13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-02-19, with 5,728 holding rows worth $680,630,126,000.
- Accession
- 0000019617-21-000235
- Filer
- CIK 19617
- Filed
- 2021-02-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, amendment of type restatement, 22,648 entries on the cover page, a total value of $680,630,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,630,126,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUSTCO BK CORP N Y | 898349105 | COM | 602,847 | $4,021,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 171,760 | $4,017,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 85,089 | $4,009,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 107,473 | $4,008,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C909 | COM | 41,800 | $4,007,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 4,208,000 | $4,001,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 160,665 | $3,996,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 206,260 | $3,994,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 386,012 | $3,979,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 112,644 | $3,975,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 4,408,000 | $3,967,000 | thousands by filing date | principal |
| PELOTON INTERACTIVE INC | 70614W900 | CALL | 26,000 | $3,945,000 | thousands by filing date | call |
| ADT INC DEL | 00090Q953 | COM | 500,000 | $3,925,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 196,112 | $3,919,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 50,033 | $3,905,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 72,658 | $3,902,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 53,134 | $3,900,000 | thousands by filing date | |
| MODERNA INC | 60770K907 | CALL | 37,300 | $3,897,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 49,396 | $3,895,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 145,298 | $3,891,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 33,200 | $3,889,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 98,857 | $3,888,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES INC | 04271T900 | CALL | 90,000 | $3,883,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 157,865 | $3,879,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 311,299 | $3,876,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 59,444 | $3,871,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 90,817 | $3,869,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 2,960,000 | $3,860,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 629,543 | $3,853,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 231,853 | $3,852,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 90,691 | $3,850,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 63,381 | $3,834,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 74,800 | $3,833,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 92,618 | $3,831,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 269,136 | $3,826,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J908 | COM | 44,200 | $3,824,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 36,409 | $3,823,000 | thousands by filing date | |
| OKTA INC | 679295905 | CALL | 15,000 | $3,814,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 31,800 | $3,810,000 | thousands by filing date | |
| CUREVAC N V | N2451R955 | PUT | 47,000 | $3,810,000 | thousands by filing date | put |
| BILIBILI INC | 090040956 | PUT | 44,300 | $3,797,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 154,691 | $3,790,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 948,578 | $3,785,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,935,000 | $3,777,000 | thousands by filing date | principal |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 1,197,712 | $3,773,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,915,000 | $3,766,000 | thousands by filing date | principal |
| LOWES COS INC | 548661957 | COM | 23,400 | $3,756,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 31,867 | $3,732,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 87,233 | $3,729,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW | 61174X909 | COM | 40,300 | $3,727,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 52,727 | $3,723,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 64,053 | $3,719,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 71,106 | $3,714,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q958 | PUT | 100,000 | $3,709,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 116,947 | $3,705,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 361,992 | $3,703,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 294,501 | $3,702,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 77,880 | $3,697,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 181,142 | $3,692,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 5,340,906 | $3,686,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 179,600 | $3,685,000 | thousands by filing date | call |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 174,878 | $3,685,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 98,855 | $3,681,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 111,502 | $3,680,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 272,680 | $3,676,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 91,729 | $3,670,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 42,061 | $3,652,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y903 | CALL | 100,000 | $3,650,000 | thousands by filing date | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 77,956 | $3,630,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 48,090 | $3,626,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,569,660 | $3,625,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 386,865 | $3,620,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 87,608 | $3,618,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P951 | COM | 62,000 | $3,618,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 32,341 | $3,617,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 104,088 | $3,611,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 91,281 | $3,611,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 45,000 | $3,611,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 92,070 | $3,607,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 350,000 | $3,605,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 184,162 | $3,604,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 39,300 | $3,598,000 | thousands by filing date | call |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 71,210 | $3,594,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 762,215 | $3,582,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 274,536 | $3,572,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 19,289 | $3,551,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 80,166 | $3,550,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,479,421 | $3,536,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 73,503 | $3,534,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 55,437 | $3,532,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 70,000 | $3,529,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 70,000 | $3,529,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 75,535 | $3,518,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 55,860 | $3,517,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 111,630 | $3,515,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 22,100 | $3,514,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 182,742 | $3,509,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 60,137 | $3,498,000 | thousands by filing date | |
