13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 6,552 holding rows worth $256,779,499,000.
- Accession
- 0000072971-15-000510
- Filer
- CIK 72971
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 20,098 entries on the cover page, a total value of $256,779,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $256,779,499,000 with VALUE read as thousands by filing date, 13F file number 028-00165. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZIX CORP | 98974P100 | COM | 3,798 | $15,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 266 | $15,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,101 | $15,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 3,671 | $15,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,223 | $15,000 | thousands by filing date | |
| NexPoint Credit Strategies Fund W/I | 65340G114 | common stock | 2,000 | $15,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,572 | $14,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 686 | $14,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,308 | $14,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 740 | $14,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,172 | $14,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,271 | $14,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,811 | $14,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 9,839 | $14,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 9,342 | $14,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 966 | $14,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 5,417 | $14,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 13,500 | $14,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 400 | $14,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,985 | $14,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 500 | $14,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 806 | $14,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 511 | $14,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 304 | $14,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,000 | $14,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,026 | $14,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 17,242 | $14,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,500 | $14,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 599 | $14,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 778 | $14,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,200 | $13,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,874 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 312 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 444 | $13,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 926 | $13,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 329 | $13,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 436 | $13,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,041 | $13,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,000 | $13,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 612 | $13,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 976 | $13,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 540 | $13,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 350 | $13,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 530 | $13,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 934 | $13,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 280 | $13,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 983 | $13,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,025 | $13,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 2,200 | $13,000 | thousands by filing date | put |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 70 | $13,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,615 | $13,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,198 | $13,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 5,488 | $13,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 1,312 | $13,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 531 | $13,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 400 | $13,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 100 | $13,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 11,000 | $13,000 | thousands by filing date | principal |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 325 | $13,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 1,125 | $13,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 500 | $12,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 40,000 | $12,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,116 | $12,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 2,655 | $12,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 734 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 40,253 | $12,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 354 | $12,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 811 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 512 | $12,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 218 | $12,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,600 | $12,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,185 | $12,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,752 | $12,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 994 | $12,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 799 | $12,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 593 | $12,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 441 | $12,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 10,220 | $12,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,168 | $12,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,018 | $12,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 6,086 | $12,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 1,564 | $12,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,213 | $12,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 437 | $12,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 20,000 | $12,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 3,805 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 698 | $12,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 900 | $12,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 703 | $12,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 10,501 | $12,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,247 | $12,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 462 | $12,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,534 | $11,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 822 | $11,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,488 | $11,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,814 | $11,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,363 | $11,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 450 | $11,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 571 | $11,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 800 | $11,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,395 | $11,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4,230 | $11,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 8,664 | $11,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 809 | $11,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 986 | $11,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 6,658 | $11,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 923 | $11,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 491 | $11,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,500 | $11,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,113 | $11,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 11,000 | $11,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,456 | $11,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 606 | $11,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 491 | $11,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,500 | $11,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,000 | $11,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 1,023 | $11,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 12,095 | $11,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 3,652 | $11,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 2,164 | $11,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,100 | $10,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 264,700 | $10,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 9,700 | $10,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 301 | $10,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 100 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 198 | $10,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,000 | $10,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 339 | $10,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 549 | $10,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 150 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 346 | $10,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,121 | $10,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 830 | $10,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,551 | $10,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,700 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 14,200 | $10,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 16,937 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 385 | $10,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 17,987 | $10,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,369 | $10,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,500 | $10,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,975 | $10,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,097 | $10,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,500 | $10,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 820 | $10,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,238 | $10,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,041 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 152 | $10,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 300 | $10,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 300 | $10,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 25,000 | $10,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 502 | $10,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,001 | $10,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,874 | $10,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 1,324 | $10,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,600 | $9,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 20,000 | $9,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 30,000 | $9,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 1,092 | $9,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 226 | $9,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,200 | $9,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 273 | $9,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,966 | $9,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,300 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 400 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 409 | $9,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 639 | $9,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 451 | $9,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,508 | $9,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 472 | $9,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 713 | $9,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 538 | $9,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 5,210 | $9,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 589 | $9,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 2,240 | $9,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,719 | $9,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 2,164 | $9,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 527 | $9,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 1,101 | $9,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 530 | $9,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 1,000 | $9,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,000 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 520 | $9,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 400 | $9,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 936 | $9,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 9,000 | $9,000 | thousands by filing date | principal |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,925 | $9,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 530 | $9,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,300 | $8,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,500 | $8,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 430 | $8,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 180 | $8,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 50,000 | $8,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 792 | $8,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 361 | $8,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 370 | $8,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,304 | $8,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 594 | $8,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,086 | $8,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 133 | $8,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 519 | $8,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 542 | $8,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 510 | $8,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 851 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 281 | $8,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,931 | $8,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 126 | $8,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 371 | $8,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 7,578 | $8,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 387 | $8,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,239 | $8,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 800 | $8,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 8,888 | $8,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,720 | $8,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 530 | $8,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 4,217 | $8,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 9,610 | $8,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 7,475 | $8,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 740 | $8,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,200 | $8,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,521 | $8,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 700 | $8,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 15,000 | $8,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 500 | $8,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 950 | $8,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,581 | $8,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,386 | $8,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,069 | $8,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 856 | $8,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 2,002 | $8,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 702 | $8,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 16,000 | $8,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 5,700 | $7,000 | thousands by filing date | put |
