13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-02-19, with 5,728 holding rows worth $680,630,126,000.
- Accession
- 0000019617-21-000235
- Filer
- CIK 19617
- Filed
- 2021-02-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, amendment of type restatement, 22,648 entries on the cover page, a total value of $680,630,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,630,126,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 37,289 | $978,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 31,245 | $978,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 67,089 | $972,000 | thousands by filing date | |
| IROBOT CORP COMMON STOCK | 462726900 | Cmn | 12,100 | $972,000 | thousands by filing date | call |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 76,745 | $967,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 20,746 | $967,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 53,543 | $965,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 6,627 | $965,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 54,370 | $965,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 20,875 | $964,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 44,986 | $958,000 | thousands by filing date | |
| ROBERT HALF INC. | 770323903 | COM | 15,300 | $956,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 138,965 | $954,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 132,111 | $953,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 52,361 | $952,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,000,000 | $952,000 | thousands by filing date | principal |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 90,792 | $952,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 56,880 | $950,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C958 | OPTION | 13,000 | $948,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249957 | COM PAR $.01 | 213,700 | $947,000 | thousands by filing date | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 35,731 | $944,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 68,709 | $944,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 21,643 | $942,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 31,515 | $937,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 591,683 | $935,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 142,143 | $934,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 377,410 | $932,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 53,097 | $931,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 199,150 | $930,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 13,566 | $929,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 346,779 | $926,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 161,489 | $926,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 67,700 | $924,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 29,630 | $924,000 | thousands by filing date | |
| TRANSLATE BIO INC | 89374L954 | PUT | 50,000 | $922,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 106,582 | $921,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 53,991 | $919,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 83,199 | $919,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 51,763 | $918,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 43,758 | $918,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 65,162 | $912,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 63,066 | $911,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 18,161 | $910,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,046 | $909,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 80,041 | $908,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 31,839 | $902,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 7,700 | $902,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 14,494 | $900,000 | thousands by filing date | |
| ZOGENIX INC | 98978L954 | PUT | 45,000 | $900,000 | thousands by filing date | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 17,894 | $899,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 67,015 | $898,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 59,170 | $898,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,930 | $897,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,154 | $897,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 38,693 | $894,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 32,937 | $893,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,279 | $890,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 428,765 | $888,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 9,975 | $886,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 60,217 | $884,000 | thousands by filing date | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 32,220 | $881,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 34,602 | $881,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 74,105 | $878,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 58,764 | $877,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 8,668 | $873,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 37,370 | $872,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 14,135 | $871,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 115,463 | $868,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 17,932 | $867,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 46,558 | $867,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 55,325 | $866,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 52,279 | $865,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 182,316 | $857,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 83,841 | $856,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 41,056 | $854,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 121,789 | $853,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP | 635017956 | PUT | 10,000 | $849,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 313,175 | $849,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 24,716 | $848,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 138,752 | $840,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311956 | CL C | 56,400 | $839,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 12,396 | $837,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 20,000 | $836,000 | thousands by filing date | put |
| INVITAE CORP | 46185L903 | CALL | 20,000 | $836,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 32,817 | $834,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 45,661 | $831,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 274 | $831,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 53,160 | $830,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 133,939 | $830,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 144,117 | $830,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 269,900 | $823,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 76,720 | $823,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 87,743 | $823,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 45,000 | $821,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 82,049 | $821,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707951 | COM CL A | 14,400 | $819,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 26,571 | $817,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 46,018 | $817,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 103,726 | $815,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 674,039 | $815,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 58,084 | $809,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 218,145 | $809,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 29,265 | $808,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,806 | $808,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 630,403 | $807,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 192,009 | $806,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 36,792 | $806,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 8,900 | $806,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 73,929 | $803,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 534,346 | $802,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 41,087 | $800,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 17,996 | $800,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 25,000 | $797,000 | thousands by filing date | put |
| ARTESIAN RES CORP | 043113208 | CL A | 21,471 | $796,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 15,802 | $795,000 | thousands by filing date | |
