13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,771 holding rows worth $908,317,414,966.
- Accession
- 0000070858-23-000287
- Filer
- CIK 70858
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,432 entries on the cover page, a total value of $908,317,414,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $908,317,414,966 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 377,131 | $7,647,455 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,690,800 | $7,642,416 | dollars as filed | call |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 446,845 | $7,627,639 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 192,810 | $7,625,637 | dollars as filed | |
| FISERV INC | 337738108 | COM | 67,500 | $7,624,800 | dollars as filed | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,135,667 | $7,620,324 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 144,081 | $7,590,188 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 218,189 | $7,584,260 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 266,582 | $7,578,920 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 353,207 | $7,569,231 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 529,102 | $7,566,159 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 453,335 | $7,543,490 | dollars as filed | |
| GUESS INC COM | 401617105 | Stock | 347,937 | $7,529,357 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 152,722 | $7,497,124 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 649,616 | $7,496,573 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 7,194,992 | $7,482,792 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 95,232 | $7,481,331 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 108,186 | $7,480,009 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 324,000 | $7,468,200 | dollars as filed | call |
| CABLE ONE INC | 12685J105 | COM | 12,129 | $7,467,097 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 402,359 | $7,459,737 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 496,611 | $7,404,470 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 291,533 | $7,399,108 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 135,521 | $7,396,753 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 46,400 | $7,378,064 | dollars as filed | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 372,005 | $7,376,870 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 71,200 | $7,354,248 | dollars as filed | put |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 63,853 | $7,348,203 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 327,553 | $7,343,738 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 595,901 | $7,341,504 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 44,238 | $7,337,757 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 63,225 | $7,334,100 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 496,346 | $7,316,143 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 37,200 | $7,312,032 | dollars as filed | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 256,557 | $7,311,876 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 706,649 | $7,292,617 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 890,996 | $7,288,346 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 303,003 | $7,281,162 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 183,809 | $7,279,754 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 313,061 | $7,272,408 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 119,929 | $7,265,299 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 420,600 | $7,263,764 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 7,827,000 | $7,263,456 | dollars as filed | principal |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 216,514 | $7,261,879 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 325,639 | $7,245,466 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 176,003 | $7,235,482 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 224,112 | $7,225,381 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 96,255 | $7,216,238 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 386,475 | $7,207,767 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 29,300 | $7,207,214 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 305,940 | $7,191,110 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 43,300 | $7,186,068 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 141,193 | $7,176,850 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 183,402 | $7,174,687 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 125,985 | $7,164,741 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 256,161 | $7,159,700 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 484,658 | $7,158,398 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,769,186 | $7,153,779 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 102,300 | $7,152,816 | dollars as filed | call |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 119,588 | $7,142,993 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 762,305 | $7,142,798 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 14,100 | $7,136,997 | dollars as filed | put |
| Prologis,Inc. | 74340W103 | COM | 63,600 | $7,136,556 | dollars as filed | call |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 219,922 | $7,134,270 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 4,171,107 | $7,132,593 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 857,969 | $7,121,142 | dollars as filed | |
| KENNAMETAL INC | 489170100 | COM | 285,940 | $7,114,195 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 5,124,000 | $7,109,550 | dollars as filed | principal |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 113,463 | $7,098,245 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 888,004 | $7,095,152 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 8,569,000 | $7,090,848 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 862,387 | $7,088,821 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 130,559 | $7,088,049 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 678,325 | $7,081,713 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 220,674 | $7,081,429 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 579,476 | $7,081,201 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 5,988,000 | $7,062,247 | dollars as filed | principal |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 233,108 | $7,054,315 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 94,083 | $7,048,731 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 102,100 | $7,034,690 | dollars as filed | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 166,648 | $7,034,192 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 97,951 | $7,033,861 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 188,659 | $7,027,548 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 77,803 | $7,025,529 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 80,963 | $7,021,921 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 335,087 | $7,016,723 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 305,789 | $7,014,800 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 814,553 | $7,013,300 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,207,080 | $7,001,065 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 255,200 | $6,984,824 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 328,200 | $6,980,814 | dollars as filed | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 202,900 | $6,975,702 | dollars as filed | put |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 111,965 | $6,963,103 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 157,716 | $6,961,584 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 218,908 | $6,961,275 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 67,500 | $6,943,725 | dollars as filed | put |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 67,500 | $6,943,725 | dollars as filed | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 842,922 | $6,937,248 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 2,950,295 | $6,933,193 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,394,800 | $6,932,156 | dollars as filed | put |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 318,169 | $6,923,351 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 85,100 | $6,913,524 | dollars as filed | call |
