13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,771 holding rows worth $908,317,414,966.
- Accession
- 0000070858-23-000287
- Filer
- CIK 70858
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,432 entries on the cover page, a total value of $908,317,414,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $908,317,414,966 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 592,160 | $12,553,794 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 4,520,000 | $12,545,712 | dollars as filed | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 275,677 | $12,540,547 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 115,000 | $12,530,400 | dollars as filed | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 412,953 | $12,520,750 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 3,529,055 | $12,492,854 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 832,458 | $12,486,870 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 488,747 | $12,472,823 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 103,172 | $12,450,797 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 176,533 | $12,435,712 | dollars as filed | |
| FISERV INC | 337738108 | COM | 109,800 | $12,403,008 | dollars as filed | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 13,598,000 | $12,401,376 | dollars as filed | principal |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,023,883 | $12,399,226 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 935,427 | $12,385,063 | dollars as filed | |
| FULLER H B CO COM | 359694106 | Stock | 180,373 | $12,375,421 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 210,000 | $12,375,300 | dollars as filed | call |
| GREIF INC | 397624107 | CL A | 185,120 | $12,367,879 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 216,318 | $12,358,249 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 185,179 | $12,347,736 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 433,887 | $12,318,066 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 538,328 | $12,300,793 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 858,857 | $12,298,832 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 267,248 | $12,285,368 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 208,124 | $12,262,641 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 510,062 | $12,261,891 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 129,625 | $12,253,452 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 239,657 | $12,251,265 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 899,221 | $12,220,413 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 450,900 | $12,214,880 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 38,600 | $12,204,162 | dollars as filed | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 841,682 | $12,187,556 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 889,191 | $12,181,924 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 869,719 | $12,176,066 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 175,200 | $12,158,880 | dollars as filed | put |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,228,000 | $12,153,226 | dollars as filed | principal |
| NUCOR CORP COM | 670346105 | Stock | 77,700 | $12,148,395 | dollars as filed | put |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 500,000 | $12,140,000 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 12,510,000 | $12,134,700 | dollars as filed | principal |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 328,236 | $12,131,603 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 144,393 | $12,125,818 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 185,408 | $12,120,094 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 737,166 | $12,111,634 | dollars as filed | |
| PLEXUS CORP COM | 729132100 | Stock | 130,241 | $12,109,807 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 281,973 | $12,102,282 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 276,469 | $12,101,028 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 571,354 | $12,089,840 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,100,000 | $12,089,000 | dollars as filed | call |
| USBANCORPDEL | 902973304 | COM NEW | 365,100 | $12,070,206 | dollars as filed | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 30,971 | $12,064,134 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 76,795 | $12,056,008 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 179,348 | $12,037,838 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 400,244 | $12,023,335 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 160,072 | $12,022,989 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 547,232 | $12,017,215 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 147,527 | $12,008,712 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 147,764 | $11,996,960 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 77,000 | $11,992,750 | dollars as filed | call |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 300,000 | $11,988,000 | dollars as filed | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30,000 | $11,983,500 | dollars as filed | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30,000 | $11,983,500 | dollars as filed | call |
| NIKOLA CORP | 654110105 | COM | 7,619,600 | $11,962,772 | dollars as filed | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 178,063 | $11,958,737 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 517,633 | $11,957,323 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 282,528 | $11,953,781 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 1,194,393 | $11,943,930 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 275,617 | $11,920,421 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 243,267 | $11,915,238 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 351,415 | $11,902,435 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 300,000 | $11,901,000 | dollars as filed | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 850,000 | $11,891,500 | dollars as filed | call |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 997,466 | $11,849,892 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 250,666 | $11,826,408 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 11,463,000 | $11,795,427 | dollars as filed | principal |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 385,587 | $11,775,820 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,262,118 | $11,775,561 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,842,735 | $11,756,650 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 627,604 | $11,755,023 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,068,561 | $11,743,488 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 535,870 | $11,740,922 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 405,100 | $11,731,696 | dollars as filed | call |