| AECOM | 00766T900 | COM | 70,000 | $3,485,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 183,926 | $3,476,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 31,641 | $3,475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 21,323 | $3,474,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 200,722 | $3,458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 127,557 | $3,438,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 416,031 | $3,429,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515954 | COM | 70,000 | $3,429,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 70,000 | $3,429,000 | thousands by filing date | call |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 77,433 | $3,428,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 175,392 | $3,428,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 904,042 | $3,417,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 131,330 | $3,415,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 50,000 | $3,415,000 | thousands by filing date | call |
| CUMMINS INC | 231021906 | CALL | 15,000 | $3,407,000 | thousands by filing date | call |
| CUMMINS INC | 231021956 | PUT | 15,000 | $3,407,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 20,018 | $3,403,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 74,542 | $3,401,000 | thousands by filing date | |
| SPLUNK INC | 848637954 | Cmn | 20,000 | $3,398,000 | thousands by filing date | put |
| DOW HLDGS INC | 260557903 | CALL | 61,200 | $3,397,000 | thousands by filing date | call |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 110,839 | $3,392,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 58,582 | $3,392,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 175,957 | $3,385,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 155,000 | $3,384,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 234,835 | $3,382,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L953 | COM | 200,000 | $3,378,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 143,655 | $3,373,000 | thousands by filing date | |
| DEXCOM INC | 252131907 | COM | 9,100 | $3,364,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 212,337 | $3,361,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 45,200 | $3,357,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 492,395 | $3,353,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 3,050,000 | $3,345,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 209,374 | $3,344,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 194,745 | $3,344,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 62,680 | $3,340,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 169,773 | $3,329,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 146,190 | $3,327,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 92,348 | $3,315,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 381,914 | $3,303,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 124,730 | $3,292,000 | thousands by filing date | |
| PVH CORPORATION | 693656950 | COM | 35,000 | $3,286,000 | thousands by filing date | put |
| CAVCO INDS INC DEL | 149568107 | COM | 18,719 | $3,284,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 506,598 | $3,282,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 387,777 | $3,276,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 411,252 | $3,269,000 | thousands by filing date | |
| BHP BILLITON LIMITED | 088606908 | SPONSORED ADS | 50,000 | $3,267,000 | thousands by filing date | call |
| BHP BILLITON LIMITED | 088606958 | SPONSORED ADS | 50,000 | $3,267,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 747,355 | $3,266,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 27,000 | $3,265,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 144,395 | $3,262,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 974,000 | $3,258,000 | thousands by filing date | principal |
| TJX COS INC NEW | 872540959 | PUT | 47,700 | $3,257,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052W104 | COM | 378,844 | $3,254,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 317,142 | $3,254,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 65,000 | $3,249,000 | thousands by filing date | call |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 228,049 | $3,248,000 | thousands by filing date | |
| CUREVAC N V | N2451R905 | COM | 40,000 | $3,243,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 81,549 | $3,234,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 206,796 | $3,233,000 | thousands by filing date | |
| PAYCHEX INC | 704326907 | COM | 34,700 | $3,233,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 18,924 | $3,232,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 326,874 | $3,223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 78,095 | $3,213,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 250,026 | $3,207,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 100,480 | $3,206,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 145,457 | $3,203,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 174,264 | $3,203,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 97,700 | $3,198,000 | thousands by filing date | call |
| AMERICAN WELL CORP | 03044L105 | CL A | 126,181 | $3,196,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 176,703 | $3,190,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 300,000 | $3,189,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 500,000 | $3,185,000 | thousands by filing date | put |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 300,000 | $3,183,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 37,200 | $3,181,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 2,829,000 | $3,165,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 752,972 | $3,163,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 218,407 | $3,156,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 58,871 | $3,154,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 38,615 | $3,151,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 112,000 | $3,148,000 | thousands by filing date | call |
| Yalla Group Ltd | 98459U103 | COM | 219,303 | $3,143,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 104,700 | $3,137,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 90,298 | $3,135,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 19,900 | $3,132,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 56,218 | $3,130,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,618,000 | $3,113,000 | thousands by filing date | principal |
