13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 6,626 holding rows worth $808,675,555,000.
- Accession
- 0000019617-21-000478
- Filer
- CIK 19617
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 24,669 entries on the cover page, a total value of $808,675,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,675,555,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 4,946,000 | $5,205,000 | thousands by filing date | principal |
| BIOVENTUS INC | 09075A108 | COM CL A | 367,476 | $5,203,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 249,507 | $5,200,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 69,066 | $5,199,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 105,738 | $5,187,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 101,464 | $5,171,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 108,851 | $5,162,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 118,075 | $5,159,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 111,406 | $5,130,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 128,771 | $5,123,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 274,523 | $5,114,000 | thousands by filing date | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 113,960 | $5,113,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 358,760 | $5,102,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 48,018 | $5,097,000 | thousands by filing date | |
| CORNING INC | 219350905 | CALL | 139,600 | $5,094,000 | thousands by filing date | call |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 3,975,000 | $5,088,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 323,544 | $5,086,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 830,546 | $5,067,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 280,379 | $5,064,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 342,072 | $5,063,000 | thousands by filing date | |
| AFFIRM HLDGS INC | 00827B906 | CALL | 42,500 | $5,063,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 250,000 | $5,063,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 419,221 | $5,052,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 155,897 | $5,042,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 2,452,000 | $5,040,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 28,170 | $5,025,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 449,253 | $5,023,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 4,945,000 | $5,018,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 269,770 | $5,001,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 287,983 | $5,001,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,071,549 | $4,994,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,615,000 | $4,994,000 | thousands by filing date | principal |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,324 | $4,975,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,015,147 | $4,974,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 499,800 | $4,973,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 98,510 | $4,970,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 254,555 | $4,963,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 55,975 | $4,959,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 127,436 | $4,954,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 97,912 | $4,951,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348956 | PUT | 17,700 | $4,951,000 | thousands by filing date | put |
| INVITAE CORP | 46185L953 | PUT | 173,500 | $4,933,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 186,055 | $4,928,000 | thousands by filing date | |
| TELADOC HEALTH INC CALL | 87918A905 | OPTION | 38,801 | $4,920,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,266,571 | $4,918,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 2,766,000 | $4,917,000 | thousands by filing date | principal |
| EOG RES INC | 26875P951 | PUT | 61,200 | $4,913,000 | thousands by filing date | put |
| VY GLOBAL GROWTH | G9444H100 | CMN | 500,000 | $4,905,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 173,727 | $4,901,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 300,000 | $4,899,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 24,888 | $4,895,000 | thousands by filing date | |
| ALCOA CORP | 013872906 | CALL | 100,000 | $4,894,000 | thousands by filing date | call |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 100,000 | $4,888,000 | thousands by filing date | put |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 230,067 | $4,887,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 25,687 | $4,870,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 61,600 | $4,863,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,331,275 | $4,860,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 225,741 | $4,858,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 236,095 | $4,852,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 59,118 | $4,845,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 26,523 | $4,836,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 66,846 | $4,829,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 27,500 | $4,824,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 79,260 | $4,822,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R904 | COM | 99,900 | $4,811,000 | thousands by filing date | call |
| FLEX LNG LTD | G35947202 | SHS | 266,901 | $4,804,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 580,944 | $4,792,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F956 | PUT | 18,700 | $4,792,000 | thousands by filing date | put |
| DEERE & CO | 244199905 | CALL | 14,300 | $4,792,000 | thousands by filing date | call |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 485,831 | $4,771,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 3,388,000 | $4,767,000 | thousands by filing date | principal |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 235,243 | $4,764,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 482,157 | $4,764,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 239,627 | $4,763,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 53,329 | $4,762,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 101,705 | $4,761,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 894,233 | $4,758,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 94,887 | $4,751,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 146,556 | $4,751,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 300,012 | $4,747,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 153,647 | $4,738,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 480,000 | $4,738,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 76,400 | $4,735,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 184,051 | $4,732,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 186,890 | $4,730,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 2,600 | $4,726,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 217,900 | $4,715,000 | thousands by filing date | put |
| MONGODB INC | 60937P956 | CL A | 10,000 | $4,715,000 | thousands by filing date | put |
