13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 5,721 holding rows worth $597,815,613,000.
- Accession
- 0000019617-20-000473
- Filer
- CIK 19617
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 21,904 entries on the cover page, a total value of $597,815,613,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,815,613,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHAMPIONX CORPORATION | 15872M104 | COM | 693,683 | $5,528,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 150,300 | $5,527,000 | thousands by filing date | call |
| SUNRUN INC | 86771W955 | PUT | 75,600 | $5,504,000 | thousands by filing date | put |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 1,565,086 | $5,478,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 615,738 | $5,462,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 141,976 | $5,461,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 791,022 | $5,459,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 533,662 | $5,449,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 371,324 | $5,447,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 121,363 | $5,447,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 126,812 | $5,446,000 | thousands by filing date | |
| KROGER CO | 501044951 | PUT | 161,200 | $5,444,000 | thousands by filing date | put |
| BARNES GROUP INC | 067806109 | COM | 153,385 | $5,441,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 249,404 | $5,432,000 | thousands by filing date | |
| CME GROUP INC | 12572Q955 | PUT | 32,700 | $5,432,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 282,773 | $5,418,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 446,604 | $5,417,000 | thousands by filing date | |
| ATLASSIAN CORP PLC | G06242904 | CALL | 29,600 | $5,398,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 25,142 | $5,390,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 74,096 | $5,390,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 32,500 | $5,384,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 426,703 | $5,382,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 307,953 | $5,380,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 100,594 | $5,361,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 441,222 | $5,356,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 198,110 | $5,353,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 419,414 | $5,352,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 121,672 | $5,348,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 636,172 | $5,306,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 581,400 | $5,302,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,799,000 | $5,300,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 114,786 | $5,292,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 84,486 | $5,256,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 64,076 | $5,255,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 963,442 | $5,250,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 830,401 | $5,248,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 850,906 | $5,241,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 418,659 | $5,239,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 188,712 | $5,225,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 318,284 | $5,217,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 102,835 | $5,207,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 187,910 | $5,207,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 675,151 | $5,206,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 106,007 | $5,184,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 220,500 | $5,180,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 596,824 | $5,166,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 210,153 | $5,163,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 82,036 | $5,158,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 42,490 | $5,145,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 630,130 | $5,142,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,176,099 | $5,136,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 5,102,000 | $5,134,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 734,293 | $5,132,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 522,027 | $5,122,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,150,893 | $5,122,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,656,872 | $5,120,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 37,300 | $5,120,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 271,986 | $5,111,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 263,874 | $5,107,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 89,313 | $5,104,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 151,623 | $5,102,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 64,861 | $5,101,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 371,235 | $5,097,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 500,000 | $5,095,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 23,441 | $5,092,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 64,170 | $5,090,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 489,775 | $5,089,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 135,000 | $5,077,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 135,000 | $5,077,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 389,477 | $5,067,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 367,193 | $5,067,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 67,400 | $5,066,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 250,224 | $5,065,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 71,300 | $5,061,000 | thousands by filing date | call |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 218,970 | $5,055,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,284,000 | $5,045,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W904 | CALL | 147,400 | $5,040,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 61,600 | $5,037,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 340,478 | $5,036,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 175,212 | $5,035,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 671,689 | $5,031,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 122,727 | $5,031,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 303,208 | $5,019,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 133,908 | $5,017,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 300,100 | $5,015,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 130,136 | $5,003,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 195,782 | $5,002,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 3,388 | $5,000,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 515,825 | $4,999,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 140,499 | $4,999,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 149,077 | $4,999,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 35,217 | $4,980,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,196,642 | $4,979,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,211,123 | $4,978,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 23,000 | $4,964,000 | thousands by filing date | call |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 72,344 | $4,954,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 750,000 | $4,950,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 397,226 | $4,949,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 886,229 | $4,946,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 801,080 | $4,927,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 40,131 | $4,926,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 37,917 | $4,926,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 686,398 | $4,915,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 198,733 | $4,904,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 74,804 | $4,900,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 500,000 | $4,890,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 104,702 | $4,880,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 22,031 | $4,877,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 527,814 | $4,877,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 4,642,000 | $4,864,000 | thousands by filing date | principal |
