13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-02-19, with 5,728 holding rows worth $680,630,126,000.
- Accession
- 0000019617-21-000235
- Filer
- CIK 19617
- Filed
- 2021-02-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, amendment of type restatement, 22,648 entries on the cover page, a total value of $680,630,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,630,126,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 162,259 | $1,979,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 78,762 | $1,962,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 64,234 | $1,955,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 296,935 | $1,955,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 37,128 | $1,946,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 128,382 | $1,945,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 23,841 | $1,942,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 29,681 | $1,942,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 186,953 | $1,940,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 187,067 | $1,937,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 2,600,000 | $1,937,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,726 | $1,928,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 77,543 | $1,926,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 75,700 | $1,925,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 876,960 | $1,921,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 12,390 | $1,916,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 175,000 | $1,913,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058900 | COM | 45,000 | $1,910,000 | thousands by filing date | call |
| PULMONX CORP | 745848101 | COM | 27,665 | $1,909,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 53,200 | $1,908,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 129,340 | $1,907,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y950 | COM | 33,700 | $1,906,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 6,708 | $1,903,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 127,839 | $1,901,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 18,424 | $1,894,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 14,230 | $1,893,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 64,753 | $1,891,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 375,965 | $1,891,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 138,335 | $1,886,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 68,688 | $1,885,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 236,700 | $1,884,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 92,898 | $1,883,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 127,595 | $1,882,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 220,225 | $1,881,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 93,573 | $1,879,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 67,640 | $1,878,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 162,613 | $1,876,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 26,722 | $1,875,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 63,151 | $1,870,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 47,190 | $1,868,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,360,000 | $1,868,000 | thousands by filing date | principal |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 9,564 | $1,866,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 175,000 | $1,864,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 44,253 | $1,863,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 89,921 | $1,861,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 45,965 | $1,860,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 170,500 | $1,860,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 159,977 | $1,859,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,495 | $1,853,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION | 14448C904 | COM | 49,100 | $1,852,000 | thousands by filing date | call |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 57,963 | $1,847,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 151,355 | $1,844,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733R902 | CALL | 1,100 | $1,843,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 148,639 | $1,842,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 24,788 | $1,841,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 43,046 | $1,840,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 175,244 | $1,839,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 170,875 | $1,837,000 | thousands by filing date | |
| AIRBNB INC | 009066951 | COM CL A | 12,500 | $1,835,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 103,476 | $1,834,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 88,952 | $1,830,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 199,368 | $1,830,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 011659959 | PUT | 35,000 | $1,820,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC | 011659909 | CALL | 35,000 | $1,820,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 137,545 | $1,815,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 38,877 | $1,812,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 20,000 | $1,806,000 | thousands by filing date | |
| BOX INC | 10316T904 | CALL | 100,000 | $1,805,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 139,881 | $1,803,000 | thousands by filing date | |
| KURA ONCOLOGY INC | 50127T909 | COM | 55,000 | $1,796,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 273,022 | $1,791,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 61,579 | $1,790,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 75,602 | $1,785,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 74,622 | $1,785,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 27,378 | $1,781,000 | thousands by filing date | |
| ETSY INC | 29786A956 | PUT | 10,000 | $1,779,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 287,933 | $1,777,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 392,417 | $1,776,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 54,480 | $1,769,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 73,307 | $1,760,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 58,637 | $1,760,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 122,973 | $1,758,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 140,660 | $1,758,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 69,778 | $1,755,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 52,207 | $1,753,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 24,496 | $1,753,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 64,871 | $1,753,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 87,542 | $1,751,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 513,086 | $1,750,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,058,000 | $1,750,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864957 | COM | 7,000 | $1,749,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 47,796 | $1,747,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 42,600 | $1,747,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 168,206 | $1,746,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 200,555 | $1,743,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 161,021 | $1,737,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 106,555 | $1,737,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 106,214 | $1,735,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 16,359 | $1,735,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 87,700 | $1,735,000 | thousands by filing date | put |
