13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-12, with 6,436 holding rows worth $838,208,978,000.
- Accession
- 0000019617-21-000379
- Filer
- CIK 19617
- Filed
- 2021-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 24,106 entries on the cover page, a total value of $838,208,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $838,208,978,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 432 | $14,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 5,086 | $14,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 6,862 | $14,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 8,000 | $14,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 2,820 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 200 | $13,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 768 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 83 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 440 | $13,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 526 | $13,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 3,248 | $13,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,221 | $13,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A900 | SHS | 1,000 | $13,000 | thousands by filing date | call |
| PHX MINERALS INC CL A | 69291A100 | Stock | 3,532 | $13,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 1,566 | $13,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,855 | $13,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 539 | $13,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 3,000 | $13,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11,769 | $13,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 3,119 | $13,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X954 | PUT | 1,500 | $13,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 700 | $12,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 408 | $12,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 920 | $12,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 612 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 503 | $12,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,518 | $12,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 100 | $12,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 325 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,900 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 93 | $11,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 251 | $11,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 946 | $11,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,282 | $11,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $11,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 300 | $11,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 236 | $11,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 5,601 | $11,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,186 | $11,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 2,600 | $11,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,340 | $10,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 398 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 400 | $10,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 876 | $10,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 644 | $10,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,266 | $10,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 137 | $10,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 5,573 | $10,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 137 | $10,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 110 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 200 | $10,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 1,000 | $10,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,001 | $9,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 85 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 50 | $9,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 717 | $9,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 331 | $9,000 | thousands by filing date | |
| MANNKIND CORP | 56400P906 | COM NEW | 1,600 | $9,000 | thousands by filing date | call |
| OMEROS CORP | 682143952 | COM | 600 | $9,000 | thousands by filing date | put |
| QURATE RETAIL INC | 74915M209 | COM | 700 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 286 | $9,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 165 | $9,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,075 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $9,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 3,930 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 717 | $9,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 900 | $9,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V | 48214T905 | CALL | 500 | $9,000 | thousands by filing date | call |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 6,992 | $9,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 224 | $8,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 226 | $8,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 939 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 104 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 131 | $8,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 255 | $8,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 950 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 300 | $8,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 100 | $8,000 | thousands by filing date | put |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 700 | $8,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 842 | $8,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 469 | $8,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 2,381 | $8,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 245 | $7,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 306 | $7,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 267 | $7,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 76 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 125 | $7,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 751 | $7,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 1,026 | $7,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 700 | $7,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 9 | $7,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 555 | $7,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 2,754 | $7,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,413 | $7,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,580 | $7,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 3,042 | $7,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 402 | $7,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 2,597 | $7,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 53 | $6,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 263 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 191 | $6,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 424 | $6,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 167 | $6,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 300 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 229 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 95 | $6,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257W900 | COM CL A | 200 | $6,000 | thousands by filing date | call |
| CONOCOPHILLIPS | 20825C904 | COM | 100 | $6,000 | thousands by filing date | call |
| IQIYI INC | 46267X908 | SPONSORED ADS | 400 | $6,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 125 | $6,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,051 | $6,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 490 | $6,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 492 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 100 | $6,000 | thousands by filing date | put |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 6,834 | $6,000 | thousands by filing date | principal |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 1,788 | $6,000 | thousands by filing date | principal |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 2,098 | $6,000 | thousands by filing date | principal |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 100 | $5,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 85 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 160 | $5,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 42 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,200 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 29 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 55 | $5,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 407 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 100 | $5,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 162 | $5,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 276 | $5,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,120 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 180 | $5,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 236 | $5,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 37 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 248 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 130 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 133 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 35 | $5,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 850 | $5,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 390 | $5,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 295 | $5,000 | thousands by filing date | |
| TITAN INTL INC ILL | 88830M952 | PUT | 600 | $5,000 | thousands by filing date | put |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,295 | $5,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 407 | $5,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 1,185 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 350 | $5,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 2,399 | $5,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 1,000 | $5,000 | thousands by filing date | principal |
| POLAR PWR INC | 73102V105 | COM | 545 | $5,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 135 | $5,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,729 | $5,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 504 | $5,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F902 | COM CL A | 400 | $5,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 444 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 70 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 206 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 99 | $4,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 38 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 79 | $4,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 100 | $4,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,874 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 100 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 92 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 110 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 173 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 800 | $4,000 | thousands by filing date | put |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 161 | $4,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $4,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,237 | $4,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 400 | $4,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 100 | $4,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 150 | $4,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $4,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 905 | $4,000 | thousands by filing date | |
