13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 5,721 holding rows worth $597,815,613,000.
- Accession
- 0000019617-20-000473
- Filer
- CIK 19617
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 21,904 entries on the cover page, a total value of $597,815,613,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,815,613,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELFBEAUTYINC | 26856L103 | STOK | 27,469 | $503,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 55,513 | $503,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,976 | $502,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 444,180 | $502,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,219 | $501,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20,000 | $500,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,354 | $499,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 5,100 | $499,000 | thousands by filing date | put |
| ZYNEX INC | 98986M103 | COM | 29,154 | $498,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 19,681 | $496,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 19,644 | $494,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 26,385 | $494,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 23,119 | $491,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 57,377 | $490,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 36,696 | $488,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 85,243 | $487,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 263,573 | $486,000 | thousands by filing date | |
| ASML HLDG NV | N07059950 | PUT | 1,300 | $486,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 435,454 | $483,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 43,149 | $482,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 481,000 | $480,000 | thousands by filing date | principal |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 8,326 | $479,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,373 | $479,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 13,200 | $478,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 75,357 | $478,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21,874 | $477,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 57,892 | $473,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 414,000 | $473,000 | thousands by filing date | principal |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 17,856 | $472,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 36,708 | $471,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 90,455 | $471,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,180 | $470,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 177,615 | $470,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,584 | $465,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 5,889 | $465,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,817 | $463,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 46,607 | $463,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 14,175 | $462,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 24,677 | $460,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 92,821 | $460,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,167 | $458,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 46,196 | $458,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 48,008 | $458,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 179,118 | $458,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 18,053 | $457,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 69,636 | $455,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 559,665 | $453,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 1,766 | $452,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 44,991 | $452,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 35,230 | $452,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,029 | $451,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 11,432 | $449,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 43,258 | $447,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 126,444 | $446,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 23,625 | $445,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 15,000 | $444,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 28,140 | $444,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 726,409 | $443,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 5,124 | $439,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 40,000 | $439,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,954 | $433,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 8,567 | $433,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 129,906 | $432,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,122 | $431,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 133,675 | $429,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 15,582 | $428,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 10,120 | $426,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 1,400 | $426,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042958 | FTSE EMR MKT ETF | 10,000 | $426,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,438 | $425,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 43,080 | $425,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 800,000 | $425,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F437 | COM | 14,260 | $422,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 16,908 | $422,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 22,372 | $420,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 50,067 | $419,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 52,855 | $417,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 23,779 | $417,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 100,000 | $416,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 12,799 | $415,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 7,105 | $411,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 23,596 | $411,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 7,821 | $411,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 17,988 | $409,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 156,669 | $406,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 60,688 | $406,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,550 | $405,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 22,248 | $404,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 69,003 | $404,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E959 | PUT | 36,700 | $404,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 605,000 | $403,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,548 | $402,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,945 | $401,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 17,808 | $401,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 401,417 | $401,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,347 | $398,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 9,471 | $396,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 634 | $395,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 20,923 | $394,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,725 | $394,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 10,155 | $392,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 24,204 | $392,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 29,907 | $391,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 11,946 | $390,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,041 | $390,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,261 | $389,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 61,208 | $389,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,197 | $386,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 52,610 | $386,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,914 | $385,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 29,879 | $384,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 480,696 | $384,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 18,433 | $383,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 39,071 | $383,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 18,303 | $382,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 118,990 | $382,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 14,913 | $382,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 18,122 | $381,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 86,641 | $381,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 10,000 | $380,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 11,777 | $380,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 49,990 | $380,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 109,530 | $379,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 16,142 | $378,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,054 | $377,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 9,940 | $377,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 382,000 | $376,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 25,908 | $373,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 30,974 | $372,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 13,852 | $371,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 5,773 | $368,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 7,899 | $368,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607950 | COM | 2,600 | $367,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 32,872 | $366,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 24,592 | $364,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 36,894 | $363,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 25,961 | $363,000 | thousands by filing date | |
| ISHARES TR | 46434V957 | PUT | 8,300 | $363,000 | thousands by filing date | put |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 30,169 | $361,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,112 | $360,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 38,379 | $359,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,367 | $359,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 18,562 | $359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,003 | $358,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17,240 | $357,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 11,873 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,818 | $353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $352,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 8,475 | $351,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 6,788 | $350,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,239 | $350,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D956 | PUT | 100,000 | $350,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 5,833 | $348,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 64,229 | $347,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 17,486 | $346,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 28,854 | $345,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 24,280 | $344,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 28,919 | $344,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 24,038 | $344,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 21,797 | $343,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 33,060 | $343,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 15,436 | $342,000 | thousands by filing date | |
