13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000526
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, amendment of type restatement, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 77,020 | $1,067,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 230,000 | $1,063,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 42,284 | $1,062,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 376,000 | $1,057,000 | thousands by filing date | principal |
| KLX INC | 482539103 | COM | 27,357 | $1,055,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 32,815 | $1,054,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 80,084 | $1,053,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 76,479 | $1,049,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 40,581 | $1,049,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 34,223 | $1,048,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 38,686 | $1,048,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 16,001 | $1,046,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 66,997 | $1,045,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 939,000 | $1,045,000 | thousands by filing date | principal |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 29,996 | $1,044,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 134,300 | $1,043,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 164,369 | $1,040,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 20,632 | $1,038,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 139,941 | $1,036,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 136,088 | $1,033,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 127,633 | $1,032,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 29,045 | $1,028,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 67,664 | $1,028,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 139,440 | $1,028,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 50,283 | $1,025,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100,000 | $1,024,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 10,022 | $1,017,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 48,077 | $1,017,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 159,684 | $1,017,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 34,214 | $1,011,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 52,458 | $1,011,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 39,577 | $1,007,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 269,423 | $1,006,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 99,862 | $1,004,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 19,124 | $1,003,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,293 | $1,001,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,943 | $999,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 224,468 | $997,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 922,000 | $995,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 681,000 | $993,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 28,226 | $990,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 38,972 | $990,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 146,039 | $989,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 471,000 | $989,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 972,400 | $988,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 67,264 | $988,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 81,146 | $988,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 281,663 | $986,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 71,557 | $985,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,300 | $982,000 | thousands by filing date | call |
| OHA INVT CORP | 67091U102 | COM | 186,322 | $982,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,081 | $981,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 55,447 | $980,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 76,549 | $978,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,269 | $977,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 15,270 | $974,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 16,858 | $973,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 11,370 | $972,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 19,267 | $972,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,117 | $971,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 69,622 | $971,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 52,077 | $967,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 16,820 | $966,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 133,667 | $964,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 37,320 | $964,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 21,966 | $963,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 34,351 | $961,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 60,485 | $960,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 145,600 | $956,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 16,571 | $952,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 53,096 | $952,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 68,014 | $952,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 113,315 | $950,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 150,904 | $945,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 30,043 | $941,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 11,554 | $941,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 33,723 | $937,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 29,285 | $936,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 19,730 | $936,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 32,922 | $934,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 77,743 | $934,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 98,261 | $933,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 525,200 | $932,000 | thousands by filing date | call |
| UTI WORLDWIDE INC | G87210103 | ORD | 75,506 | $931,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 979,000 | $930,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 42,266 | $927,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 21,721 | $925,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 32,695 | $921,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 10,462 | $917,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 91,288 | $916,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 61,731 | $915,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 23,974 | $914,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 60,000 | $914,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 72,437 | $910,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 53,452 | $909,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 112,764 | $906,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 38,766 | $905,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 30,131 | $903,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 174,200 | $902,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 31,171 | $902,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 62,150 | $900,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 37,444 | $899,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 19,285 | $899,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 73,636 | $898,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 160,999 | $897,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 88,357 | $897,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 13,719 | $896,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 48,220 | $894,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 57,080 | $894,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 278,275 | $893,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 10,723 | $890,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 133,493 | $889,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 14,115 | $885,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 57,581 | $885,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 28,135 | $884,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 54,666 | $882,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 95,000 | $882,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,562 | $879,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 27,390 | $878,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 60,959 | $877,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 440,600 | $873,000 | thousands by filing date | call |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 56,893 | $873,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 63,097 | $872,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 46,930 | $872,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 19,861 | $871,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 161,087 | $871,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 21,621 | $871,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 73,327 | $867,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 26,550 | $867,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 68,327 | $861,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 26,040 | $861,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 10,712 | $861,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 42,404 | $858,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 47,140 | $849,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 30,403 | $847,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 33,011 | $844,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 258,000 | $842,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 66,119 | $842,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 60,816 | $841,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 143,157 | $839,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 103,882 | $837,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 73,717 | $836,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 25,821 | $831,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 138,438 | $831,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 36,880 | $829,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 75,123 | $826,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 18,631 | $826,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34,686 | $824,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 18,781 | $824,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 444,000 | $823,000 | thousands by filing date | principal |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 61,341 | $822,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 14,361 | $822,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 43,441 | $822,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 16,902 | $821,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 285,700 | $820,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 17,477 | $819,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 33,352 | $818,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 25,666 | $816,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 40,935 | $815,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 48,176 | $814,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 132,500 | $812,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 23,344 | $811,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 94,567 | $810,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 158,040 | $810,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 132,802 | $809,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 57,752 | $808,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 15,921 | $807,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 21,628 | $806,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 49,244 | $806,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 11,719 | $806,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 17,102 | $804,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 141,500 | $804,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 230,221 | $798,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 47,758 | $798,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 21,048 | $797,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 266,360 | $794,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 30,000 | $793,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 17,785 | $788,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 77,155 | $788,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 37,542 | $788,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 21,921 | $787,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 20,451 | $786,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,638,943 | $786,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 15,790 | $785,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 53,234 | $781,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 82,595 | $780,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 322,043 | $780,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 16,728 | $778,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 41,281 | $777,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 20,806 | $775,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 67,878 | $774,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 43,307 | $771,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 91,656 | $768,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 66,474 | $764,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 49,915 | $762,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 99,698 | $762,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 27,794 | $761,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 27,093 | $761,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 50,002 | $760,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 60,342 | $758,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 84,628 | $757,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 61,531 | $756,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,793 | $756,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,552 | $754,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 92,165 | $753,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 26,114 | $753,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 57,780 | $751,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 12,278 | $751,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,514 | $747,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 20,541 | $746,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 79,783 | $745,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 18,394 | $741,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 94,039 | $741,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 27,217 | $740,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 56,820 | $738,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 72,361 | $735,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 54,113 | $735,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 39,896 | $734,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 38,082 | $730,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 37,204 | $730,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 8,511 | $729,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 23,993 | $728,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 29,015 | $728,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 30,535 | $725,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 45,357 | $724,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,617 | $722,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 53,518 | $722,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 41,384 | $721,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,522 | $721,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 21,177 | $721,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 289,100 | $720,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 70,775 | $719,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 32,589 | $718,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 42,899 | $717,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,732 | $713,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,312 | $713,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $712,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 50,000 | $711,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 14,860 | $710,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 28,845 | $710,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 39,363 | $709,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 28,919 | $708,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 22,709 | $706,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 35,102 | $706,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 13,782 | $705,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,515 | $703,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 17,755 | $701,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 690,000 | $701,000 | thousands by filing date | principal |
| Empire District Electric Co/Th | 291641108 | COM | 28,196 | $700,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 51,420 | $699,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 335,800 | $694,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 217,600 | $693,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 36,160 | $693,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 44,756 | $693,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 27,486 | $691,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 22,782 | $691,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 11,101 | $690,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 45,775 | $690,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 41,538 | $689,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 35,136 | $689,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 110,835 | $688,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 255,514 | $685,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 546,400 | $684,000 | thousands by filing date | put |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 57,594 | $683,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 54,199 | $681,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 20,000 | $681,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 51,011 | $680,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 19,571 | $679,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,107 | $679,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 42,322 | $678,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 25,468 | $675,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 28,646 | $674,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 12,452 | $674,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 75,162 | $673,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 29,581 | $673,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 62,391 | $673,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 17,245 | $673,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 21,556 | $673,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 15,970 | $672,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 71,377 | $672,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 62,390 | $672,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 241,526 | $671,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 57,639 | $665,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 15,174 | $665,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 45,427 | $663,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 93,328 | $662,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,578 | $660,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 14,576 | $659,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 73,681 | $658,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 28,304 | $657,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 48,017 | $657,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 142,559 | $654,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,673 | $650,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 20,306 | $650,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 177,992 | $648,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 26,767 | $646,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,668 | $645,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 7,235 | $645,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 36,478 | $644,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 11,969 | $643,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 36,757 | $641,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 56,978 | $640,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 13,444 | $639,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 46,598 | $638,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 37,070 | $636,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,450,000 | $635,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 27,186 | $635,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 36,402 | $635,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 78,914 | $634,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 101,375 | $634,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 32,317 | $633,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 47,041 | $631,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 57,679 | $631,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,567 | $629,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 547,000 | $629,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 50,561 | $629,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 17,923 | $627,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 126,225 | $623,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 38,766 | $618,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 16,801 | $617,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,783 | $616,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 16,605 | $614,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 472,000 | $614,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 429,400 | $611,000 | thousands by filing date | call |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,451 | $610,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 66,396 | $609,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 38,408 | $607,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 30,676 | $606,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 79,006 | $606,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 15,319 | $606,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 69,838 | $605,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 63,837 | $605,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 51,544 | $605,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 148,000 | $604,000 | thousands by filing date | put |
