13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000510
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 29,398 | $464,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 3,899 | $463,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,074 | $462,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 5,778 | $461,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 9,015 | $461,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 92,126 | $461,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 450,000 | $461,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 218,100 | $459,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8,477 | $459,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 16,850 | $459,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,868 | $458,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 10,387 | $457,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 118,675 | $454,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 34,863 | $454,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 240,000 | $452,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 48,481 | $451,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 29,232 | $450,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 10,029 | $450,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 32,472 | $450,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,174 | $448,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 160,449 | $448,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 20,952 | $447,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 17,104 | $447,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 22,524 | $446,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,396 | $444,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,893 | $444,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 41,000 | $443,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 38,246 | $442,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 13,498 | $440,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 326 | $440,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 107,457 | $440,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 18,913 | $439,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 400,000 | $438,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 11,145 | $438,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 33,155 | $438,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 710,000 | $436,000 | thousands by filing date | principal |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 36,607 | $436,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 17,925 | $433,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 15,000 | $432,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 23,206 | $431,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 303,400 | $431,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 8,466 | $430,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 28,407 | $430,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 126,700 | $428,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 16,327 | $428,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 14,903 | $428,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,307,090 | $428,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 369,351 | $428,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 33,389 | $427,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 26,707 | $427,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 52,390 | $425,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 16,103 | $425,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 28,021 | $424,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 6,429 | $424,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 43,163 | $423,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 29,102 | $422,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 10,281 | $422,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 52,599 | $421,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 7,151 | $421,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 32,579 | $419,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 17,764 | $419,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 109,600 | $418,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 95,000 | $418,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 16,954 | $418,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 14,086 | $416,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,340 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 25,930 | $411,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 31,687 | $411,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 32,238 | $411,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 25,896 | $409,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 21,197 | $407,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 26,254 | $406,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 31,368 | $404,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 11,594 | $404,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 179,308 | $402,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 41,303 | $402,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 19,639 | $402,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 51,545 | $402,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 28,313 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,826 | $401,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 21,549 | $401,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 175,000 | $399,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,961 | $398,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 15,222 | $398,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 19,935 | $397,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 46,826 | $397,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 50,839 | $396,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 29,373 | $396,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 48,563 | $396,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,092 | $394,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 102,565 | $394,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 85,000 | $393,000 | thousands by filing date | put |
| ESCALADE INC | 296056104 | COMMON STOCK | 22,556 | $392,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 12,041 | $392,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 7,076 | $389,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 18,272 | $389,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 76,029 | $388,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,666 | $388,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 8,909 | $387,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 25,008 | $385,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 33,395 | $385,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 385,000 | $384,000 | thousands by filing date | put |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 3,342 | $384,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,278 | $383,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 12,755 | $383,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 9,073 | $382,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 35,041 | $382,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 28,775 | $382,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 15,567 | $380,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 26,675 | $380,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 11,308 | $380,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 27,809 | $380,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 27,458 | $380,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,263 | $380,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 25,642 | $379,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,305 | $378,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 28,722 | $377,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 14,220 | $377,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 41,656 | $376,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 14,651 | $376,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 49,273 | $375,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 57,783 | $374,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 7,773 | $374,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 36,094 | $373,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 14,514 | $370,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 8,005 | $370,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 25,458 | $370,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 24,709 | $370,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 23,916 | $369,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 380,000 | $368,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 8,910 | $368,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 39,542 | $368,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 30,690 | $368,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 18,095 | $366,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 6,586 | $365,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 24,047 | $365,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 100,558 | $365,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 20,155 | $364,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,110 | $363,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,723 | $363,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 14,159 | $363,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 43,056 | $361,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,121 | $359,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 774,400 | $356,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 12,393 | $356,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,357 | $355,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 22,361 | $354,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,000 | $351,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 51,674 | $350,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,000 | $350,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 239,786 | $350,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 33,202 | $348,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,202 | $347,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 16,871 | $346,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,228 | $346,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 32,400 | $346,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 22,885 | $346,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 18,649 | $345,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 18,050 | $344,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,518 | $343,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 212,600 | $343,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 12,562 | $342,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 34,837 | $342,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 28,544 | $341,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,436 | $340,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 25,436 | $340,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 95,509 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 200,000 | $338,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 