| Honeywell Technologies | 438516106 | COM | 37,400 | $6,909,276 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 289,399 | $6,881,911 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 640,051 | $6,880,548 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 823,800 | $6,878,730 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 898,760 | $6,875,514 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 839,671 | $6,868,506 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 587,057 | $6,862,697 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 218,501 | $6,850,006 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 222,709 | $6,832,713 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 332,892 | $6,820,957 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 47,200 | $6,814,736 | dollars as filed | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 47,200 | $6,814,736 | dollars as filed | call |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 8,247,000 | $6,808,971 | dollars as filed | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 34,000 | $6,807,480 | dollars as filed | put |
| CME Group Inc. Class A | 12572Q105 | COM | 34,000 | $6,807,480 | dollars as filed | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 274,593 | $6,796,177 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 74,600 | $6,795,033 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 42,667 | $6,793,439 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 5,772,000 | $6,793,067 | dollars as filed | principal |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 173,378 | $6,787,760 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 123,677 | $6,749,946 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 253,452 | $6,749,173 | dollars as filed | |
| MATTEL INC | 577081102 | COM | 306,219 | $6,746,005 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 347,856 | $6,727,535 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 435,401 | $6,722,591 | dollars as filed | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 70,079 | $6,712,148 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 50,000 | $6,710,000 | dollars as filed | put |
| SONOS INC | 83570H108 | COM | 518,839 | $6,698,212 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 141,260 | $6,682,988 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 116,620 | $6,680,221 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 47,100 | $6,674,541 | dollars as filed | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 113,236 | $6,669,599 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 125,800 | $6,661,110 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 85,300 | $6,657,665 | dollars as filed | call |
| CUMMINS INC COM | 231021106 | Stock | 29,100 | $6,648,186 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 168,413 | $6,642,195 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 146,056 | $6,622,315 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 275,721 | $6,620,069 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,760,637 | $6,619,996 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 1,183,842 | $6,617,677 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 184,584 | $6,617,347 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 282,883 | $6,605,317 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 518,870 | $6,594,838 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 368,740 | $6,570,947 | dollars as filed | |
| WAFD INC | 938824109 | COM | 255,731 | $6,551,838 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 126,162 | $6,547,807 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 792,910 | $6,541,509 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 28,600 | $6,533,956 | dollars as filed | call |
| BARINGS BDC INC | 06759L103 | COM | 732,947 | $6,530,562 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 6,434,000 | $6,530,510 | dollars as filed | principal |
| ProKidney Corp | G7S53R104 | Common Stock | 1,422,164 | $6,513,511 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 444,975 | $6,494,416 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 199,900 | $6,492,752 | dollars as filed | put |
| EPLUS INC | 294268107 | COM | 102,181 | $6,490,537 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 240,781 | $6,486,656 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 77,842 | $6,477,814 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,049,435 | $6,475,013 | dollars as filed | |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 182,064 | $6,472,375 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 14,700 | $6,465,354 | dollars as filed | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 47,185 | $6,445,426 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 149,024 | $6,439,335 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 72,500 | $6,438,000 | dollars as filed | put |
| MACYS INC COM | 55616P104 | Stock | 554,278 | $6,435,162 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 741,908 | $6,424,927 | dollars as filed | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 107,161 | $6,421,087 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 886,800 | $6,420,432 | dollars as filed | call |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 144,903 | $6,416,597 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 8,544,000 | $6,413,297 | dollars as filed | principal |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 427,200 | $6,403,729 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 120,900 | $6,401,655 | dollars as filed | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 70,777 | $6,394,702 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 243,479 | $6,393,759 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 8,800 | $6,391,088 | dollars as filed | call |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 78,990 | $6,387,922 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 189,110 | $6,382,457 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 63,800 | $6,371,043 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 423,446 | $6,360,158 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 267,541 | $6,359,451 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,657,020 | $6,350,278 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 383,003 | $6,346,360 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 458,207 | $6,343,876 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 85,086 | $6,341,459 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 62,389 | $6,334,980 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 488,911 | $6,331,393 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 141,296 | $6,328,648 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,079,800 | $6,327,628 | dollars as filed | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 404,600 | $6,323,898 | dollars as filed | call |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 172,493 | $6,323,610 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 317,808 | $6,321,204 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 95,594 | $6,304,441 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 158,485 | $6,299,771 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 72,500 | $6,294,450 | dollars as filed | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 354,006 | $6,287,155 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 151,973 | $6,283,437 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 542,546 | $6,282,683 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 983,404 | $6,274,118 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 388,400 | $6,264,892 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 124,294 | $6,250,745 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 338,515 | $6,248,987 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 34,198 | $6,245,582 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 227,600 | $6,240,792 | dollars as filed | put |