| HAYWARD HLDGS INC | 421298100 | COM | 831,269 | $11,720,891 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 320,584 | $11,710,931 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 266,523 | $11,673,708 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,535,027 | $11,666,207 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 117,779 | $11,602,808 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 393,881 | $11,580,101 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 699,501 | $11,541,756 | dollars as filed | |
| ALAMO GROUP INC | 011311107 | COM | 66,709 | $11,531,318 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 519,255 | $11,522,262 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,791,290 | $11,517,996 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 949,586 | $11,508,978 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 486,298 | $11,496,089 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 278,637 | $11,493,777 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 94,800 | $11,491,656 | dollars as filed | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 363,486 | $11,486,156 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 259,351 | $11,476,283 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 122,856 | $11,474,751 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 41,795 | $11,461,025 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 294,446 | $11,456,899 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 167,710 | $11,451,212 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 340,169 | $11,446,687 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 91,394 | $11,414,197 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 561,904 | $11,384,176 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 9,790,000 | $11,380,875 | dollars as filed | principal |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 418,892 | $11,364,540 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 206,500 | $11,336,850 | dollars as filed | call |
| CARTERS INC | 146229109 | COM | 163,850 | $11,330,204 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 323,885 | $11,300,340 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 7,956,000 | $11,297,520 | dollars as filed | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 150,000 | $11,283,000 | dollars as filed | call |
| DONALDSON INC COM | 257651109 | Stock | 188,909 | $11,266,544 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,263,643 | $11,246,423 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 226,912 | $11,241,220 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 43,157 | $11,209,168 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 340,380 | $11,157,657 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 234,183 | $11,149,452 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 102,568 | $11,142,989 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 210,563 | $11,117,732 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 242,160 | $11,101,073 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 101,600 | $11,082,528 | dollars as filed | put |
| PINTEREST INC CL A | 72352L106 | Stock | 410,000 | $11,082,300 | dollars as filed | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 650,000 | $11,069,500 | dollars as filed | call |
| MOHAWK INDS INC | 608190104 | COM | 128,951 | $11,065,286 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 359,300 | $11,048,475 | dollars as filed | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 643,644 | $11,044,938 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 91,000 | $11,031,020 | dollars as filed | put |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,306,798 | $11,026,494 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 429,593 | $11,010,468 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 148,308 | $10,977,751 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 448,387 | $10,963,057 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 942,778 | $10,926,797 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 239,480 | $10,915,499 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,090,677 | $10,906,772 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 210,894 | $10,896,893 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 118,559 | $10,875,431 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 344,349 | $10,874,541 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 199,013 | $10,866,110 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 1,215,226 | $10,864,120 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 1,000,000 | $10,860,000 | dollars as filed | put |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 205,087 | $10,857,487 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 471,732 | $10,849,836 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 121,274 | $10,846,747 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 283,569 | $10,815,329 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 426,100 | $10,814,418 | dollars as filed | call |
| KENVUE INC | 49177J102 | COM | 536,900 | $10,780,952 | dollars as filed | put |
| FRONTLINE PLC COM | M46528101 | Stock | 573,699 | $10,774,063 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 95,600 | $10,755,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 244,908 | $10,746,563 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 153,337 | $10,735,124 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,030,816 | $10,720,489 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 334,361 | $10,712,939 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 210,133 | $10,712,582 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 67,916 | $10,706,956 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 475,461 | $10,683,616 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 159,500 | $10,681,715 | dollars as filed | call |
| CSX Corporation | 126408103 | COM | 347,300 | $10,679,475 | dollars as filed | put |
| YELP INC CL A | 985817105 | Stock | 256,322 | $10,660,433 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 136,000 | $10,656,960 | dollars as filed | put |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 473,242 | $10,633,740 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 55,711 | $10,625,804 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 5,731,327 | $10,602,955 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 477,720 | $10,595,836 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 64,176 | $10,590,966 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 279,955 | $10,590,698 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 569,648 | $10,572,668 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 175,000 | $10,545,500 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 468,018 | $10,521,053 | dollars as filed | |
