13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000526
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, amendment of type restatement, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATMEL CORP | 049513104 | COM | 255,726 | $2,104,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 289,439 | $2,101,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 165,389 | $2,099,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 81,666 | $2,093,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 18,600 | $2,088,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 56,352 | $2,085,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 130,126 | $2,082,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 99,104 | $2,081,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 150,109 | $2,079,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 39,684 | $2,078,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 134,509 | $2,076,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 204,065 | $2,069,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 80,514 | $2,068,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 120,001 | $2,067,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 83,779 | $2,067,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 96,938 | $2,066,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 50,269 | $2,065,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 24,232 | $2,059,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 66,087 | $2,057,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,134,000 | $2,053,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 29,722 | $2,048,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 95,054 | $2,047,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 41,766 | $2,046,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 113,817 | $2,045,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 61,930 | $2,045,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,715,907 | $2,042,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 137,907 | $2,041,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 200,512 | $2,039,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 48,090 | $2,033,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 244,853 | $2,033,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 51,048 | $2,030,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 125,736 | $2,029,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 46,915 | $2,028,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 33,886 | $2,025,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 39,649 | $2,022,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 71,168 | $2,022,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 68,541 | $2,017,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 23,026 | $2,017,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 287,119 | $2,007,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 448,626 | $2,006,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 139,817 | $2,002,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 65,035 | $2,002,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 63,216 | $1,995,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 184,723 | $1,993,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,231 | $1,992,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 55,627 | $1,990,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 61,926 | $1,989,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,257,000 | $1,984,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 54,189 | $1,982,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 26,596 | $1,975,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 45,363 | $1,975,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 110,394 | $1,970,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 343,944 | $1,968,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 139,661 | $1,958,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 357,006 | $1,956,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 120,000 | $1,952,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 78,148 | $1,949,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 206,267 | $1,944,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 146,390 | $1,943,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200,200 | $1,938,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 112,268 | $1,937,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 38,586 | $1,929,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 106,200 | $1,904,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 23,154 | $1,903,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 251,600 | $1,903,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 40,741 | $1,897,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 199,441 | $1,895,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 116,908 | $1,892,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 46,601 | $1,891,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 79,410 | $1,890,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 55,400 | $1,890,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,225,842 | $1,888,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 61,034 | $1,883,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 113,895 | $1,882,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 339,283 | $1,879,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 913,900 | $1,875,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 178,523 | $1,874,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 34,243 | $1,872,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 36,687 | $1,872,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 39,052 | $1,872,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 351,360 | $1,870,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 241,731 | $1,869,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 877,892 | $1,869,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 394,004 | $1,867,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 40,552 | $1,861,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 1,629,000 | $1,857,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 60,305 | $1,856,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 133,436 | $1,855,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 55,376 | $1,852,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 7,484,000 | $1,849,000 | thousands by filing date | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 132,537 | $1,842,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,734,000 | $1,841,000 | thousands by filing date | principal |
| ARUBA NETWORKS INC | 043176106 | COM | 75,125 | $1,840,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 96,818 | $1,835,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 151,515 | $1,834,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 32,124 | $1,831,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 78,948 | $1,828,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 37,585 | $1,825,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 78,057 | $1,825,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 130,663 | $1,825,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,655,000 | $1,819,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 131,283 | $1,815,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 176,778 | $1,813,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 66,645 | $1,812,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 109,852 | $1,809,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 14,089 | $1,809,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 149,612 | $1,807,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 79,367 | $1,806,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 45,340 | $1,805,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 94,409 | $1,800,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 652,653 | $1,795,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 74,464 | $1,792,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 52,554 | $1,788,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 56,812 | $1,785,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 106,813 | $1,784,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 227,388 | $1,778,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 93,417 | $1,769,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 31,959 | $1,768,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 250,000 | $1,767,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 174,578 | $1,767,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 108,865 | $1,761,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,347,200 | $1,760,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 197,037 | $1,760,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 91,116 | $1,759,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 