| CEVA INC | 157210105 | COMMON STOCK | 68,171 | $3,101,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC | 89620X906 | CALL | 210,800 | $3,101,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 94,622 | $3,100,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 141,699 | $3,093,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 143,039 | $3,087,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 462,057 | $3,087,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 55,777 | $3,084,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 70,605 | $3,081,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 116,225 | $3,079,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 65,500 | $3,075,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 76,146 | $3,074,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 300,000 | $3,060,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 254,591 | $3,055,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 58,716 | $3,050,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 35,811 | $3,049,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 143,020 | $3,037,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 117,940 | $3,029,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 190,557 | $3,028,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 203,964 | $3,022,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650950 | PUT | 44,200 | $3,019,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 34,982 | $3,016,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 213,404 | $3,015,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 993,845 | $3,011,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 165,721 | $3,007,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 156,408 | $2,999,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 165,327 | $2,998,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 176,247 | $2,997,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 404,000 | $2,997,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 146,745 | $2,988,000 | thousands by filing date | |
| FOX CORP | 35137L905 | CL A COM | 102,600 | $2,988,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 188,161 | $2,984,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 62,212 | $2,981,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 143,954 | $2,979,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 66,429 | $2,975,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 118,046 | $2,971,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 323,398 | $2,968,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 266,962 | $2,966,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 161,918 | $2,959,000 | thousands by filing date | |
| ANGI HOMESERVICES INC | 00183L902 | CALL | 224,000 | $2,956,000 | thousands by filing date | call |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 281,601 | $2,943,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 147,105 | $2,941,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,092 | $2,924,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,249,226 | $2,923,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 10,521 | $2,918,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,254,000 | $2,918,000 | thousands by filing date | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 60,054 | $2,915,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 360,753 | $2,911,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 276,504 | $2,909,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143951 | PUT | 200,000 | $2,908,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 79,518 | $2,907,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 243,244 | $2,907,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351909 | COM | 18,600 | $2,906,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 222,391 | $2,900,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 267,013 | $2,900,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 412,682 | $2,897,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 88,649 | $2,895,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 114,410 | $2,895,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 147,114 | $2,895,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 31,800 | $2,893,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 88,517 | $2,891,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 294,733 | $2,889,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 51,926 | $2,883,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 141,568 | $2,880,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 74,099 | $2,879,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 168,735 | $2,870,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 191,255 | $2,869,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 88,978 | $2,865,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 289,884 | $2,861,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,172 | $2,859,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 54,739 | $2,848,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 57,224 | $2,843,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 97,376 | $2,823,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 393,426 | $2,821,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 53,963 | $2,817,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 441,665 | $2,814,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 584,529 | $2,800,000 | thousands by filing date | |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 1,000,000 | $2,800,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 39,616 | $2,799,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 274,337 | $2,798,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 210,652 | $2,796,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 51,805 | $2,795,000 | thousands by filing date | |
| THE CIGNA GROUP | 125523950 | COM | 13,400 | $2,790,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 61,728 | $2,782,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 64,233 | $2,777,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 32,800 | $2,770,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V950 | PUT | 447,600 | $2,766,000 | thousands by filing date | put |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,808,000 | $2,766,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 121,111 | $2,764,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 17,600 | $2,762,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 24,402 | $2,748,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 262,500 | $2,748,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 32,900 | $2,740,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 35,103 | $2,721,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 273,339 | $2,717,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 96,870 | $2,713,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 474,099 | $2,711,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 43,689 | $2,705,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 8,000 | $2,699,000 | thousands by filing date | put |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 264,491 | $2,698,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X954 | COM | 62,100 | $2,691,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 309,862 | $2,683,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 362,995 | $2,682,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 17,861 | $2,680,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 44,715 | $2,676,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 128,955 | $2,676,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 176,958 | $2,674,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 10,000 | $2,662,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F953 | PUT | 110,000 | $2,657,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 88,837 | $2,652,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,839 | $2,651,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 45,829 | $2,647,000 | thousands by filing date | |
