13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,771 holding rows worth $908,317,414,966.
- Accession
- 0000070858-23-000287
- Filer
- CIK 70858
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,432 entries on the cover page, a total value of $908,317,414,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $908,317,414,966 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 21,555 | $51,517 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 38,998 | $51,477 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,000 | $51,400 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 4,259 | $50,682 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 800 | $50,432 | dollars as filed | call |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 14,739 | $50,407 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 12,083 | $50,265 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,007 | $50,188 | dollars as filed | |
| Beneficient | 08178Q101 | Class A Common Stock, par value $0.001 | 19,340 | $50,091 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 3,095 | $49,768 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 28,918 | $49,161 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 9,754 | $49,063 | dollars as filed | |
| BETTER HOME & FINANCE HOLDIN | 08774B102 | COM | 101,954 | $48,836 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,326 | $48,626 | dollars as filed | |
| GLOBAL X FDS | 37960A206 | S&P 500 RISK | 2,500 | $47,815 | dollars as filed | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 6,879 | $47,465 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,290 | $47,244 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 755 | $47,225 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 17,415 | $46,847 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 14,939 | $46,758 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,508 | $46,468 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 5,579 | $46,083 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 6,243 | $45,886 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,980 | $45,580 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 10,238 | $45,559 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 8,082 | $45,260 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 28,204 | $45,127 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 2,201 | $44,967 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 100,000 | $44,800 | dollars as filed | call |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,084 | $44,597 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 2,562 | $44,353 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 1,123 | $43,741 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 900 | $43,731 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 2,840 | $43,684 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 6,187 | $43,433 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,075 | $43,433 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 4,504 | $43,283 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F581 | FT VEST NAS | 1,795 | $43,134 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,432 | $42,931 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 1,292 | $42,715 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,500 | $42,595 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 921 | $42,420 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 94,800 | $42,091 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,910 | $42,058 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 2,266 | $41,966 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 555 | $41,786 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 22,937 | $41,745 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 655 | $41,724 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 43,078 | $41,527 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 5,498 | $41,400 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 408 | $41,341 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 1,173 | $41,287 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 5,448 | $41,132 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 2,929 | $40,769 | dollars as filed | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 7,300 | $40,661 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $40,644 | dollars as filed | put |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 2,370 | $40,636 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,254 | $40,577 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 2,242 | $40,495 | dollars as filed | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 755 | $40,332 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 15,994 | $40,305 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,452 | $40,292 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,618 | $40,094 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,471 | $39,952 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 28,470 | $39,858 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 8,042 | $39,807 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 24,719 | $39,550 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 1,628 | $39,479 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 2,542 | $39,274 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 17,666 | $39,219 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 21,107 | $39,047 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 12,038 | $39,003 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 6,212 | $38,825 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 1,251 | $38,432 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 7,481 | $38,303 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 5,500 | $38,225 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 5,015 | $38,215 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 17,404 | $37,419 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 7,773 | $37,233 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 11,110 | $37,107 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 599 | $36,931 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 53,717 | $36,527 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 2,400 | $36,240 | dollars as filed | put |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 2,500 | $36,225 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1,000 | $36,130 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,000 | $35,900 | dollars as filed | put |