35,898 | $1,759,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 66,485 | $1,759,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 280,800 | $1,755,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 49,568 | $1,751,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 59,312 | $1,750,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 34,152 | $1,749,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 124,081 | $1,743,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 283,322 | $1,734,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 84,261 | $1,734,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,726,000 | $1,733,000 | thousands by filing date | principal |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 34,023 | $1,728,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 272,817 | $1,726,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 165,907 | $1,724,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 419,932 | $1,718,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 112,422 | $1,717,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,245,200 | $1,714,000 | thousands by filing date | put |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 1,500,000 | $1,713,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 324,665 | $1,711,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 51,388 | $1,710,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 79,977 | $1,708,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 35,120 | $1,708,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 51,983 | $1,707,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 68,283 | $1,706,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 101,648 | $1,704,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 74,957 | $1,701,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 188,895 | $1,700,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 50,164 | $1,694,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 135,591 | $1,693,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 58,555 | $1,690,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 88,448 | $1,689,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 130,627 | $1,688,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 157,678 | $1,686,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 107,361 | $1,683,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 143,398 | $1,683,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 67,669 | $1,682,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,574,000 | $1,682,000 | thousands by filing date | principal |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,031,662 | $1,682,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 176,008 | $1,678,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 43,400 | $1,674,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 130,524 | $1,671,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 28,628 | $1,667,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 66,619 | $1,666,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 126,802 | $1,663,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 21,151 | $1,660,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 101,886 | $1,660,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 30,074 | $1,659,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 97,072 | $1,659,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 136,635 | $1,659,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 202,313 | $1,655,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 223,482 | $1,652,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,401,000 | $1,651,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 44,754 | $1,650,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 33,953 | $1,649,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 61,661 | $1,646,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 25,616 | $1,644,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 14,791 | $1,644,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 239,725 | $1,644,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 66,627 | $1,643,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 68,385 | $1,640,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 2,922,500 | $1,639,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 35,147 | $1,635,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 71,400 | $1,632,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 67,105 | $1,632,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 102,011 | $1,627,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 73,246 | $1,627,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 24,513 | $1,622,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 499,181 | $1,622,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 73,869 | $1,614,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 86,808 | $1,612,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 32,527 | $1,611,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 17,861 | $1,610,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 44,807 | $1,609,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,543,000 | $1,607,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 48,025 | $1,603,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 272,283 | $1,599,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 168,914 | $1,595,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 130,113 | $1,595,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 32,568 | $1,589,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 31,652 | $1,587,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 118,111 | $1,580,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 154,257 | $1,579,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 65,220 | $1,575,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 116,468 | $1,574,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 128,759 | $1,571,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 101,909 | $1,570,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 120,949 | $1,567,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 162,922 | $1,567,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 133,094 | $1,564,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 82,023 | $1,562,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,480 | $1,554,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 200,122 | $1,553,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 245,245 | $1,552,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 79,806 | $1,548,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 61,353 | $1,543,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 64,714 | $1,543,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 55,684 | $1,542,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 45,453 | $1,541,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 94,266 | $1,538,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 60,222 | $1,538,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 108,186 | $1,537,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 198,963 | $1,536,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 36,484 | $1,536,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 70,652 | $1,531,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 106,395 | $1,528,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 21,029 | $1,527,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 51,855 | $1,527,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 35,312 | $1,526,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 261,271 | $1,526,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 136,570 | $1,521,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 26,761 | $1,520,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 85,197 | $1,520,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 118,207 | $1,517,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 80,578 | $1,517,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 110,201 | $1,516,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 30,358 | $1,515,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 109,541 | $1,512,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 51,605 | $1,506,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 204,732 | $1,501,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 54,496 | $1,501,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 118,672 | $1,499,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 93,630 | $1,498,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 75,000 | $1,497,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 40,960 | $1,495,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 93,205 | $1,494,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 155,405 | $1,492,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 87,250 | $1,492,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 