13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000526
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, amendment of type restatement, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OFS CAPITAL CORP | 67103B100 | COM | 13,950 | $171,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,148 | $171,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 250,000 | $171,000 | thousands by filing date | put |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 6,800 | $170,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 22,564 | $170,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,740 | $170,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,680 | $169,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 9,492 | $169,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 41,139 | $168,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 168,000 | $168,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 8,316 | $167,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 7,178 | $167,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,577 | $167,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,189 | $167,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 4,859 | $166,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 16,133 | $166,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,368 | $165,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 6,620 | $165,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 9,217 | $165,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 37,875 | $164,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,870 | $163,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,198 | $163,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,684 | $162,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 30,963 | $162,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 20,545 | $162,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,883 | $161,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 8,987 | $161,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 8,123 | $161,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,852 | $161,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,606 | $161,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,812 | $160,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 11,351 | $160,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 17,630 | $160,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,642,500 | $159,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,358 | $159,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 58,403 | $159,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 13,646 | $159,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 7,545 | $158,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 16,975 | $158,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,004 | $157,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,467 | $157,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 24,882 | $157,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 5,905 | $157,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,662 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 5,446 | $156,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,680 | $155,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,431 | $155,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15,770 | $155,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 114,223 | $155,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,000 | $155,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,825 | $154,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,457 | $154,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,874 | $154,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,910 | $154,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 14,455 | $154,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 6,349 | $153,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 4,653 | $153,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 58,979 | $152,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 5,491 | $152,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 8,695 | $152,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,388 | $152,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 147,000 | $152,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 9,208 | $151,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 151,054 | $151,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 9,111 | $151,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 13,295 | $151,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 37,632 | $150,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,074 | $150,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 10,797 | $150,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 27,890 | $150,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 10,723 | $149,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,822 | $149,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 13,049 | $149,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,806 | $148,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,341 | $148,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 9,980 | $148,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 9,681 | $148,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,622 | $147,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 165,302 | $147,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 51,600 | $146,000 | thousands by filing date | put |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 3,933 | $145,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 9,548 | $145,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 20,409 | $145,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 11,672 | $144,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 8,635 | $144,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $144,000 | thousands by filing date | principal |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,043 | $143,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 9,644 | $143,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 9,419 | $143,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 5,246 | $143,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 5,176 | $143,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,178 | $142,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,433 | $142,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,728 | $142,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,237 | $142,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,004 | $142,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 7,390 | $142,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,598 | $141,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,638 | $141,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 16,646 | $141,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,857 | $140,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 8,231 | $140,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 5,360 | $140,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 23,919 | $139,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,769 | $139,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 102,000 | $139,000 | thousands by filing date | principal |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 7,544 | $139,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 56,137 | $139,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 2,673 | $138,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,745 | $138,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 3,701 | $138,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,701 | $138,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 54,600 | $137,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,051 | $137,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,892 | $137,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,516 | $137,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,208 | $136,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 9,635 | $136,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 5,531 | $136,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 19,772 | $136,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 70,975 | $136,000 | thousands by filing date | |
| POSTROCK ENERGY CORPORATION COM NEW | 737525204 | Common Stock | 74,956 | $136,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 12,734 | $136,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 37,956 | $134,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 52,700 | $134,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 5,370 | $134,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 148,900 | $133,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,476 | $133,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 6,149 | $132,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 18,031 | $132,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,508 | $131,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 9,435 | $131,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 9,848 | $131,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,483 | $131,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 4,561 | $131,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,006 | $131,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,161 | $130,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 3,290 | $130,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 4,818 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,838 | $129,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,565 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,558 | $129,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 140,500 | $128,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,921 | $128,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 6,337 | $128,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 58,831 | $128,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 4,369 | $128,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,857 | $127,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,320 | $127,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,948 | $127,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 4,181 | $127,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 1,258,000 | $126,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,696 | $126,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 53,549 | $126,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 7,150 | $125,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,030 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 1,695 | $124,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 9,661 | $124,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 10,123 | $124,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 7,082 | $124,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 6,881 | $124,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 4,417 | $124,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,062 | $123,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,732 | $123,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 8,200 | $123,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 42,500 | $122,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,958 | $122,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 22,653 | $122,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 11,055 | $122,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 120,000 | $122,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 100,000 | $121,000 | thousands by filing date | put |
