13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-12, with 6,436 holding rows worth $838,208,978,000.
- Accession
- 0000019617-21-000379
- Filer
- CIK 19617
- Filed
- 2021-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 24,106 entries on the cover page, a total value of $838,208,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $838,208,978,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWAGE INC | 650194103 | COMMON STOCK | 52,026 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,900 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,600 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,111 | $114,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 9,300 | $114,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 6,325 | $113,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,912 | $113,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 21,163 | $113,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,643 | $113,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 125,000 | $113,000 | thousands by filing date | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,200 | $113,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 37,606 | $113,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 7,636 | $112,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 6,028 | $112,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 801 | $111,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,762 | $111,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 5,176 | $111,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 30,419 | $111,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 66,415 | $111,000 | thousands by filing date | principal |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,009 | $109,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,735 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 4,801 | $108,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 12,602 | $108,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,048 | $108,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 7,841 | $108,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 14,025 | $107,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 3,354 | $107,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 94,000 | $107,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,995 | $106,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 6,700 | $106,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 62,785 | $106,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 34,626 | $105,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 20,743 | $105,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 7,744 | $105,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 16,936 | $105,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 10,000 | $105,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,271 | $104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,360 | $104,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 2,300 | $104,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 8,509 | $104,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 29,046 | $104,000 | thousands by filing date | principal |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 348,058 | $104,000 | thousands by filing date | principal |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 10,750 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 8,290 | $103,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,779 | $103,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 22,073 | $102,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 10,000 | $102,000 | thousands by filing date | call |
| TILRAY BRANDS INC | 88688T900 | Option | 5,644 | $102,000 | thousands by filing date | call |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 73,436 | $102,000 | thousands by filing date | principal |
| BIOMEA FUSION INC | 09077A106 | CMN | 6,515 | $101,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 500 | $101,000 | thousands by filing date | call |
| ACUTUS MED INC | 005111109 | COM | 5,964 | $101,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 8,910 | $100,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 55,000 | $100,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 33,606 | $100,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 41,756 | $100,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 26,667 | $99,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 4,746 | $99,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 8,785 | $99,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 52,641 | $99,000 | thousands by filing date | principal |
| ADICET BIO INC | 007002108 | COM | 9,516 | $98,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1,925 | $97,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 69,470 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,655 | $97,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $97,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,935 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 1,285 | $97,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,263 | $97,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,770 | $97,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 20,610 | $97,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,962 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,613 | $96,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,106 | $95,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 9,837 | $95,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 300 | $95,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,829 | $94,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 22,572 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,048 | $93,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 4,400 | $92,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 4,070 | $92,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 4,350 | $92,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 50,000 | $92,000 | thousands by filing date | principal |
| OHIO VY BANC CORP | 677719106 | COM | 3,723 | $91,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 42,000 | $91,000 | thousands by filing date | principal |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 7,036 | $91,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,343 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,284 | $90,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N903 | COM | 22,200 | $90,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 2,087 | $89,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 19,379 | $89,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,333 | $89,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 15,717 | $89,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,525 | $88,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 6,968 | $88,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 40,507 | $88,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 2,589 | $88,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,254 | $87,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,826 | $87,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 499 | $87,000 | thousands by filing date | |
| LI AUTO INC | 50202M902 | SPONSORED ADS | 2,500 | $87,000 | thousands by filing date | call |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 3,018 | $86,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 9,211 | $86,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 73,517 | $86,000 | thousands by filing date | principal |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,459 | $85,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 14,253 | $85,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 65,000 | $85,000 | thousands by filing date | principal |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,429 | $84,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 973 | $84,000 | thousands by filing date | |
