000 | $10,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 744 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 150 | $10,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 894 | $10,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,218 | $10,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 41,600 | $10,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 346 | $10,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,354 | $10,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 599 | $10,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,475 | $10,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 692 | $10,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 200,000 | $10,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 4,091 | $10,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 547 | $10,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 6,780 | $10,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 5,572 | $10,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 100 | $10,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,491 | $10,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 754 | $10,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 11,197 | $10,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,500 | $10,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 8,675 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 152 | $10,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 300 | $10,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 601 | $10,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 461 | $10,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,537 | $10,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,661 | $10,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 12,010 | $10,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 664 | $10,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 1,720 | $10,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 208,000 | $9,000 | thousands by filing date | call |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 301 | $9,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,000 | $9,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,400 | $9,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 1,000 | $9,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 666 | $9,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,001 | $9,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 369 | $9,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 510 | $9,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 828 | $9,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,300 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 281 | $9,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 571 | $9,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 50,250 | $9,000 | thousands by filing date | principal |
| BAXALTA INC | 07177M103 | COM | 300 | $9,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 280 | $9,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 719 | $9,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 405 | $9,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 3,887 | $9,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 12,526 | $9,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,000 | $9,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,887 | $9,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 5,001 | $9,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 856 | $9,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 1,547 | $9,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 9,000 | $9,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 11,000 | $9,000 | thousands by filing date | principal |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 6,371 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 200 | $9,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 3,000 | $9,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 25,000 | $9,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 529 | $9,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 800 | $9,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 10,000 | $9,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 10,000 | $9,000 | thousands by filing date | principal |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,164 | $9,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,200 | $8,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 600 | $8,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 675 | $8,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 30,000 | $8,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 845 | $8,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 19,559 | $8,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 67 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 136 | $8,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 1,169 | $8,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,600 | $8,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 286 | $8,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 603 | $8,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 106,000 | $8,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,502 | $8,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 484 | $8,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,888 | $8,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 7,292 | $8,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,773 | $8,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 501 | $8,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 10,000 | $8,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,780 | $8,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,413 | $8,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 1,240 | $8,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 330 | $8,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 510 | $8,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 302 | $8,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 975 | $8,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,136 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 501 | $8,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 702 | $8,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,299 | $8,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 2,164 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 78 | $7,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,600 | $7,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,400 | $7,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,100 | $7,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 181 | $7,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,648 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $7,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 291 | $7,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 7,440 | $7,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 544 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 300 | $7,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,250 | $7,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 665 | $7,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 150 | $7,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,205 | $7,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 78,900 | $7,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 455 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 7,578 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 263 | $7,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 2,224 | $7,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 6,100 | $7,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 18,581 | $7,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,244 | $7,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 325 | $7,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 9,600 | $7,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 830 | $7,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 314 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 115 | $7,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 440 | $7,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 386 | $7,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 6,015 | $7,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 985 | $7,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 829 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 8,000 | $7,000 | thousands by filing date | principal |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 410 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 304 | $7,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 691 | $7,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 456 | $7,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 5,304 | $7,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $6,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 1,188 | $6,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,200 | $6,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,200 | $6,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 648 | $6,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 200 | $6,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,620 | $6,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 334 | $6,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 256 | $6,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 69,600 | $6,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,092 | $6,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 302 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 352 | $6,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 568 | $6,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 377 | $6,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 500 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 150 | $6,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 752 | $6,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 50,000 | $6,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 12,300 | $6,000 | thousands by filing date | put |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 308 | $6,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 200 | $6,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 40,000 | $6,000 | thousands by filing date | call |
| CODORUS VY BANCORP INC | 192025104 | COM | 302 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 800 | $6,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,270 | $6,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 1,949 | $6,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,600 | $6,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,000 | $6,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 1,779 | $6,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 506 | $6,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,886 | $6,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 6,516 | $6,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 10,485 | $6,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,200 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 45 | $6,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 6,907 | $6,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,250 | $6,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 802 | $6,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,100 | $6,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 100 | $6,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,500 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 121 | $6,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 3,500 | $6,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,077 | $6,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 959 | $6,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 5,000 | $6,000 | thousands by filing date | principal |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 273 | $6,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 302 | $6,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,010 | $6,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 435 | $6,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 991 | $6,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 667 | $6,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 250 | $6,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 1,575 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000623 | this filing | 2015-08-14 | acceptance time not in the bulk data set |