| AMERICAN WELL CORP | 03044L105 | CL A | 517,127 | $4,712,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 40,423 | $4,696,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F906 | CALL | 93,500 | $4,683,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 124,924 | $4,682,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,098,768 | $4,681,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 191,258 | $4,672,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 478,279 | $4,668,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 26,600 | $4,666,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 79,126 | $4,663,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,276,574 | $4,660,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 49,187 | $4,651,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 96,950 | $4,650,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 468,305 | $4,646,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 577,677 | $4,632,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 54,925 | $4,630,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 86,120 | $4,627,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 167,814 | $4,627,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 379,401 | $4,624,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 348,552 | $4,621,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 72,520 | $4,615,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 89677Q957 | ADS | 150,000 | $4,613,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 2,249,500 | $4,611,000 | thousands by filing date | call |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 4,610,000 | $4,604,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 47,706 | $4,603,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 143,938 | $4,602,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 4,527,000 | $4,599,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 418,441 | $4,595,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160909 | CALL | 69,400 | $4,591,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 37,700 | $4,587,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 82,852 | $4,583,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 64,006 | $4,582,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 461,620 | $4,579,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 4,408,000 | $4,573,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 4,383,000 | $4,567,000 | thousands by filing date | principal |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 169,640 | $4,563,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 97,401 | $4,557,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 190,001 | $4,552,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 225,343 | $4,547,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 125,177 | $4,546,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 309,992 | $4,526,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 3,738 | $4,520,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 732,019 | $4,517,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 450,001 | $4,509,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 81,854 | $4,505,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 329,948 | $4,494,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 670,722 | $4,494,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,675 | $4,492,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 98,600 | $4,488,000 | thousands by filing date | put |
| GEO GROUP INC | 36162J956 | COM | 600,000 | $4,482,000 | thousands by filing date | put |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 134,177 | $4,479,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 95,100 | $4,474,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 113,049 | $4,470,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 64,809 | $4,470,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 963,404 | $4,470,000 | thousands by filing date | |
| AMYRIS INC | 03236M900 | CALL | 325,000 | $4,462,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161WAB1 | BOND | 3,500,000 | $4,436,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 183,484 | $4,411,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 65,000 | $4,405,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 150,565 | $4,404,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 46,700 | $4,399,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 44,930 | $4,397,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 156,104 | $4,397,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 55,025 | $4,393,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 66,412 | $4,387,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 28,788 | $4,385,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 103,620 | $4,383,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 188,957 | $4,378,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 520,361 | $4,376,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 73,600 | $4,375,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 191,513 | $4,372,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 177,535 | $4,368,000 | thousands by filing date | |
| PPG INDS INC | 693506907 | COM | 30,500 | $4,362,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 576,087 | $4,360,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887909 | COM | 17,700 | $4,351,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 115,063 | $4,347,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029202 | UNIT 99/99/9999 | 434,992 | $4,341,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 55,573 | $4,330,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 437,071 | $4,327,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 5,124 | $4,320,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 198,797 | $4,312,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 228,928 | $4,295,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 440,000 | $4,290,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 52,800 | $4,286,000 | thousands by filing date | call |
| NORDSTROM INC | 655664950 | COM | 162,000 | $4,285,000 | thousands by filing date | put |
| NORDSTROM INC | 655664900 | COM | 162,000 | $4,285,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 101,774 | $4,279,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709958 | COM | 34,800 | $4,275,000 | thousands by filing date | put |
| UNION PAC CORP | 907818958 | COM | 21,800 | $4,273,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 194,837 | $4,272,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 310,866 | $4,269,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 224,764 | $4,255,000 | thousands by filing date | |
| PETCO HEALTH & WELLNESS CO I | 71601V955 | CL A COM | 200,800 | $4,237,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 355,077 | $4,226,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 22,474 | $4,223,000 | thousands by filing date | |
| LESLIES INC | 527064959 | COM | 205,500 | $4,221,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 57,078 | $4,218,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 605,437 | $4,214,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 121,600 | $4,206,000 | thousands by filing date | call |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 60,923 | $4,201,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 65,228 | $4,200,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 22,583 | $4,199,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 233,295 | $4,190,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A955 | PUT | 33,001 | $4,185,000 | thousands by filing date | put |
| EARGO INC | 270087109 | COM | 620,268 | $4,175,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464950 | ADR | 407,500 | $4,173,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 32,775 | $4,171,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 315,286 | $4,171,000 | thousands by filing date | |