| BRUNSWICK CORP | 117043109 | COM | 78,951 | $6,237,099 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,063,395 | $6,231,495 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 2,001,573 | $6,224,894 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 67,400 | $6,210,236 | dollars as filed | put |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 69,511 | $6,206,290 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 316,887 | $6,201,479 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 134,832 | $6,200,924 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 360,054 | $6,200,131 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 579,253 | $6,198,008 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 859,878 | $6,182,523 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 543,675 | $6,181,588 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 372,500 | $6,176,050 | dollars as filed | put |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 136,728 | $6,170,535 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 98,201 | $6,156,220 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 512,758 | $6,142,842 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 188,910 | $6,141,452 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 250,000 | $6,140,250 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 275,992 | $6,135,301 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 43,700 | $6,135,043 | dollars as filed | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 124,799 | $6,107,653 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 97,000 | $6,102,270 | dollars as filed | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 295,794 | $6,102,230 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 200,000 | $6,060,000 | dollars as filed | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 332,584 | $6,053,029 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 32,900 | $6,051,297 | dollars as filed | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 43,100 | $6,050,809 | dollars as filed | call |
| STATE STR CORP COM | 857477103 | Stock | 90,200 | $6,039,792 | dollars as filed | call |
| DAUCH CORP | 024061103 | COM | 831,605 | $6,037,452 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 429,668 | $6,032,539 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 464,869 | $6,029,354 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 233,878 | $6,008,326 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 412,605 | $6,007,528 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 201,921 | $5,995,034 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 168,700 | $5,983,789 | dollars as filed | call |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 88,715 | $5,978,470 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 750,000 | $5,977,500 | dollars as filed | put |
| C3 AI INC | 12468P104 | CL A | 234,200 | $5,976,784 | dollars as filed | put |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 224,436 | $5,976,731 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 190,260 | $5,976,077 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 54,300 | $5,974,086 | dollars as filed | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 259,869 | $5,958,788 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 319,650 | $5,958,275 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 81,539 | $5,955,609 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 52,939 | $5,952,461 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 273,608 | $5,950,974 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,229,298 | $5,949,800 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 406,347 | $5,940,790 | dollars as filed | |
| PHREESIA INC | 71944F106 | COM | 316,947 | $5,920,570 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 175,800 | $5,913,912 | dollars as filed | put |
| BUMBLE INC | 12047B105 | COM CL A | 395,877 | $5,906,485 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 988,197 | $5,899,537 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 150,000 | $5,883,000 | dollars as filed | put |
| TRINITY INDS INC | 896522109 | COM | 241,425 | $5,878,706 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10,076 | $5,874,308 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 419,795 | $5,872,933 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 263,800 | $5,866,912 | dollars as filed | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,900 | $5,859,505 | dollars as filed | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 626,584 | $5,858,561 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 185,324 | $5,854,384 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 212,257 | $5,841,313 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 40,000 | $5,834,400 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 124,077 | $5,827,274 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 119,044 | $5,810,538 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 96,461 | $5,806,001 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 192,452 | $5,802,050 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 390,890 | $5,800,807 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 300,114 | $5,798,202 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 548,656 | $5,793,809 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 492,802 | $5,775,640 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 227,733 | $5,770,754 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 150,940 | $5,768,909 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 380,048 | $5,761,529 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G153 | DAILY REGIONAL | 106,213 | $5,759,931 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 402,862 | $5,744,813 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 185,638 | $5,739,925 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 76,100 | $5,738,694 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 1,257,205 | $5,732,856 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 188,121 | $5,730,168 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 673,700 | $5,726,450 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 376,626 | $5,720,947 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 424,601 | $5,715,131 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 156,260 | $5,714,420 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 34,745 | $5,711,035 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 712,700 | $5,694,473 | dollars as filed | call |
| DRIL-QUIP INC | 262037104 | COM | 200,863 | $5,658,310 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 11,000 | $5,654,990 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 1,009,300 | $5,641,987 | dollars as filed | put |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 197,100 | $5,639,031 | dollars as filed | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 178,206 | $5,633,091 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 218,485 | $5,615,081 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 85,000 | $5,614,250 | dollars as filed | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 50,000 | $5,611,000 | dollars as filed | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,231,086 | $5,601,440 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,230,068 | $5,596,809 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 171,330 | $5,592,211 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 242,814 | $5,584,714 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 415,297 | $5,581,591 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 187,800 | $5,575,782 | dollars as filed | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 100,000 | $5,572,000 | dollars as filed | put |