| DYAX CORP | 26746E103 | COM | 7,164 | $120,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 400,000 | $119,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 29,674 | $119,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 4,441 | $119,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 336,100 | $118,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 87,552 | $118,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,922 | $117,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 12,500 | $117,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 7,383 | $117,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 376,600 | $116,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 7,528 | $116,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,002 | $116,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 10,513 | $116,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 29,423 | $116,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 32,919 | $116,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,993 | $115,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 3,301 | $115,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,399 | $114,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100,000 | $114,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,488 | $114,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 8,186 | $114,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 1,303 | $114,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 114,000 | $114,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 177,100 | $113,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 7,601 | $113,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,335 | $113,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 148,450 | $113,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 9,092 | $112,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 10,871 | $112,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 151,324 | $112,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 4,974 | $112,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,829 | $112,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 5,001 | $112,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 6,701 | $112,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,649 | $111,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,726 | $111,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 8,199 | $111,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 5,529 | $111,000 | thousands by filing date | |
| CENTER COAST MLP & INFRSTR F | 151461118 | RIGHT 04/17/2015 | 213,243 | $111,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,178 | $110,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,966 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 6,493 | $110,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 3,089 | $109,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 2,644 | $109,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 8,500 | $109,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 2,591 | $109,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 105,000 | $109,000 | thousands by filing date | principal |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 8,052 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 6,583 | $108,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 14,000 | $108,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 4,000 | $108,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 6,346 | $106,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 7,551 | $106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,050 | $105,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,565 | $105,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,530 | $105,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 4,378 | $104,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,370 | $104,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,812 | $104,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 500,000 | $103,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,343 | $103,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,771 | $103,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 5,310 | $102,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,265 | $102,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 1,807 | $102,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 25,000 | $101,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 8,706 | $101,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,955 | $100,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,549 | $100,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 20,000 | $100,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 820 | $100,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 16,041 | $99,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 4,279 | $99,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 13,714 | $99,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 11,289 | $99,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 14,090 | $98,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 10,189 | $98,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 236,300 | $98,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,061 | $98,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,442 | $97,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 4,698 | $97,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 8,655 | $97,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 2,035 | $97,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 110,000 | $97,000 | thousands by filing date | principal |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,515 | $96,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,165 | $96,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,000 | $96,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 20,682 | $96,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 16,988 | $96,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,889 | $96,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 18,206 | $95,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 8,339 | $95,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,558 | $95,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,178 | $95,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 137,600 | $94,000 | thousands by filing date | put |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 6,995 | $94,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 71,100 | $94,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 8,004 | $94,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 4,694 | $94,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 943 | $94,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 787 | $93,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400,000 | $93,000 | thousands by filing date | call |
| REIS INC | 75936P105 | COM | 3,587 | $93,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 4,480 | $93,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 148,600 | $92,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 180,000 | $92,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,280 | $92,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,000 | $92,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 140,891 | $92,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 4,524 | $92,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 8,512 | $92,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 3,650 | $92,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,400 | $91,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 8,113 | $91,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 7,001 | $91,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,922 | $91,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 6,850 | $91,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 2,985 | $91,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,373 | $90,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,692 | $90,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 20,253 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 4,500 | $90,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 87,100 | $90,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 12,900 | $89,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 200,000 | $89,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 5,637 | $89,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 9,529 | $89,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,499 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 4,714 | $89,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 98,200 | $88,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,376 | $88,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,559 | $88,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,922 | $88,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 400,000 | $88,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,888 | $88,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 5,415 | $88,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,901 | $88,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 387,000 | $87,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 9,407 | $87,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 122,200 | $86,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,201 | $86,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 10,751 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,464 | $85,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 4,024 | $85,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,065 | $85,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 6,001 | $85,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 5,984 | $85,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,262 | $84,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,939 | $84,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,062 | $84,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 112,000 | $84,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 3,168 | $83,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 7,080 | $82,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 12,900 | $82,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,629 | $82,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 4,197 | $82,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 82,147 | $82,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 11,112 | $82,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,900 | $81,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 31,466 | $81,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,186 | $81,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 