| BIGLARI HLDGS INC | 08986R408 | CMN | 45 | $35,775 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 5,847 | $35,492 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,400 | $34,510 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 2,647 | $34,199 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 8,000 | $33,920 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 2,249 | $33,892 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 19,026 | $33,676 | dollars as filed | |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 8,515 | $33,549 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 3,175 | $33,528 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,352 | $33,315 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,640 | $33,308 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 7,430 | $33,212 | dollars as filed | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 3,081 | $33,152 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 6,000 | $33,120 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,600 | $33,088 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 14,934 | $33,004 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 50,000 | $33,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 25,565 | $32,978 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 842 | $32,922 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 37,000 | $32,604 | dollars as filed | principal |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,000 | $32,450 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 412 | $32,218 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,000 | $32,100 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 1,800 | $31,851 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 400 | $31,788 | dollars as filed | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,670 | $31,715 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 2,440 | $31,598 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 6,609 | $31,459 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 3,908 | $31,457 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,900 | $31,350 | dollars as filed | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,520 | $31,098 | dollars as filed | |
| LARGO INC | 517097101 | COM | 10,987 | $31,093 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,435 | $31,022 | dollars as filed | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 1,216 | $30,962 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,542 | $30,817 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 734 | $30,695 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 12,248 | $30,498 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 999 | $30,360 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,904 | $30,313 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 1,043 | $30,287 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 4,471 | $30,269 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,430 | $30,247 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 800 | $30,232 | dollars as filed | put |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 8,624 | $30,098 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 13,493 | $29,955 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 3,369 | $29,782 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $29,780 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 10,571 | $29,704 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 435 | $29,419 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 5,538 | $29,409 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,850 | $29,378 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 8,610 | $29,360 | dollars as filed | |
| BSQUARE CORP | 11776U300 | COM | 25,000 | $29,250 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 749 | $29,107 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 729 | $29,036 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 3,290 | $28,984 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 7,209 | $28,980 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 4,302 | $28,909 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 32,000 | $28,860 | dollars as filed | principal |
| MODULAR MED INC | 60785L207 | COM NEW | 24,667 | $28,614 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 1,250 | $28,138 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 1,161 | $28,032 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 6,519 | $28,032 | dollars as filed | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1,550 | $27,978 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,368 | $27,954 | dollars as filed | |
| INKT | 603693102 | Stock | 25,402 | $27,942 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 960 | $27,868 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 3,126 | $27,696 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 200 | $27,586 | dollars as filed | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,694 | $27,528 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2,000 | $27,440 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 2,703 | $27,327 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 500 | $27,320 | dollars as filed | call |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 2,906 | $27,316 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,000 | $27,270 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 746 | $27,251 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 100,787 | $27,212 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 600 | $26,784 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 779 | $26,772 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,500 | $26,670 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 6,231 | $26,668 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 3,879 | $26,571 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 912 | $26,520 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 17,018 | $26,208 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 8,510 | $25,700 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 20,528 | $25,454 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 6,672 | $25,154 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST II | 38150W107 | MARKETBETA US EQ | 668 | $24,790 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,217 | $24,578 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 8,669 | $24,534 | dollars as filed | |
| BULLFROG AI HLDGS INC | 12021E109 | COM | 7,448 | $24,280 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 200 | $24,170 | dollars as filed | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $24,078 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 17,950 | $23,874 | dollars as filed | |
| GALECTO INC | 36322Q107 | COM | 33,004 | $23,730 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 39,705 | $23,426 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 2,324 | $23,356 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 750 | $23,354 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 26,000 | $23,179 | dollars as filed | principal |
| COLUMBIA ETF TR I | 19761L888 | CMN | 1,300 | $23,176 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 3,921 | $23,173 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 6,303 | $23,132 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,097 | $22,970 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 103,529 | $22,880 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125834 | CHINA ACTIVE ETF | 1,110 | $22,775 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,188 | $22,691 | dollars as filed | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 5,000 | $22,495 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 4,233 | $22,181 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,134 | $22,113 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 22,000 | $21,815 | dollars as filed | principal |
| CYBIN INC | 23256X100 | COM | 41,000 | $21,771 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 50,997 | $21,419 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 4,741 | $21,287 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 4,267 | $21,036 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 5,000 | $21,000 | dollars as filed | call |