| CTS CORP | 126501105 | COM | 251,620 | $10,502,619 | dollars as filed | |
| DANA INC | 235825205 | COM | 714,831 | $10,486,568 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 232,800 | $10,485,312 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 199,700 | $10,484,250 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 199,700 | $10,484,250 | dollars as filed | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 569,225 | $10,445,277 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 212,930 | $10,422,932 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 476,900 | $10,420,265 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 251,280 | $10,377,864 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 63,100 | $10,376,795 | dollars as filed | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 291,284 | $10,375,536 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 110,002 | $10,368,789 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 9,550,000 | $10,366,525 | dollars as filed | principal |
| INNOVIVA INC | 45781M101 | COM | 797,300 | $10,356,926 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 621,803 | $10,346,802 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 299,324 | $10,332,666 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 82,862 | $10,330,392 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 709,324 | $10,313,572 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 528,431 | $10,304,407 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 62,800 | $10,294,804 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 285,043 | $10,292,915 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 10,461,000 | $10,277,932 | dollars as filed | principal |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 603,000 | $10,257,030 | dollars as filed | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 108,000 | $10,248,120 | dollars as filed | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 62,500 | $10,245,625 | dollars as filed | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 249,406 | $10,245,596 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 982,405 | $10,236,666 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 772,424 | $10,234,622 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 130,353 | $10,232,438 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 685,000 | $10,220,200 | dollars as filed | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 496,593 | $10,219,884 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 314,300 | $10,208,464 | dollars as filed | call |
| SEMPRA COM | 816851109 | Stock | 150,000 | $10,204,500 | dollars as filed | put |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 4,140,000 | $10,196,820 | dollars as filed | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 117,600 | $10,187,688 | dollars as filed | call |
| AAR CORP | 000361105 | COM | 170,988 | $10,178,917 | dollars as filed | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 253,898 | $10,178,771 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 326,949 | $10,141,643 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 576,355 | $10,132,321 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 297,976 | $10,110,331 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 190,493 | $10,101,844 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 779,800 | $10,059,420 | dollars as filed | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 326,888 | $10,028,924 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 274,937 | $10,026,952 | dollars as filed | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 274,210 | $10,025,116 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 204,305 | $10,015,031 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 444,493 | $9,996,648 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 257,202 | $9,969,131 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 338,359 | $9,957,904 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 5,632,000 | $9,943,297 | dollars as filed | principal |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 282,668 | $9,921,648 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 816,376 | $9,918,968 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 240,536 | $9,917,296 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 493,492 | $9,891,727 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 633,819 | $9,874,900 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 495,619 | $9,862,818 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 93,182 | $9,858,745 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 194,885 | $9,857,283 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 428,661 | $9,854,916 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 106,787 | $9,835,079 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 774,142 | $9,816,114 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 494,895 | $9,813,765 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124,900 | $9,810,895 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 124,900 | $9,810,895 | dollars as filed | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 600,000 | $9,804,000 | dollars as filed | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 670,000 | $9,795,400 | dollars as filed | put |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 581,774 | $9,794,159 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 355,002 | $9,787,405 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,795,400 | $9,784,930 | dollars as filed | put |
