13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 5,721 holding rows worth $597,815,613,000.
- Accession
- 0000019617-20-000473
- Filer
- CIK 19617
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 21,904 entries on the cover page, a total value of $597,815,613,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,815,613,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEGASYSTEMS INC COM | 705573103 | Stock | 10,905 | $1,327,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 739,000 | $1,325,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 53,369 | $1,321,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 49,253 | $1,320,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,146 | $1,317,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 121,354 | $1,315,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 102,851 | $1,311,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 111,798 | $1,310,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 124,578 | $1,308,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 13,921 | $1,305,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 170,500 | $1,301,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 385,000 | $1,297,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 24,000 | $1,294,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 36,246 | $1,292,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 24,981 | $1,287,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J900 | COM | 27,200 | $1,286,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 50,767 | $1,286,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 7,664 | $1,284,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P909 | COM | 24,900 | $1,284,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC | 011659959 | PUT | 35,000 | $1,283,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC | 011659909 | CALL | 35,000 | $1,283,000 | thousands by filing date | call |
| CHEVRON CORPORATION | 166764950 | CALL | 17,800 | $1,280,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 153,092 | $1,275,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 791,000 | $1,273,000 | thousands by filing date | principal |
| MERCURY GENL CORP NEW | 589400100 | COM | 30,723 | $1,271,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 79,800 | $1,271,000 | thousands by filing date | put |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 127,940 | $1,269,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,563,000 | $1,262,000 | thousands by filing date | principal |
| ALBANY INTL CORP | 012348108 | CL A | 25,165 | $1,259,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 121,663 | $1,259,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 86,550 | $1,258,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 74,808 | $1,253,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 8,940 | $1,252,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 199,958 | $1,252,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X954 | COM | 36,400 | $1,252,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 101,245 | $1,249,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 25,700 | $1,246,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,031,000 | $1,244,000 | thousands by filing date | principal |
| ISHARES TR | 464287846 | DOW JONES US ETF | 7,516 | $1,243,000 | thousands by filing date | |
| WELLTOWER INC | 95040Q904 | COM | 22,800 | $1,243,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 60,000 | $1,243,000 | thousands by filing date | call |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,286,000 | $1,242,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 18,067 | $1,239,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 23,200 | $1,239,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 33,165 | $1,239,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 191,564 | $1,239,000 | thousands by filing date | |
| ETSY INC | 29786A956 | PUT | 10,000 | $1,232,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 115,890 | $1,227,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 40,000 | $1,224,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS | 559080956 | COM | 35,000 | $1,222,000 | thousands by filing date | put |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 95,049 | $1,219,000 | thousands by filing date | |
| METHANEX CORP | 59151K908 | COM | 51,000 | $1,217,000 | thousands by filing date | call |
| METHANEX CORP | 59151K958 | COM | 51,000 | $1,217,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 1,502,829 | $1,216,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 129,055 | $1,215,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 28,517 | $1,213,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 36,934 | $1,211,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 5,000,000 | $1,206,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 209,914 | $1,205,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 31,804 | $1,204,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,449 | $1,203,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 8,946 | $1,203,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 29,682 | $1,202,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,867 | $1,201,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 18,797 | $1,198,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 117,542 | $1,198,000 | thousands by filing date | |
| NUTANIX INC | 67059N908 | CALL | 54,000 | $1,195,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733R902 | CALL | 1,100 | $1,191,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 129,858 | $1,189,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 85,280 | $1,187,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E908 | COM | 15,000 | $1,175,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,803 | $1,173,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 73,257 | $1,171,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 22,970 | $1,166,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 39,500 | $1,165,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 38,100 | $1,164,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 37,647 | $1,162,000 | thousands by filing date | |
| BED BATH BEYOND INC | 075896900 | COM | 80,000 | $1,161,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS INC | 831754906 | COM | 75,000 | $1,155,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 621,449 | $1,149,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 28,981 | $1,149,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 65,820 | $1,148,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 29,086 | $1,146,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 120,164 | $1,146,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,253,581 | $1,143,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 82,415 | $1,140,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 108,157 | $1,138,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 65,500 | $1,137,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 25,696 | $1,137,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 352,323 | $1,134,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 28,126 | $1,134,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 34,683 | $1,132,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 16,078 | $1,132,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 32,000 | $1,132,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 32,000 | $1,132,000 | thousands by filing date | put |
| ALTERYX INC | 02156BAD5 | BOND | 1,131,000 | $1,131,000 | thousands by filing date | principal |
| INOVIO PHARMACEUTICALS INC | 45773H901 | COM NEW | 100,000 | $1,131,000 | thousands by filing date | call |
| Proshares VIX Short-Term | 74347W171 | Equity | 55,033 | $1,125,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 110,500 | $1,118,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 110,003 | $1,117,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 14,400 | $1,117,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 172,883 | $1,113,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 535,000 | $1,112,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 95,258 | $1,111,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 149,188 | $1,109,000 | thousands by filing date | |
| FISERV INC | 337738908 | CALL | 10,700 | $1,108,000 | thousands by filing date | call |
| METLIFE INC | 59156R958 | PUT | 30,100 | $1,107,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 14,214 | $1,106,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 40,356 | $1,105,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 13,449 | $1,104,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 35,269 | $1,103,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39,317 | $1,101,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 84,232 | $1,101,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 188,122 | $1,101,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 62,020 | $1,100,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 89,175 | $1,099,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 51,089 | $1,094,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 978,000 | $1,094,000 | thousands by filing date | principal |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 64,664 | $1,090,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 127,587 | $1,088,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 27,703 | $1,082,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 105,008 | $1,082,000 | thousands by filing date | |