164,331 | $1,489,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 280,821 | $1,489,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 799,000 | $1,488,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 61,306 | $1,487,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 94,844 | $1,483,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 87,598 | $1,478,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 59,504 | $1,477,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 83,843 | $1,474,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 107,013 | $1,472,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 40,772 | $1,472,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 82,492 | $1,469,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 101,854 | $1,469,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,270,000 | $1,461,000 | thousands by filing date | principal |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 65,209 | $1,459,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 94,414 | $1,458,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 19,718 | $1,456,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 60,097 | $1,454,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 19,995 | $1,447,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 56,374 | $1,445,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 591,061 | $1,442,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 95,905 | $1,441,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 88,088 | $1,437,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 97,886 | $1,436,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 46,937 | $1,434,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 78,344 | $1,429,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 67,070 | $1,428,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 342,116 | $1,427,000 | thousands by filing date | |
| 38259p508 | COM | 20,300 | $1,427,000 | thousands by filing date | put | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 103,987 | $1,423,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,177,000 | $1,423,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 29,073 | $1,420,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 80,886 | $1,420,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 288,442 | $1,419,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 90,881 | $1,413,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 55,540 | $1,413,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 246,221 | $1,413,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 142,525 | $1,413,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 44,942 | $1,412,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 44,984 | $1,411,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 52,325 | $1,406,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 166,688 | $1,402,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 157,566 | $1,396,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 46,042 | $1,387,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 46,628 | $1,382,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 54,100 | $1,382,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 117,376 | $1,382,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 97,311 | $1,381,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 20,568 | $1,381,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 40,113 | $1,379,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 117,564 | $1,378,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 31,797 | $1,376,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 32,120 | $1,376,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 145,198 | $1,376,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 32,103 | $1,375,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 202,466 | $1,372,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 70,295 | $1,370,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 117,287 | $1,364,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 20,678 | $1,363,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 49,258 | $1,362,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 72,212 | $1,359,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 17,672 | $1,359,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 79,831 | $1,359,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 41,119 | $1,358,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 31,995 | $1,358,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 113,317 | $1,356,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 48,616 | $1,355,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 62,290 | $1,355,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 181,102 | $1,353,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 69,065 | $1,347,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 26,604 | $1,346,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,972 | $1,346,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 239,391 | $1,346,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 140,709 | $1,345,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,119,000 | $1,341,000 | thousands by filing date | principal |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 166,516 | $1,340,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 548,600 | $1,340,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 74,099 | $1,338,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 14,453 | $1,337,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 59,672 | $1,337,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 272,050 | $1,335,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 82,338 | $1,335,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 55,122 | $1,324,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12,300 | $1,322,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 22,412 | $1,321,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 101,545 | $1,320,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 70,458 | $1,318,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 57,398 | $1,318,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 89,359 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 26,506 | $1,312,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 65,699 | $1,301,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 69,690 | $1,300,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 50,650 | $1,300,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 49,675 | $1,299,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 78,484 | $1,296,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 65,466 | $1,296,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 30,422 | $1,292,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 11,124 | $1,289,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 199,371 | $1,289,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 90,817 | $1,286,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,404,746 | $1,285,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 176,899 | $1,277,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 88,022 | $1,277,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 112,072 | $1,277,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 458,967 | $1,271,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 50,444 | $1,271,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 95,986 | $1,271,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 39,343 | $1,270,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 999,000 | $1,267,000 | thousands by filing date | principal |