| LISATA THERAPEUTICS INC | 128058302 | COM | 9,684 | $20,724 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 31,000 | $20,692 | dollars as filed | principal |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $20,638 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 500 | $20,585 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 831 | $20,343 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 4,279 | $20,282 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $20,008 | dollars as filed | call |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,884 | $19,952 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 450 | $19,922 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,851 | $19,757 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 779 | $19,679 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 644 | $19,339 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 23,991 | $19,241 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,351 | $18,928 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 51,695 | $18,869 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,339 | $18,806 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,084 | $18,756 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 400 | $18,732 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 2,028 | $18,556 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 8,246 | $18,554 | dollars as filed | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,535 | $18,117 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,054 | $18,013 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 14,400 | $18,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 7,713 | $17,971 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 27,011 | $17,800 | dollars as filed | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 30,001 | $17,761 | dollars as filed | |
| LIANBIO ADR | 53000N108 | COM | 11,847 | $17,652 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 1,386 | $17,630 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 8,312 | $17,622 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 300 | $17,331 | dollars as filed | put |
| LGL GROUP INC | 50186A108 | COM | 4,000 | $17,160 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,840 | $17,088 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 5,239 | $17,027 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,300 | $16,964 | dollars as filed | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 176,655 | $16,959 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 12,332 | $16,895 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 9,028 | $16,882 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,410 | $16,858 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 2,158 | $16,746 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 47,700 | $16,695 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13,786 | $16,681 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J100 | SHS | 4,093 | $16,577 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 6,812 | $16,485 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 13,593 | $16,447 | dollars as filed | |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 1,492 | $16,382 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 12,000 | $15,870 | dollars as filed | principal |
| ANGI INC CLASS A | 00183L102 | CL A | 8,013 | $15,865 | dollars as filed | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 900 | $15,862 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 6,000 | $15,810 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 5,358 | $15,806 | dollars as filed | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 595 | $15,756 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 3,126 | $15,739 | dollars as filed | |
| CLENE INC | 185634102 | COM | 31,746 | $15,714 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,162 | $15,699 | dollars as filed | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 10,946 | $15,652 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 51,608 | $15,586 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 2,117 | $15,561 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 100 | $15,559 | dollars as filed | put |
| EMCORE CORP | 290846203 | COM | 32,643 | $15,505 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 15,753 | $15,460 | dollars as filed | principal |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,875 | $15,410 | dollars as filed | |
| INTRUSION INC COM NEW | 46121e205 | COM | 44,000 | $15,356 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 50,322 | $15,348 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 800 | $15,288 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,174 | $15,264 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 500 | $15,220 | dollars as filed | |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 26,000 | $15,064 | dollars as filed | principal |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 218 | $15,042 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 100,100 | $15,015 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 31,920 | $14,970 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 26,253 | $14,938 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,100 | $14,931 | dollars as filed | |
| ALMACENES EXITO S A | 02028M105 | SPON ADS | 2,722 | $14,916 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 10,927 | $14,861 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 8,599 | $14,790 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 27,351 | $14,769 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 37,322 | $14,742 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L206 | COM NEW | 3,220 | $14,619 | dollars as filed | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 3,672 | $14,505 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 382 | $14,286 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H752 | ALLIA US MAY ETF | 555 | $14,261 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 1,681 | $14,205 | dollars as filed | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 620 | $14,200 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 2,309 | $13,993 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 335 | $13,880 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 3,423 | $13,829 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 876 | $13,815 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 756 | $13,805 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 25,118 | $13,765 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 30,714 | $13,760 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 1,409 | $13,752 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 401 | $13,724 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 2,018 | $13,722 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,175 | $13,571 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 3,250 | $13,540 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,321 | $13,524 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 14,051 | $13,475 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,450 | $13,317 | dollars as filed | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 31,683 | $13,086 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 595 | $12,995 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 4,626 | $12,814 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,071 | $12,798 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 15,000 | $12,750 | dollars as filed | principal |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,000 | $12,700 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $12,665 | dollars as filed | put |