| YALLA GROUP LTD | 98459U953 | ADS | 4,200 | $84,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,941 | $84,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 33,623 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,375 | $83,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,200 | $83,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,550 | $83,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,507 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 4,774 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 3,833 | $82,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,052 | $81,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 92,000 | $81,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 16,991 | $81,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 84,943 | $81,000 | thousands by filing date | principal |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $80,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1,500 | $80,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,249 | $80,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 6,668 | $80,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 10,091 | $80,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 19,000 | $80,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,130 | $79,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 6,095 | $79,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,696 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 4,262 | $79,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,147 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 869 | $78,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 2,687 | $77,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 984 | $77,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 6,656 | $77,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 29,122 | $77,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 25,500 | $77,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,141 | $76,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 34,183 | $76,000 | thousands by filing date | principal |
| PERPETUA RESOURCES CORP | 714266103 | COM | 10,290 | $75,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 74,449 | $74,000 | thousands by filing date | principal |
| HOLICITY INC | 435063102 | COM CL A | 6,000 | $74,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 6,553 | $73,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 4,266 | $73,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 7,794 | $73,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 49,949 | $73,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 18,334 | $73,000 | thousands by filing date | |
| MOODYS CORP | 615369955 | COM | 200 | $72,000 | thousands by filing date | put |
| LANDSEA HOMES CORP | 51509P103 | COM | 8,688 | $72,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 7,493 | $72,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 9,548 | $71,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 6,587 | $70,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 1,885 | $70,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 4,455 | $70,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 5,000 | $70,000 | thousands by filing date | principal |
| CARLOTZ INC | 142552116 | *W EXP 02/26/202 | 43,009 | $70,000 | thousands by filing date | principal |
| MCAP ACQUISITION CORP | 55282t208 | COM | 7,022 | $70,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 650 | $69,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,746 | $69,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,161 | $69,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 7,968 | $69,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,600 | $69,000 | thousands by filing date | |
| ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 | 01407X104 | CL A COM | 7,000 | $69,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W953 | SPONSORED ADS A | 3,400 | $68,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 2,000 | $68,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,454 | $68,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 7,406 | $68,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 56,300 | $68,000 | thousands by filing date | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,490 | $67,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 9,338 | $67,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,059 | $66,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 972 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,289 | $65,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,800 | $65,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 38,797 | $65,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 48,702 | $65,000 | thousands by filing date | principal |
| RIG 270115C00010000 | h8817h900 | CALL | 14,100 | $64,000 | thousands by filing date | call |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 5,000 | $64,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 10,755 | $64,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q905 | COM CL A | 6,200 | $64,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,323 | $63,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 9,158 | $63,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 2,056 | $63,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 19,940 | $63,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 3,707 | $63,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K951 | COM | 11,900 | $63,000 | thousands by filing date | put |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 4,119 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 6,923 | $62,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 834 | $61,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 3,507 | $61,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 4,025 | $61,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,022 | $61,000 | thousands by filing date | |
| CARVANA CO | 146869902 | CALL | 200 | $60,000 | thousands by filing date | call |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 1,611 | $60,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 10,297 | $60,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 16,412 | $59,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 67,288 | $59,000 | thousands by filing date | principal |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 6,653 | $59,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 49,080 | $59,000 | thousands by filing date | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 717 | $58,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899901 | CALL | 2,700 | $58,000 | thousands by filing date | call |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 200 | $58,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 37,012 | $58,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 8,972 | $58,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 30,000 | $58,000 | thousands by filing date | principal |
| CM LIFE SCIENCES II INC | 125842203 | UNIT 02/25/2028 | 4,230 | $57,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 7,164 | $57,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 50,000 | $57,000 | thousands by filing date | principal |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,035 | $56,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 521 | $56,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1,100 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,700 | $56,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,789 | $56,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,033 | $56,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 858 | $55,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,129 | $55,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 5,415 | $55,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 3,648 | $55,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 4,499 | $55,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 42,344 | $55,000 | thousands by filing date | principal |
| DIGITALBRIDGE GROUP INC | 25401T908 | COM | 7,000 | $55,000 | thousands by filing date | call |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,835 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $54,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,687 | $54,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 25,921 | $54,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 8,410 | $54,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 18,558 | $53,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 3,446 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,204 | $53,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,904 | $53,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 719 | $53,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,191 | $53,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,035 | $53,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 9,129 | $53,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 588 | $52,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 13,453 | $52,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 2,968 | $52,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 48,537 | $52,000 | thousands by filing date | principal |
| CARECLOUD INC | 14167R100 | COM | 6,041 | $51,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 1,812 | $51,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 9,000 | $51,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 432 | $50,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 838 | $50,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 9,298 | $50,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 525 | $50,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 5,169 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 506 | $49,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 7,042 | $49,000 | thousands by filing date | |