| GSV CAPITAL CORP | 36191J101 | COM | 129,209 | $1,266,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 89,209 | $1,262,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 11,334 | $1,261,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 72,502 | $1,261,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 76,979 | $1,260,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 62,238 | $1,257,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 81,614 | $1,256,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 68,660 | $1,256,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 43,086 | $1,256,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 33,299 | $1,255,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 256,508 | $1,254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 41,466 | $1,253,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 18,632 | $1,251,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 153,322 | $1,249,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 61,877 | $1,245,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 84,430 | $1,244,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 88,955 | $1,242,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 92,496 | $1,237,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 71,623 | $1,236,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 84,806 | $1,230,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 125,655 | $1,229,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 137,899 | $1,228,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 47,279 | $1,223,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 33,216 | $1,222,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,168,900 | $1,220,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 339,793 | $1,220,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 24,396 | $1,219,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 46,905 | $1,219,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 65,000 | $1,218,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 44,849 | $1,217,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 73,438 | $1,216,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 49,821 | $1,215,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 28,240 | $1,214,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 42,605 | $1,214,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 92,061 | $1,213,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 52,870 | $1,212,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 49,402 | $1,212,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,090,000 | $1,210,000 | thousands by filing date | principal |
| SONIC CORP | 835451105 | COM | 38,162 | $1,209,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 446,500 | $1,207,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 76,396 | $1,207,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 23,633 | $1,207,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,214,000 | $1,204,000 | thousands by filing date | principal |
| DWS Mun Income Tr | 25160C106 | COM | 85,982 | $1,204,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 280,200 | $1,200,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 55,898 | $1,200,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 63,340 | $1,199,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 36,656 | $1,194,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,464 | $1,194,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 98,742 | $1,190,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 36,122 | $1,186,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 244,698 | $1,186,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 28,646 | $1,185,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 155,643 | $1,185,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 23,152 | $1,184,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 22,531 | $1,182,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 92,594 | $1,180,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 13,287 | $1,179,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 84,025 | $1,178,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 85,190 | $1,176,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 49,126 | $1,173,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 72,815 | $1,172,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 65,327 | $1,172,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 33,127 | $1,171,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 35,967 | $1,170,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 93,694 | $1,169,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 60,021 | $1,166,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 83,500 | $1,166,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 257,714 | $1,164,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 952,100 | $1,163,000 | thousands by filing date | call |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 132,187 | $1,162,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 60,305 | $1,161,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 80,838 | $1,157,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 138,546 | $1,153,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 17,996 | $1,153,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 72,988 | $1,152,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 55,566 | $1,152,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 81,450 | $1,151,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 26,068 | $1,149,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 187,133 | $1,148,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 54,154 | $1,147,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 298,000 | $1,141,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 50,228 | $1,140,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 254,813 | $1,140,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 77,272 | $1,138,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 146,016 | $1,134,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 165,680 | $1,133,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 36,189 | $1,132,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 106,411 | $1,132,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 74,414 | $1,131,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 51,900 | $1,129,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 43,507 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 31,647 | $1,127,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 73,200 | $1,127,000 | thousands by filing date | call |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 59,900 | $1,127,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 70,733 | $1,123,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 41,202 | $1,122,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 81,940 | $1,122,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 83,234 | $1,121,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 23,728 | $1,121,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,028,000 | $1,120,000 | thousands by filing date | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 24,052 | $1,115,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 11,115 | $1,114,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 26,052 | $1,113,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 251,144 | $1,112,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 41,587 | $1,110,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 305,500 | $1,108,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 66,896 | $1,107,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 27,250 | $1,105,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 82,664 | $1,105,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 14,473 | $1,104,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 35,066 | $1,099,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 14,108 | $1,099,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 82,409 | $1,098,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 21,335 | $1,097,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 194,800 | $1,097,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 34,784 | $1,096,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 23,915 | $1,095,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 79,599 | $1,095,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,581 | $1,093,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 90,322 | $1,092,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 102,321 | $1,091,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35,878 | $1,091,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 216,623 | $1,089,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 67,889 | $1,089,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 11,703 | $1,088,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 121,616 | $1,085,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 30,513 | $1,085,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 33,245 | $1,083,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 19,239 | $1,082,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 21,855 | $1,082,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 15,148 | $1,080,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 72,430 | $1,079,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 40,039 | $1,079,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 316,972 | $1,075,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 32,988 | $1,075,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 45,510 | $1,074,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 26,587 | $1,072,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 222,570 | $1,070,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 500,000 | $1,070,000 | thousands by filing date | principal |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 82,430 | $1,070,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 196,866 | $1,069,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | superseded | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | this filing | 2015-05-12 | acceptance time not in the bulk data set |