| CASA SYS INC | 14713L102 | COM | 14,906 | $12,625 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 23,141 | $12,612 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 12,002 | $12,482 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 2,165 | $12,449 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 300 | $12,345 | dollars as filed | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 8,224 | $12,336 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $12,229 | dollars as filed | call |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 2,250 | $12,218 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 14,000 | $12,145 | dollars as filed | principal |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,259 | $12,137 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 11,507 | $12,083 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 32,545 | $12,042 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 220 | $11,961 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 9,218 | $11,891 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 354 | $11,861 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 1,818 | $11,781 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 551 | $11,615 | dollars as filed | |
| ALITHYA GROUP INC | 01643b106 | COM | 7,662 | $11,570 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 13,000 | $11,562 | dollars as filed | principal |
| LOOP MEDIA INC | 54352F206 | COM | 23,121 | $11,491 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 277 | $11,418 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 544 | $11,315 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 6,101 | $11,287 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 8,048 | $11,267 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 708 | $11,260 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,140 | $11,214 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 2,556 | $11,195 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 50,815 | $11,179 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,515 | $11,116 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 7,351 | $11,026 | dollars as filed | |
| SIFCO INDS INC | 826546103 | COM | 3,000 | $11,010 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734202 | COM | 2,789 | $10,933 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 10,000 | $10,925 | dollars as filed | principal |
| MILLENNIUM GROUP INTL HLDGS | G6169A104 | ORD SHS | 6,065 | $10,911 | dollars as filed | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,673 | $10,850 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $10,849 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 22,484 | $10,837 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,605 | $10,761 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $10,760 | dollars as filed | put |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 33,605 | $10,754 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 14,400 | $10,728 | dollars as filed | |
| CBL INTL LTD | G1991X109 | ORDINARY SHARES | 8,468 | $10,670 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,209 | $10,647 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 3,678 | $10,629 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 8,782 | $10,626 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 427 | $10,624 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 262 | $10,510 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 11,000 | $10,505 | dollars as filed | principal |
| XOS INC | 98423B108 | COM | 30,453 | $10,445 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,996 | $10,366 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 4,727 | $10,305 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,000 | $10,250 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,323 | $10,055 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072174 | AVANTIS ALL INT | 200 | $10,007 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 100 | $9,870 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $9,820 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T306 | COM NEW | 6,944 | $9,791 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 500 | $9,770 | dollars as filed | |
| LEGG MASON ETF INVT | 524682200 | CMN | 188 | $9,746 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 300 | $9,723 | dollars as filed | put |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 475 | $9,664 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,075 | $9,535 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 11,028 | $9,495 | dollars as filed | |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 9,070 | $9,433 | dollars as filed | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $9,400 | dollars as filed | |
| KBR INC | 48242WAB2 | BOND | 4,000 | $9,396 | dollars as filed | principal |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,601 | $9,342 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 10,000 | $9,329 | dollars as filed | principal |
| VEON LTD | 91822M502 | SPONSORED ADS | 475 | $9,262 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 7,348 | $9,185 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 11,000 | $9,185 | dollars as filed | principal |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $9,132 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 1,786 | $9,073 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 1,386 | $9,023 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 9,628 | $8,953 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 15,000 | $8,944 | dollars as filed | principal |
| AQUA METALS INC | 03837J101 | COM | 7,894 | $8,920 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 1,367 | $8,886 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,560 | $8,882 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 3,000 | $8,716 | dollars as filed | principal |
| FOOT LOCKER INC | 344849104 | COM | 500 | $8,675 | dollars as filed | put |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 800 | $8,600 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 215 | $8,594 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $8,593 | dollars as filed | put |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 6,113 | $8,558 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,366 | $8,483 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 355 | $8,428 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 2,354 | $8,404 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077122 | UNIT 99/99/9999 | 784 | $8,397 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 382 | $8,381 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 12,000 | $8,356 | dollars as filed | principal |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 62,832 | $8,293 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 2,071 | $8,181 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 750 | $8,168 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 300 | $8,109 | dollars as filed | call |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 1,529 | $8,073 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 431 | $8,051 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 138 | $8,026 | dollars as filed | |