| VAXART INC | 92243A950 | PUT | 158,000 | $1,078,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 153,161 | $1,070,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 421,045 | $1,070,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 27,398 | $1,065,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 86,011 | $1,063,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP UNIT | 53804F202 | Common Stock | 100,000 | $1,063,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 24,145 | $1,059,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 35,513 | $1,057,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 358,073 | $1,055,000 | thousands by filing date | principal |
| CHAMPION HOMES INC | 830830105 | COM | 39,515 | $1,050,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 12,238 | $1,049,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 108,686 | $1,045,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 58,041 | $1,044,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,129 | $1,044,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 108,143 | $1,044,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 60,295 | $1,043,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 71,236 | $1,041,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 49,536 | $1,037,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 125,807 | $1,034,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 208,186 | $1,026,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 1,089,000 | $1,026,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 49,321 | $1,025,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 24,787 | $1,024,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 97,947 | $1,024,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 73,006 | $1,024,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 100,000 | $1,023,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 34,053 | $1,022,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 8,653 | $1,019,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 333,337 | $1,019,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 4,400 | $1,019,000 | thousands by filing date | put |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 55,800 | $1,018,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 101,809 | $1,018,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 30,346 | $1,016,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L907 | COM | 173,700 | $1,014,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 9,316 | $1,008,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 100,000 | $1,008,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 100,000 | $1,001,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 9,581 | $1,000,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 62,212 | $999,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,646 | $999,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 57,941 | $999,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $997,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 16,866 | $996,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 100,000 | $994,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 52,658 | $990,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 625,000 | $990,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 16,564 | $986,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 385,367 | $986,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,000,000 | $980,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 21,300 | $979,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 35,568 | $978,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 138,856 | $973,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 662,000 | $973,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 64,552 | $968,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 92,733 | $968,000 | thousands by filing date | |
| HALLIBURTON CO | 406216951 | PUT | 80,000 | $966,000 | thousands by filing date | put |
| FOX CORP | 35137L955 | PUT | 34,800 | $966,000 | thousands by filing date | put |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 142,436 | $964,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 51,456 | $962,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 24,172 | $960,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23,026 | $960,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 17,411 | $960,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 111,952 | $959,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 24,379 | $957,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249907 | COM PAR $.01 | 250,000 | $955,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 76,166 | $954,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 72,196 | $954,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 50,613 | $952,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N959 | PUT | 8,000 | $952,000 | thousands by filing date | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 35,731 | $951,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 21,932 | $950,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 47,399 | $946,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 65,952 | $945,000 | thousands by filing date | |
| ALCON AG | H01301908 | ORD SHS | 16,600 | $944,000 | thousands by filing date | call |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 33,387 | $942,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G950 | DA BI BU 3X ETF | 50,000 | $941,000 | thousands by filing date | put |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 89,473 | $941,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 14,500 | $937,000 | thousands by filing date | call |
| FS BANCORP INC | 30263Y104 | COM | 22,572 | $930,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 202,702 | $928,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 14,087 | $926,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 568,144 | $921,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 84,123 | $919,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 22,659 | $916,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 28,200 | $915,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 29,838 | $914,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 15,309 | $912,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 263,513 | $911,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 10,000 | $910,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 49,033 | $909,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 62,671 | $909,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 15,275 | $906,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 14,461 | $903,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 65,360 | $901,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 62,814 | $901,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 102,575 | $900,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 39,193 | $898,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 89,888 | $895,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 204,374 | $895,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 85,053 | $893,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 163,839 | $889,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 24,815 | $885,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 30,637 | $884,000 | thousands by filing date | |
| SNAP INC | 83304A906 | CL A | 33,900 | $881,000 | thousands by filing date | call |
| ORCL 280121C00240000 | 68389x905 | CALL | 14,800 | $880,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 33,171 | $878,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 188,755 | $877,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C958 | OPTION | 13,000 | $877,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 29,248 | $874,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 149,629 | $871,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 18,161 | $870,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 10,800 | $870,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337959 | PUT | 57,300 | $869,000 | thousands by filing date | put |
| CO-DIAGNOSTICS INC | 189763955 | PUT | 62,400 | $869,000 | thousands by filing date | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 17,218 | $865,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 81,799 | $865,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 43,822 | $863,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 32,268 | $862,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 26,500 | $860,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 13,226 | $858,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 73,700 | $855,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 38,715 | $854,000 | thousands by filing date | |