| BIOHAVEN PHARMACTL HLDG CO L | G11196955 | PUT | 30,000 | $4,167,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 2,780,000 | $4,163,000 | thousands by filing date | principal |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 119,654 | $4,161,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 67,400 | $4,161,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 69,276 | $4,153,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 123,343 | $4,146,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 191,189 | $4,142,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 414,697 | $4,139,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 109,542 | $4,129,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 645,980 | $4,129,000 | thousands by filing date | |
| XILINX INC | 983919901 | COM | 27,300 | $4,122,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,307,075 | $4,117,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 28,362 | $4,115,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 52,580 | $4,111,000 | thousands by filing date | |
| KELLOGG CO | 487836958 | COM | 64,300 | $4,110,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,411,000 | $4,096,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 38,590 | $4,083,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 23,000 | $4,069,000 | thousands by filing date | call |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 411,575 | $4,062,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 268,269 | $4,062,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 333,406 | $4,060,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 149,321 | $4,057,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 43,849 | $4,057,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 179,334 | $4,053,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,508,208 | $4,042,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,843 | $4,041,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 241,459 | $4,035,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 3,032,761 | $4,033,000 | thousands by filing date | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 633,000 | $4,030,000 | thousands by filing date | principal |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 184,764 | $4,028,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 169,480 | $4,026,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 228,860 | $4,022,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 633,949 | $4,020,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 559,124 | $4,014,000 | thousands by filing date | |
| ARK ETF TR | 00214Q951 | NEXT GNRTN INTER | 28,800 | $3,999,000 | thousands by filing date | put |
| API GROUP CORP COM STK | 00187Y100 | Stock | 196,239 | $3,994,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 68,309 | $3,992,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732902 | COM | 127,500 | $3,989,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 135,916 | $3,985,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 376,739 | $3,979,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 134,500 | $3,979,000 | thousands by filing date | call |
| ASTRA SPACE INC | 04634X103 | COM CL A | 412,892 | $3,972,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 303,174 | $3,965,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 82,090 | $3,959,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 84,096 | $3,956,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 762,862 | $3,952,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 22,797 | $3,949,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 119,469 | $3,948,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 111,314 | $3,947,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 179,412 | $3,947,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 124,953 | $3,939,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 9,992 | $3,938,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 74,898 | $3,937,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,309,000 | $3,937,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,865,000 | $3,933,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 47,591 | $3,929,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 72,001 | $3,929,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 76,003 | $3,910,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 23,700 | $3,905,000 | thousands by filing date | put |
| H WORLD GROUP LTD | 44332N906 | SPONSORED ADS | 85,100 | $3,903,000 | thousands by filing date | call |
| HELLO GROUP INC ADS | 423403104 | ADR | 368,564 | $3,900,000 | thousands by filing date | |
| FLUOR CORP | 343412902 | CALL | 244,000 | $3,897,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 38,915 | $3,896,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 25,900 | $3,896,000 | thousands by filing date | call |
| XILINX INC | 983919951 | COM | 25,800 | $3,896,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 396,335 | $3,892,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 268,145 | $3,888,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 375,878 | $3,887,000 | thousands by filing date | |
| FOX CORP | 35137L905 | CL A COM | 96,800 | $3,883,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 224,169 | $3,881,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 3,900 | $3,877,000 | thousands by filing date | put |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,220,000 | $3,873,000 | thousands by filing date | principal |
| Vital Energy Inc | 516806205 | Common Stock | 47,719 | $3,868,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 16,362 | $3,866,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 78,791 | $3,852,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 252,972 | $3,850,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 199,700 | $3,849,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 331,891 | $3,847,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 84,116 | $3,844,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 130,110 | $3,835,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 227,237 | $3,830,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 101,242 | $3,823,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E952 | PUT | 408,000 | $3,823,000 | thousands by filing date | put |
| YUM CHINA HLDGS INC | 98850P959 | PUT | 65,600 | $3,812,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 26,800 | $3,812,000 | thousands by filing date | put |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 16,234 | $3,811,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 68,321 | $3,776,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 317,878 | $3,774,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 29,634 | $3,767,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 174,970 | $3,767,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 109,161 | $3,766,000 | thousands by filing date | |
| KELLOGG CO | 487836908 | COM | 58,900 | $3,765,000 | thousands by filing date | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 75,592 | $3,764,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 46,438 | $3,759,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 515,027 | $3,750,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 139,358 | $3,750,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,928,122 | $3,748,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 48,495 | $3,746,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 70,000 | $3,746,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 45,822 | $3,744,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 382,466 | $3,741,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 505,364 | $3,740,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 561,185 | $3,738,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 397,228 | $3,730,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 90,997 | $3,730,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U906 | CALL | 113,100 | $3,728,000 | thousands by filing date | call |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 130,993 | $3,709,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 143,600 | $3,705,000 | thousands by filing date | call |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 53,335 | $3,697,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 55,411 | $3,694,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 74,685 | $3,686,000 | thousands by filing date | |