| KROGER CO | 501044901 | CALL | 25,000 | $794,000 | thousands by filing date | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 8,891 | $792,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 71,967 | $791,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D907 | CALL | 60,000 | $791,000 | thousands by filing date | call |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 10,854 | $788,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 19,149 | $785,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 133,973 | $782,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 10,655 | $782,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17,796 | $781,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 95,729 | $780,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 12,090 | $778,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 42,801 | $777,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 33,765 | $776,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 97,014 | $775,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 21,780 | $770,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 83,880 | $767,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 56,814 | $766,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 63,210 | $765,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 31,633 | $764,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 22,607 | $764,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 20,741 | $763,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H955 | ADR | 250,000 | $763,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 202,776 | $763,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 104,220 | $762,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 31,836 | $760,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 58,330 | $760,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 25,094 | $759,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 33,975 | $757,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 67,214 | $755,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 34,229 | $755,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 229,001 | $755,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 104,313 | $752,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,655 | $751,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 58,711 | $749,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 120,860 | $746,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 44,379 | $746,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 125,666 | $744,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 22,484 | $742,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,310 | $741,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 29,970 | $741,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 72,138 | $741,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 33,823 | $738,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 19,493 | $738,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 48,608 | $737,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 117,263 | $736,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 44,532 | $734,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 23,726 | $734,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 29,776 | $733,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 72,361 | $731,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 14,745 | $730,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 27,449 | $730,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 48,199 | $729,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 104,228 | $728,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 31,259 | $727,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 231,020 | $727,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 7,125 | $724,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 20,000 | $723,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 32,481 | $722,000 | thousands by filing date | |
| REALOGY HOLDINGS CORP | 75605Y956 | Cmn | 55,000 | $722,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 171,494 | $721,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 63,331 | $720,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 34,896 | $719,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 29,840 | $717,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 27,968 | $715,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 23,302 | $710,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 12,505 | $709,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 37,682 | $708,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 710,000 | $708,000 | thousands by filing date | principal |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 67,200 | $705,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 19,488 | $704,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $704,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 241,820 | $704,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 58,116 | $703,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 80,145 | $703,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 30,463 | $701,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 13,490 | $701,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 25,470 | $701,000 | thousands by filing date | |
| FEDERATED INVESTORS INC-CL B | 314211903 | COM | 24,200 | $699,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 11,102 | $698,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 13,966 | $698,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 144,463 | $698,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 120,168 | $697,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 80,091 | $697,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 668,000 | $696,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $696,000 | thousands by filing date | principal |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 16,783 | $694,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 30,545 | $693,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 133,267 | $691,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 39,412 | $689,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 16,320 | $688,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 73,190 | $687,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 47,340 | $683,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 172,816 | $681,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 17,547 | $680,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 319,009 | $680,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 18,895 | $678,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q954 | PUT | 1,900 | $678,000 | thousands by filing date | put |
| PCSB FINL CORP COM | 69324R104 | Stock | 42,561 | $678,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 50,962 | $677,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 35,573 | $676,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 97,041 | $675,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 20,725 | $675,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 21,878 | $674,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 18,595 | $674,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 423,908 | $674,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 22,459 | $673,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 22,370 | $671,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 5,096 | $671,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 33,059 | $669,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 89,781 | $667,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 31,504 | $667,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 13,074 | $666,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 22,907 | $666,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 27,658 | $664,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E959 | PUT | 36,700 | $664,000 | thousands by filing date | put |
| SEMPRA | 816851959 | COM | 5,200 | $663,000 | thousands by filing date | put |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 48,348 | $662,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 126,501 | $659,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 800,000 | $659,000 | thousands by filing date | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 24,821 | $658,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 3,900 | $658,000 | thousands by filing date | call |
| EOG RES INC | 26875P901 | CALL | 13,200 | $658,000 | thousands by filing date | call |