| AXALTA COATING SYS LTD | G0750C908 | CALL | 15,500 | $342,000 | thousands by filing date | call |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 20,613 | $342,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 16,140 | $341,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X952 | ST STR EU 50 ETF | 9,300 | $340,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,461 | $339,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 56,784 | $339,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 8,633 | $338,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,586 | $336,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 104,091 | $336,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 4,800 | $336,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 15,337 | $336,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,999 | $335,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,769 | $334,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 5,900 | $333,000 | thousands by filing date | put |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 48,196 | $332,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 12,953 | $328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 9,355 | $327,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 12,053 | $327,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,018 | $326,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,891 | $326,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 33,119 | $325,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 15,326 | $324,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 23,538 | $324,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC | 50105F955 | PUT | 25,300 | $324,000 | thousands by filing date | put |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 12,779 | $323,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 63,911 | $322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 15,111 | $317,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 42,132 | $316,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 111,005 | $315,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 11,784 | $313,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 33,047 | $312,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 17,480 | $310,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 5,080 | $310,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 35,904 | $310,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,707 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,562 | $308,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 7,633 | $308,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 27,365 | $305,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 108 | $304,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 42,230 | $303,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 5,852 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,886 | $302,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 8,030 | $302,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $302,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 62,291 | $301,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,476 | $301,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 25,310 | $299,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 8,791 | $298,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 6,008 | $298,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 311,000 | $298,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 12,703 | $297,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 23,122 | $297,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 20,006 | $297,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 15,692 | $296,000 | thousands by filing date | |
| CRITEO S A | 226718904 | SPONS ADS | 25,100 | $296,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 325,000 | $296,000 | thousands by filing date | principal |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,867 | $295,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V951 | PUT | 11,000 | $294,000 | thousands by filing date | put |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 23,280 | $294,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 28,271 | $294,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 19,273 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,369 | $293,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 23,195 | $292,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,210 | $292,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 14,513 | $291,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 73,019 | $290,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 137,563 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,248 | $289,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 11,790 | $289,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 11,169 | $289,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,950 | $287,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,602 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,968 | $284,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,049 | $282,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 17,587 | $281,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 49,872 | $280,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 122,191 | $280,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 108,464 | $278,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 8,142 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,600 | $276,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 14,667 | $276,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B959 | PUT | 21,300 | $276,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 35,741 | $275,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 3,700 | $275,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,943 | $272,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 22,273 | $270,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 34,668 | $269,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 51,289 | $269,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 20,940 | $268,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,044 | $265,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 17,322 | $265,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 7,052 | $264,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 220,000 | $264,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 102,352 | $262,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,982 | $262,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 45,272 | $262,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,570 | $261,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,143 | $261,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 31,612 | $261,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 25,705 | $261,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 22,898 | $260,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 20,684 | $260,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604951 | COM PAR $.02 | 100,000 | $259,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,591 | $258,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 17,147 | $258,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 123,547 | $258,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 75,371 | $257,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 76,600 | $257,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,590 | $256,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 39,831 | $256,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 7,156 | $256,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,335 | $255,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 46,985 | $255,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 16,953 | $255,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 17,189 | $255,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 319,344 | $255,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,726 | $254,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,161 | $254,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 13,583 | $253,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 242,497 | $252,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 2,881 | $252,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 23,243 | $252,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $252,000 | thousands by filing date | principal |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 11,920 | $250,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 39,928 | $249,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 18,031 | $247,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 69,290 | $246,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 150,025 | $246,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 49,772 | $245,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 43,423 | $244,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 34,134 | $243,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 250,000 | $243,000 | thousands by filing date | principal |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,358 | $242,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 17,452 | $242,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 204,176 | $241,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 36,046 | $239,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 64,310 | $239,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,857 | $238,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 14,027 | $238,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 2,900 | $235,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 5,786 | $233,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 6,061 | $233,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 74,580 | $233,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,673 | $232,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 12,042 | $231,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 21,077 | $231,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 12,988 | $231,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 450,000 | $231,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,247 | $230,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,942 | $230,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 235,370 | $230,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 56,556 | $230,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 140,915 | $228,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 37,404 | $228,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,803 | $228,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 13,615 | $227,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 52,046 | $227,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 11,442 | $227,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 8,234 | $226,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 17,744 | $226,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,255 | $225,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,086 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,800 | $225,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 109,696 | $225,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 12,186 | $224,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 8,200 | $223,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,610 | $221,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,200 | $221,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 6,603 | $221,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 9,871 | $220,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,156 | $220,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 8,177 | $220,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 92,600 | $219,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440901 | CALL | 3,300 | $218,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 36,141 | $217,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 33,128 | $217,000 | thousands by filing date | |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 500 | $217,000 | thousands by filing date | put |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 15,267 | $217,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 32,748 | $217,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 9,200 | $216,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 13,502 | $216,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,622 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,005 | $215,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 60,482 | $214,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 36,141 | $213,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 22,110 | $213,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,582 | $213,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 38,369 | $212,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 335,000 | $212,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,202 | $211,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 22,031 | $211,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 27,320 | $211,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 41,382 | $211,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,306 | $210,000 | thousands by filing date | |