21,195 | $336,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,368 | $336,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 25,351 | $335,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,630 | $334,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 5,286 | $334,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 39,411 | $334,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 49,980 | $333,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 43,097 | $333,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 43,999 | $333,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 12,008 | $333,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,154 | $332,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,902 | $332,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,380 | $330,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 27,111 | $330,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 23,148 | $329,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 8,087 | $329,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 13,561 | $328,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 23,278 | $328,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,462 | $327,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,737 | $327,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,885 | $327,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 12,111 | $327,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 24,850 | $327,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 85,000 | $326,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,641 | $326,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 500,000 | $323,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 17,608 | $322,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 31,275 | $322,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 27,350 | $321,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,924 | $320,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 11,450 | $320,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 22,178 | $320,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 28,600 | $319,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 78,484 | $319,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 35,882 | $319,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 29,979 | $317,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,300 | $314,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 77,332 | $314,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 27,711 | $314,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,471 | $312,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,163 | $311,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 21,299 | $310,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 17,504 | $308,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 422,300 | $308,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 6,684 | $307,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 13,217 | $307,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 42,836 | $304,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 17,273 | $303,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 314,200 | $302,000 | thousands by filing date | put |
| SUPPORT COM INC | 86858W101 | COM | 193,541 | $302,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,349 | $301,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 7,269 | $301,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,927 | $300,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 14,374 | $300,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 8,208 | $300,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 156,572 | $299,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22,883 | $298,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 122,663 | $298,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 19,263 | $298,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 22,854 | $297,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,861 | $296,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 18,323 | $296,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 14,736 | $296,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 340,000 | $295,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 5,948 | $295,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 237,300 | $294,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 75,800 | $293,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 100,000 | $292,000 | thousands by filing date | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 10,062 | $292,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 83,500 | $291,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 231,000 | $291,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 11,632 | $291,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 63,600 | $290,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 7,588 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,028 | $289,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 17,475 | $289,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,066 | $288,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 5,277 | $288,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 284,000 | $288,000 | thousands by filing date | principal |
| MACKINAC FINL CORP | 554571109 | COM | 25,314 | $288,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 117,500 | $286,000 | thousands by filing date | call |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 10,979 | $283,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,370 | $281,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 19,223 | $280,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 17,951 | $280,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 14,212 | $280,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 11,841 | $280,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 15,467 | $279,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,901 | $279,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 384,100 | $278,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 615,000 | $278,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 39,741 | $277,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 19,808 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 6,283 | $277,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 20,174 | $277,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 14,198 | $277,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 447,400 | $276,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B201 | COM NEW | 14,552 | $275,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,792 | $274,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 186,100 | $274,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 110,000 | $274,000 | thousands by filing date | put |
| BRIDGE CAP HLDGS | 108030107 | COM | 10,482 | $274,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 254,700 | $271,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 11,888 | $271,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 26,846 | $271,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 9,000 | $271,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 13,006 | $271,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 95,952 | $271,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 10,211 | $271,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 21,171 | $270,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 9,949 | $269,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,250 | $269,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 19,303 | $267,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 21,625 | $267,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 25,235 | $267,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 12,671 | $267,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 26,585 | $267,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 37,200 | $264,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,173 | $264,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 242,000 | $264,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,959 | $263,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 821,500 | $263,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 6,462 | $263,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 19,193 | $263,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 240,000 | $263,000 | thousands by filing date | principal |
| CENTRAL SECURITIES CORP | 155123102 | COM | 12,018 | $262,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 16,601 | $262,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 10,982 | $260,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 14,315 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 16,020 | $259,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 18,550 | $259,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,304 | $259,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 33,040 | $258,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,999 | $257,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,778 | $257,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 233,000 | $257,000 | thousands by filing date | principal |
| CEVA INC | 157210105 | COMMON STOCK | 12,013 | $256,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 34,578 | $256,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 8,505 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 21,864 | $255,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 119,100 | $254,000 | thousands by filing date | put |
| CIVEO CORP | 178787107 | COM | 99,585 | $254,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,566 | $253,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,014 | $253,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,400 | $252,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 10,057 | $252,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,118 | $252,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,573 | $252,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 8,155 | $252,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 7,212 | $251,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 201,000 | $251,000 | thousands by filing date | principal |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 54,390 | $251,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 43,800 | $250,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 14,532 | $250,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 31,371 | $250,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 34,784 | $249,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,718 | $248,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 13,732 | $248,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 9,317 | $248,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 28,506 | $248,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 69,724 | $248,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,892 | $247,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 259,474 | $247,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 15,600 | $247,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,872 | $245,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 247,000 | $245,000 | thousands by filing date | principal |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 26,743 | $244,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,061 | $244,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 55,576 | $244,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 35,782 | $244,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 25,728 | $243,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 50,000 | $243,000 | thousands by filing date | put |