| RAYONIER INC COM | 754907103 | REIT | 342,181 | $9,738,467 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 77,900 | $9,732,826 | dollars as filed | put |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 991,514 | $9,726,752 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 102,987 | $9,712,670 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 41,400 | $9,705,816 | dollars as filed | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 339,311 | $9,683,936 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,940,639 | $9,683,785 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,588,107 | $9,679,519 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 60,800 | $9,667,808 | dollars as filed | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 258,202 | $9,661,929 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 315,800 | $9,654,006 | dollars as filed | put |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 142,822 | $9,634,195 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 475,435 | $9,622,806 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 238,227 | $9,617,224 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 388,276 | $9,613,714 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 484,600 | $9,609,625 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 486,378 | $9,605,966 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 764,618 | $9,603,602 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 215,561 | $9,601,420 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 383,296 | $9,593,909 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 929,986 | $9,588,158 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 249,638 | $9,583,613 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 10,418,000 | $9,579,351 | dollars as filed | principal |
| American Tower Corporation | 03027X100 | COM | 58,100 | $9,554,545 | dollars as filed | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 56,039 | $9,549,531 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 9,486,000 | $9,527,738 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 10,326,000 | $9,519,539 | dollars as filed | principal |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 902,264 | $9,509,861 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 251,500 | $9,504,185 | dollars as filed | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 927,284 | $9,486,115 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 421,860 | $9,484,678 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 77,095 | $9,477,277 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 66,500 | $9,476,915 | dollars as filed | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 65,500 | $9,468,025 | dollars as filed | put |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 402,899 | $9,464,105 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 803,302 | $9,462,907 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,000,000 | $9,440,000 | dollars as filed | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,142,186 | $9,434,456 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 320,020 | $9,427,789 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 130,961 | $9,416,095 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 1,347,715 | $9,407,050 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 2,093,701 | $9,400,717 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 619,482 | $9,391,340 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 73,557 | $9,379,990 | dollars as filed | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 136,637 | $9,354,168 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 900,000 | $9,351,000 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 83,836 | $9,350,230 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 9,173,000 | $9,339,306 | dollars as filed | principal |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 1,790,884 | $9,330,507 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 431,327 | $9,329,606 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 362,518 | $9,323,963 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 285,009 | $9,316,944 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 69,664 | $9,301,943 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 211,520 | $9,287,854 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 113,608 | $9,279,531 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 562,370 | $9,267,859 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 121,000 | $9,264,970 | dollars as filed | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 251,045 | $9,228,403 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 616,853 | $9,215,777 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 212,813 | $9,208,419 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 96,300 | $9,208,206 | dollars as filed | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 255,920 | $9,197,764 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 446,044 | $9,192,975 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 391,196 | $9,185,292 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 318,359 | $9,184,656 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 120,872 | $9,176,572 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 230,754 | $9,154,010 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 29,800 | $9,151,878 | dollars as filed | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,138,521 | $9,142,325 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 259,427 | $9,139,620 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 393,450 | $9,124,106 | dollars as filed | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 511,114 | $9,113,163 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 92,921 | $9,103,470 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 118,374 | $9,098,224 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 624,392 | $9,097,397 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 75,163 | $9,080,442 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 543,892 | $9,072,119 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,865,037 | $9,064,080 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 198,048 | $9,060,701 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 244,200 | $9,035,400 | dollars as filed | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 320,513 | $9,028,850 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 112,542 | $9,015,721 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 339,947 | $9,005,204 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 227,465 | $8,996,241 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 182,724 | $8,984,536 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 352,696 | $8,979,628 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 89,267 | $8,948,124 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 56,000 | $8,931,440 | dollars as filed | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 760,208 | $8,924,837 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 288,849 | $8,919,644 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 65,604 | $8,914,878 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 92,000 | $8,910,200 | dollars as filed | call |
| Amgen Inc. | 031162100 | COM | 33,100 | $8,895,956 | dollars as filed | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 160,852 | $8,890,289 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 300,112 | $8,886,317 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 162,178 | $8,879,246 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,000 | $8,875,160 | dollars as filed | put |
