13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 7,771 holding rows worth $908,317,414,966.
- Accession
- 0000070858-23-000287
- Filer
- CIK 70858
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 27,432 entries on the cover page, a total value of $908,317,414,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $908,317,414,966 with VALUE read as dollars as filed, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 173,000 | $164,627 | dollars as filed | principal |
| PETIQ INC | 71639T106 | COMMON STOCK | 8,330 | $164,101 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 16,304 | $163,855 | dollars as filed | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 4,154 | $163,639 | dollars as filed | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 4,652 | $163,390 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 29,673 | $163,201 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 52,647 | $162,679 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,100 | $162,282 | dollars as filed | call |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 186,177 | $162,160 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 26,401 | $161,838 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 215,000 | $161,787 | dollars as filed | principal |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 16,290 | $161,592 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,300 | $161,446 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 414,139 | $161,099 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 17,708 | $160,700 | dollars as filed | |
| Canadian $ ETF | 46138T104 | ETF | 2,226 | $160,650 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 36,754 | $160,615 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 25,830 | $160,404 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 11,261 | $160,019 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 12,580 | $160,018 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 7,865 | $159,909 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 10,973 | $159,657 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 35,697 | $159,208 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 42,845 | $158,956 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 4,999 | $158,918 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,900 | $158,802 | dollars as filed | put |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 32,613 | $158,499 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 19,886 | $158,491 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 219,882 | $158,315 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 60,499 | $157,298 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 53,574 | $156,972 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 58,645 | $156,583 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 13,959 | $156,341 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 14,290 | $156,190 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 15,827 | $155,579 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 111,778 | $155,371 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 23,530 | $155,297 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 22,668 | $155,049 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 105,392 | $154,926 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 10,013 | $154,700 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 22,280 | $154,625 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 33,461 | $153,921 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 14,821 | $153,842 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 42,162 | $152,626 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 39,696 | $152,433 | dollars as filed | |
| CORNING INC | 219350105 | COM | 5,000 | $152,350 | dollars as filed | put |
| Akoustis Technologies Inc | 00973N102 | COM | 202,150 | $152,017 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 83,503 | $151,975 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 30,063 | $151,819 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 42,287 | $151,809 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 88,651 | $151,593 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 7,530 | $151,353 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 304,441 | $151,307 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 23,524 | $151,259 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 17,038 | $150,957 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 27,433 | $150,881 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 4,049 | $150,846 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 7,617 | $150,740 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 40,141 | $150,527 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 40,638 | $150,360 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,955 | $150,186 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 60,523 | $150,097 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,214 | $149,447 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 69,359 | $149,122 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 117,372 | $149,062 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 21,763 | $148,859 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,265 | $148,675 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 6,590 | $148,342 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 157,000 | $148,130 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 14,545 | $147,923 | dollars as filed | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 2,793 | $147,833 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 8,100 | $147,825 | dollars as filed | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 16,288 | $147,733 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 4,805 | $146,985 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 246,800 | $146,846 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 18,045 | $146,525 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 7,325 | $145,987 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,572 | $145,497 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,845 | $145,411 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 98,103 | $145,192 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,856 | $144,758 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 3,180 | $144,690 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 45,590 | $144,521 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 28,880 | $143,531 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 65,000 | $143,084 | dollars as filed | principal |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 120,536 | $142,233 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 143,000 | $142,199 | dollars as filed | principal |
| VAXART INC NEW | 92243A200 | COM | 187,915 | $141,688 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 21,804 | $141,290 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 16,695 | $141,240 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 233,986 | $141,094 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 108,338 | $140,839 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 70,052 | $140,804 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $140,209 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 21,047 | $140,173 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 17,029 | $139,978 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 27,823 | $139,950 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 4,427 | $139,849 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 10,305 | $139,839 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,828 | $139,639 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 35,849 | $139,274 | dollars as filed | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 3,149 | $139,069 | dollars as filed | |
| VCI GLOBAL LTD | G98218103 | COM | 37,573 | $139,020 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,512 | $138,495 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 12,000 | $138,480 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 7,574 | $137,847 | dollars as filed | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,118 | $137,728 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 45,116 | $137,604 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 5,388 | $136,371 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 500 | $136,155 | dollars as filed | put |
| SWK HLDGS CORP | 78501P203 | COM NEW | 8,635 | $136,001 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 50,171 | $135,462 | dollars as filed | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 4,554 | $135,376 | dollars as filed | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,478 | $134,491 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 300,000 | $134,400 | dollars as filed | put |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 46,320 | $133,865 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 9,135 | $133,371 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 43,487 | $133,069 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 13,747 | $132,522 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,354 | $131,637 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,900 | $131,575 | dollars as filed | put |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 3,949 | $131,439 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 26,871 | $131,399 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 1,272 | $131,345 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,913 | $131,021 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X100 | CL A | 23,353 | $130,777 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 69,787 | $129,803 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 150,000 | $129,600 | dollars as filed | principal |