| CLEARPOINT NEURO INC | 18507C103 | COM | 41,327 | $657,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 6,815 | $655,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,474 | $648,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 36,515 | $648,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 21,623 | $648,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 65,329 | $648,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 59,523 | $648,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 126,893 | $646,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 18,604 | $645,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 16,732 | $644,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 38,685 | $644,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 25,542 | $639,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 150,000 | $639,000 | thousands by filing date | principal |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 38,735 | $638,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058950 | COM | 15,000 | $637,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 85,719 | $636,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 75,982 | $636,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 22,685 | $635,000 | thousands by filing date | |
| ASML HLDG NV | N07059950 | PUT | 1,300 | $634,000 | thousands by filing date | put |
| EVELO BIOSCIENCES INC | 299734103 | COM | 52,373 | $633,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 74,244 | $632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,513 | $632,000 | thousands by filing date | |
| WEX INC | 96208T904 | COM | 3,100 | $631,000 | thousands by filing date | call |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 23,748 | $630,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 327,713 | $629,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 50,677 | $628,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,171 | $627,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 55,197 | $627,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 35,040 | $626,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 191,655 | $625,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 8,023 | $624,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 168,963 | $624,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 5,287 | $624,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 58,892 | $623,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,072 | $621,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 7,654 | $621,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 19,832 | $621,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 8,900 | $619,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 10,576 | $616,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 109,042 | $616,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 19,150 | $615,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 29,518 | $614,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 16,103 | $611,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 27,582 | $608,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 32,065 | $608,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 52,037 | $607,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 105,226 | $607,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 11,925 | $604,000 | thousands by filing date | |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 2,200 | $601,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 9,679 | $600,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 307,000 | $596,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 23,542 | $595,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 93,011 | $595,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 113,000 | $595,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 97,296 | $595,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 9,815 | $594,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 29,520 | $592,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,861 | $591,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 17,138 | $584,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 28,974 | $583,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 42,494 | $583,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 25,531 | $582,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 34,186 | $581,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 20,726 | $581,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 70,861 | $578,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 106,409 | $577,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 28,769 | $576,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 51,186 | $575,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 37,219 | $575,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 21,175 | $574,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 145,160 | $572,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 137,988 | $571,000 | thousands by filing date | |
| VERINT SYS INC | 92343X900 | COM | 8,500 | $571,000 | thousands by filing date | call |
| IShares S&P 500 Index Fund | 464287952 | ETF | 3,600 | $568,000 | thousands by filing date | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 216,096 | $568,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 83,658 | $567,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 72,116 | $566,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 21,163 | $565,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 26,885 | $565,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 18,783 | $564,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 117,225 | $563,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 23,570 | $563,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 28,573 | $563,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 87,087 | $562,000 | thousands by filing date | |
| VAXART INC | 92243A950 | PUT | 98,500 | $562,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 49,653 | $561,000 | thousands by filing date | |
| DOW HLDGS INC | 260557953 | PUT | 10,100 | $561,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225908 | COM | 10,500 | $561,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 68,384 | $557,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 17,153 | $557,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 23,776 | $557,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 64,602 | $555,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 29,135 | $552,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 8,154 | $551,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 21,113 | $549,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 73,773 | $548,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 23,481 | $548,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 239,156 | $548,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 55,130 | $545,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 103,725 | $543,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 22,361 | $542,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 20,824 | $542,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 183,922 | $542,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 74,932 | $540,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 37,553 | $539,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,223 | $536,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 35,315 | $536,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 46,892 | $535,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 23,604 | $535,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 19,300 | $535,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 52,768 | $534,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 18,349 | $533,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 36,177 | $532,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 83,789 | $529,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,685 | $528,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 80,524 | $528,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 28,088 | $528,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 82,630 | $527,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,235 | $526,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 347,877 | $526,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 350,533 | $526,000 | thousands by filing date | principal |