| Charles Schwab Corp | 808513105 | COM | 161,300 | $8,855,370 | dollars as filed | put |
| EVERI HLDGS INC | 30034T103 | COM | 668,388 | $8,836,089 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 10,683,000 | $8,826,829 | dollars as filed | principal |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 366,717 | $8,819,544 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 471,903 | $8,800,996 | dollars as filed | |
| ICHOR HOLDINGS | G4740B105 | SHS | 284,108 | $8,795,983 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 216,428 | $8,793,484 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 700,551 | $8,791,914 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 218,922 | $8,791,324 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 302,500 | $8,790,650 | dollars as filed | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 10,400 | $8,768,552 | dollars as filed | put |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 389,139 | $8,767,302 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 157,459 | $8,754,719 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 68,000 | $8,754,320 | dollars as filed | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 372,288 | $8,752,492 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 13,500 | $8,727,615 | dollars as filed | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 916,090 | $8,721,180 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 573,898 | $8,711,772 | dollars as filed | |
| VROOM INC | 92918VAB5 | Convertible Debt | 16,423,000 | $8,704,190 | dollars as filed | principal |
| CNA FINL CORP | 126117100 | COM | 220,763 | $8,687,042 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 417,461 | $8,674,838 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1,742,932 | $8,662,372 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,714,581 | $8,658,635 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 85,400 | $8,657,852 | dollars as filed | put |
| DISCOVER FINL SVCS | 254709108 | COM | 99,800 | $8,645,674 | dollars as filed | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 245,691 | $8,623,759 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 594,919 | $8,620,373 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 277,844 | $8,615,942 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 146,282 | $8,615,297 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 243,769 | $8,609,925 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 541,802 | $8,598,398 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,249,026 | $8,593,297 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 1,717,172 | $8,585,860 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 498,289 | $8,585,519 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 242,081 | $8,579,356 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 31,900 | $8,573,444 | dollars as filed | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 187,836 | $8,569,072 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 177,124 | $8,567,488 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 65,300 | $8,558,218 | dollars as filed | put |
| VERINT SYS INC | 92343X100 | COM | 371,979 | $8,551,797 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 804,436 | $8,551,154 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 138,111 | $8,549,079 | dollars as filed | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 175,000 | $8,540,000 | dollars as filed | put |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 654,277 | $8,538,315 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 192,999 | $8,524,748 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 291,349 | $8,521,959 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 70,309 | $8,520,746 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 281,844 | $8,506,052 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,119,100 | $8,505,160 | dollars as filed | put |
| ACUITY INC COM | 00508Y102 | Stock | 49,900 | $8,498,469 | dollars as filed | put |
| ACUITY INC COM | 00508Y102 | Stock | 49,900 | $8,498,469 | dollars as filed | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 379,168 | $8,497,155 | dollars as filed | |
| NETSTREIT CORP | 64119V303 | COM | 544,896 | $8,489,479 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,000,000 | $8,460,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 182,246 | $8,452,570 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 199,537 | $8,452,405 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 46,995 | $8,444,531 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 46,267 | $8,441,878 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 488,195 | $8,440,891 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 324,484 | $8,439,829 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,841,106 | $8,438,085 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 605,209 | $8,436,613 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 132,419 | $8,407,262 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 94,500 | $8,399,160 | dollars as filed | put |
| VISTEON CORP | 92839U206 | COM NEW | 60,726 | $8,384,439 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,631,201 | $8,368,063 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 4,645,000 | $8,361,000 | dollars as filed | principal |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 83,551 | $8,360,276 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 161,244 | $8,349,035 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 368,600 | $8,330,360 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 474,283 | $8,311,805 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 53,302 | $8,300,715 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,029,274 | $8,295,950 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 99,900 | $8,295,696 | dollars as filed | call |