| AMTD IDEA GROUP | 00180G205 | ADR | 6,500 | $7,995 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 782 | $7,961 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 1,780 | $7,957 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 526 | $7,942 | dollars as filed | |
| EXPRESS INC XXXBANKRUPTCY EFF: 01/02/25 | 30219E202 | COM | 878 | $7,902 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 2,229 | $7,868 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 800 | $7,824 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 2,500 | $7,750 | dollars as filed | |
| NULL | 103197208 | NULL | 4,055 | $7,745 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 803 | $7,741 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 363 | $7,697 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 2,398 | $7,674 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 328 | $7,644 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 3,601 | $7,598 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 6,404 | $7,557 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 16,666 | $7,500 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 57,189 | $7,491 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 5,744 | $7,468 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635705 | COM NEW | 4,165 | $7,455 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,900 | $7,425 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 147 | $7,360 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $7,350 | dollars as filed | principal |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 665 | $7,222 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 5,000 | $7,200 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,721 | $7,142 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 33,005 | $7,013 | dollars as filed | principal |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 129 | $6,865 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 7,000 | $6,846 | dollars as filed | principal |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 580 | $6,793 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 849 | $6,792 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 2,000 | $6,719 | dollars as filed | principal |
| GAIA INC NEW | 36269P104 | CL A | 2,463 | $6,699 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 16,830 | $6,631 | dollars as filed | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,000 | $6,490 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 255 | $6,413 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 8,000 | $6,400 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 544 | $6,348 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 648 | $6,325 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 6,000 | $6,240 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 13,481 | $6,215 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 2,450 | $6,198 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 7,000 | $6,160 | dollars as filed | principal |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 200 | $6,144 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 183 | $6,127 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 100,000 | $6,100 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,955 | $6,061 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 7,000 | $6,042 | dollars as filed | principal |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 853 | $6,031 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $6,000 | dollars as filed | principal |
| VISTRA CORP | 92840M128 | COM | 36,868 | $5,973 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 1,000 | $5,950 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,800 | $5,940 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,000 | $5,934 | dollars as filed | principal |
| STRYVE FOODS INC | 863685202 | COM | 1,901 | $5,924 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 200 | $5,888 | dollars as filed | call |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 2,326 | $5,862 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 1,923 | $5,827 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 8,000 | $5,790 | dollars as filed | principal |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 6,764 | $5,777 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,000 | $5,760 | dollars as filed | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 500 | $5,750 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 15,072 | $5,743 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,400 | $5,736 | dollars as filed | put |
| TEUCRIUM AILA L/S BASE ME ST | 53656G530 | FUND | 230 | $5,713 | dollars as filed | |
| TEUCRIUM AILA LONG-SHORT AG | 53656G522 | FUND | 250 | $5,702 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 5,787 | $5,653 | dollars as filed | |
| AMTD DIGITAL INC | 00180N101 | SPONSORED ADS | 1,018 | $5,609 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 5,169 | $5,583 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 1,005 | $5,578 | dollars as filed | |
| WEARABLE DEVICES LTD | M97838102 | ORDINARY SHS | 7,131 | $5,562 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A106 | CLASS A ORD SHS | 961 | $5,526 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 3,906 | $5,468 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 6,000 | $5,468 | dollars as filed | principal |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 550 | $5,401 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 2,000 | $5,340 | dollars as filed | call |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 3,650 | $5,292 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 3,100 | $5,270 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 182 | $5,231 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 742 | $5,201 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 794 | $5,153 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 500 | $5,110 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 847 | $5,108 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 300 | $5,100 | dollars as filed | call |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 466 | $5,089 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 94,166 | $5,085 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 450 | $5,024 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 138 | $5,019 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 3,883 | $5,009 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 858 | $4,985 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 550 | $4,966 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 5,000 | $4,920 | dollars as filed | principal |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,806 | $4,912 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 150 | $4,886 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 5,590 | $4,858 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 185 | $4,828 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,301 | $4,819 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000287 | this filing | 2023-11-14 | acceptance time not in the bulk data set |