| FOX CORP | 35137L905 | CL A COM | 175,100 | $4,863,000 | thousands by filing date | call |
| LOWES COS INC | 548661957 | COM | 29,900 | $4,852,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 131,728 | $4,839,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 167,825 | $4,833,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 216,210 | $4,828,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 171,030 | $4,823,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 921,069 | $4,817,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 125,500 | $4,814,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 167,750 | $4,812,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 109,269 | $4,798,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 72,703 | $4,795,000 | thousands by filing date | |
| US BANCORP | 902973904 | CALL | 135,700 | $4,790,000 | thousands by filing date | call |
| LOWES COS INC | 548661907 | CALL | 29,500 | $4,787,000 | thousands by filing date | call |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 340,000 | $4,787,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C905 | CALL | 35,100 | $4,786,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 122,290 | $4,783,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 62,966 | $4,773,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 361,366 | $4,766,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 177,310 | $4,758,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 72,255 | $4,737,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 22,500 | $4,735,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 240,944 | $4,718,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 90,479 | $4,713,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS | 559080906 | COM | 135,000 | $4,712,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 774,470 | $4,709,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 33,313 | $4,703,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 89677Q957 | ADS | 150,000 | $4,691,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,824,198 | $4,688,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 461,421 | $4,688,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 33,100 | $4,684,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 207,564 | $4,670,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 318,985 | $4,653,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 411,270 | $4,635,000 | thousands by filing date | |
| FMC CORP | 302491903 | COM NEW | 44,000 | $4,634,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,144,020 | $4,632,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 781,490 | $4,627,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 586,285 | $4,625,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 176,619 | $4,621,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 105,890 | $4,621,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC | 573284956 | PUT | 20,000 | $4,621,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 107,869 | $4,619,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 391,000 | $4,610,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 353,743 | $4,609,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 666,534 | $4,605,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 253,058 | $4,603,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 896,764 | $4,591,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,689,000 | $4,590,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 254,983 | $4,585,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 205,326 | $4,568,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 537,398 | $4,552,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 693,110 | $4,540,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 161,196 | $4,537,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | G50871955 | SHS USD | 32,400 | $4,528,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 740,265 | $4,524,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,145,065 | $4,523,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 661,959 | $4,522,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 475,959 | $4,521,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 522,506 | $4,514,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 179,649 | $4,512,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 222,078 | $4,508,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 475,817 | $4,507,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 487,305 | $4,497,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 38,837 | $4,490,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 123,848 | $4,485,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 25,131 | $4,480,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 628,456 | $4,480,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 133,694 | $4,479,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 179,230 | $4,470,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 349,380 | $4,465,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 193,384 | $4,463,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 420,984 | $4,462,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 134,918 | $4,457,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 86,227 | $4,456,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 143,449 | $4,448,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 660,911 | $4,448,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 110,551 | $4,440,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 117,523 | $4,434,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 48,929 | $4,432,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,840,595 | $4,418,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 69,829 | $4,399,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 27,261 | $4,399,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,834,000 | $4,386,000 | thousands by filing date | principal |
| LAKELAND INDS INC | 511795106 | COM | 225,286 | $4,381,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 266,062 | $4,379,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 45,680 | $4,376,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,828,605 | $4,371,000 | thousands by filing date | |