| WELLS FARGO & CO | 94986RTK7 | MTNF 0.125 3/1 | 537,000 | $604,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 10,943 | $603,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 24,138 | $603,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 17,036 | $603,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 11,869 | $602,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 69,043 | $602,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 33,152 | $601,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 14,545 | $598,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 11,762 | $594,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 18,265 | $594,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,297 | $594,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 38,417 | $594,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 455,995 | $593,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 85,071 | $590,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 48,880 | $589,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 36,577 | $588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,752 | $588,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 31,625 | $588,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 105,370 | $588,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 41,142 | $588,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,139 | $587,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,820 | $587,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 79,700 | $586,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 5,536 | $586,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 24,100 | $583,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 39,640 | $583,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 124,966 | $582,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 47,286 | $578,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 48,215 | $577,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 21,932 | $576,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 40,256 | $572,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 132,104 | $572,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 42,907 | $571,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 14,979 | $571,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 50,276 | $570,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 29,460 | $567,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 40,287 | $567,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 12,105 | $566,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,105 | $566,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 17,161 | $565,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 32,038 | $564,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 48,240 | $563,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 43,892 | $562,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 24,328 | $561,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 100,426 | $559,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,630 | $557,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,631 | $556,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 42,723 | $555,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 22,437 | $554,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 29,430 | $554,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,270,900 | $553,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 284,300 | $553,000 | thousands by filing date | put |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 31,633 | $552,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 93,809 | $551,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 39,200 | $550,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 14,029 | $549,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 7,492 | $548,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 35,205 | $547,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 30,875 | $546,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 16,448 | $546,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 15,347 | $545,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 14,537 | $545,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 80,541 | $541,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,530 | $539,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,865 | $538,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 17,424 | $535,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 7,919 | $533,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 9,832 | $533,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 10,800 | $530,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 27,408 | $530,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,000 | $529,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 42,570 | $529,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 319,757 | $528,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 24,831 | $528,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 19,054 | $527,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 25,087 | $527,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 407,400 | $526,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 60,838 | $526,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 30,184 | $525,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 56,100 | $524,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 18,540 | $524,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 34,019 | $523,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 22,945 | $523,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 136,100 | $522,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 22,792 | $522,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 7,777 | $522,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 40,837 | $522,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 101,583 | $522,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 41,516 | $522,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 483,000 | $522,000 | thousands by filing date | principal |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 33,259 | $522,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 82,036 | $521,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 319,400 | $520,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 20,316 | $519,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 19,204 | $518,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 14,339 | $518,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,037 | $517,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 190,912 | $517,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 15,700 | $512,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 57,829 | $512,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 113,003 | $512,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 32,837 | $511,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 14,564 | $509,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 30,956 | $507,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 497,000 | $507,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 19,873 | $507,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 20,444 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 46,621 | $506,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,816 | $504,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 34,001 | $504,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 24,362 | $504,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 46,672 | $503,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 53,537 | $503,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 39,504 | $499,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 1,407,250 | $496,000 | thousands by filing date | principal |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 511,000 | $494,000 | thousands by filing date | principal |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 52,313 | $493,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 20,145 | $493,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 18,946 | $493,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 24,206 | $491,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 132,077 | $491,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 262,030 | $490,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 153,649 | $490,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 389,000 | $490,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 496,000 | $490,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 78,640 | $489,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,093 | $488,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 11,824 | $487,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 89,282 | $487,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 80,000 | $486,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 28,331 | $486,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 125,000 | $485,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 32,035 | $485,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,251 | $485,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 31,163 | $484,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 44,450 | $484,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 35,982 | $484,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,044 | $484,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,684 | $482,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 40,533 | $481,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 50,000 | $481,000 | thousands by filing date | put |
| GLOBALSCAPE INC | 37940G109 | COM | 140,454 | $480,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 69,013 | $479,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 15,994 | $478,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,443 | $477,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 56,658 | $477,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 299,800 | $476,000 | thousands by filing date | call |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 9,682 | $476,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 21,026 | $475,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 6,920 | $475,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 18,216 | $474,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 20,949 | $474,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 7,934 | $473,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 21,603 | $473,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 21,178 | $473,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 75,000 | $471,000 | thousands by filing date | call |
| RITE AID CORP | 767754BU7 | CNV | 139,000 | $471,000 | thousands by filing date | principal |
| BON-TON STORES INC | 09776J101 | COM | 67,574 | $470,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 15,790 | $470,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 84,634 | $469,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 137,972 | $469,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,780 | $468,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 50,288 | $467,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 92,882 | $467,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 65,136 | $466,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 30,128 | $465,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | superseded | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | this filing | 2015-05-12 | acceptance time not in the bulk data set |