13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000510
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,006 | $52,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 20,019 | $52,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,360 | $51,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 120,277 | $51,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 131,000 | $51,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,963 | $51,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,280 | $51,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 4,141 | $50,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 4,670 | $50,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,206 | $50,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,488 | $50,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 28,000 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 910 | $49,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 5,161 | $49,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,553 | $49,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 65,700 | $49,000 | thousands by filing date | put |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,182 | $49,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 6,762 | $49,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 5,501 | $49,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,813 | $49,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,081 | $49,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 17,093 | $49,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,176 | $49,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 714 | $49,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 171,000 | $48,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,182 | $48,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 11,800 | $48,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,418 | $48,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,000 | $48,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,001 | $48,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 797 | $48,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,035 | $48,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,460 | $48,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 7,115 | $48,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 21,075 | $48,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,059 | $48,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 2,760 | $48,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 3,893 | $48,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,100 | $48,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 267,900 | $47,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 6,259 | $47,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,719 | $47,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,172 | $47,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,523 | $47,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 828 | $47,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,470 | $47,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,076 | $47,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 11,454 | $47,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 635 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 319 | $46,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 4,328 | $46,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,260 | $46,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,228 | $46,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,799 | $45,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,181 | $45,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 7,300 | $45,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,575 | $45,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,834 | $45,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 6,400 | $45,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 180 | $45,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,621 | $45,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 45,303 | $45,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 28,825 | $45,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,753 | $45,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 617 | $45,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 9,191 | $45,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 2,600 | $45,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,113 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,190 | $44,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 4,145 | $44,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,375 | $44,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,701 | $44,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,000 | $44,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,949 | $44,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 750 | $44,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,900 | $44,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 3,974 | $44,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,673 | $43,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,042 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,846 | $43,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 4,582 | $43,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,249 | $43,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,534 | $43,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 798 | $43,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 2,976 | $43,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 240,000 | $43,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 3,962 | $43,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 5,345 | $43,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,872 | $43,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 1,151 | $43,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 5,100 | $43,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,464 | $42,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,015 | $42,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 21,012 | $42,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 113,000 | $42,000 | thousands by filing date | call |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,200 | $42,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 4,339 | $42,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 42,500 | $41,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,382 | $41,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,506 | $41,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,105 | $41,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,150 | $41,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 5,808 | $41,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,405 | $41,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 41,000 | $41,000 | thousands by filing date | principal |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 10,251 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,603 | $41,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 748 | $40,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,775 | $40,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,738 | $40,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 5,716 | $40,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 810 | $40,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,198 | $40,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,138 | $40,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,000 | $40,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 9,338 | $40,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 6,625 | $40,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 1,352 | $40,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 1,342 | $40,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,880 | $39,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,106 | $39,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,771 | $39,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,494 | $39,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,481 | $39,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,035 | $39,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,139 | $39,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 3,514 | $39,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,276 | $38,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,144 | $38,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,922 | $38,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,646 | $38,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 4,452 | $38,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 556 | $38,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 4,867 | $38,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 473,000 | $38,000 | thousands by filing date | principal |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,500 | $37,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,126 | $37,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 3,849 | $37,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 4,233 | $37,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 28,261 | $37,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 1,891 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 808 | $36,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,096 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 852 | $36,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,187 | $36,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,081 | $36,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 5,040 | $36,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,402 | $36,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 6,965 | $36,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,215 | $36,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 992 | $36,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 9,278 | $36,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,931 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 643 | $36,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 30,000 | $36,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,076 | $35,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,852 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 400 | $35,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 200,000 | $35,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 4,179 | $35,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,031 | $35,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 7,000 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 449 | $35,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 1,292 | $35,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 3,252 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 991 | $35,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 34,000 | $35,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383105 | COM | 5,200 | $35,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 39,000 | $35,000 | thousands by filing date | principal |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 2,034 | $35,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,737 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,193 | $34,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,339 | $34,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,289 | $34,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 766 | $34,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 4,182 | $34,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 3,056 | $34,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 3,686 | $34,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,330 | $33,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 787 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 704 | $33,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 94 | $33,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 3,015 | $33,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 5,523 | $33,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,946 | $33,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 19,601 | $33,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,412 | $33,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 18,427 | $33,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,600 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 1,140 | $33,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 2,000 | $33,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 2,024 | $33,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 22,641 | $33,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,665 | $32,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,715 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,092 | $32,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,381 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 668 | $32,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,676 | $32,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 2,446 | $32,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 1,023 | $32,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,883 | $32,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,813 | $32,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,760 | $32,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 32,000 | $32,000 | thousands by filing date | principal |
| Dws Strategic Muni Incm | 25159F102 | COM | 2,304 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,363 | $32,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 25,000 | $32,000 | thousands by filing date | principal |
| RELYPSA INC | 759531106 | Common Stock | 901 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 525 | $31,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,880 | $31,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 827 | $31,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,121 | $31,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 3,695 | $31,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,141 | $31,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 3,676 | $31,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,103 | $31,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,307 | $31,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 23,637 | $31,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 2,806 | $31,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 7,579 | $31,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,176 | $30,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25,000 | $30,000 | thousands by filing date | call |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,301 | $30,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 600 | $30,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 8,239 | $30,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,886 | $30,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,457 | $30,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 21,172 | $30,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,692 | $30,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 6,191 | $30,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 4,607 | $30,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 619 | $30,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 5,418 | $30,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 1,794 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 223 | $29,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 16,200 | $29,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 200 | $29,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,240 | $29,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,254 | $29,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,691 | $29,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,753 | $29,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 3,000 | $29,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 1,845 | $29,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 8,574 | $29,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 15,086 | $29,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 800 | $29,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 696 | $29,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,779 | $29,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 3,140 | $29,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 110,000 | $28,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,101 | $28,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 4,366 | $28,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,388 | $28,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 40,300 | $28,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,547 | $28,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 9,675 | $28,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 3,196 | $28,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,500 | $28,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 2,976 | $28,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,937 | $27,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,000 | $27,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 980 | $27,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 25,000 | $27,000 | thousands by filing date | principal |