| BROADCOM INC | 11135F951 | PUT | 12,000 | $4,371,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 328,760 | $4,369,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 54,671 | $4,364,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 15,400 | $4,360,000 | thousands by filing date | call |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 157,600 | $4,340,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 343,073 | $4,336,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 42,470 | $4,334,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 129,100 | $4,329,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 236,361 | $4,318,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,956 | $4,314,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 174,523 | $4,314,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 71,900 | $4,307,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 413,787 | $4,304,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 264,051 | $4,296,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 790,000 | $4,290,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617908 | CALL | 140,000 | $4,281,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 49,100 | $4,265,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 499,023 | $4,257,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 60,700 | $4,245,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 154,423 | $4,245,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 168,841 | $4,243,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 264,331 | $4,232,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 354,697 | $4,231,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 52,171 | $4,223,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 96,966 | $4,219,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 57,345 | $4,218,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 272,087 | $4,198,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 352,034 | $4,192,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 129,152 | $4,191,000 | thousands by filing date | |
| ADT INC DEL | 00090Q953 | COM | 500,000 | $4,180,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 13,276 | $4,179,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 55,642 | $4,179,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 163,543 | $4,177,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 2,440,000 | $4,174,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,967,000 | $4,170,000 | thousands by filing date | principal |
| OXFORD INDS INC | 691497309 | COM | 105,078 | $4,163,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 332,558 | $4,144,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 997,906 | $4,142,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 599,520 | $4,137,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824950 | PUT | 39,300 | $4,134,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,338,813 | $4,116,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 395,785 | $4,116,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 387,733 | $4,110,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 957,161 | $4,107,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 25,000 | $4,105,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 209,276 | $4,096,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 75,000 | $4,087,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 59,376 | $4,081,000 | thousands by filing date | |
| PG&E CORP | 69331C958 | PUT | 432,500 | $4,061,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AD7 | BOND | 4,408,000 | $4,053,000 | thousands by filing date | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 420,909 | $4,049,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 104,603 | $4,048,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC | 135086956 | SHS SUB VTG | 136,400 | $4,048,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 650,391 | $4,038,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 400,000 | $4,036,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 396,567 | $4,021,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 116,500 | $4,020,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 54,397 | $4,017,000 | thousands by filing date | |
| YELP INC | 985817905 | CL A | 200,000 | $4,014,000 | thousands by filing date | call |
| CIMPRESS PLC | G2143T103 | SHS EURO | 54,127 | $4,012,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 228,739 | $4,011,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 98,503 | $4,002,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 114,652 | $3,995,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 496,652 | $3,994,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 170,897 | $3,988,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 344,435 | $3,986,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 260,000 | $3,983,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 71,969 | $3,969,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 76,202 | $3,964,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 378,598 | $3,956,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 390,305 | $3,934,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 118,688 | $3,921,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 355,365 | $3,920,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 353,054 | $3,910,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,943,806 | $3,907,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 62,692 | $3,897,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 207,377 | $3,894,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 78,207 | $3,892,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 370,632 | $3,892,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 401,484 | $3,890,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 142,500 | $3,889,000 | thousands by filing date | call |
| ISHARES TR | 46435G102 | CONV BD ETF | 48,035 | $3,880,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 229,235 | $3,879,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 200,902 | $3,876,000 | thousands by filing date | |
| US BANCORP | 902973954 | COM NEW | 109,600 | $3,869,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 123,926 | $3,867,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 210,477 | $3,858,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 65,000 | $3,851,000 | thousands by filing date | put |
| ACI WORLDWIDE INC | 004498901 | CALL | 150,000 | $3,849,000 | thousands by filing date | call |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 289,662 | $3,842,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 358,239 | $3,833,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 409,403 | $3,831,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707951 | COM CL A | 102,000 | $3,829,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 83,312 | $3,827,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 226,620 | $3,826,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 186,980 | $3,813,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 368,196 | $3,811,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 98,559 | $3,810,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 37,537 | $3,806,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 111,071 | $3,796,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 64,622 | $3,795,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 163,714 | $3,793,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 257,656 | $3,790,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 299,111 | $3,790,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,624,000 | $3,789,000 | thousands by filing date | principal |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 146,744 | $3,782,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 3,445,000 | $3,775,000 | thousands by filing date | principal |
