13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 6,716 holding rows worth $255,106,983,000.
- Accession
- 0000072971-15-000348
- Filer
- CIK 72971
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 19,841 entries on the cover page, a total value of $255,106,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,106,983,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CSS INDS INC | 125906107 | COMMON STOCK | 494 | $14,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 8,406 | $14,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 14,600 | $14,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 491 | $14,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 2,136 | $14,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,110 | $14,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 239 | $14,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 540 | $14,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 292 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 115 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,637 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 414 | $14,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,201 | $14,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 462 | $14,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,414 | $14,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,000 | $14,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 81,000 | $13,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,366 | $13,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 194 | $13,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 874 | $13,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 50 | $13,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 359 | $13,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,921 | $13,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 519 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 193 | $13,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,636 | $13,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 762 | $13,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,870 | $13,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 5,161 | $13,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,605 | $13,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 68,621 | $13,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 522 | $13,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,493 | $13,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 3,602 | $13,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 13,200 | $13,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 3,881 | $13,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 1,312 | $13,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 3,449 | $13,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 471 | $13,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 277 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 493 | $13,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 400 | $13,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 100 | $13,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,000 | $13,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 4,000 | $13,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 17,242 | $13,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 1,982 | $13,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 2,000 | $13,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,000 | $12,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 860 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 444 | $12,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,180 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 330 | $12,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 585 | $12,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 929 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 41,794 | $12,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 309 | $12,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 577 | $12,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 821 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 512 | $12,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 571 | $12,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 993 | $12,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 449 | $12,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 260 | $12,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,855 | $12,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 987 | $12,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 468 | $12,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 1,000 | $12,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 382 | $12,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 655 | $12,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 390 | $12,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,067 | $12,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,001 | $12,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 383 | $12,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,339 | $12,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,001 | $12,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,925 | $12,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 6,250 | $12,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 251 | $11,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 743 | $11,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 50,000 | $11,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 658 | $11,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 573 | $11,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 472 | $11,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 460 | $11,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 803 | $11,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 503 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 101 | $11,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,047 | $11,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 962 | $11,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,689 | $11,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,500 | $11,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 333 | $11,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 114,000 | $11,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 225 | $11,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 391 | $11,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 4,785 | $11,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 594 | $11,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 4,385 | $11,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,712 | $11,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 7,598 | $11,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 9,816 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 506 | $11,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,961 | $11,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 749 | $11,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 1,355 | $11,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,125 | $11,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 379 | $11,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 432 | $11,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 10,000 | $11,000 | thousands by filing date | principal |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 498 | $11,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 606 | $11,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 643 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 325 | $11,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 12,556 | $11,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,700 | $10,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 370,000 | $10,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 29,500 | $10,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 20,000 | $10,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 1,000 | $10,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 379 | $10,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 150 | $10,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 297 | $10,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 267 | $10,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,609 | $10,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 382 | $10,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 558 | $10,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 623 | $10,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 301 | $10,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 8,081 | $10,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,442 | $10,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,473 | $10,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 865 | $10,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 225 | $10,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 700 | $10,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 7,608 | $10,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 1,135 | $10,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 3,000 | $10,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 4,766 | $10,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,024 | $10,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 19,231 | $10,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 8,092 | $10,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 7,180 | $10,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 5,576 | $10,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 897 | $10,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 685 | $10,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,393 | $10,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,074 | $10,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,702 | $10,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,932 | $10,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 811 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 152 | $10,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 300 | $10,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,456 | $10,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 400 | $10,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 2,798 | $10,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 320 | $10,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 560 | $10,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 676 | $10,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 150,000 | $9,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 116 | $9,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 48,500 | $9,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 150,500 | $9,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 235 | $9,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 681 | $9,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 112 | $9,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,022 | $9,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,269 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 101 | $9,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,002 | $9,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,157 | $9,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,622 | $9,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,600 | $9,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,923 | $9,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,300 | $9,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 407 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 281 | $9,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 593 | $9,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 401 | $9,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 195 | $9,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,194 | $9,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 653 | $9,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,200 | $9,000 | thousands by filing date | put |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 348 | $9,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,109 | $9,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 800 | $9,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 297,900 | $9,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 200,800 | $9,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 2,104 | $9,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 1,800 | $9,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,913 | $9,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 538 | $9,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 651 | $9,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 1,041 | $9,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 371 | $9,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 9,696 | $9,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 923 | $9,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,200 | $9,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 728 | $9,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 446 | $9,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 633 | $9,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 563 | $9,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 927 | $9,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 6,371 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 351 | $9,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 831 | $9,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 441 | $9,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 7,485 | $9,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 713 | $9,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,404 | $9,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 660 | $9,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 69,800 | $8,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 430 | $8,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 8,600 | $8,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 247 | $8,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 225 | $8,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,001 | $8,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 120,500 | $8,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 510 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 94 | $8,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 568 | $8,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,263 | $8,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 389 | $8,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 6,182 | $8,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 679 | $8,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,502 | $8,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,150 | $8,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 7,325 | $8,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,785 | $8,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,500 | $8,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 802 | $8,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 657 | $8,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 927 | $8,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,137 | $8,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 14,300 | $8,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,503 | $8,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 3,912 | $8,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 560 | $8,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 805 | $8,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 501 | $8,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 718 | $8,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 529 | $8,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 3,582 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 184 | $8,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 265 | $8,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,181 | $8,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,000 | $8,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 210 | $7,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 500 | $7,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,000 | $7,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 16,900 | $7,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,811 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,090 | $7,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 293 | $7,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 64,600 | $7,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 2,655 | $7,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,475 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 242 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 204 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 232 | $7,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 300 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 282 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $7,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 508 | $7,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 974 | $7,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,000 | $7,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 234 | $7,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 459 | $7,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 122 | $7,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,065 | $7,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,057 | $7,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 172,100 | $7,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 963 | $7,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 332 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 9,078 | $7,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 50,500 | $7,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 719 | $7,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 698 | $7,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,909 | $7,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 1,576 | $7,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,283 | $7,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,065 | $7,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,815 | $7,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 4,332 | $7,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 801 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 193 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 122 | $7,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 460 | $7,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 500 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 115 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,001 | $7,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,370 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,170 | $7,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 321 | $7,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 2,263 | $7,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 250 | $7,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 345 | $7,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 3,500 | $6,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,378 | $6,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 267 | $6,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 787 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,001 | $6,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,464 | $6,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 601 | $6,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 460 | $6,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 278 | $6,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 542 | $6,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,002 | $6,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 568 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 127 | $6,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 4,097 | $6,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 189 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 303 | $6,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 293 | $6,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,907 | $6,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 416 | $6,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,491 | $6,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 7,483 | $6,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 424 | $6,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 312 | $6,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 370 | $6,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 3,501 | $6,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 689 | $6,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,500 | $6,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 41 | $6,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 2,284 | $6,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 3,805 | $6,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 20,000 | $6,000 | thousands by filing date | principal |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 830 | $6,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 118 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 300 | $6,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,427 | $6,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 240 | $6,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 262 | $6,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 35,202 | $6,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 984 | $6,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 20,900 | $6,000 | thousands by filing date | call |
| TUBEMOGUL INC COM | 898570106 | Stock | 264 | $6,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 500 | $6,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 1,028 | $6,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 981 | $6,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 98 | $5,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,300 | $5,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 172,600 | $5,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 510 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 35,000 | $5,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 95 | $5,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 312 | $5,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 351 | $5,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 428 | $5,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2,018 | $5,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 79 | $5,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,914 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 238 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 201 | $5,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 859 | $5,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 442 | $5,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 443 | $5,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 15,047 | $5,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 802 | $5,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,536 | $5,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 1,000 | $5,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 425 | $5,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 2,698 | $5,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,396 | $5,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 801 | $5,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,322 | $5,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 312 | $5,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 1,645 | $5,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 513 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,498 | $5,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 388 | $5,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 2,571 | $5,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,303 | $5,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 271 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 500 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,250 | $5,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 525 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 100 | $5,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 509 | $5,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 3,000 | $5,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 2,564 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 200 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 146 | $5,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 1,846 | $5,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 514 | $5,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 2,730 | $5,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 300 | $5,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,501 | $5,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 814 | $5,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 375 | $5,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 200 | $5,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 1,698 | $5,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,000 | $4,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,000 | $4,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 200 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 131 | $4,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 260 | $4,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 229 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 301 | $4,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 139 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 201 | $4,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 101 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 709 | $4,000 | thousands by filing date | |
| 38259p508 | COM | 900 | $4,000 | thousands by filing date | call | |
| ITERIS INC NEW | 46564T107 | COM | 2,290 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 850 | $4,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 829 | $4,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 301 | $4,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 85 | $4,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,000 | $4,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 240 | $4,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,359 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 4,041 | $4,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 6,103 | $4,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 834 | $4,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 149 | $4,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 706 | $4,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,003 | $4,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 4,338 | $4,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 4,000 | $4,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 301 | $4,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 358 | $4,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 188 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 233 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 153 | $4,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 2,500 | $4,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 250 | $4,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 842 | $4,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 320 | $4,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,245 | $4,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 363 | $4,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 2,087 | $4,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 1,461 | $4,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 345 | $4,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 132 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 566 | $3,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,100 | $3,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 301 | $3,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 16,600 | $3,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 64,300 | $3,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 400 | $3,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,500 | $3,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 501 | $3,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,000 | $3,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 364 | $3,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 590 | $3,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 186 | $3,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 165 | $3,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 14,400 | $3,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 340 | $3,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 763 | $3,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 109 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,400 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 3,001 | $3,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 5,000 | $3,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 2,450 | $3,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 863 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 46,700 | $3,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,000 | $3,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 4,223 | $3,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 589 | $3,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 10,396 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 904 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 4,314 | $3,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,585 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 302 | $3,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| AUDIENCE INC | 05070J102 | COM | 650 | $3,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 400 | $3,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 3,500 | $3,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 207 | $3,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 4,700 | $3,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 381 | $3,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 607 | $3,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 352 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,000 | $3,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 601 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $3,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 600 | $3,000 | thousands by filing date | put |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $3,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 500 | $3,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 3,001 | $3,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 150 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 840 | $3,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 500 | $3,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 217 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 28 | $3,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 120 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000348 | this filing | 2015-02-11 | acceptance time not in the bulk data set |