13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-12, with 6,436 holding rows worth $838,208,978,000.
- Accession
- 0000019617-21-000379
- Filer
- CIK 19617
- Filed
- 2021-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 24,106 entries on the cover page, a total value of $838,208,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $838,208,978,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 50,894 | $312,000 | thousands by filing date | principal |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 138,888 | $312,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 93,432 | $311,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 4,000 | $310,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 222,120 | $309,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,970 | $308,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 41,900 | $308,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 47,334 | $308,000 | thousands by filing date | |
| UNIQURE NV | N90064951 | SHS | 10,000 | $308,000 | thousands by filing date | put |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 30,956 | $308,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 11,984 | $307,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 8,557 | $306,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 17,677 | $306,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC | 016255901 | COM | 500 | $306,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 71,589 | $306,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 45,776 | $306,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,044 | $305,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 9,942 | $304,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 74,813 | $304,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 42,705 | $304,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 65,634 | $303,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 184,000 | $302,000 | thousands by filing date | principal |
| ROMEO POWER INC | 776153108 | COM | 36,884 | $301,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 34,330 | $301,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 50,000 | $301,000 | thousands by filing date | call |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 16,400 | $300,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 16,434 | $299,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 13,156 | $299,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 20,244 | $299,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 30,600 | $299,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,000 | $298,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 26,935 | $297,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 128,440 | $297,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 142,064 | $297,000 | thousands by filing date | |
| TWO HBRS INVT CORP | 90187B908 | CALL | 39,300 | $297,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,800 | $296,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 191,523 | $296,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 27,540 | $295,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 16,338 | $295,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 16,783 | $294,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 60,315 | $294,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 62,089 | $292,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 16,435 | $291,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 67,210 | $291,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 74,918 | $291,000 | thousands by filing date | |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 285,000 | $291,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,666 | $289,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,517 | $288,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 22,606 | $288,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,263 | $286,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 16,952 | $286,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 385,861 | $286,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 9,877 | $285,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 10,137 | $285,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 76,606 | $285,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 89,833 | $285,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 15,700 | $284,000 | thousands by filing date | call |
| INOZYME PHARMA INC | 45790W108 | COM | 16,659 | $284,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,654 | $284,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 78,992 | $283,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 98,873 | $283,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 18,843 | $282,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 53,261 | $282,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 275,000 | $282,000 | thousands by filing date | principal |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 31,218 | $281,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 9,095 | $281,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,625 | $281,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 37,062 | $281,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 28,000 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,880 | $280,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 26,235 | $280,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 185,760 | $280,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 114,687 | $280,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 28,401 | $279,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 11,096 | $279,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 69,532 | $279,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 20,973 | $279,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 20,693 | $277,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 9,481 | $276,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 11,553 | $275,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 118,560 | $275,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,050 | $274,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 25,764 | $274,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 15,296 | $274,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 29,792 | $274,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 92,364 | $274,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,488 | $270,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,921 | $270,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 33,450 | $270,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 16,044 | $270,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 208,894 | $269,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 26,916 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,923 | $268,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L907 | COM | 6,500 | $268,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 24,377 | $267,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 10,418 | $267,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 9,845 | $267,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 45,550 | $266,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 11,370 | $265,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 60,174 | $265,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 11,206 | $263,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 54,468 | $262,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 150,000 | $260,000 | thousands by filing date | principal |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,186 | $259,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 8,159 | $259,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 16,090 | $259,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 17,160 | $258,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 13,529 | $257,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 44,255 | $257,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 24,242 | $257,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 8,541 | $255,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 6,284 | $255,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 66,582 | $255,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 40,971 | $254,000 | thousands by filing date | |
| ATI INC | 01741R902 | COM | 12,200 | $254,000 | thousands by filing date | call |
| AGRIFY CORP | 00853E107 | COM | 21,363 | $254,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 57,286 | $254,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 86,296 | $254,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 122,088 | $254,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 81,350 | $253,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 28,489 | $253,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 34,888 | $252,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,510 | $252,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $252,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,412 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 6,885 | $250,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 8,078 | $250,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 25,000 | $250,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,219 | $249,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 29,711 | $249,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 25,400 | $249,000 | thousands by filing date | |
| EPIZYME INC | 29428V954 | COM | 30,000 | $249,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,428 | $248,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 20,231 | $248,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,235 | $248,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 11,145 | $247,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 45,379 | $246,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 16,130 | $246,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 39,130 | $246,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 25,250 | $246,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 49,421 | $245,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 73,204 | $245,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,000 | $244,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,742 | $244,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,996 | $243,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 9,494 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,026 | $242,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,772 | $242,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,684 | $242,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,393 | $242,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC | G9087Q952 | SHS | 10,800 | $242,000 | thousands by filing date | put |