8,728 | $81,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 2,084 | $81,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 22,325 | $81,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 1,624 | $81,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 69,800 | $80,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,717 | $80,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,719 | $80,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 6,503 | $80,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 588 | $79,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,362 | $79,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 6,001 | $79,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,166 | $79,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 33,854 | $79,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 3,092 | $79,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 75,000 | $78,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,738 | $78,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 9,315 | $78,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 30,000 | $78,000 | thousands by filing date | call |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 3,225 | $78,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 4,167 | $78,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,783 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 501 | $77,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,262 | $77,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 10,605 | $77,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 4,801 | $77,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,203 | $76,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 766 | $76,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 3,000 | $75,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,500 | $75,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 407 | $75,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 100,000 | $75,000 | thousands by filing date | principal |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 906 | $75,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 183 | $75,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 4,062 | $75,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,001 | $74,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 8,113 | $74,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 4,836 | $74,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,000 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,000 | $74,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 9,803 | $73,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $73,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,525 | $73,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 9,028 | $73,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,393 | $72,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 4,801 | $72,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 2,312 | $72,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 21,622 | $72,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 58,000 | $72,000 | thousands by filing date | principal |
| TRC COS INC | 872625108 | COM | 8,635 | $72,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 3,237 | $72,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 20,000 | $72,000 | thousands by filing date | principal |
| TUCOWS INC | 898697206 | COM NEW | 3,714 | $71,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 19,444 | $71,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 5,661 | $71,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 127,337 | $71,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,827 | $71,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 7,006 | $71,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,756 | $70,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,394 | $70,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 90,100 | $69,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,435 | $69,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,337 | $69,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 4,701 | $69,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,452 | $69,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 8,060 | $69,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 4,374 | $69,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 4,700 | $69,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 37,070 | $69,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 19,340 | $69,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,903 | $68,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5,275 | $68,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 6,299 | $68,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,500 | $68,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 37,877 | $68,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 98,197 | $67,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 4,338 | $67,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,977 | $67,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 139,880 | $67,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,341 | $66,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,001 | $66,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 891 | $65,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 3,978 | $65,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,050 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 3,922 | $65,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 6,530 | $65,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,709 | $64,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 7,276 | $64,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,928 | $64,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 7,263 | $64,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 5,504 | $64,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,355 | $63,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 28,833 | $63,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 6,600 | $63,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 1,744 | $63,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 41,400 | $62,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 15 | $62,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20,000 | $62,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 1,415 | $62,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 64,800 | $62,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 91,203 | $62,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 5,897 | $62,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 8,708 | $62,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 85,000 | $62,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 634 | $61,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,824 | $61,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,209 | $61,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,012 | $61,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 4,063 | $61,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 22,052 | $61,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,417 | $61,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 2,432 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 775 | $60,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,095 | $60,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 4,812 | $60,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 8,014 | $60,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 11,917 | $60,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 200,000 | $59,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,890 | $59,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 749 | $59,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,713 | $59,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 11,150 | $59,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,049 | $59,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,914 | $59,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 4,853 | $59,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 3,628 | $59,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,921 | $58,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 3,713 | $58,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 75,800 | $58,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,513 | $57,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 15,000 | $57,000 | thousands by filing date | call |
| RENTECH INC COM | 760112102 | COM | 51,391 | $57,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 30,000 | $57,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,300 | $57,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 55,000 | $57,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 64,400 | $56,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,670 | $56,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,289 | $56,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,695 | $56,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 946 | $56,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,650 | $56,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100,000 | $56,000 | thousands by filing date | call |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 2,186 | $56,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 121 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 2,209 | $55,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 55,000 | $55,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,600 | $54,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 21,087 | $54,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,105 | $54,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 5,260 | $54,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 19,719 | $54,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,012 | $54,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 102,165 | $54,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 6,500 | $54,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 1,109 | $54,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 666 | $54,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,761 | $53,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,780 | $53,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,069 | $53,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,198 | $53,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,185 | $53,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,597 | $52,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 5,584 | $52,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 3,344 | $52,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 4,303 | $52,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 39,167 | $52,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,001 | $52,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 4,847 | $52,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 843 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | superseded | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | this filing | 2015-05-12 | acceptance time not in the bulk data set |