| CATERPILLAR INC | 149123951 | PUT | 25,600 | $3,774,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 93,586 | $3,772,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 143,729 | $3,768,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 145,580 | $3,755,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 110,777 | $3,733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 62,120 | $3,732,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 95,513 | $3,732,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 8,000 | $3,724,000 | thousands by filing date | call |
| API GROUP CORP COM STK | 00187Y100 | Stock | 262,017 | $3,718,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 51,315 | $3,714,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V950 | PUT | 662,700 | $3,711,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 494,902 | $3,707,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 237,099 | $3,699,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423956 | COM | 66,400 | $3,687,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 34,565 | $3,677,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 211,754 | $3,670,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 722,841 | $3,665,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 46,300 | $3,662,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 258,098 | $3,657,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170952 | COM | 20,000 | $3,655,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL CORP | 63934E958 | COM | 85,000 | $3,651,000 | thousands by filing date | put |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 119,206 | $3,650,000 | thousands by filing date | |
| NORDSTROM INC | 655664950 | COM | 309,200 | $3,645,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 122,421 | $3,642,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 349,693 | $3,637,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A900 | SHS | 604,500 | $3,633,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 285,265 | $3,629,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 128,741 | $3,628,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 37,011 | $3,627,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 95,247 | $3,627,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 85,822 | $3,620,000 | thousands by filing date | |
| CLOROX CO DEL | 189054909 | COM | 17,200 | $3,619,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 154,000 | $3,617,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 81,322 | $3,591,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 468,313 | $3,587,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 65,000 | $3,582,000 | thousands by filing date | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 53,447 | $3,569,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 211,149 | $3,567,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 510,000 | $3,565,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 45,675 | $3,557,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 108,520 | $3,556,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 625,561 | $3,546,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 52,997 | $3,543,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 220,122 | $3,540,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 137,109 | $3,534,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 82,322 | $3,533,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,283,693 | $3,530,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 116,761 | $3,516,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 345,948 | $3,515,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 768,525 | $3,512,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 149,627 | $3,505,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 271,319 | $3,499,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 17,500 | $3,490,000 | thousands by filing date | put |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 323,028 | $3,489,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 192,280 | $3,488,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 379,851 | $3,488,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 26,530 | $3,487,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 60,750 | $3,481,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 150,850 | $3,480,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 147,283 | $3,476,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 110,892 | $3,475,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 92,475 | $3,475,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 36,594 | $3,468,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 61,800 | $3,461,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 75,200 | $3,458,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 48,869 | $3,454,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 390,408 | $3,444,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 119,245 | $3,418,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 212,114 | $3,415,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 3,655,000 | $3,414,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,452,000 | $3,413,000 | thousands by filing date | principal |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 72,100 | $3,406,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 243,486 | $3,405,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635909 | CALL | 100,000 | $3,404,000 | thousands by filing date | call |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 187,348 | $3,402,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 43,785 | $3,392,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 13,850 | $3,388,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 367,754 | $3,387,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 84,839 | $3,385,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 280,576 | $3,375,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043950 | PUT | 33,200 | $3,374,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 72,387 | $3,372,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 291,900 | $3,360,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 3,835,000 | $3,356,000 | thousands by filing date | principal |
| UMH PPTYS INC | 903002103 | COM | 245,072 | $3,355,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 121,060 | $3,353,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 96,078 | $3,351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 53,000 | $3,336,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 364,731 | $3,323,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 112,209 | $3,318,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-ADR | 780259906 | COM | 129,200 | $3,314,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 256,945 | $3,305,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 40,685 | $3,297,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 308,927 | $3,296,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 31,948 | $3,293,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 325,002 | $3,292,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 174,644 | $3,287,000 | thousands by filing date | |
| OVINTIV INC | 69047Q952 | COM | 400,000 | $3,280,000 | thousands by filing date | put |