| PRETIUM RES INC | 74139C902 | COM | 25,300 | $242,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 67,789 | $242,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION CORP UNIT | 254028202 | Stock | 24,000 | $242,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,584 | $241,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 3,696 | $240,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11,175 | $240,000 | thousands by filing date | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 2,250 | $240,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 14,339 | $238,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 233,000 | $238,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 4,273 | $237,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 28,261 | $236,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 17,338 | $235,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 78,241 | $233,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 41,450 | $233,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 59,786 | $233,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 12,737 | $232,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 9,053 | $232,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,569 | $232,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 13,289 | $232,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,154 | $231,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 48,311 | $231,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 72,000 | $231,000 | thousands by filing date | principal |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 29,440 | $231,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 25,894 | $230,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,328 | $230,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 45,364 | $230,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,379 | $229,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 3,494 | $228,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 79,502 | $227,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 6,912 | $227,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 38,075 | $227,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 28,240 | $226,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652906 | Cmn | 7,700 | $225,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,155 | $224,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 9,372 | $224,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,430 | $224,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 10,110 | $223,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 400 | $223,000 | thousands by filing date | call |
| INTRICON CORP | 46121H109 | COM | 9,911 | $223,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 6,224 | $222,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 18,396 | $222,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 95,326 | $222,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221904 | CALL | 11,400 | $222,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 42,577 | $222,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 17,358 | $221,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 5,589 | $221,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 60,164 | $221,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,136 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,000 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,733 | $220,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 37,712 | $220,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A952 | COM | 32,400 | $220,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 7,964 | $219,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 5,780 | $219,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC | 88023U951 | COM | 5,600 | $219,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 14,879 | $218,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,609 | $218,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 21,910 | $218,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 10,496 | $217,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 70,000 | $217,000 | thousands by filing date | principal |
| HOWARD BANCORP INC COM | 442496105 | COM | 13,423 | $217,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 10,123 | $216,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 4,789 | $216,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 55,522 | $216,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 10,915 | $216,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 251,000 | $216,000 | thousands by filing date | principal |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,802 | $215,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 57,540 | $214,000 | thousands by filing date | |
| ARAVIVE INC | 03890D908 | COM | 35,800 | $214,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,636 | $213,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,390 | $213,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 25,386 | $213,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 234,602 | $213,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 7,980 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,070 | $212,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 3,000 | $212,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 26,589 | $211,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,547 | $211,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 18,670 | $211,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 30,850 | $210,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 22,956 | $210,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 8,759 | $210,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 140,260 | $210,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 12,569 | $209,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 8,124 | $209,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 17,341 | $209,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,725 | $209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 5,440 | $208,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 51,300 | $208,000 | thousands by filing date | put |
| VAPOTHERM INC | 922107107 | COM | 8,781 | $208,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 13,908 | $207,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 24,891 | $207,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 172,057 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,251 | $205,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 16,523 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,262 | $204,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 10,551 | $204,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 3,576 | $204,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 23,829 | $204,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9,303 | $203,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,542 | $203,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 31,025 | $203,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 20,722 | $203,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,000 | $202,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 23,305 | $202,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,064 | $201,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,000 | $200,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,692 | $200,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 19,141 | $200,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 31,525 | $199,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 10,622 | $199,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 22,931 | $198,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,889 | $197,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 94,700 | $197,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901958 | COM | 9,500 | $196,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,825 | $195,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 59,725 | $195,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 28,174 | $194,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,952 | $194,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 54,184 | $194,000 | thousands by filing date | |
| DYCOM INDS INC | 267475901 | COM | 2,600 | $194,000 | thousands by filing date | call |
| ONTRAK INC | 683373104 | COM | 5,974 | $194,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,208 | $193,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 9,941 | $193,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 13,129 | $193,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,700 | $192,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 6,905 | $192,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,989 | $191,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 7,993 | $191,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 46,892 | $191,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 6,724 | $190,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,723 | $190,000 | thousands by filing date | |
| TAL ED GROUP | 874080954 | PUT | 7,500 | $189,000 | thousands by filing date | put |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 8,147 | $189,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 20,830 | $189,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 9,166 | $188,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 7,714 | $188,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 21,384 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,920 | $187,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 10,779 | $186,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,147 | $186,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 50,342 | $186,000 | thousands by filing date | principal |
| SHARPSPRING INC | 820054104 | COM | 11,012 | $186,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 131,100 | $185,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 21,948 | $185,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 26,128 | $185,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,000 | $185,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 47,400 | $185,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A902 | COM | 27,300 | $185,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 55,591 | $184,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 5,961 | $184,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 33,218 | $183,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,177 | $182,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 10,543 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11,790 | $181,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,054 | $181,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 20,688 | $181,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 27,637 | $181,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 72,874 | $179,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 134,558 | $179,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,096 | $178,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908959 | TOTAL STK MKT | 800 | $178,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 12,756 | $178,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 27,698 | $178,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 7,340 | $177,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 52,510 | $177,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 8,916 | $175,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,632 | $174,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 9,640 | $173,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 5,285 | $171,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,151 | $171,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 99,187 | $171,000 | thousands by filing date | principal |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 22,043 | $170,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 110,333 | $170,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 49,540 | $170,000 | thousands by filing date | principal |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 27,671 | $169,000 | thousands by filing date | |