| AIRBNB INC | 009066901 | CALL | 11,800 | $1,732,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 63,627 | $1,728,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 35,868 | $1,727,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 44,834 | $1,724,000 | thousands by filing date | |
| NUTANIX INC | 67059N908 | CALL | 54,000 | $1,721,000 | thousands by filing date | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 100,000 | $1,720,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 48,661 | $1,717,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 166,660 | $1,715,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 45,000 | $1,704,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 25,607 | $1,700,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 47,534 | $1,696,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 81,880 | $1,695,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 45,397 | $1,695,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 315,298 | $1,687,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 94,677 | $1,686,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 46,484 | $1,686,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 89,427 | $1,685,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 37,442 | $1,679,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 28,350 | $1,678,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 100,000 | $1,677,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 685,000 | $1,673,000 | thousands by filing date | principal |
| VROOM INC | 92918V109 | COM | 40,635 | $1,665,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,415,000 | $1,665,000 | thousands by filing date | principal |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 150,000 | $1,665,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 119,883 | $1,664,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 65,565 | $1,663,000 | thousands by filing date | |
| US FOODS HLDG CORP | 912008959 | PUT | 49,900 | $1,662,000 | thousands by filing date | put |
| ALLAKOS INC | 01671P100 | COM | 11,864 | $1,661,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034909 | CALL | 22,500 | $1,653,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 69,357 | $1,653,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 42,758 | $1,651,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 49,728 | $1,650,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 52,084 | $1,649,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L907 | CALL | 27,800 | $1,648,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 371,894 | $1,647,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 32,775 | $1,646,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896950 | COM | 92,700 | $1,646,000 | thousands by filing date | put |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 62,313 | $1,644,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10,544 | $1,640,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 39,126 | $1,634,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 110,808 | $1,630,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 109,943 | $1,628,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 100,000 | $1,628,000 | thousands by filing date | call |
| COTERRA ENERGY INC | 127097953 | PUT | 100,000 | $1,628,000 | thousands by filing date | put |
| CONMED CORP | 207410AF8 | BOND | 1,177,000 | $1,628,000 | thousands by filing date | principal |
| EDITAS MEDICINE INC | 28106W953 | COM | 23,200 | $1,627,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 63,702 | $1,626,000 | thousands by filing date | |
| ALCON AG | H01301908 | ORD SHS | 24,600 | $1,623,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 23,153 | $1,621,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 163,241 | $1,621,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 153,422 | $1,620,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 794,000 | $1,616,000 | thousands by filing date | principal |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 150,000 | $1,613,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 150,000 | $1,613,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 40,000 | $1,608,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 72,170 | $1,607,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 207,111 | $1,607,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 475,469 | $1,607,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 44,000 | $1,606,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,409,000 | $1,605,000 | thousands by filing date | principal |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 77,258 | $1,602,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 26,899 | $1,601,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 150,090 | $1,600,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 193,611 | $1,595,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 98,888 | $1,594,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 102,676 | $1,593,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 243,820 | $1,590,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 26,904 | $1,590,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 84,300 | $1,588,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 41,102 | $1,587,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 70,854 | $1,586,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 139,926 | $1,583,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 150,000 | $1,581,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 63,092 | $1,578,000 | thousands by filing date | |
| SPOT 280121C00750000 | l8681t902 | CALL | 5,000 | $1,573,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 33,280 | $1,572,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 49,972 | $1,567,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 53,844 | $1,564,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 79,800 | $1,563,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 79,800 | $1,563,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 96,788 | $1,562,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 25,214 | $1,560,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 42,877 | $1,557,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 153,290 | $1,556,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 46,167 | $1,554,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 20,880 | $1,553,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 27,030 | $1,552,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 100,000 | $1,548,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 28,514 | $1,545,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 255,082 | $1,541,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 96,094 | $1,535,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 84,982 | $1,532,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 672,000 | $1,532,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 327,525 | $1,529,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 1,366,000 | $1,529,000 | thousands by filing date | principal |
