13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,771 holding rows worth $908,317,414,966.
- Accession
- 0000070858-23-000287
- Filer
- CIK 70858
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,432 entries on the cover page, a total value of $908,317,414,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $908,317,414,966 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 386 | $58 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 1,666 | $58 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 2 | $56 | dollars as filed | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 152 | $56 | dollars as filed | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 3 | $55 | dollars as filed | |
| MOMENTUS INC | 60879E200 | COM | 27 | $54 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 3 | $50 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 701 | $49 | dollars as filed | |
| Libity | G49219127 | Warrant | 700 | $49 | dollars as filed | |
| JEFFS BRANDS LTD | M61472102 | ORDINARY SHARES | 101 | $49 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 600 | $48 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 200 | $47 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 400 | $47 | dollars as filed | |
| JETAI INC | 47714H126 | *W EXP 08/10/203 | 99 | $47 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 19 | $46 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 53 | $45 | dollars as filed | |
| FLORA GROWTH CORP (US) OLD | 339764201 | COM | 39 | $45 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 3,350 | $44 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 37 | $43 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 145 | $43 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 100 | $43 | dollars as filed | |
| TEAM INC | 878155308 | COM NEW | 6 | $42 | dollars as filed | |
| NUTRIBAND INC | 67092M125 | *W EXP 99/99/999 | 100 | $42 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 97 | $41 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H118 | RIGHT 99/99/9999 | 171 | $41 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268117 | *W EXP 11/23/202 | 400 | $40 | dollars as filed | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 200 | $40 | dollars as filed | |
| NOVABAY PHARMACEUTICALS INC | 66987P300 | COM | 86 | $39 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 200 | $38 | dollars as filed | |
| BTC DIGITAL LTD | G6055H155 | SHS NEW | 10 | $36 | dollars as filed | |
| 60 DEGREES PHARMACEUTICALS I | 83006G112 | *W EXP 07/12/202 | 100 | $35 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 100 | $35 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 300 | $35 | dollars as filed | |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 51 | $35 | dollars as filed | |
| SEALSQ CORP | G79483106 | CMN | 17 | $34 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 55 | $34 | dollars as filed | |
| HEALTHWELL ACQUISITION CORP | 42227R117 | *W EXP 08/05/202 | 200 | $34 | dollars as filed | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 44 | $34 | dollars as filed | |
| RESHAPE LIFESCIENCES INC COM | 76090R200 | Common Stock | 100 | $34 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T307 | COM | 9 | $33 | dollars as filed | |
| SWIFTMERGE ACQUISITION CORP | G63836111 | *W EXP 12/13/202 | 554 | $33 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2 | $32 | dollars as filed | |
| SHAPEWAYS HOLDINGS ORD | 81947T201 | COMMON STOCK | 10 | $32 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P307 | COM | 73 | $32 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 140 | $31 | dollars as filed | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 202 | $31 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 92 | $30 | dollars as filed | |
| MEDIACO HLDG INC | 58450D104 | CL A | 38 | $29 | dollars as filed | |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 8 | $29 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 100 | $29 | dollars as filed | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 140 | $28 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 600 | $28 | dollars as filed | |
| XWELL INC | 98420U802 | COM NEW | 12 | $27 | dollars as filed | |
| RAIL VISION LTD | M8186D114 | *W EXP 03/27/202 | 907 | $27 | dollars as filed | |
| HEALTHCARE TRIANGLE INC | 42227W207 | COM NEW | 7 | $27 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506112 | *W EXP 07/30/202 | 898 | $27 | dollars as filed | |
| NEW ERA ENERGY & DIGITAL INC WT EXP 120629 | 77867R118 | Stock | 330 | $26 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y830 | US EQTY ACCELRTD | 1 | $25 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 34 | $25 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 8 | $25 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 100 | $25 | dollars as filed | |
| BIOMX INC | 09090D202 | UNIT 10/16/2024 | 94 | $24 | dollars as filed | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 33 | $23 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 100 | $23 | dollars as filed | |
| MOLEKULE GROUP INC | 007744105 | COM | 158 | $23 | dollars as filed | |
| SUNSHINE BIOPHARMA INC | 867781502 | *W EXP 99/99/999 | 100 | $22 | dollars as filed | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 200 | $22 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P145 | RIGHT 02/25/2026 | 100 | $22 | dollars as filed | |
| FG GROUP HOLDINGS INC | 302462106 | COMMON | 13 | $22 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 98 | $21 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 28 | $21 | dollars as filed | |
| NXU INC | 62956D105 | COM | 105 | $21 | dollars as filed | |
| META DATA LIMITED | 68276W400 | SPONSORED ADS | 20 | $21 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X305 | COM NEW | 32 | $21 | dollars as filed | |