| IGM BIOSCIENCES INC | 449585108 | COM | 15,480 | $129,258 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 32,541 | $129,187 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 29,776 | $128,930 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 3,890 | $128,619 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 29,141 | $128,511 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 48,566 | $128,214 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 14,211 | $127,756 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 67,914 | $127,678 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 11,314 | $127,503 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,803 | $127,399 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 23,601 | $127,210 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 5,124 | $127,178 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 146,938 | $126,660 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 6,296 | $126,487 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 38,315 | $126,439 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 4,185 | $126,302 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 7,946 | $126,103 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 13,259 | $126,093 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,513 | $125,987 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 10,553 | $125,897 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 17,622 | $125,469 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 25,366 | $125,308 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 16,485 | $125,285 | dollars as filed | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 2,484 | $125,069 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 19,553 | $124,944 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 13,004 | $124,837 | dollars as filed | |
| IJH | 464287507 | COM | 500 | $124,675 | dollars as filed | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 34,137 | $124,600 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 24,685 | $124,412 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,750 | $124,315 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 4,274 | $123,903 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 7,000 | $123,690 | dollars as filed | put |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 23,932 | $122,053 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 62,445 | $121,768 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 1,070 | $121,326 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 47,014 | $121,296 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 3,318 | $121,108 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 38,180 | $120,648 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 14,287 | $120,582 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 23,935 | $120,393 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 28,201 | $120,136 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125784 | KOREA ACTIVE ETF | 5,103 | $120,114 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 64,052 | $119,776 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 32,320 | $119,584 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 11,312 | $119,556 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 111,505 | $119,310 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 17,129 | $119,218 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 14,353 | $118,987 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 5,947 | $118,940 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 106,895 | $118,653 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 10,617 | $118,591 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 92,439 | $118,323 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 12,850 | $117,963 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 43,308 | $117,797 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 81,088 | $117,578 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,085 | $117,390 | dollars as filed | |
| BELPOINTE PREP LLC | 080694102 | UNIT RP LTD LB A | 1,369 | $117,323 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 150,000 | $117,300 | dollars as filed | put |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 15,982 | $117,148 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 38,219 | $116,949 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 36,602 | $115,663 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 15,660 | $115,571 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 12,500 | $115,125 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 3,898 | $115,030 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 48,735 | $115,015 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 19,621 | $114,979 | dollars as filed | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,944 | $114,912 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 23,710 | $114,519 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 132,000 | $114,431 | dollars as filed | principal |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 114,389 | $114,389 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 12,986 | $114,277 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 31,171 | $113,462 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,953 | $113,293 | dollars as filed | |
| iShares iBonds 2029 Term HY & Inc ETF | 46436E379 | SHS | 5,173 | $112,797 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 25,458 | $112,779 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 445,434 | $112,694 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,109 | $112,589 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,570 | $112,499 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 5,424 | $112,439 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 4,896 | $112,412 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 154,573 | $111,139 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 3,900 | $110,604 | dollars as filed | put |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 17,662 | $110,388 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 12,918 | $110,320 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,271 | $110,063 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 2,165 | $109,592 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 67,614 | $109,535 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,979 | $109,472 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C796 | BLOO TWEN US ETF | 2,767 | $109,130 | dollars as filed | |
| AXT INC | 00246W103 | COM | 45,422 | $109,012 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 44,854 | $108,996 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 8,180 | $108,467 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 45,882 | $108,282 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 1,000 | $108,250 | dollars as filed | call |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 7,000 | $108,150 | dollars as filed | call |
| GLOBAL X FDS | 37954Y319 | CMN | 3,251 | $108,031 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 8,323 | $107,783 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 11,133 | $107,211 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 175,935 | $107,144 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 133,906 | $106,723 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 5,475 | $106,660 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 98,459 | $106,336 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 10,279 | $106,187 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 13,274 | $106,059 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 54,139 | $105,571 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 35,574 | $105,300 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 58,240 | $104,832 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 117,557 | $104,155 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 3,393 | $103,961 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 98,000 | $103,684 | dollars as filed | principal |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 9,173 | $103,201 | dollars as filed | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 2,632 | $102,995 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 2,990 | $102,706 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 3,244 | $102,478 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 104,505 | $102,415 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 700,429 | $102,263 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 154,448 | $102,245 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 38,432 | $102,229 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 10,000 | $101,600 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,868 | $101,471 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 33,100 | $101,286 | dollars as filed | put |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 1,776 | $101,147 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 148,630 | $101,068 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,337 | $100,917 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 5,701 | $100,623 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 6,895 | $99,910 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 12,700 | $99,758 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 13,166 | $99,140 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 2,821 | $98,594 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 8,156 | $98,116 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,498 | $97,872 | dollars as filed | |