| ZYMEWORKS INC | 98985W102 | COM | 32,308 | $1,527,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 446,111 | $1,526,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 39,893 | $1,523,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 185,076 | $1,521,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,385,000 | $1,518,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 27,011 | $1,517,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 16,439 | $1,516,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 58,990 | $1,515,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 27,660 | $1,515,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 50,906 | $1,512,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 112,462 | $1,512,000 | thousands by filing date | |
| HALLIBURTON CO | 406216951 | PUT | 80,000 | $1,512,000 | thousands by filing date | put |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 22,470 | $1,509,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 182,343 | $1,506,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 48,297 | $1,499,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 41,532 | $1,498,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 25,000 | $1,497,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 118,747 | $1,496,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 189,235 | $1,495,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 19,367 | $1,493,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 98,521 | $1,491,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 30,007 | $1,486,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 31,240 | $1,482,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 50,892 | $1,481,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 16,920 | $1,469,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 95,098 | $1,464,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 34,901 | $1,463,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 81,370 | $1,463,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 46,450 | $1,460,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212901 | CALL | 14,000 | $1,452,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 60,000 | $1,449,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 19,600 | $1,448,000 | thousands by filing date | |
| PALANTIR TECHNOLOGIES INC | 69608A908 | CALL | 61,500 | $1,448,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 41,733 | $1,447,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 66,597 | $1,447,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 1,088,000 | $1,447,000 | thousands by filing date | principal |
| LOWES COS INC | 548661907 | CALL | 9,000 | $1,445,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 135,688 | $1,445,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 86,027 | $1,444,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 41,804 | $1,443,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 39,491 | $1,435,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 80,326 | $1,435,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,804,000 | $1,432,000 | thousands by filing date | principal |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 73,675 | $1,429,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,987 | $1,424,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,102,000 | $1,423,000 | thousands by filing date | principal |
| Rithm Property Trust Inc | 38983D300 | REIT | 135,816 | $1,422,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 39,282 | $1,420,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 79,604 | $1,416,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 85,103 | $1,414,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 8,472 | $1,413,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 5,059 | $1,409,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 27,150 | $1,409,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 70,636 | $1,405,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 4,400 | $1,404,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9,383 | $1,400,000 | thousands by filing date | |
| MGC | 921910873 | COM | 10,456 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 14,778 | $1,394,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 33,537 | $1,393,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 42,098 | $1,393,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,500,000 | $1,388,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 264,763 | $1,385,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 65,209 | $1,382,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 84,159 | $1,382,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 28,433 | $1,380,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 46,959 | $1,380,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 90,852 | $1,376,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 22,086 | $1,369,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 15,000 | $1,368,000 | thousands by filing date | call |
| OPEN LENDING CORP | 68373J104 | COM | 39,078 | $1,366,000 | thousands by filing date | |
| SEAGEN INC | 81181C904 | CALL | 7,800 | $1,366,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 497,394 | $1,363,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 124,780 | $1,361,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 127,050 | $1,357,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 97,462 | $1,356,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 15,700 | $1,356,000 | thousands by filing date | put |
| GRUBHUB INC | 400110952 | PUT | 18,200 | $1,352,000 | thousands by filing date | put |
| WEIS MKTS INC COM | 948849104 | Stock | 28,246 | $1,351,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 133,237 | $1,351,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 52,229 | $1,349,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 18,802 | $1,349,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 47,122 | $1,347,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 30,044 | $1,347,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 180,340 | $1,344,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 89,183 | $1,343,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 321,159 | $1,339,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 62,969 | $1,336,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 9,148 | $1,336,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 47,877 | $1,336,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 132,205 | $1,335,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 27,262 | $1,334,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 415,215 | $1,333,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V950 | PUT | 32,000 | $1,332,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 53,149 | $1,330,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 54,923 | $1,329,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 100,000 | $1,327,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 86,867 | $1,325,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 42,297 | $1,321,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 71,572 | $1,317,000 | thousands by filing date | |