| CNX RES CORP | 12653C908 | COM | 12,400 | $169,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 5,777 | $169,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,748 | $169,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 3,326 | $168,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 15,440 | $168,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 15,339 | $168,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 7,823 | $168,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 8,086 | $168,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 6,822 | $168,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 260,049 | $168,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 8,106 | $167,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,015 | $166,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 23,785 | $166,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 14,263 | $165,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,320 | $165,000 | thousands by filing date | |
| JOYY INC | 46591M959 | ADS REPSTG COM A | 2,500 | $165,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,375 | $164,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923908 | COM | 9,200 | $164,000 | thousands by filing date | call |
| EMERSON ELEC CO | 291011904 | COM | 1,700 | $164,000 | thousands by filing date | call |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 188,843 | $164,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,000 | $163,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 9,352 | $163,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 40,761 | $161,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 26,872 | $160,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,934 | $160,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,660 | $160,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,404 | $160,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,639 | $159,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 7,995 | $159,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 12,506 | $159,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 19,228 | $159,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 16,449 | $159,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 24,559 | $158,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 13,919 | $158,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 6,411 | $158,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,365 | $157,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 922 | $157,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 18,179 | $157,000 | thousands by filing date | |
| OMEROS CORP | 682143902 | CALL | 10,600 | $157,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC | 85571B905 | COM | 6,000 | $157,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 37,184 | $157,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 8,867 | $156,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,752 | $155,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 27,673 | $155,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368951 | COM CL A | 4,200 | $155,000 | thousands by filing date | put |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 8,628 | $154,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 9,605 | $154,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 139,530 | $154,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U903 | CALL | 100,000 | $154,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,101 | $153,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 17,549 | $153,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 21,707 | $153,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 129,000 | $153,000 | thousands by filing date | principal |
| WAITR HLDGS INC | 930752100 | COM | 85,728 | $153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,129 | $152,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,133 | $152,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 5,583 | $152,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 12,122 | $151,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 16,267 | $151,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,434 | $150,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 5,162 | $150,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 2,780 | $149,000 | thousands by filing date | |
| THE BEAUTY HEALTH COMPANY | 88331L116 | *W EXP 05/04/202 | 23,223 | $149,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,714 | $148,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 3,926 | $148,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 9,445 | $147,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 5,896 | $147,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311906 | CL C | 7,900 | $147,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 8,314 | $147,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L905 | CALL | 14,400 | $147,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 20,021 | $146,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,636 | $146,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,339 | $146,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 19,001 | $146,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 147,000 | $146,000 | thousands by filing date | principal |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 4,331 | $146,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,796 | $145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,718 | $145,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 8,411 | $145,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 191,000 | $145,000 | thousands by filing date | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 14,540 | $145,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,947 | $144,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 43,402 | $144,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 1,890 | $144,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,000 | $143,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,282 | $142,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 7,786 | $142,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 9,155 | $142,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,544 | $142,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,972 | $141,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 14,281 | $141,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 4,711 | $141,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 10,728 | $141,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 30,934 | $141,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 10,021 | $141,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 6,611 | $140,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 11,419 | $140,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 1,976 | $140,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,896 | $140,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 9,353 | $139,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 8,703 | $139,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 125,422 | $139,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 13,435 | $138,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 32,352 | $138,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 116,644 | $138,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 1,845 | $137,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,075 | $137,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,256 | $137,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429909 | COM | 3,000 | $137,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 2,569 | $136,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 24,997 | $136,000 | thousands by filing date | |
| AJAX I | G0190X900 | CALL | 13,700 | $136,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 19,857 | $136,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 84,099 | $135,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $135,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 7,932 | $135,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 19,167 | $135,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,840 | $135,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 11,589 | $135,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 13,474 | $135,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 8,159 | $134,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 300 | $133,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 12,399 | $133,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 7,032 | $132,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 77,300 | $132,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 93,476 | $132,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 33,587 | $132,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,833 | $131,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 79,135 | $131,000 | thousands by filing date | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 29,846 | $130,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 2,088 | $129,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 3,376 | $129,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 17,155 | $128,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 63,682 | $128,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,215 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 743 | $127,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,238 | $127,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,391 | $127,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 15,515 | $127,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS | 559080906 | COM | 2,600 | $127,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,824 | $126,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1,044 | $126,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,519 | $126,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 10,800 | $126,000 | thousands by filing date | call |
| YELLOW CORP | 985510106 | COM | 19,330 | $126,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 12,561 | $125,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 3,507 | $124,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 6,710 | $124,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 4,708 | $124,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 12,144 | $123,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 36,565 | $123,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 7,920 | $123,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 146,412 | $123,000 | thousands by filing date | principal |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 12,270 | $123,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 7,316 | $122,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 16,104 | $122,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 73,026 | $122,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 12,190 | $121,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 5,933 | $121,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 18,078 | $121,000 | thousands by filing date | |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 4,500 | $121,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 3,336 | $121,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 15,000 | $121,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 45,849 | $121,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 4,462 | $120,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 18,476 | $120,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 126,592 | $120,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 12,065 | $120,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 3,120 | $119,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 35,798 | $118,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P908 | COM SER 1 | 1,800 | $117,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 100,000 | $117,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 731 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000379 | this filing | 2021-08-12 | acceptance time not in the bulk data set |