| YUM CHINA HLDGS INC | 98850P109 | COM | 100,000 | $5,572,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 116,407 | $5,570,075 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 441,330 | $5,569,589 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 298,765 | $5,568,983 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 325,000 | $5,564,000 | dollars as filed | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 12,500 | $5,557,125 | dollars as filed | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 380,000 | $5,555,600 | dollars as filed | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 270,329 | $5,541,745 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 495,547 | $5,535,261 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 265,074 | $5,526,793 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 57,200 | $5,523,804 | dollars as filed | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 599,538 | $5,521,747 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 20,200 | $5,520,054 | dollars as filed | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 70,145 | $5,519,004 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,473,583 | $5,511,201 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,906,963 | $5,511,122 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 100,139 | $5,510,650 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 474,483 | $5,508,749 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 96,100 | $5,505,569 | dollars as filed | put |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,078,000 | $5,484,996 | dollars as filed | principal |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 176,019 | $5,473,874 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 5,669,000 | $5,473,420 | dollars as filed | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 229,597 | $5,451,799 | dollars as filed | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 45,917 | $5,448,512 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 143,002 | $5,444,086 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 58,800 | $5,443,704 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,202,600 | $5,435,752 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 227,050 | $5,435,572 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 122,600 | $5,426,276 | dollars as filed | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 30,600 | $5,415,560 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 80,800 | $5,410,368 | dollars as filed | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 30,681 | $5,409,125 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 214,359 | $5,406,135 | dollars as filed | |
| TANGER INC | 875465106 | COM | 239,081 | $5,403,236 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 646,224 | $5,402,433 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 565,660 | $5,402,054 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 219,072 | $5,398,846 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 20,320 | $5,398,210 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 76,900 | $5,376,848 | dollars as filed | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 555,785 | $5,374,444 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 540,281 | $5,316,366 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 118,671 | $5,315,274 | dollars as filed | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 155,355 | $5,313,154 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 115,517 | $5,295,299 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 216,580 | $5,286,717 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 31,488 | $5,285,890 | dollars as filed | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 109,423 | $5,279,660 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 5,208,000 | $5,275,704 | dollars as filed | principal |
| Prologis,Inc. | 74340W103 | COM | 47,000 | $5,273,870 | dollars as filed | put |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 776,427 | $5,271,941 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 201,213 | $5,271,778 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 288,467 | $5,264,523 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 1,328,964 | $5,262,698 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 235,954 | $5,245,257 | dollars as filed | |
| MATERION CORP | 576690101 | COM | 51,247 | $5,222,581 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 62,643 | $5,218,600 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 208,393 | $5,218,161 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 304,801 | $5,215,154 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 49,200 | $5,205,360 | dollars as filed | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 225,133 | $5,205,075 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 146,141 | $5,199,698 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 129,580 | $5,194,862 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 200,378 | $5,193,798 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 66,500 | $5,190,325 | dollars as filed | put |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 435,999 | $5,188,388 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 754,678 | $5,169,544 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 102,291 | $5,164,665 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 302,235 | $5,162,170 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 426,066 | $5,159,660 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 139,200 | $5,150,400 | dollars as filed | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 60,383 | $5,144,027 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 150,831 | $5,134,277 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 91,152 | $5,130,035 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 175,770 | $5,120,167 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 309,989 | $5,114,818 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 57,500 | $5,110,600 | dollars as filed | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 187,211 | $5,100,562 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 267,856 | $5,099,981 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 4,975,000 | $5,096,888 | dollars as filed | principal |
| ENOVA INTL INC | 29357K103 | COM | 100,158 | $5,095,038 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 211,996 | $5,088,964 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 502,192 | $5,087,198 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 313,041 | $5,083,786 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 465,787 | $5,081,736 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 1,036,786 | $5,080,251 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $5,079,980 | dollars as filed | put |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 189,688 | $5,076,468 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 518,387 | $5,075,014 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 123,202 | $5,074,702 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 200,000 | $5,062,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 297,891 | $5,052,231 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 286,570 | $5,052,230 | dollars as filed | |
| PGIM | 69344A834 | MUTUAL FUNDS - | 100,000 | $5,046,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 346,961 | $5,041,350 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 364,787 | $5,037,708 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 481,872 | $5,035,562 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 150,217 | $5,035,274 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,192,000 | $5,033,125 | dollars as filed | principal |