| EOG RES INC | 26875P951 | PUT | 23,600 | $854,000 | thousands by filing date | put |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 7,626 | $853,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 16,680 | $851,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 44,440 | $849,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 75,000 | $849,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,004,758 | $848,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 61,454 | $846,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A952 | US GLB JETS | 50,000 | $843,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 101,368 | $843,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 34,252 | $842,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 22,724 | $839,000 | thousands by filing date | |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 81,700 | $837,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 50,093 | $836,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 76,367 | $836,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 5,040 | $833,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 27,468 | $830,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 35,558 | $829,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 51,728 | $828,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 88,702 | $820,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 164,849 | $818,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 53,173 | $817,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 189,345 | $816,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 22,594 | $815,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 47,584 | $815,000 | thousands by filing date | |
| ZOGENIX INC | 98978L954 | PUT | 45,000 | $808,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 430,455 | $805,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 40,103 | $805,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 11,565 | $805,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 39,952 | $803,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 50,077 | $802,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 34,897 | $802,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,534 | $800,000 | thousands by filing date | |
| ATI INC | 01741R952 | COM | 91,500 | $800,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 42,425 | $797,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 71,480 | $797,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 93,435 | $795,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 37,989 | $792,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 7,700 | $791,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 17,873 | $785,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945901 | CALL | 40,000 | $783,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945951 | COM | 40,000 | $783,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 16,595 | $782,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 48,358 | $782,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 208,598 | $781,000 | thousands by filing date | |
| HESS CORP | 42809H907 | COM | 19,200 | $781,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 43,785 | $779,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,672 | $778,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 82,629 | $778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 12,284 | $774,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 39,818 | $774,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,707 | $772,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 75,400 | $769,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 82,705 | $767,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 28,542 | $764,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 100,000 | $763,000 | thousands by filing date | call |
| EVERQUOTE INC | 30041R108 | COM CL A | 19,816 | $762,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 25,987 | $762,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 13,700 | $762,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 36,820 | $758,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 60,212 | $756,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 10,414 | $753,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235908 | COM | 49,700 | $752,000 | thousands by filing date | call |
| DRAFTKINGS INC | 26142R104 | COM CL A | 13,451 | $750,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 26,795 | $749,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,941 | $746,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 72,412 | $745,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 49,071 | $744,000 | thousands by filing date | |
| ALECTOR INC | 014442907 | COM | 68,800 | $743,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 33,794 | $742,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 34,952 | $740,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 100,000 | $736,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909908 | COM | 100,000 | $736,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 226,970 | $735,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 35,523 | $735,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 36,040 | $735,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 35,930 | $733,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 43,977 | $732,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,942 | $728,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,718 | $727,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 101,831 | $727,000 | thousands by filing date | |
| INVESTORS BANCORP INC NEW | 46146L901 | COM | 100,000 | $726,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 9,079 | $725,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 20,100 | $723,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 31,079 | $723,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 188,124 | $722,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 26,337 | $718,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 41,292 | $717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 11,660 | $715,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 600,167 | $715,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 111,272 | $714,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 25,006 | $714,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A950 | COM | 71,400 | $713,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 42,900 | $710,000 | thousands by filing date | put |
| DMC GLOBAL INC | 23291C103 | COM | 21,552 | $708,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 48,608 | $707,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 99,729 | $707,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 28,404 | $706,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 84,660 | $704,000 | thousands by filing date | |
| ROBERT HALF INC. | 770323903 | COM | 13,400 | $704,000 | thousands by filing date | call |
| 8X8 INC NEW | 282914AB6 | BOND | 759,000 | $703,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 260,055 | $702,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 212,082 | $701,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 18,832 | $700,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 42,938 | $698,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 784,000 | $698,000 | thousands by filing date | principal |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 23,095 | $696,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,169 | $694,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 153,466 | $694,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 6,034 | $694,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 84,425 | $691,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 11,336 | $691,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 13,947 | $691,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 51,597 | $690,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,005 | $689,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 208,288 | $689,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 46,345 | $685,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 12,636 | $684,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 280,617 | $684,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 414,454 | $683,000 | thousands by filing date | |