| TG THERAPEUTICS INC | 88322Q908 | COM | 25,300 | $1,316,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 76,480 | $1,316,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 37,900 | $1,314,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 99,625 | $1,311,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,043 | $1,311,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 48,248 | $1,307,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 14,400 | $1,307,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 52,451 | $1,305,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 7,000 | $1,301,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC | 02043Q907 | CALL | 10,000 | $1,300,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 1,785 | $1,297,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 41,916 | $1,295,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 43,427 | $1,292,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 46,098 | $1,290,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 33,923 | $1,290,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 36,255 | $1,287,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 68,241 | $1,284,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 15,200 | $1,283,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2,750 | $1,283,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 102,536 | $1,281,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 32,000 | $1,276,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 32,000 | $1,276,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 33,750 | $1,274,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 27,641 | $1,273,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 30,543 | $1,273,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,167,000 | $1,272,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 16,723 | $1,258,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 104,271 | $1,257,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 115,205 | $1,252,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,889 | $1,249,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 36,000 | $1,248,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 32,481 | $1,247,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,569,000 | $1,247,000 | thousands by filing date | principal |
| BEST INC | 08653C106 | SPONSORED ADS | 611,293 | $1,246,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 47,331 | $1,245,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 112,817 | $1,244,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 84,353 | $1,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,371 | $1,238,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 77,704 | $1,236,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 156,218 | $1,233,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 12,039 | $1,231,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 66,423 | $1,229,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 10,000 | $1,228,000 | thousands by filing date | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 61,625 | $1,227,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 82,809 | $1,226,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W959 | OPTION | 65,000 | $1,225,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 161,660 | $1,224,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 156,947 | $1,222,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 19,026 | $1,220,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 100,624 | $1,219,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 63,028 | $1,216,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 48,962 | $1,216,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 27,431 | $1,213,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 1,200,000 | $1,213,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 61,725 | $1,211,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 67,752 | $1,210,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 96,321 | $1,209,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 269,180 | $1,209,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 28,554 | $1,206,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 87,731 | $1,206,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,838 | $1,205,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 156,218 | $1,203,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 46,545 | $1,201,000 | thousands by filing date | |
| ALECTOR INC | 014442907 | COM | 79,400 | $1,201,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,894 | $1,199,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 102,569 | $1,198,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 18,953 | $1,198,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 300,816 | $1,197,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 45,582 | $1,197,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,062 | $1,196,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 100,000 | $1,190,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 10,800 | $1,178,000 | thousands by filing date | call |
| EOG RES INC | 26875P951 | PUT | 23,600 | $1,177,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 280,100 | $1,176,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 75,101 | $1,168,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 134,788 | $1,165,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 9,858 | $1,160,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 63,904 | $1,157,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 12,651 | $1,156,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 136,800 | $1,153,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 78,900 | $1,153,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 94,179 | $1,153,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 40,000 | $1,151,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945951 | COM | 40,000 | $1,151,000 | thousands by filing date | put |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 46,779 | $1,150,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 248,188 | $1,149,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 73,942 | $1,143,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 40,563 | $1,142,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L955 | PUT | 45,100 | $1,142,000 | thousands by filing date | put |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 136,635 | $1,140,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 100,000 | $1,140,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 46,444 | $1,138,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 40,533 | $1,137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 13,080 | $1,134,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 163,743 | $1,133,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 47,608 | $1,132,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 75,936 | $1,131,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 106,047 | $1,130,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 28,200 | $1,128,000 | thousands by filing date | call |
| SUNNOVA ENERGY INTL INC. | 86745K904 | CALL | 25,000 | $1,128,000 | thousands by filing date | call |
| SUNNOVA ENERGY INTL INC. | 86745K954 | PUT | 25,000 | $1,128,000 | thousands by filing date | put |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 100,000 | $1,128,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 87,495 | $1,127,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 108,144 | $1,126,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 56,717 | $1,125,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 24,901 | $1,124,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 100,000 | $1,124,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 40,994 | $1,122,000 | thousands by filing date | |