| SPROTT INC | 852066208 | COM NEW | 97,190 | $3,275,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 339,873 | $3,273,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 203,014 | $3,271,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 148,912 | $3,270,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 132,198 | $3,265,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 319,562 | $3,264,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 36,763 | $3,263,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 32,320 | $3,261,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 244,175 | $3,253,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 13,601 | $3,250,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 57,711 | $3,240,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 230,000 | $3,238,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 316,251 | $3,238,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 310,887 | $3,233,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 32,560 | $3,225,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L121 | UNIT 99/99/9999 | 316,801 | $3,222,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 70,000 | $3,219,000 | thousands by filing date | put |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 132,808 | $3,218,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 83,017 | $3,216,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 56,136 | $3,216,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 769,073 | $3,215,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 186,000 | $3,214,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 26,000 | $3,206,000 | thousands by filing date | call |
| OKTA INC | 679295905 | CALL | 15,000 | $3,203,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 17,869 | $3,199,000 | thousands by filing date | |
| CUMMINS INC | 231021906 | CALL | 15,000 | $3,194,000 | thousands by filing date | call |
| CUMMINS INC | 231021956 | PUT | 15,000 | $3,194,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 26,970 | $3,193,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 51,113 | $3,193,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 177,763 | $3,191,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 302,344 | $3,187,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 317,515 | $3,169,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 41,562 | $3,158,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 66,294 | $3,158,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 121,526 | $3,158,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 23,520 | $3,156,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 156,946 | $3,156,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 369,049 | $3,143,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 104,886 | $3,140,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 357,563 | $3,139,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 77,695 | $3,138,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 10,187 | $3,135,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 101,296 | $3,134,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 250,923 | $3,127,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 3,952,000 | $3,124,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 46,228 | $3,121,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 162,967 | $3,116,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 203,003 | $3,099,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 300,000 | $3,099,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 560,176 | $3,093,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 123,179 | $3,067,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 51,572 | $3,063,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 281,244 | $3,059,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 139,185 | $3,056,000 | thousands by filing date | |
| TANGER INC | 875465956 | PUT | 502,500 | $3,055,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 72,563 | $3,054,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 91,001 | $3,048,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,600,000 | $3,046,000 | thousands by filing date | principal |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 300,000 | $3,045,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 148,284 | $3,036,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 35,576 | $3,031,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 88,840 | $3,025,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 300,000 | $3,024,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,426,000 | $3,020,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,778,000 | $3,018,000 | thousands by filing date | principal |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 298,314 | $3,016,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 138,407 | $3,015,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 215,000 | $3,008,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 145,087 | $2,999,000 | thousands by filing date | |
| FIDELITY NATL FINL INC | 31620R903 | COM SHS | 96,400 | $2,987,000 | thousands by filing date | call |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 367,796 | $2,983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 60,587 | $2,980,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 92,236 | $2,958,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 117,811 | $2,950,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 259,986 | $2,938,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 263,019 | $2,929,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 958,000 | $2,928,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 218,407 | $2,927,000 | thousands by filing date | |
| SILK RD MED INC | 82710M900 | COM | 42,900 | $2,924,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 200,329 | $2,919,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 296,984 | $2,917,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 276,521 | $2,915,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 307,607 | $2,907,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 100,047 | $2,906,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 41,375 | $2,899,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 47,373 | $2,897,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 827,555 | $2,896,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 78,136 | $2,895,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 312,286 | $2,882,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 2,892,000 | $2,882,000 | thousands by filing date | principal |
| YETI HLDGS INC COM | 98585X104 | Stock | 62,854 | $2,881,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 75,561 | $2,879,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 50,000 | $2,877,000 | thousands by filing date | call |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 3,550,000 | $2,872,000 | thousands by filing date | principal |
| VROOM INC | 92918V959 | COM | 55,100 | $2,863,000 | thousands by filing date | put |
| SPIRIT AIRLINES INC | 848577952 | Cmn | 178,600 | $2,861,000 | thousands by filing date | put |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 183,053 | $2,857,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 140,282 | $2,854,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 415,032 | $2,852,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000473 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-20-000513 | base | 2020-11-12 | acceptance time not in the bulk data set |