| CURIS INC | 231269309 | COM | 3 | $20 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 400 | $20 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1 | $20 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 400 | $20 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 1 | $19 | dollars as filed | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1 | $19 | dollars as filed | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 200 | $19 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 100 | $18 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 200 | $18 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P129 | *W EXP 02/25/202 | 400 | $18 | dollars as filed | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 300 | $18 | dollars as filed | |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 100 | $17 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 20 | $17 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 100 | $17 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K141 | COMMON | 13 | $17 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 32 | $16 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 20 | $16 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 310 | $16 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 16 | $15 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 3 | $15 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 295 | $15 | dollars as filed | |
| NEXTTRIP INC | 826598609 | COM | 5 | $15 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 366 | $15 | dollars as filed | |
| VISIONARY HOLDINGS INC | 92838F101 | COM | 100 | $15 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1 | $14 | dollars as filed | |
| SCISPARC LTD | M82618113 | COM NEW | 4 | $14 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 400 | $14 | dollars as filed | |
| BRUUSH ORAL CARE INC | 11750K120 | *W EXP 08/03/202 | 398 | $14 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 200 | $14 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N114 | *W EXP 07/31/202 | 200 | $14 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 500 | $14 | dollars as filed | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 100 | $14 | dollars as filed | |
| INNOVATIVE EYEWEAR INC | 45791D117 | *W EXP 08/16/202 | 100 | $13 | dollars as filed | |
| GOLDEN MINERALS CO | 381119403 | COM | 20 | $13 | dollars as filed | |
| ZYVERSA THERAPEUTICS INC | 98987D102 | COM | 100 | $13 | dollars as filed | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 200 | $13 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 400 | $13 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 474 | $13 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 17 | $13 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 300 | $12 | dollars as filed | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 100 | $12 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 200 | $12 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 1 | $11 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 100 | $11 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 50 | $11 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 200 | $11 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 200 | $11 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y113 | *W EXP 01/31/202 | 372 | $11 | dollars as filed | |
| SOLIGENIX INC | 834223505 | COM NEW | 19 | $11 | dollars as filed | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 10 | $10 | dollars as filed | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 196 | $10 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 300 | $10 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 100 | $10 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 100 | $9 | dollars as filed | |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 16 | $9 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 100 | $9 | dollars as filed | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T128 | RIGHT 06/01/2029 | 100 | $9 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 200 | $9 | dollars as filed | |
| MY SIZE INC | 62844N307 | COM | 10 | $9 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2 | $8 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 1 | $8 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362126 | Warrant | 300 | $8 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 3 | $8 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 300 | $8 | dollars as filed | |
| MOTUS GI HLDGS INC | 62014P405 | COM | 17 | $8 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A119 | *W EXP 02/01/202 | 53 | $8 | dollars as filed | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 299 | $8 | dollars as filed | |
| CNS PHARMACEUTICALS INC | 18978H201 | COM NEW | 7 | $8 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 186 | $7 | dollars as filed | |
| CIMG INC | 67073S307 | COM | 1 | $7 | dollars as filed | |
| BIT BROTHER LIMITED | G1144D125 | SHS NEW CL A ORD | 14 | $7 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 200 | $7 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 96 | $6 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 6 | $6 | dollars as filed | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 200 | $6 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 94 | $6 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 1 | $6 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 26 | $6 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 143 | $6 | dollars as filed | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 200 | $6 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 9 | $6 | dollars as filed | |
| STAFFING 360 SOLUTIONS INC | 852387505 | COM NEW 2022 | 9 | $6 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 102 | $6 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897302 | COM | 1 | $5 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 100 | $5 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 100 | $5 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 124 | $5 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 100 | $5 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 201 | $5 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 100 | $5 | dollars as filed | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 1 | $5 | dollars as filed | |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 8 | $5 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 100 | $5 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 1 | $5 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 3 | $5 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 100 | $5 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 100 | $5 | dollars as filed | |
| DSS INC | 26253C102 | COM | 30 | $5 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 96 | $5 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 100 | $5 | dollars as filed | |