| IPERIONX LTD | 44916E100 | SPONSORED ADS | 10,000 | $97,690 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 20,094 | $97,255 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 28,816 | $97,110 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 9,906 | $97,029 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,555 | $96,937 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 30,194 | $96,621 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 7,968 | $96,254 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,916 | $95,898 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 17,875 | $95,810 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 6,176 | $95,296 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 28,940 | $94,923 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 91,784 | $94,538 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 43,601 | $93,742 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 3,266 | $93,074 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 30,504 | $92,732 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 18,484 | $92,605 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 87,187 | $92,418 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,800 | $92,372 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 1,890 | $92,336 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,965 | $92,286 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 3,588 | $92,276 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 108,161 | $92,153 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 222,468 | $92,102 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,000 | $92,030 | dollars as filed | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,100 | $91,938 | dollars as filed | call |
| KARAT PACKAGING INC | 48563L101 | COM | 3,986 | $91,918 | dollars as filed | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 3,535 | $91,507 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 18,006 | $91,471 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,028 | $91,453 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 67,717 | $91,418 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 10,000 | $91,200 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 9,323 | $90,899 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 11,817 | $90,755 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 4,942 | $90,290 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 8,543 | $89,787 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,347 | $89,392 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 20,917 | $89,315 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 9,332 | $89,215 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 11,427 | $89,131 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 6,635 | $89,108 | dollars as filed | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 15,677 | $89,045 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,049 | $88,437 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 7,810 | $88,175 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 61,195 | $88,121 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 28,547 | $87,924 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 6,228 | $87,753 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1,115 | $87,588 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C812 | BLOOMBERG TEN YR | 1,969 | $87,581 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 4,132 | $87,268 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 4,790 | $86,891 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 7,927 | $86,722 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 9,396 | $85,973 | dollars as filed | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 1,184 | $85,964 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 64,873 | $85,632 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 38,866 | $85,506 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 9,293 | $84,841 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 45,341 | $84,334 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 22,111 | $84,243 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 18,802 | $84,233 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 9,720 | $83,393 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 5,000 | $83,200 | dollars as filed | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 17,872 | $82,925 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 13,820 | $82,783 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 12,808 | $82,611 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 18,255 | $82,512 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 2,152 | $82,422 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 10,988 | $81,861 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 204,385 | $81,754 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 9,087 | $81,692 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 9,937 | $81,583 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,110 | $81,501 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 50,005 | $81,009 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,453 | $80,979 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 40,360 | $80,720 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 41,291 | $80,517 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 96,566 | $80,342 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 17,173 | $80,198 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 38,395 | $79,861 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 11,506 | $79,852 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 35,290 | $79,755 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 11,211 | $79,598 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,550 | $79,580 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 11,637 | $79,481 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,505 | $79,225 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,815 | $79,152 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 22,168 | $79,140 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 6,138 | $79,119 | dollars as filed | |
| GEN RESTAURENT GROUP | 36870C104 | CMN | 6,778 | $78,896 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 809 | $78,837 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 12,787 | $78,384 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 79,060 | $78,348 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 8,000 | $78,320 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 8,939 | $78,304 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 5,978 | $78,252 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,159 | $78,084 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 11,902 | $77,362 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 233,103 | $77,157 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 46,394 | $77,014 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 3,300 | $76,890 | dollars as filed | put |
| GRITSTONE BIO INC | 39868T105 | COM | 44,680 | $76,850 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 64,418 | $76,658 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 13,884 | $76,362 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 18,270 | $76,186 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,841 | $75,637 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 2,424 | $75,460 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 3,300 | $75,352 | dollars as filed | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $75,160 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 24,311 | $75,121 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 3,454 | $74,883 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 6,054 | $74,646 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 4,719 | $74,419 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,465 | $74,394 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 35,376 | $74,289 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 700 | $74,179 | dollars as filed | put |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,140 | $73,747 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,383 | $73,507 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 50,900 | $73,296 | dollars as filed | put |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 90,774 | $72,619 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 300 | $72,174 | dollars as filed | call |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 3,474 | $72,086 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 12,873 | $71,574 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 6,690 | $71,315 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 2,149 | $71,001 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 103,577 | $70,847 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 8,277 | $70,602 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 47,905 | $70,421 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,497 | $70,330 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 6,637 | $70,153 | dollars as filed | |