| DOW HLDGS INC | 260557953 | PUT | 4,500 | $210,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 378,692 | $210,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 6,739 | $209,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 47,451 | $209,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 39,181 | $208,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 10,848 | $207,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,522 | $207,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,551 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,806 | $204,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9,900 | $204,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 90,420 | $204,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 32,000 | $204,000 | thousands by filing date | principal |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,077 | $204,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 13,723 | $203,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 18,335 | $202,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,646 | $202,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 600 | $202,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y907 | CALL | 600 | $202,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 15,166 | $201,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,559 | $200,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 15,421 | $200,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W959 | OPTION | 19,300 | $200,000 | thousands by filing date | put |
| VAPOTHERM INC | 922107107 | COM | 7,311 | $200,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 26,992 | $200,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 9,785 | $199,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 33,860 | $199,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 2,866 | $198,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 32,918 | $198,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,646 | $198,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,544 | $197,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 17,460 | $197,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 14,728 | $196,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 50,428 | $196,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 25,300 | $195,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 16,394 | $194,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,539 | $194,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 113,537 | $194,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 19,516 | $193,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 5,432 | $193,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 36,615 | $193,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,763 | $192,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 13,618 | $192,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 14,028 | $191,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 5,232 | $191,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 64,118 | $191,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 18,128 | $189,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 5,847 | $189,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 107,099 | $188,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 4,375 | $188,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 10,481 | $187,000 | thousands by filing date | |
| ASML HOLDING NV-NY REG SHS | N07059900 | CALL | 500 | $187,000 | thousands by filing date | call |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,026 | $186,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 8,245 | $186,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 126,446 | $186,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,721 | $186,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 12,941 | $185,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 15,112 | $185,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,078 | $185,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 24,483 | $184,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,759 | $184,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,067 | $184,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 23,592 | $184,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 6,059 | $184,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 9,819 | $183,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 25,822 | $183,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 109,827 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 9,021 | $182,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 1,700 | $182,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,102 | $181,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 4,309 | $181,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 42,407 | $181,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 6,235 | $180,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,757 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 11,976 | $180,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 6,682 | $180,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,189 | $179,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 16,254 | $179,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,520 | $179,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,786 | $178,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 51,688 | $178,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,000 | $177,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 16,176 | $177,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 6,701 | $176,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 6,500 | $175,000 | thousands by filing date | put |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 15,900 | $175,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 39,609 | $174,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,488 | $174,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 34,331 | $174,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 18,907 | $172,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,647 | $172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,280 | $171,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,717 | $171,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 53,132 | $171,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 28,822 | $170,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 54,882 | $170,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,083 | $170,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 12,561 | $170,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 3,500 | $170,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 4,032 | $170,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,876 | $169,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,974 | $169,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,744 | $169,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,288 | $169,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 41,000 | $169,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,938 | $168,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,308 | $167,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,258 | $167,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,892 | $166,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,909 | $166,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 14,124 | $166,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311907 | CL A | 15,000 | $166,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 40,235 | $166,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K950 | PUT | 4,400 | $166,000 | thousands by filing date | put |
| CBTX INC | 12481V104 | COM | 10,199 | $166,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,084 | $165,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 10,726 | $165,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 35,457 | $165,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 5,522 | $164,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,863 | $164,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,837 | $164,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 4,874 | $163,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,265 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,362 | $163,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 5,483 | $162,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 22,599 | $162,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,958 | $162,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 173,775 | $162,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 28,090 | $161,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 24,823 | $161,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 5,450 | $160,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 6,219 | $160,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 11,185 | $160,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,658 | $160,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,860 | $160,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 97,567 | $160,000 | thousands by filing date | principal |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 28,042 | $159,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 8,604 | $159,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 388,555 | $159,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 29,985 | $158,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 82,121 | $157,000 | thousands by filing date | |
| ALECTOR INC | 014442957 | PUT | 14,500 | $157,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 27,589 | $157,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 4,554 | $156,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,000 | $156,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000473 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-20-000513 | base | 2020-11-12 | acceptance time not in the bulk data set |