| SABRE CORP | 78573M954 | PUT | 3,900 | $49,000 | thousands by filing date | put |
| IKENA ONCOLOGY INC | 45175G108 | COM | 3,481 | $49,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,878 | $48,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 5,017 | $48,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 938 | $48,000 | thousands by filing date | |
| PRECIGEN INC | 74017N955 | COM | 7,400 | $48,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 237 | $47,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 900 | $47,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,603 | $47,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 8,149 | $47,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 2,090 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 826 | $47,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 4,000 | $47,000 | thousands by filing date | put |
| SIBANYE STILLWATER LTD | 82575P907 | SPONSORED ADR | 2,800 | $47,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 42,900 | $47,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,437 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 500 | $46,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 3,176 | $46,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 45,623 | $46,000 | thousands by filing date | principal |
| CALLON PETE CO DEL | 13123X958 | COM | 800 | $46,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 21,811 | $46,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 661 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 720 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 1,176 | $45,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1,085 | $45,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 10,820 | $45,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 4,379 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,878 | $45,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 1,576 | $45,000 | thousands by filing date | |
| ARRIVAL | L0423Q908 | COM | 2,900 | $45,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 3,352 | $44,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 2,079 | $44,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 2,849 | $44,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 5,528 | $44,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 5,942 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 575 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,000 | $43,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 3,470 | $43,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047901 | CL A | 400 | $43,000 | thousands by filing date | call |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 3,280 | $43,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,000 | $43,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 25,223 | $43,000 | thousands by filing date | principal |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 490 | $42,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 5,000 | $42,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 6,481 | $42,000 | thousands by filing date | |
| CANADIAN NATL RY CO | 136375902 | COM | 400 | $42,000 | thousands by filing date | call |
| CITIZENS HLDG CO MISS | 174715102 | COM | 2,264 | $42,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 4,462 | $42,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 345 | $41,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 839 | $41,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,418 | $41,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 12,514 | $41,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 4,068 | $41,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 907 | $40,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,000 | $40,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 7,500 | $40,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 4,460 | $40,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 11,084 | $40,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 4,144 | $40,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X908 | COM | 700 | $40,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,576 | $39,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,248 | $39,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,872 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 940 | $39,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 9,998 | $39,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,039 | $38,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 950 | $38,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 809 | $38,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 400 | $38,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 1,000 | $38,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 7,000 | $38,000 | thousands by filing date | put |
| VYNE THERAP. | 92941V209 | COM | 11,008 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 711 | $37,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 4,227 | $37,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 8,299 | $37,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 3,000 | $37,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 7,500 | $37,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 12,800 | $37,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q909 | CALL | 2,600 | $37,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 1,140 | $37,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 3,654 | $37,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 728 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 600 | $36,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,345 | $36,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,604 | $36,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,784 | $36,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,168 | $36,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,422 | $36,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 3,260 | $36,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 25,000 | $36,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 46,425 | $36,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $35,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 2,835 | $35,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 150 | $34,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 2,000 | $34,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 2,862 | $34,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 7,552 | $34,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745K904 | CALL | 900 | $34,000 | thousands by filing date | call |
| NEMAURA MED INC | 640442208 | COMMON | 3,272 | $34,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 867 | $34,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 2,957 | $33,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 5,851 | $33,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 23,000 | $33,000 | thousands by filing date | principal |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,310 | $33,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 4,476 | $33,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 2,500 | $32,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 12,352 | $32,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 33,333 | $32,000 | thousands by filing date | principal |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 788 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 403 | $31,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 1,922 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 596 | $31,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 448 | $31,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 5,701 | $31,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,318 | $31,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,234 | $31,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 6,507 | $31,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 5,157 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 352 | $30,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $30,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V951 | PUT | 700 | $30,000 | thousands by filing date | put |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 2,513 | $30,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 650 | $30,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 3,000 | $30,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,244 | $29,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,189 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 599 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 590 | $29,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668958 | COM | 1,900 | $29,000 | thousands by filing date | put |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,000 | $29,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 31,534 | $29,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 688 | $28,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,085 | $28,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 6,276 | $28,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,040 | $27,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 3,441 | $27,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,522 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 643 | $27,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,000 | $27,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712957 | PUT | 1,000 | $27,000 | thousands by filing date | put |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $27,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 31,402 | $27,000 | thousands by filing date | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 3,086 | $27,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,819 | $26,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 802 | $26,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 3,780 | $26,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 15,000 | $26,000 | thousands by filing date | principal |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 867 | $26,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 9,396 | $26,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 807 | $25,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,806 | $25,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 3,485 | $25,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $25,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 400 | $25,000 | thousands by filing date | call |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 928 | $24,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,500 | $24,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 1,311 | $24,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 9,539 | $24,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 291 | $23,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,362 | $23,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 2,000 | $23,000 | thousands by filing date | put |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 2,135 | $23,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 2,361 | $23,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 18,750 | $23,000 | thousands by filing date | principal |
| BOWX ACQUISITION CORP | 103085106 | CL A | 2,000 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 727 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 398 | $22,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 851 | $22,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 202 | $22,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,465 | $22,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,174 | $22,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 18,898 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 980 | $21,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 214 | $21,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $21,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856958 | SHS | 3,400 | $21,000 | thousands by filing date | put |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 20,000 | $21,000 | thousands by filing date | principal |
| ARCIMOTO INC | 039587950 | PUT | 1,200 | $21,000 | thousands by filing date | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 6,005 | $20,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 760 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 509 | $20,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $20,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,224 | $20,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,687 | $20,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 825 | $20,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,316 | $20,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 2,983 | $20,000 | thousands by filing date | |
| EQT CORP | 26884L959 | COM | 900 | $20,000 | thousands by filing date | put |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 930 | $20,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 1,930 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 500 | $19,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 694 | $19,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,000 | $19,000 | thousands by filing date | |
| VanEck Preferred Securities ex | 92189F951 | ETF | 400 | $19,000 | thousands by filing date | put |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 264 | $19,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 3,174 | $19,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $19,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 900 | $19,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 900 | $19,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,943 | $19,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 9,550 | $19,000 | thousands by filing date | |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 10,274 | $19,000 | thousands by filing date | principal |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473902 | OPTION | 900 | $19,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $18,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 296 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 260 | $18,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 2,104 | $18,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 2,257 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,250 | $18,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 5,775 | $18,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $18,000 | thousands by filing date | principal |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 6,156 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 574 | $17,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 3,021 | $17,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960904 | CALL | 1,000 | $17,000 | thousands by filing date | call |
| ATI INC | 01741R952 | COM | 800 | $17,000 | thousands by filing date | put |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,043 | $17,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 15,000 | $17,000 | thousands by filing date | principal |
| SOS LIMITED | 83587W906 | COM | 5,200 | $17,000 | thousands by filing date | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 540 | $16,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 1,687 | $16,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 646 | $16,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 518 | $16,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,866 | $16,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 213 | $16,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 550 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 450 | $16,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628952 | COM | 2,400 | $16,000 | thousands by filing date | put |
| ACADEMY SPORTS & OUTDOORS IN | 00402L957 | COM | 400 | $16,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,363 | $16,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 16,542 | $16,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,107 | $15,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 923 | $15,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 885 | $15,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 814 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569909 | COM | 200 | $15,000 | thousands by filing date | call |
| Cango Inc/KY | 137586103 | ADS | 2,733 | $15,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 440 | $15,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,696 | $15,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 2,663 | $15,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 5,000 | $15,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 182 | $14,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 301 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 205 | $14,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,000 | $14,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 844 | $14,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 934 | $14,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 250 | $14,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 909 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000379 | this filing | 2021-08-12 | acceptance time not in the bulk data set |