| TRANSLATE BIO INC | 89374L954 | PUT | 50,000 | $681,000 | thousands by filing date | put |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 57,098 | $680,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 39,845 | $680,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 39,552 | $677,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 630,000 | $674,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 49,990 | $673,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 29,408 | $671,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 59,150 | $665,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 51,704 | $663,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 24,539 | $663,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 50,308 | $659,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 17,850 | $658,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 10,286 | $656,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 29,444 | $656,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,860 | $655,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,686 | $655,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 11,976 | $653,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 119,207 | $647,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 28,135 | $647,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 98,100 | $645,000 | thousands by filing date | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 7,721 | $643,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 34,109 | $643,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 88,332 | $642,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 300,000 | $642,000 | thousands by filing date | principal |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 121,511 | $641,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 100,622 | $641,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 59,977 | $637,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 41,295 | $636,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 32,605 | $633,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 55,421 | $632,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 6,548 | $631,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 17,219 | $627,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 91,449 | $625,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 57,387 | $625,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 32,085 | $619,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $619,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 10,155 | $618,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 92,305 | $618,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 20,164 | $617,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 130,286 | $616,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 59,923 | $616,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 31,200 | $612,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,233 | $611,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166904 | COM NEW | 21,800 | $611,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 62,199 | $610,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,394 | $610,000 | thousands by filing date | |
| XPENG INC | 98422D905 | CALL | 32,500 | $610,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 57,727 | $609,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 97,201 | $605,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 22,596 | $604,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 56,494 | $604,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 24,440 | $602,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 79,559 | $601,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 12,178 | $600,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 45,367 | $596,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 124,582 | $594,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 294,000 | $594,000 | thousands by filing date | principal |
| VEON LTD | 91822M106 | SPONSORED ADR | 474,361 | $593,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 33,299 | $593,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 74,733 | $592,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $591,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 5,280 | $587,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 28,895 | $586,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A957 | ST STR SP BANK | 20,000 | $584,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 10,499 | $582,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 27,617 | $582,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19,641 | $580,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 102,992 | $577,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 65,120 | $577,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 48,448 | $576,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 63,343 | $575,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 8,900 | $575,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 57,063 | $570,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 33,792 | $570,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 39,326 | $567,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 75,245 | $567,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 113,749 | $567,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 18,753 | $566,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 11,763 | $566,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC | 16119P908 | CL A | 900 | $564,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 98,109 | $562,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 7,190 | $560,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 36,361 | $560,000 | thousands by filing date | |
| DAUCH CORP | 024061903 | COM | 100,000 | $558,000 | thousands by filing date | call |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 221,592 | $556,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 50,000 | $555,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 35,789 | $554,000 | thousands by filing date | |
| NUTANIX INC | 67059N958 | CL A | 25,000 | $553,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 37,393 | $552,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 27,064 | $551,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,996 | $551,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 24,275 | $547,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 164,634 | $545,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 16,447 | $545,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 33,357 | $545,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 15,743 | $544,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 227,951 | $544,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 20,367 | $543,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 33,954 | $541,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 27,121 | $539,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,221 | $539,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 10,719 | $539,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,339 | $535,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 573,779 | $534,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 39,420 | $533,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 6,218 | $532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,481 | $532,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,415 | $532,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 22,938 | $531,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 66,613 | $531,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 20,898 | $528,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 217,109 | $527,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 40,416 | $527,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 19,050 | $525,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 31,227 | $525,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 38,623 | $525,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 100,000 | $525,000 | thousands by filing date | put |
| KRAFT HEINZ CO | 500754906 | COM | 17,700 | $524,000 | thousands by filing date | call |
| OMNICOM GROUP INC | 681919956 | COM | 10,700 | $523,000 | thousands by filing date | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 10,988 | $522,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 47,890 | $522,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 31,587 | $520,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 40,193 | $519,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H903 | COM | 19,400 | $519,000 | thousands by filing date | call |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $519,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086101 | COM | 36,555 | $516,000 | thousands by filing date | |
| CBRE GROUP INC | 12504L909 | CALL | 11,000 | $514,000 | thousands by filing date | call |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 20,100 | $514,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 21,955 | $514,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 127,255 | $512,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 22,632 | $511,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 140,867 | $510,000 | thousands by filing date | |
| BANK OF NY MELLON CORP | 064058950 | COM | 15,000 | $508,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 83,808 | $507,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 19,308 | $505,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 45,056 | $504,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 485,000 | $504,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000473 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-20-000513 | base | 2020-11-12 | acceptance time not in the bulk data set |