| WYNDHAM WORLDWIDE CORP | 98310W908 | COM | 25,000 | $1,122,000 | thousands by filing date | call |
| WYNDHAM WORLDWIDE CORP | 98310W958 | COM | 25,000 | $1,122,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 151,294 | $1,118,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 79,008 | $1,114,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 321,137 | $1,111,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 32,659 | $1,109,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 14,280 | $1,108,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 17,092 | $1,108,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 149,252 | $1,105,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 759,000 | $1,105,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 22,942 | $1,104,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 56,850 | $1,104,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 190,061 | $1,104,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 84,036 | $1,103,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 39,684 | $1,098,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 21,520 | $1,096,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 73,089 | $1,096,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 38,545 | $1,094,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,328 | $1,092,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 100,000 | $1,091,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 36,444 | $1,090,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 56,719 | $1,090,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 35,384 | $1,086,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 97,487 | $1,085,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 207,550 | $1,084,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 26,372 | $1,080,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 27,386 | $1,080,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 53,293 | $1,076,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 49,075 | $1,075,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 292,684 | $1,074,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 76,690 | $1,074,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 136,474 | $1,072,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 49,776 | $1,072,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 31,305 | $1,072,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,117 | $1,071,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272118 | *W EXP 05/08/202 | 94,699 | $1,071,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 211,071 | $1,064,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 83,790 | $1,061,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 100,420 | $1,060,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 26,500 | $1,060,000 | thousands by filing date | put |
| ALTERYX INC | 02156BAF0 | BOND | 1,004,000 | $1,060,000 | thousands by filing date | principal |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 100,000 | $1,057,000 | thousands by filing date | |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 100,000 | $1,056,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 34,709 | $1,054,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 40,229 | $1,054,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 42,706 | $1,052,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 68,967 | $1,048,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 109,268 | $1,047,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 28,165 | $1,046,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 31,985 | $1,046,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 217,137 | $1,041,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 100,000 | $1,040,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 19,771 | $1,038,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW | 61174X959 | PUT | 11,200 | $1,036,000 | thousands by filing date | put |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 67,719 | $1,030,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 43,376 | $1,029,000 | thousands by filing date | |
| GEO GROUP INCTHE | 36162J906 | COM NEW | 116,100 | $1,029,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G906 | SOLAR ETF | 10,000 | $1,028,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 652,859 | $1,025,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 17,550 | $1,023,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 187,065 | $1,022,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 45,369 | $1,021,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 20,505 | $1,019,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 68,121 | $1,019,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 66,950 | $1,016,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 55,550 | $1,015,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,126 | $1,015,000 | thousands by filing date | |
| VIATRIS INC | 92556V906 | COM | 54,100 | $1,014,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 218,992 | $1,014,000 | thousands by filing date | |
| HESS CORP | 42809H907 | COM | 19,200 | $1,014,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 147,059 | $1,013,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 20,000 | $1,013,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 574,408 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 38,250 | $1,008,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 68,778 | $1,007,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K909 | COM UT REP LP | 35,000 | $1,007,000 | thousands by filing date | call |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $1,006,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 8,987 | $1,005,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 82,681 | $1,004,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 19,632 | $1,003,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 13,451 | $998,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 252,491 | $998,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 547,000 | $998,000 | thousands by filing date | principal |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,287 | $997,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 37,491 | $996,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 59,675 | $996,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,466 | $996,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 11,500 | $992,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 22,774 | $987,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 13,973 | $986,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 63,318 | $986,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 39,250 | $985,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 80,052 | $985,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J954 | COM | 6,400 | $985,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 17,217 | $983,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 314,154 | $983,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 618,155 | $983,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 35,909 | $979,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000192 | superseded | 2021-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-21-000235 | this filing | 2021-02-19 | acceptance time not in the bulk data set |