| ARCBEST CORP COM | 03937C105 | Stock | 81,602 | $8,294,891 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 737,525 | $8,289,783 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 242,267 | $8,285,525 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,736,075 | $8,281,077 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 349,885 | $8,271,286 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 563,355 | $8,264,419 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 652,153 | $8,256,262 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 101,500 | $8,226,575 | dollars as filed | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 111,065 | $8,224,332 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 52,600 | $8,198,762 | dollars as filed | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 250,312 | $8,192,712 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 150,690 | $8,176,439 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 84,400 | $8,174,140 | dollars as filed | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 201,624 | $8,169,804 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 122,305 | $8,167,529 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 400,917 | $8,166,679 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 134,601 | $8,154,114 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 539,800 | $8,150,986 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 152,078 | $8,145,297 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,671,588 | $8,140,634 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 177,500 | $8,136,600 | dollars as filed | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 18,300 | $8,135,631 | dollars as filed | put |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 309,909 | $8,125,814 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 320,000 | $8,121,600 | dollars as filed | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 150,000 | $8,119,500 | dollars as filed | put |
| CAE INC COM | 124765108 | Stock | 347,268 | $8,108,709 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 612,250 | $8,106,197 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 1,118,539 | $8,098,222 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 283,616 | $8,097,237 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 143,642 | $8,095,691 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 100,400 | $8,087,220 | dollars as filed | call |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 279,180 | $8,084,736 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 162,024 | $8,081,757 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 166,561 | $8,076,527 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 750,000 | $8,070,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 509,131 | $8,069,726 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 91,200 | $8,049,312 | dollars as filed | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 295,500 | $8,046,466 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 199,717 | $8,042,593 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 371,843 | $8,039,254 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 75,500 | $8,036,975 | dollars as filed | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 114,156 | $8,026,308 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 399,590 | $8,015,783 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 541,399 | $8,007,290 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 644,156 | $8,006,864 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 246,463 | $8,000,178 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 102,200 | $7,985,908 | dollars as filed | call |
| HOPE BANCORP INC | 43940T109 | COM | 901,761 | $7,980,582 | dollars as filed | |
| BRISTOW GROUP INC | 11040G103 | COM | 283,237 | $7,978,786 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 266,740 | $7,978,193 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 773,438 | $7,974,141 | dollars as filed | |
| PRA Group Inc | 69354N106 | COM | 413,777 | $7,948,656 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 192,848 | $7,933,767 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 401,671 | $7,924,968 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 480,000 | $7,920,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 195,553 | $7,918,422 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 10,597,000 | $7,894,765 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 9,009,000 | $7,891,884 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 9,504,000 | $7,882,618 | dollars as filed | principal |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 273,110 | $7,879,224 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 1,286,883 | $7,875,724 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 233,600 | $7,869,984 | dollars as filed | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 872,842 | $7,855,577 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 255,294 | $7,847,722 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 259,214 | $7,846,407 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 299,347 | $7,839,898 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 112,200 | $7,833,804 | dollars as filed | put |
| Couchbase Inc | 22207T101 | Common Stock | 455,696 | $7,819,744 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 75,700 | $7,819,053 | dollars as filed | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 157,972 | $7,811,716 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 357,269 | $7,806,327 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 343,357 | $7,794,213 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 678,030 | $7,790,566 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 911,133 | $7,762,853 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 439,321 | $7,758,409 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 94,876 | $7,728,599 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,091,518 | $7,727,947 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 317,909 | $7,722,002 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 644,778 | $7,717,992 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 274,473 | $7,715,436 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 141,903 | $7,709,590 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 362,926 | $7,708,547 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 7,776,000 | $7,702,906 | dollars as filed | principal |
| CLOROX CO DEL | 189054109 | COM | 58,700 | $7,693,222 | dollars as filed | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 577,703 | $7,683,448 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 797,626 | $7,681,137 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 514,748 | $7,669,744 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 408,442 | $7,666,461 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 692,274 | $7,663,472 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 441,363 | $7,657,652 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 147,945 | $7,653,213 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 400,000 | $7,652,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 109,491 | $7,649,076 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000287 | this filing | 2023-11-14 | acceptance time not in the bulk data set |