| CASPER SLEEP INC | 147626105 | COM | 85,349 | $525,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 498,147 | $523,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 16,829 | $522,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 33,857 | $522,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 34,022 | $521,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 7,485 | $520,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 37,558 | $519,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 34,808 | $517,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 21,697 | $516,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 6,938 | $516,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 75,351 | $514,000 | thousands by filing date | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 15,120 | $513,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 32,821 | $512,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 32,838 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 12,765 | $510,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 211,822 | $510,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 37,274 | $509,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,205 | $508,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 31,906 | $507,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 81,319 | $507,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 27,502 | $506,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 8,083 | $505,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 12,945 | $503,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 500,000 | $502,000 | thousands by filing date | principal |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 35,468 | $498,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 82,670 | $498,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 116,093 | $498,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 37,369 | $498,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $498,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 156,782 | $497,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 180,408 | $496,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 18,652 | $496,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 13,738 | $495,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 31,413 | $494,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 53,659 | $494,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 70,684 | $494,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 29,094 | $493,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 36,332 | $492,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 35,565 | $490,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 9,476 | $489,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 36,408 | $489,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 15,158 | $489,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 4,279 | $488,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 44,120 | $488,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 169,247 | $485,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,044 | $483,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 89,138 | $482,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 37,881 | $482,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 33,368 | $481,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 18,606 | $481,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 191,347 | $479,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 7,267 | $478,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 110,887 | $478,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 29,941 | $477,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 17,202 | $477,000 | thousands by filing date | |
| AMERICA MOVIL-ADR SERIES L | 02364W955 | COM | 32,800 | $477,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 26,963 | $475,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 36,245 | $475,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 82,564 | $474,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 50,668 | $474,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 55,101 | $474,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 23,638 | $473,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 11,043 | $473,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 62,726 | $472,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 26,074 | $472,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,576 | $471,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 117,705 | $469,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 163,203 | $466,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 39,800 | $466,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 4,419 | $464,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 17,752 | $464,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 6,692 | $464,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563902 | COM | 3,300 | $463,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,651 | $462,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 261,169 | $460,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 38,906 | $460,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,059 | $459,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 27,963 | $459,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 55,295 | $459,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 3,800 | $459,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 31,404 | $458,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 14,247 | $457,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 34,567 | $457,000 | thousands by filing date | |
| APHRIA INC | 03765K904 | CALL | 65,900 | $456,000 | thousands by filing date | call |
| BEYONDSPRING INC | G10830100 | SHS | 37,331 | $455,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 63,144 | $455,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 67,354 | $455,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 9,960 | $454,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 97,718 | $453,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 20,514 | $453,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 17,736 | $452,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 5,655 | $450,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 7,298 | $448,000 | thousands by filing date | |
| ANTERO RESOURCES CORP | 03674X906 | COM | 82,200 | $448,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 137,933 | $446,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B903 | Cmn | 54,600 | $445,000 | thousands by filing date | call |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 31,035 | $444,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,383 | $443,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 206,924 | $443,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249907 | COM PAR $.01 | 100,000 | $443,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,972 | $442,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 96,939 | $439,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 25,049 | $439,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 43,384 | $439,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 5,094 | $439,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,868 | $438,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 32,618 | $438,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 13,065 | $438,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 89,408 | $438,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 63,155 | $436,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 41,727 | $436,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 22,618 | $435,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 51,977 | $434,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 88,185 | $433,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 82,157 | $432,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 17,252 | $432,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 14,696 | $431,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 40,675 | $431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,347 | $431,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 27,103 | $431,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 97,637 | $431,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 92,953 | $429,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,025 | $428,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 26,092 | $428,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 45,848 | $428,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 6,900 | $428,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 182,867 | $428,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 605,000 | $428,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 15,954 | $424,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,935 | $423,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 27,192 | $423,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 71,819 | $423,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 117,745 | $420,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 21,436 | $419,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 36,143 | $419,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 27,992 | $418,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 103,158 | $417,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 28,702 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,316 | $415,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 8,749 | $414,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 21,719 | $413,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 15,099 | $413,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000192 | superseded | 2021-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-21-000235 | this filing | 2021-02-19 | acceptance time not in the bulk data set |