| Direxion Daily Cloud Computing Bear 2X Shares | 25460G633 | DAILY CLUD BER2X | 200,000 | $3,686,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 206,073 | $3,683,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 112,729 | $3,673,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 91,218 | $3,672,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 155,118 | $3,669,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 78,000 | $3,666,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 194,406 | $3,665,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 2,503,000 | $3,664,000 | thousands by filing date | principal |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 196,946 | $3,661,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 203,438 | $3,658,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 20,800 | $3,650,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 244,760 | $3,637,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028103 | COM CL A | 374,000 | $3,635,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 213,588 | $3,631,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 915,889 | $3,627,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 96,035 | $3,626,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 45,000 | $3,619,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC | 744320952 | COM | 34,400 | $3,619,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V900 | CALL | 65,000 | $3,596,000 | thousands by filing date | call |
| ROOT INC | 77664L108 | COMMON STOCK | 681,175 | $3,590,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 90,628 | $3,588,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 360,681 | $3,574,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 227,824 | $3,573,000 | thousands by filing date | |
| SNOWFLAKE INC | 833445959 | PUT | 11,800 | $3,569,000 | thousands by filing date | put |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 43,330 | $3,565,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 96,700 | $3,560,000 | thousands by filing date | put |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 3,440,000 | $3,553,000 | thousands by filing date | principal |
| SPROTT INC | 852066208 | COM NEW | 96,823 | $3,552,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 311,925 | $3,550,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 723,496 | $3,539,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 270,092 | $3,522,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651105 | COM | 354,527 | $3,520,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 302,854 | $3,511,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 72,792 | $3,509,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 50,100 | $3,509,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658900 | CALL | 140,200 | $3,506,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 65,272 | $3,489,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 167,367 | $3,465,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 116,400 | $3,462,000 | thousands by filing date | put |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 205,330 | $3,460,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 58,200 | $3,444,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H958 | PUT | 20,000 | $3,442,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 437,628 | $3,435,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 138,234 | $3,430,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 105,020 | $3,430,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 353,000 | $3,428,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721904 | SHS | 128,200 | $3,424,000 | thousands by filing date | call |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 237,009 | $3,418,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 150,946 | $3,416,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 94,377 | $3,416,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 26,727 | $3,413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 57,701 | $3,411,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 38,860 | $3,408,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 262,600 | $3,406,000 | thousands by filing date | |
| SSR MINING IN | 784730903 | COM | 234,000 | $3,405,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 40,192 | $3,394,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 34,376 | $3,389,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 87,315 | $3,386,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 51,950 | $3,382,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 64,365 | $3,378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 39,048 | $3,378,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 35,191 | $3,377,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G950 | PUT | 30,000 | $3,368,000 | thousands by filing date | put |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 136,666 | $3,350,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 1,091,000 | $3,349,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 418,709 | $3,346,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A901 | COM NEW | 66,600 | $3,343,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 249,055 | $3,340,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 24,692 | $3,334,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 126,191 | $3,329,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 127,984 | $3,318,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 602,583 | $3,315,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,763 | $3,313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 17,209 | $3,313,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 173,690 | $3,301,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 115,702 | $3,288,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 61,215 | $3,287,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 58,994 | $3,284,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 162,680 | $3,283,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 184,893 | $3,283,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 96,314 | $3,282,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 128,438 | $3,278,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 247,838 | $3,267,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 211,330 | $3,263,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,075,009 | $3,260,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,727,000 | $3,259,000 | thousands by filing date | principal |
| HPX CORP | G32219100 | SHS CL A | 331,046 | $3,257,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 102,417 | $3,250,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 168,899 | $3,249,000 | thousands by filing date | |