| WORKIVA INC COM CL A | 98139A105 | Stock | 500 | $7,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 67,800 | $7,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 3,400 | $7,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 325 | $7,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,200 | $7,000 | thousands by filing date | put |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 300 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 317 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $7,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 496 | $7,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,092 | $7,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,001 | $7,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 300 | $7,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,125 | $7,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 541 | $7,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 288 | $7,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 150 | $7,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,297 | $7,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 719 | $7,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,848 | $7,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,502 | $7,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,133 | $7,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 10,000 | $7,000 | thousands by filing date | principal |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 89 | $7,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 1,792 | $7,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 185 | $7,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 8,106 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 193 | $7,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 830 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 115 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 184 | $7,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,831 | $7,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 632 | $7,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 500 | $7,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 2,500 | $7,000 | thousands by filing date | |
| TIGER MEDIA INC | 88674Y105 | COM | 1,000 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,400 | $6,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,500 | $6,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 89,900 | $6,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,648 | $6,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 761 | $6,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,800 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 353 | $6,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 568 | $6,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 456 | $6,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 898 | $6,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 308 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 303 | $6,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 827 | $6,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,491 | $6,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,421 | $6,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,506 | $6,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 425 | $6,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 834 | $6,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 2,995 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 50 | $6,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 301 | $6,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 29,773 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 121 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 314 | $6,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 3,000 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 128 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 433 | $6,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 2,000 | $6,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,250 | $6,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 297 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 59 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 61 | $6,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 375 | $6,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 556 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 61 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 60 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,000 | $5,000 | thousands by filing date | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 50 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 66 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 900 | $5,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 300 | $5,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 75,000 | $5,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 603 | $5,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 260 | $5,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 164 | $5,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 78 | $5,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 253 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 201 | $5,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 4,830 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 356 | $5,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,925 | $5,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,537 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 543 | $5,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 301 | $5,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 81,000 | $5,000 | thousands by filing date | call |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 303 | $5,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 8,673 | $5,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,322 | $5,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 398 | $5,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 2,500 | $5,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 8,335 | $5,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 987 | $5,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 1,300 | $5,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 819 | $5,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 6,371 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 500 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,250 | $5,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 801 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 100 | $5,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 510 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 300 | $5,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,096 | $5,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 2,564 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 165 | $5,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 2,168 | $5,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,400 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 146 | $5,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 459 | $5,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 562 | $5,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 2,680 | $5,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 500 | $5,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,601 | $5,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 800 | $5,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 835 | $5,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 369 | $5,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,100 | $4,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 112,900 | $4,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,500 | $4,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 200 | $4,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,037 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 131 | $4,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 161 | $4,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,001 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,914 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 183 | $4,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 667 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 269 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 200 | $4,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 101 | $4,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 850 | $4,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 85 | $4,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 1,000 | $4,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,119 | $4,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 498 | $4,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,581 | $4,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,832 | $4,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,000 | $4,000 | thousands by filing date | put |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 312 | $4,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 2,100 | $4,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 6,103 | $4,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 3,016 | $4,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 302 | $4,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 784 | $4,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 149 | $4,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 215 | $4,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 2,580 | $4,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 230 | $4,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 2,006 | $4,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 515 | $4,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,278 | $4,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 188 | $4,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 505 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 233 | $4,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 3,726 | $4,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 2,049 | $4,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 559 | $4,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,756 | $4,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 561 | $4,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 1,030 | $4,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 201 | $4,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 411 | $4,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 2,000 | $4,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 414 | $4,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 800 | $3,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 13,600 | $3,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,100 | $3,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 450 | $3,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 196 | $3,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,400 | $3,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 510 | $3,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 763 | $3,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 113 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 124 | $3,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 256 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 200 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 305 | $3,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 503 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 5,000 | $3,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 525 | $3,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 16,000 | $3,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 5,036 | $3,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 190 | $3,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,002 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 695 | $3,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,208 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,400 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 901 | $3,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,854 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 601 | $3,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 4,100 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 4,050 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 4,338 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 301 | $3,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $3,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 500 | $3,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 3,000 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 629 | $3,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 1,000 | $3,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 150 | $3,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 1,401 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 767 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 1,743 | $3,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 272 | $3,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 105 | $3,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 400 | $3,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 27,202 | $3,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 322 | $3,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 400 | $3,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 140 | $3,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 120 | $3,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 233 | $3,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 305 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,296 | $3,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 143 | $3,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 882 | $3,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 300 | $2,000 | thousands by filing date | put |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 60 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,800 | $2,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,800 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 321 | $2,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 3,082 | $2,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 779 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,500 | $2,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 900 | $2,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 224 | $2,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 376 | $2,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 275 | $2,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 135 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 519 | $2,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 150 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,001 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $2,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 591 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 126 | $2,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 532 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 501 | $2,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,000 | $2,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 1,100 | $2,000 | thousands by filing date | put |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 2,450 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 8,000 | $2,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 1,150 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 417 | $2,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 754 | $2,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,000 | $2,000 | thousands by filing date | call |
| JINPAN INTL LTD | G5138L100 | ORD | 350 | $2,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,004 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000510 | this filing | 2015-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-15-000526 | base | 2015-05-12 | acceptance time not in the bulk data set |