| JETAI INC | 47714H118 | *W EXP 08/10/202 | 100 | $5 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 3 | $4 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1 | $4 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 2 | $4 | dollars as filed | |
| COEPTIS THERAPEUTICS HLDGS I | 19207A116 | *W EXP 10/28/202 | 200 | $4 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2 | $4 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 450 | $4 | dollars as filed | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 1 | $4 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 100 | $4 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 100 | $4 | dollars as filed | |
| ICORECONNECT INC | 450958103 | COM | 1 | $4 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 2 | $4 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 100 | $4 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 32 | $4 | dollars as filed | principal |
| NEUROBO PHARMACEUTICALS INC | 64132R206 | COM NEW | 8 | $4 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 1 | $3 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 2 | $3 | dollars as filed | |
| Able View Global Inc W Exp 08/18/202 | G1149B116 | SPAC Combination | 100 | $3 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 9 | $3 | dollars as filed | |
| CONTRAFECT CORP COM NEW | 212326409 | COM | 6 | $3 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $3 | dollars as filed | |
| HEARTSCIENCES INC | 42254E112 | *W EXP 06/15/202 | 76 | $3 | dollars as filed | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 100 | $3 | dollars as filed | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 9 | $3 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 100 | $3 | dollars as filed | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| HCM ACQUISITION CO | G4365A127 | WARR | 177 | $3 | dollars as filed | |
| RF ACQUISITION CORP | 74954L112 | *W EXP 05/01/202 | 100 | $3 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R111 | *W EXP 09/30/202 | 123 | $3 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 6 | $3 | dollars as filed | |
| T STAMP INC | 873048409 | CL A NEW | 2 | $3 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 16 | $3 | dollars as filed | |
| PANBELA THERAPEUTICS INC | 69833W305 | COMMON | 2 | $3 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L303 | COM NEW | 2 | $3 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 2 | $2 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 1 | $2 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 100 | $2 | dollars as filed | |
| MARIS TECH LTD | M68057112 | *W EXP 02/04/202 | 70 | $2 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 1 | $2 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 2 | $2 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392604 | COM | 2 | $2 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 100 | $2 | dollars as filed | |
| PETROS PHARMACEUTICALS INC | 71678J209 | COM NEW | 1 | $2 | dollars as filed | |
| PROTAGENIC THERAPEUTICS INC | 74365N202 | COM NEW | 1 | $2 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 100 | $2 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 100 | $2 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 100 | $2 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450116 | *W EXP 11/16/202 | 103 | $2 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 100 | $2 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 100 | $2 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 100 | $2 | dollars as filed | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 30 | $2 | dollars as filed | |
| NANOVIBRONIX INC | 63008J603 | COM NEW | 1 | $2 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 6 | $2 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 1 | $1 | dollars as filed | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 1 | $1 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 1 | $1 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1 | $1 | dollars as filed | |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 1 | $1 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 1 | $1 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 1 | $1 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 10 | $1 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 1 | $1 | dollars as filed | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 1 | $1 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 82 | $1 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 1 | $1 | dollars as filed | |
| VERB TECHNOLOGY CO INC (US) old | 92337U203 | COM NEW | 1 | $1 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 100 | $1 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 3 | $1 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238122 | SHS NEW | 1 | $1 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 1 | $1 | dollars as filed | |
| GREENLANE HLDGS INC | 395330301 | CL A NEW | 1 | $1 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T105 | ADR | 1 | $1 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 1 | $1 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1 | $1 | dollars as filed | |
| NEXTPLAY TECHNOLOGIES INC | 65344G201 | COM NEW | 1 | $1 | dollars as filed | |
| SAVE FOODS INC | 80512Q303 | COM | 1 | $1 | dollars as filed | |
| XORTX Therapeutics Inc | 98420Q207 | COM | 2 | $1 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 426 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BOA ACQUISITION CORP | g8059b119 | WT | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| QIWI PLC | 74735M108 | SPON ADR REP B | 15,491 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M607 | COM | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ATRECA INC | 04965G109 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BIOMX INC | 09090D103 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 5 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGBA GROUP HOLDING LTD | G01212110 | *W EXP 03/15/202 | 14 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ISUN INC | 465246106 | COMMON | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| OPGEN INC | 68373L406 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| POLISHED COM INC | 28252C109 | CMN | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000287 | this filing | 2023-11-14 | acceptance time not in the bulk data set |