| BEST BUY INC | 086516951 | PUT | 30,700 | $3,245,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 45,517 | $3,242,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537907 | CALL | 9,000 | $3,242,000 | thousands by filing date | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 131,851 | $3,236,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 92,698 | $3,235,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 413,653 | $3,231,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,058,793 | $3,229,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 330,610 | $3,227,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 77,293 | $3,220,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 61,810 | $3,216,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 144,681 | $3,214,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 34,300 | $3,213,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 85,850 | $3,211,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 241,600 | $3,209,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 14,400 | $3,208,000 | thousands by filing date | put |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 2,629,000 | $3,207,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 131,591 | $3,205,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 13,200 | $3,204,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 123,500 | $3,204,000 | thousands by filing date | call |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 2,771,000 | $3,203,000 | thousands by filing date | principal |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,231 | $3,196,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334954 | PUT | 53,400 | $3,194,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 33,712 | $3,191,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 150,112 | $3,190,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 258,171 | $3,186,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 127,299 | $3,186,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 179,772 | $3,179,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 282,712 | $3,166,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,168,000 | $3,152,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 16,100 | $3,150,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 89,626 | $3,145,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,105,000 | $3,145,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 227,289 | $3,143,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 317,129 | $3,143,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807958 | COM | 5,500 | $3,130,000 | thousands by filing date | put |
| IMMUNOVANT INC | 45258J102 | COM | 358,793 | $3,118,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 204,494 | $3,107,000 | thousands by filing date | |
| METLIFE INC | 59156R958 | PUT | 50,200 | $3,099,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 25,213 | $3,098,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T904 | OPTION | 15,000 | $3,088,000 | thousands by filing date | call |
| MCAFEE CORP | 579063108 | COM CL A | 139,446 | $3,082,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 306,675 | $3,076,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 56,000 | $3,074,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 211,081 | $3,067,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 13,238 | $3,065,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 72,021 | $3,063,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 68,855 | $3,061,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 73,018 | $3,059,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 311,416 | $3,058,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 59,686 | $3,057,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 150,389 | $3,056,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 15,437 | $3,056,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 433,378 | $3,047,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 118,844 | $3,043,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308959 | PUT | 14,700 | $3,037,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 144,381 | $3,035,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 308,550 | $3,033,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 261,276 | $3,033,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 173,041 | $3,031,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 35,043 | $3,025,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 21,200 | $3,016,000 | thousands by filing date | call |
| ISHARES TR | 464287861 | EUROPE ETF | 57,721 | $3,009,000 | thousands by filing date | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 2,966,000 | $3,007,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 74,002 | $3,006,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 121,786 | $3,005,000 | thousands by filing date | |
| MAC COPPER LIMITED ORD SHS | G60405100 | Stock | 300,000 | $3,000,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 43,717 | $2,995,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC | 016255951 | COM | 4,500 | $2,994,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 38,849 | $2,986,000 | thousands by filing date | |
| SHOPIFY INC | 82509L957 | PUT | 2,200 | $2,983,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 10,801 | $2,981,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 171,469 | $2,972,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,519,000 | $2,966,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 124,978 | $2,962,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 14,486 | $2,958,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 100,000 | $2,958,000 | thousands by filing date | put |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 184,620 | $2,958,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 300,000 | $2,958,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 89,471 | $2,955,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 170,723 | $2,955,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 46,279 | $2,953,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 299,000 | $2,945,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 198,312 | $2,944,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 299,349 | $2,943,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 336,457 | $2,927,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 100,822 | $2,922,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 296,337 | $2,922,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 111,637 | $2,920,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 1,600 | $2,908,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC | 302130959 | COM | 24,300 | $2,895,000 | thousands by filing date | put |
| SPLUNK INC | 848637954 | Cmn | 20,000 | $2,894,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 11,307 | $2,892,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 49,573 | $2,884,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 89,996 | $2,878,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 344,664 | $2,874,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 35,908 | $2,865,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A950 | COM | 100,000 | $2,861,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 85,721 | $2,859,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 209,506 | $2,856,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50,968 | $2,855,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 26,300 | $2,854,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 79,659 | $2,839,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 155,485 | $2,838,000 | thousands by filing date | |
| KB HOME | 48666K959 | COM | 72,700 | $2,829,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 364,219 | $2,823,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000478 | this filing | 2021-11-12 | acceptance time not in the bulk data set |