| COSI INC | 22122P200 | COM | 91,217 | $243,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,098 | $243,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 14,966 | $242,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,801 | $241,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 56,600 | $241,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 2,201 | $241,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,298 | $240,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 15,204 | $240,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 18,817 | $239,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,992 | $237,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 17,702 | $237,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 10,348 | $236,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,271 | $236,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 33,144 | $236,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 27,105 | $235,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 9,498 | $234,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 58,600 | $233,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 17,800 | $233,000 | thousands by filing date | call |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,006 | $232,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 4,695 | $231,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,108 | $231,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 144,600 | $231,000 | thousands by filing date | put |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 72,345 | $229,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,878 | $229,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 26,881 | $225,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 6,832 | $225,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 129,030 | $224,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 8,299 | $224,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,895 | $223,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 160,451 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 21,212 | $223,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 14,267 | $222,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 22,467 | $222,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 311,400 | $221,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 47,047 | $221,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,572 | $221,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 193,000 | $221,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 26,794 | $220,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 10,000 | $220,000 | thousands by filing date | call |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 45,593 | $219,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 315,100 | $218,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 8,000 | $218,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 3,888 | $218,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 31,800 | $216,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 21,375 | $216,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,050 | $215,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 14,271 | $215,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 8,694 | $215,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 13,479 | $214,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 41,000 | $214,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 13,945 | $214,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,057 | $213,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 24,038 | $213,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 13,739 | $213,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,718 | $212,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 100,000 | $212,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 52,976 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 3,822 | $210,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 14,814 | $209,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 14,684 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 14,345 | $209,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 10,859 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,673 | $208,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 9,488 | $208,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 54,208 | $208,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,506 | $207,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 28,004 | $207,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 12,814 | $207,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,182 | $206,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 19,110 | $206,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 8,654 | $206,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 18,489 | $206,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,050 | $205,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 15,600 | $205,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 201,792 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,121 | $203,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 111,288 | $203,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 16,026 | $203,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 21,050 | $203,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,880 | $202,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 29,716 | $202,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 26,014 | $201,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 12,941 | $201,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 22,544 | $200,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 13,964 | $200,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 5,653 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 8,796 | $200,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 3,645 | $200,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 223,000 | $200,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 70,942 | $199,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,303 | $198,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 21,908 | $198,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 17,060 | $198,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 11,316 | $198,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 10,340 | $198,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,235 | $197,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 89,100 | $197,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 110,590 | $197,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 11,695 | $197,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 13,004 | $195,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 223,000 | $195,000 | thousands by filing date | principal |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 8,552 | $195,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,949 | $194,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 234,700 | $193,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 64,300 | $193,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,549 | $193,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 165,407 | $193,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 6,962 | $193,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 31,828 | $192,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 191,000 | $192,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 13,027 | $191,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 40,851 | $191,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,359 | $191,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 117,741 | $191,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 63,437 | $190,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 66,500 | $188,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 12,276 | $188,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 2,098 | $188,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 20,321 | $186,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 15,751 | $186,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,847 | $185,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 50,000 | $185,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 5,505 | $185,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,904 | $183,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,503 | $183,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 7,621 | $182,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 11,629 | $182,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 23,455 | $182,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,274 | $181,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 5,974 | $181,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,922 | $181,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,000 | $180,000 | thousands by filing date | put |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,425 | $180,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,515 | $180,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 159,000 | $179,000 | thousands by filing date | principal |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 8,199 | $178,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 46,332 | $178,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 18,918 | $176,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,214 | $176,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,986 | $175,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 7,621 | $175,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,887 | $175,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 12,566 | $175,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 30,040 | $175,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 175,000 | $175,000 | thousands by filing date | principal |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 6,557 | $175,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 11,506 | $175,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 280,000 | $174,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 75,774 | $174,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 38,373 | $174,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 403,500 | $173,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,999 | $173,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 161,000 | $173,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 86,000 | $173,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 7,900 | $173,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,730 | $173,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 430,600 | $172,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 3,435 | $172,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,710 | $172,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 70,800 | $172,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | this filing | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | base | 2015-05-12 | acceptance time not in the bulk data set |