| ENDO INTL PLC | G30401906 | CALL | 900 | $4,000 | thousands by filing date | call |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 325 | $4,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 401 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 36 | $3,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 87 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 44 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 17 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 650 | $3,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 63 | $3,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 341 | $3,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 202 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 41 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 72 | $3,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 418 | $3,000 | thousands by filing date | |
| IHEARTMEDIA INC | 45174J909 | COM CL A | 100 | $3,000 | thousands by filing date | call |
| MACROGENICS INC | 556099909 | COM | 100 | $3,000 | thousands by filing date | call |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 2,500 | $3,000 | thousands by filing date | principal |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 525 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 122 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 326 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200 | $3,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 840 | $3,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 2,441 | $3,000 | thousands by filing date | principal |
| METACRINE INC | 59101E103 | COM | 883 | $3,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,313 | $3,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 3,020 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 50 | $2,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 20 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 64 | $2,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 177 | $2,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 96 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 20 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15 | $2,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 471 | $2,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 112 | $2,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 312 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 40 | $2,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 12 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 155 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 65 | $2,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 383 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 75 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 96 | $2,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 166 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C900 | CALL | 100 | $2,000 | thousands by filing date | call |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 65 | $2,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 51 | $2,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 228 | $2,000 | thousands by filing date | |
| GLAUKOS CORP | 377322AB8 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 1,146 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 50 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,050 | $2,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 210 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 200 | $2,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,146 | $2,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 208 | $2,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 150 | $2,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 665 | $2,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 183 | $2,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 948 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 86 | $2,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 175 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 90 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $1,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 66 | $1,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 89 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 84 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 22 | $1,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 22 | $1,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 321 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 16 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 131 | $1,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 242 | $1,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 153 | $1,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 30 | $1,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 66 | $1,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 82 | $1,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 445 | $1,000 | thousands by filing date | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 172 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 125 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 68 | $1,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 99 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 20 | $1,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 500 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 81 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 62 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 90 | $1,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 66 | $1,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 142 | $1,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 54 | $1,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 209 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 35 | $1,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 643 | $1,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 633 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 4,500 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 62 | $1,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 123 | $1,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 57 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 43 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 95 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 200 | $1,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 109 | $1,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 250 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 292 | $1,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 730 | $1,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 585 | $1,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 30 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 102 | $1,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 51 | $1,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 177 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 77 | $1,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 224 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 481 | $1,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 200 | $1,000 | thousands by filing date | |
| MICROSECTORS US BIG OIL 3X | 06367V105 | FUND | 7 | $1,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 36 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 1,221 | $1,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,107 | $1,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 150 | $1,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 568 | $1,000 | thousands by filing date | principal |
| BRIDGETOWN HOLDINGS LTD | G1355U903 | CALL | 100 | $1,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W200 | COM NEW | 138 | $1,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 652 | $1,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 39 | $1,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 1,860 | $1,000 | thousands by filing date | principal |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 103 | $1,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 48 | $1,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 150 | $1,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 150 | $1,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTDECADE CORP | 65342K105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOANDEPOT INC | 53946R106 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK7 CORP | 06652N107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J JILL INC | 46620W201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT INDUSTRIES CO | 871565107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SAND INC | 83191H107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAINSWAY LTD | 10501L106 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARCHEX INC | 56624R108 | CMN | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULP INC | 230215105 | CMN | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GERMANY FD INC | 644465106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOW RES INC | 82836G102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delta Apparel Inc | 247368103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRITERRAS INC | G9103H102 | COM CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTOGENE N V | N1976T109 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWEGG COMMERCE INC | G6483G100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 1,205 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CBDMD INC | 12482W101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G807 | FUND | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEYOND AIR INC | 08862L103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 2 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART POWERR CORP | 168913309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUENTAS INC | 229794201 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROCORE INC | 28531P103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNLOGIC INC | 87166L100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 354 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 517 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y180 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHBAR INC COM NEW | 19249J109 | Stock | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUWELLIS INC | 67113Y108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA MOBILE LTD | 051857100 | ADS | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL CMNTY BANCORP | 69290X101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC | 731094108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 83 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000379 | this filing | 2021-08-12 | acceptance time not in the bulk data set |