| QIAGEN NV | N72482953 | SHS NEW | 50,000 | $2,643,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 19,827 | $2,642,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 250,000 | $2,638,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,056,000 | $2,632,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 696,000 | $2,632,000 | thousands by filing date | principal |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 249,970 | $2,625,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 88,260 | $2,624,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 17,300 | $2,621,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 51,949 | $2,618,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,203,587 | $2,612,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 23,275 | $2,603,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 11,900 | $2,603,000 | thousands by filing date | put |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 250,000 | $2,603,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 16,703 | $2,598,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 192,614 | $2,592,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 14,240 | $2,589,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 250,000 | $2,588,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 114,281 | $2,585,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 53,065 | $2,580,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 250,000 | $2,573,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 38,564 | $2,565,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 249,000 | $2,565,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 482,129 | $2,561,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 70,295 | $2,559,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 22,210 | $2,559,000 | thousands by filing date | |
| JABIL INC | 466313953 | COM | 60,000 | $2,552,000 | thousands by filing date | put |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 340,051 | $2,550,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 10,035 | $2,544,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 83,191 | $2,544,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 244,519 | $2,543,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 605,177 | $2,541,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 100,844 | $2,540,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 110,683 | $2,530,000 | thousands by filing date | |
| INTRA CELLULAR THERAPIES INC | 46116X901 | CALL | 79,500 | $2,528,000 | thousands by filing date | call |
| REALTY INCOME CORP | 756109904 | CALL | 40,500 | $2,518,000 | thousands by filing date | call |
| REALTY INCOME CORP | 756109954 | COM | 40,500 | $2,518,000 | thousands by filing date | put |
| SVMK INC | 78489X103 | COM | 98,509 | $2,516,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 287,071 | $2,513,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 50,000 | $2,513,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 247,838 | $2,510,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,498,000 | $2,508,000 | thousands by filing date | principal |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 92,864 | $2,506,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 100,000 | $2,505,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 277,730 | $2,503,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 203,477 | $2,500,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,229,871 | $2,497,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75,332 | $2,493,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,069,920 | $2,493,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 133,391 | $2,492,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 61,540 | $2,491,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 87,182 | $2,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 48,563 | $2,471,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H955 | PUT | 25,000 | $2,471,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 46,835 | $2,470,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 203,898 | $2,468,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 154,782 | $2,464,000 | thousands by filing date | |
| DAUCH CORP | 024061953 | PUT | 295,000 | $2,460,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 13,225 | $2,456,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 28,141 | $2,456,000 | thousands by filing date | |
| BIOGEN INC | 09062X953 | COM | 10,000 | $2,449,000 | thousands by filing date | put |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 196,261 | $2,449,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 175,361 | $2,448,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 41,068 | $2,439,000 | thousands by filing date | |
| ALTERYX INC | 02156B903 | OPTION | 20,000 | $2,436,000 | thousands by filing date | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 76,646 | $2,432,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 163,840 | $2,431,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 30,799 | $2,427,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 30,737 | $2,426,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 468,287 | $2,421,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 233,288 | $2,415,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,380 | $2,413,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 58,228 | $2,413,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 149,983 | $2,403,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 57,402 | $2,397,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 186,500 | $2,389,000 | thousands by filing date | |
| ORACLE CORP | 68389X955 | PUT | 36,900 | $2,387,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813952 | PUT | 28,100 | $2,384,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 303,978 | $2,383,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 37,309 | $2,380,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 110,061 | $2,378,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 111,315 | $2,376,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 610,885 | $2,376,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 272,972 | $2,367,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 149,969 | $2,365,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 130,622 | $2,364,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W902 | CALL | 50,000 | $2,363,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 149,855 | $2,356,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 136,869 | $2,351,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 14,738 | $2,347,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,036,000 | $2,347,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 19,492 | $2,344,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 60,173 | $2,343,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 81,406 | $2,339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 46,942 | $2,338,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 493,965 | $2,321,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 72,289 | $2,317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 15,022 | $2,315,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 133,056 | $2,315,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 38,184 | $2,313,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 53,593 | $2,311,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 32,994 | $2,306,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,232,000 | $2,293,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225T107 | COM | 52,664 | $2,292,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 170,793 | $2,290,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 242,840 | $2,288,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 37,099 | $2,282,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 50,273 | $2,279,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 254,260 | $2,273,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 122,436 | $2,271,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 35,864 | $2,264,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 305,341 | $2,259,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 198,015 | $2,258,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 188,774 | $2,255,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 2,110,000 | $2,247,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 280,946 | $2,240,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 150,700 | $2,239,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 49,161 | $2,232,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 487,672 | $2,229,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 113,097 | $2,228,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 116,756 | $2,225,000 | thousands by filing date | |
| FISKER INC | 33813J906 | CALL | 151,800 | $2,224,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 39,514 | $2,222,000 | thousands by filing date | |
| HOLOGIC INC | 436440951 | PUT | 30,500 | $2,221,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 98,664 | $2,217,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 177,659 | $2,217,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 38,808 | $2,210,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 58,830 | $2,209,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 331,742 | $2,209,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 206,674 | $2,195,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 33,079 | $2,195,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 40,432 | $2,194,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 64,809 | $2,192,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 641,000 | $2,190,000 | thousands by filing date | principal |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 136,778 | $2,186,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387908 | CALL | 16,000 | $2,183,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC | 127387958 | COM | 16,000 | $2,183,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 286,294 | $2,183,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 90,808 | $2,181,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 115,507 | $2,177,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 191,000 | $2,177,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 420,000 | $2,171,000 | thousands by filing date | call |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 200,000 | $2,168,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 29,134 | $2,166,000 | thousands by filing date | |
| ALCON AG | H01301958 | ORD SHS | 32,800 | $2,164,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 647,046 | $2,161,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 146,885 | $2,156,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,151 | $2,152,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 91,861 | $2,151,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 630,064 | $2,149,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 47,751 | $2,146,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 320,834 | $2,143,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 200,000 | $2,140,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 55,000 | $2,138,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 7,000 | $2,133,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 66,999 | $2,122,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 20,960 | $2,118,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 133,492 | $2,117,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,207,000 | $2,115,000 | thousands by filing date | principal |
| UNITED STATES STEEL CORP | 912909958 | COM | 125,700 | $2,108,000 | thousands by filing date | put |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 200,000 | $2,100,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 252,921 | $2,099,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 44,496 | $2,094,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 203,828 | $2,089,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 200,000 | $2,086,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 120,262 | $2,083,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 192,720 | $2,083,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 13,214 | $2,082,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 151,535 | $2,082,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 200,000 | $2,080,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 60,811 | $2,075,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 202,129 | $2,074,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 44,610 | $2,074,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 23,423 | $2,071,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 134,465 | $2,068,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 123,100 | $2,066,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 123,100 | $2,066,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 11,529 | $2,062,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 200,000 | $2,054,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 58,528 | $2,053,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 195,716 | $2,051,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 150,000 | $2,051,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 150,000 | $2,051,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 184,975 | $2,046,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,480,000 | $2,043,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,790,000 | $2,039,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,081,000 | $2,036,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 64,200 | $2,034,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 580,990 | $2,033,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 39,137 | $2,030,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 308,773 | $2,028,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 185,783 | $2,018,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 22,406 | $2,009,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 91,496 | $2,004,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 175,773 | $2,000,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 120,853 | $1,999,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 76,550 | $1,993,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 15,493 | $1,991,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 64,441 | $1,990,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 182,580 | $1,990,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 200,000 | $1,990,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 157,018 | $1,985,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 97,712 | $1,984,000 | thousands by filing date | |
| OKTA INC | 679295955 | CL A | 7,800 | $1,983,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 107,608 | $1,980,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 179,764 | $1,979,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000192 | superseded | 2021-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-21-000235 | this filing | 2021-02-19 | acceptance time not in the bulk data set |