| RETROPHIN INC | 761299106 | COM | 1,133 | $27,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,366 | $27,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 849 | $27,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,661 | $27,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 4,070 | $27,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 20,000 | $26,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 4,077 | $26,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,330 | $26,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,222 | $26,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,240 | $26,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,325 | $26,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3,939 | $26,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,800 | $26,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,542 | $26,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 4,699 | $26,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 827 | $26,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 520 | $26,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 1,000 | $26,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,406 | $26,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 914 | $26,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 1,000 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,033 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,000 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 655 | $26,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 67,000 | $26,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 1,357 | $26,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,260 | $26,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 3,402 | $26,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 2,553 | $26,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,557 | $26,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 9,375 | $26,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 31,000 | $26,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 284 | $25,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,312 | $25,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 744 | $25,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,616 | $25,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 27,023 | $25,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,259 | $25,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,203 | $25,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,507 | $25,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 12,982 | $25,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 6,633 | $25,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,012 | $25,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 3,855 | $25,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 2,119 | $25,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,738 | $25,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 744 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 489 | $24,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,024 | $24,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,700 | $24,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,001 | $24,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,906 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 271 | $24,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,906 | $24,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,000 | $24,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 5,001 | $24,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,805 | $24,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,505 | $24,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 9,492 | $24,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,220 | $24,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 232 | $24,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 10,774 | $24,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 500 | $24,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 1,879 | $24,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,300 | $23,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,600 | $23,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 255 | $23,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 322,800 | $23,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,035 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,700 | $23,000 | thousands by filing date | put |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 282 | $23,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,208 | $23,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,008 | $23,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 726 | $23,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 951 | $23,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,000 | $23,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,200 | $23,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,486 | $23,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,700 | $23,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,358 | $23,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 1,304 | $23,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 731 | $22,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,046 | $22,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,463 | $22,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 3,001 | $22,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,548 | $22,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 399 | $22,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 10,278 | $22,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 3,725 | $22,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 468 | $22,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 17,360 | $22,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 3,207 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 884 | $22,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 22,000 | $22,000 | thousands by filing date | principal |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,073 | $22,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 3,990 | $22,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 847 | $22,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 598 | $21,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 514 | $21,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 368 | $21,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 410 | $21,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 415 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 8,634 | $21,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,241 | $21,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 404 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 656 | $21,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,300 | $21,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,570 | $21,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,820 | $21,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 14,900 | $21,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 844 | $21,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 3,298 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 409 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 3,072 | $21,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,375 | $21,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 4,000 | $21,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,683 | $21,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,000 | $21,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 15,500 | $21,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,000 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 550 | $20,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,365 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,450 | $20,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,114 | $20,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 10,288 | $20,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 837 | $20,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 8,000 | $20,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 16,669 | $20,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,900 | $20,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 743 | $20,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 260 | $20,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 854 | $20,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 2,000 | $20,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 42,094 | $20,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 540 | $20,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 8,717 | $20,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 231 | $19,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,182 | $19,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 207 | $19,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,000 | $19,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,272 | $19,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,370 | $19,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1,301 | $19,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,785 | $19,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 9,675 | $19,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 437 | $19,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 20,100 | $19,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,272 | $19,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,116 | $19,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 14,000 | $19,000 | thousands by filing date | principal |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,003 | $19,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,901 | $19,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 7,475 | $19,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 5,000 | $19,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 1,570 | $19,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 770,700 | $18,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 450,000 | $18,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 612,800 | $18,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,302 | $18,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,000 | $18,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 1,341 | $18,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,001 | $18,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,700 | $18,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 6,902 | $18,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 797 | $18,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 2,830 | $18,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 7,568 | $18,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,791 | $18,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 370 | $18,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 353 | $18,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 616 | $18,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 14,332 | $18,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 20,317 | $18,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 606 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 840 | $18,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,490 | $18,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 400 | $18,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 687 | $18,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,019 | $17,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,538 | $17,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,695 | $17,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 808 | $17,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 6,831 | $17,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 807 | $17,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 521 | $17,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 565 | $17,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,837 | $17,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 8,042 | $17,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 4,081 | $17,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 4,262 | $17,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 1,279 | $17,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 41,718 | $17,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,578 | $17,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 9,702 | $17,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,448 | $17,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 800 | $17,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,800 | $17,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 2,000 | $17,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,846 | $16,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 9,599 | $16,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,796 | $16,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 412 | $16,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,790 | $16,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 747 | $16,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $16,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,788 | $16,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 5,105 | $16,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,200 | $16,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,422 | $16,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 616 | $16,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,630 | $16,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,182 | $16,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 934 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 370 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 414 | $16,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 7,000 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 520 | $16,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 536 | $16,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 10,000 | $16,000 | thousands by filing date | principal |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 4,274 | $16,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 25,000 | $15,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 1,332 | $15,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 153 | $15,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,028 | $15,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 976 | $15,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,733 | $15,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 115 | $15,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 4,733 | $15,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 578 | $15,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,516 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 945 | $15,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,639 | $15,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 576 | $15,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,787 | $15,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,333 | $15,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 1,850 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | this filing | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | base | 2015-05-12 | acceptance time not in the bulk data set |