| Linde plc | G54950103 | COM | 13,500 | $5,026,725 | dollars as filed | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 181,631 | $5,016,648 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 590,374 | $5,012,271 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 73,812 | $5,008,891 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 426,116 | $5,006,867 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 47,639 | $5,005,429 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 67,158 | $4,998,570 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 157,376 | $4,995,113 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 105,207 | $4,993,125 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 31,400 | $4,992,914 | dollars as filed | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 48,602 | $4,981,705 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 214,100 | $4,977,825 | dollars as filed | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 575,558 | $4,967,066 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 81,333 | $4,951,065 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 650,288 | $4,948,692 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 522,277 | $4,940,744 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 1,127,454 | $4,938,248 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 76,049 | $4,932,510 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 658,854 | $4,928,228 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 375,647 | $4,924,735 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 5,034,000 | $4,920,735 | dollars as filed | principal |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 223,879 | $4,916,393 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 422,995 | $4,915,202 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 322,002 | $4,910,531 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 174,481 | $4,909,894 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 267,712 | $4,909,837 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 297,149 | $4,905,931 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 164,650 | $4,902,627 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 33,800 | $4,885,790 | dollars as filed | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 128,200 | $4,876,728 | dollars as filed | put |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 2,693,880 | $4,875,923 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 473,237 | $4,874,342 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 23,500 | $4,862,385 | dollars as filed | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 335,280 | $4,861,561 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 268,680 | $4,857,740 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 236,466 | $4,857,012 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 394,500 | $4,856,295 | dollars as filed | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 135,084 | $4,854,919 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 199,699 | $4,844,696 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 200,000 | $4,842,000 | dollars as filed | put |
| BOX INC CL A | 10316T104 | Stock | 200,000 | $4,842,000 | dollars as filed | call |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 634,232 | $4,832,848 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 192,443 | $4,831,993 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 239,288 | $4,819,258 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 108,549 | $4,816,319 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 50,000 | $4,805,000 | dollars as filed | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 50,000 | $4,805,000 | dollars as filed | call |
| COCA COLA CONS INC | 191098102 | COM | 7,547 | $4,802,614 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 3,985,500 | $4,786,586 | dollars as filed | principal |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 130,861 | $4,782,969 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 105,060 | $4,782,332 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 959,900 | $4,780,302 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 137,583 | $4,778,247 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 346,565 | $4,772,201 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 32,971 | $4,766,710 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 159,349 | $4,764,536 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 64,183 | $4,759,171 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 124,568 | $4,758,501 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 108,773 | $4,740,328 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 36,011 | $4,734,368 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 429,099 | $4,732,962 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 76,159 | $4,732,498 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 519,395 | $4,731,690 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W663 | CMN | 97,300 | $4,731,115 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 87,197 | $4,725,233 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 460,206 | $4,717,112 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 1,050,000 | $4,714,500 | dollars as filed | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 65,995 | $4,707,424 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 190,172 | $4,705,244 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 127,900 | $4,701,604 | dollars as filed | call |
| MERCADOLIBREINC | 58733R102 | STOK | 3,700 | $4,691,156 | dollars as filed | call |
| WYNN RESORTS LTD | 983134107 | COM | 50,700 | $4,685,187 | dollars as filed | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,120,619 | $4,684,187 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 267,305 | $4,683,183 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 232,963 | $4,673,238 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 168,775 | $4,671,692 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 101,307 | $4,661,135 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 32,371 | $4,657,281 | dollars as filed | |
| GMS INC | 36251C103 | COM | 72,774 | $4,655,352 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 30,000 | $4,639,200 | dollars as filed | call |
| FISKER INC | 33813J106 | CL A COM STK | 722,118 | $4,635,998 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 27,100 | $4,608,084 | dollars as filed | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 154,900 | $4,606,725 | dollars as filed | |
| TALOS ENERGY INC | 87484T108 | COM | 279,860 | $4,600,899 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 135,423 | $4,599,107 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 25,000 | $4,598,250 | dollars as filed | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 25,900 | $4,586,890 | dollars as filed | put |
| PRIMERICA INC | 74164M108 | COM | 23,641 | $4,586,522 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 124,600 | $4,580,296 | dollars as filed | put |
| ESAB CORPORATION | 29605J106 | COM | 65,227 | $4,580,240 | dollars as filed | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 90,142 | $4,574,706 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 12,250 | $4,570,842 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100,000 | $4,559,000 | dollars as filed | put |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 268,812 | $4,556,364 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 75,000 | $4,545,000 | dollars as filed | put |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 56,500 | $4,537,515 | dollars as filed | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,263,768 | $4,524,289 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 60,652 | $4,519,786 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 47,438 | $4,518,469 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 155,003 | $4,502,837 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000287 | this filing | 2023-11-14 | acceptance time not in the bulk data set |