| CONNS INC | 208242107 | COM | 17,718 | $69,987 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 5,245 | $69,968 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 4,256 | $69,883 | dollars as filed | |
| GREENIDGE GENERATION HOLDINGS | 39531g308 | COM | 17,035 | $69,673 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 6,466 | $69,574 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 24,225 | $69,526 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 49,788 | $69,205 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 3,321 | $69,010 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 13,698 | $68,490 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 16,475 | $68,372 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 17,191 | $67,905 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 15,838 | $67,787 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,204 | $67,486 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 14,460 | $67,239 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,756 | $67,107 | dollars as filed | |
| CF BANKSHARES INC | 12520L109 | COM | 4,000 | $67,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 72,000 | $66,888 | dollars as filed | principal |
| EASTGROUP PPTYS INC | 277276101 | COM | 400 | $66,612 | dollars as filed | call |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 73,242 | $66,577 | dollars as filed | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 2,701 | $66,310 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 2,210 | $66,068 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 36,900 | $65,682 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 8,300 | $65,657 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 1,500 | $65,652 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,336 | $65,562 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 30,897 | $65,501 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 28,600 | $65,208 | dollars as filed | call |
| CLIPPER REALTY INC | 18885T306 | COM | 12,579 | $65,159 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 46,519 | $65,126 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 10,762 | $64,787 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 2,455 | $64,687 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 57,468 | $64,364 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,587 | $64,272 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 2,531 | $64,212 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 42,046 | $63,910 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 125,000 | $63,875 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 6,154 | $63,263 | dollars as filed | |
| DIGITAL BRANDS GROUP INC | 25401N408 | COM NEW | 7,480 | $63,056 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 78,563 | $62,929 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 28,693 | $62,550 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 150,615 | $62,506 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 11,283 | $62,282 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 45,436 | $62,247 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,347 | $62,221 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 50,509 | $62,127 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,726 | $61,808 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 22,362 | $61,719 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 12,080 | $61,487 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 23,321 | $61,334 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 46,383 | $61,226 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 4,670 | $61,224 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 5,841 | $61,094 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 2,539 | $60,936 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 7,560 | $60,405 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 15,403 | $60,071 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 69,705 | $59,737 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 98,000 | $59,535 | dollars as filed | principal |
| SYSCOCORP | 871829107 | COM | 900 | $59,445 | dollars as filed | put |
| BONDBLOXX ETF TRUST | 09789C846 | BLOOMBERG THREE | 1,222 | $59,108 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,506 | $59,065 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,540 | $59,059 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 50,000 | $59,000 | dollars as filed | |
| MOVELLA HOLDINGS INC - CLASS A - MVLA | 62459N105 | Stock | 110,000 | $58,960 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,000 | $58,930 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 2,028 | $58,650 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 99,494 | $58,204 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 900 | $58,122 | dollars as filed | call |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 2,997 | $58,022 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 49,404 | $57,803 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 75,519 | $57,697 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,800 | $57,551 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,069 | $57,229 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 2,001 | $57,173 | dollars as filed | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,140 | $56,693 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 13,755 | $56,670 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,253 | $56,428 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 1,060 | $56,288 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,700 | $56,268 | dollars as filed | call |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 2,184 | $56,006 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,556 | $55,865 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 10,779 | $55,835 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,276 | $55,787 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 6,395 | $55,764 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 1,400 | $55,496 | dollars as filed | put |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 16,914 | $55,309 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 4,050 | $55,202 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 38,780 | $55,067 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 111,155 | $54,466 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,950 | $54,405 | dollars as filed | |
| WEWORK INC | 96209A401 | COM | 18,049 | $54,327 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,033 | $54,212 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 5,735 | $54,081 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 45,308 | $53,916 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 9,667 | $53,845 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 7,517 | $53,822 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 20,537 | $53,602 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 5,500 | $53,515 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 2,537 | $53,343 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 12,596 | $53,281 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 42,254 | $53,240 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 977 | $53,129 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,280 | $53,115 | dollars as filed | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 2,700 | $53,050 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 17,054 | $53,038 | dollars as filed | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,450 | $52,578 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3,938 | $52,572 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 800 | $52,456 | dollars as filed | put |
| UR-ENERGY INC | 91688R108 | COM | 34,056 | $52,447 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 7,528 | $52,170 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,311 | $52,044 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 1,995 | $51,893 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 42,497 | $51,846 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 5,244 | $51,758 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000070858-23-000287 | this filing | 2023-11-14 | acceptance time not in the bulk data set |