13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 5,721 holding rows worth $597,815,613,000.
- Accession
- 0000019617-20-000473
- Filer
- CIK 19617
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 21,904 entries on the cover page, a total value of $597,815,613,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,815,613,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 501,875 | $20,060,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 113,965 | $20,042,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 821,684 | $19,975,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 191,094 | $19,939,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 184,579 | $19,907,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 893,559 | $19,846,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,664,181 | $19,837,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 175,143 | $19,811,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 397,561 | $19,803,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 885,563 | $19,695,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 243,461 | $19,552,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q951 | PUT | 1,494,000 | $19,512,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D957 | PUT | 370,000 | $19,503,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 670,817 | $19,491,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 380,945 | $19,490,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,015,652 | $19,471,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 7,339,000 | $19,448,000 | thousands by filing date | principal |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 195,900 | $19,427,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,527,973 | $19,421,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | V7780T903 | CALL | 300,800 | $19,372,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 637,870 | $19,296,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,264,600 | $19,294,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,962,338 | $19,291,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 140,400 | $19,271,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 726,427 | $19,221,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 7,408,000 | $19,219,000 | thousands by filing date | principal |
| LIVONGO HEALTH INC | 539183103 | COM | 138,785 | $19,214,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 694,531 | $19,204,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 18,582,000 | $19,196,000 | thousands by filing date | principal |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 1,244,660 | $19,180,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,902,534 | $19,169,000 | thousands by filing date | |
| AON PLC | G0403H908 | OPTION | 93,200 | $19,114,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 348,515 | $19,098,000 | thousands by filing date | |
| BALL CORP | 058498906 | COM | 231,800 | $19,091,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 8,123,755 | $19,090,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 114,941 | $19,075,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 147,363 | $19,061,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL CORP | 63934E908 | COM | 443,600 | $19,053,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 1,122,661 | $18,962,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 2,870,100 | $18,943,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 18,734,000 | $18,906,000 | thousands by filing date | principal |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,016,274 | $18,893,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,269,394 | $18,888,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 644,369 | $18,860,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,161,844 | $18,844,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 410,821 | $18,811,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,625,219 | $18,771,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 305,692 | $18,739,000 | thousands by filing date | |
| ABBVIE INC | 00287Y959 | COM | 215,300 | $18,707,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 625,039 | $18,689,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 614,300 | $18,650,000 | thousands by filing date | call |
| CENTENE CORP DEL | 15135B951 | COM | 333,600 | $18,635,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 196,149 | $18,627,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 19,142,000 | $18,616,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653901 | CALL | 214,300 | $18,614,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 620,896 | $18,546,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC | 237194955 | COM | 183,900 | $18,537,000 | thousands by filing date | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,715,921 | $18,523,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160904 | CALL | 125,700 | $18,485,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 557,402 | $18,405,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,206,307 | $18,269,000 | thousands by filing date | |
| BIONTECH SE | 09075V952 | SPONSORED ADS | 272,500 | $18,219,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 5,567,442 | $18,205,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 758,707 | $18,194,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 526,249 | $18,161,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 510,297 | $18,160,000 | thousands by filing date | |
| SEA LTD | 81141R900 | CALL | 117,000 | $18,153,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 415,697 | $18,145,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 84,359 | $18,139,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 189,488 | $18,097,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 237,334 | $18,088,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 509,200 | $18,051,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,139,365 | $18,047,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 984,349 | $18,014,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,290,685 | $17,993,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 222,482 | $17,983,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 8,894,865 | $17,967,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 3,430,832 | $17,874,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 174,878 | $17,859,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 171,700 | $17,826,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 348,111 | $17,778,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 330,026 | $17,778,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 325,454 | $17,751,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 363,120 | $17,740,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 18,242,000 | $17,740,000 | thousands by filing date | principal |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 303,919 | $17,734,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 269,297 | $17,710,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 605,828 | $17,684,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 242,926 | $17,682,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 173,824 | $17,671,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 128,600 | $17,636,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 265,945 | $17,624,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 639,599 | $17,595,000 | thousands by filing date | |
| QUALCOMM INC | 747525953 | PUT | 149,400 | $17,537,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,177,826 | $17,526,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,485,089 | $17,520,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 357,800 | $17,504,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 443,542 | $17,440,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 579,135 | $17,386,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 735,709 | $17,363,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 436,312 | $17,357,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,630,748 | $17,352,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 361,316 | $17,349,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 2,829,600 | $17,317,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 1,445,547 | $17,289,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 325,000 | $17,251,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 118,311 | $17,243,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 688,000 | $17,201,000 | thousands by filing date | |
| VARIAN MEDICAL SYSTEMS INC | 92220P905 | COM | 100,000 | $17,200,000 | thousands by filing date | call |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 303,562 | $17,175,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 169,813 | $17,157,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 17,285,000 | $17,077,000 | thousands by filing date | principal |
| AECOM COM | 00766T100 | Stock | 412,010 | $17,044,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 595,138 | $17,027,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 154,221 | $16,969,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 485,916 | $16,939,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 16,879,000 | $16,910,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 686,338 | $16,884,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 138,222 | $16,793,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,898,029 | $16,779,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 298,225 | $16,760,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 833,555 | $16,729,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,349,247 | $16,726,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 223,769 | $16,695,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 939,812 | $16,663,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 17,725,000 | $16,649,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 859,555 | $16,642,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 138,400 | $16,633,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 229,744 | $16,632,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,445,807 | $16,598,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 300,799 | $16,577,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 757,618 | $16,561,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 354,000 | $16,539,000 | thousands by filing date | put |
| OUTSET MEDICAL INC | 690145107 | COM | 332,133 | $16,524,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 138,851 | $16,518,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,680,901 | $16,489,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 137,053 | $16,445,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,507,000 | $16,439,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 468,132 | $16,427,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 23,700 | $16,422,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 97,589 | $16,421,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 207,804 | $16,420,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 746,996 | $16,404,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 407,044 | $16,384,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 16,167,000 | $16,372,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 208,562 | $16,335,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 298,510 | $16,313,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 715,300 | $16,309,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 367,602 | $16,293,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 6,431,000 | $16,285,000 | thousands by filing date | principal |
| GENERATION BIO CO | 37148K100 | COM | 526,634 | $16,284,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,996,643 | $16,214,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 17,402,000 | $16,184,000 | thousands by filing date | principal |
| ISHARES INC | 46434G863 | COM | 461,193 | $16,179,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,641,167 | $16,166,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 559,282 | $16,148,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 148,102 | $16,144,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 196,966 | $16,138,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 232,599 | $16,125,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 6,496,000 | $16,090,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 314,589 | $16,068,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 232,816 | $16,061,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 968,985 | $16,056,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 58,500 | $16,053,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 298,204 | $16,005,000 | thousands by filing date | |
| SABRE CORP | 78573M904 | COM | 2,460,800 | $15,995,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 129,676 | $15,986,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 508,214 | $15,984,000 | thousands by filing date | |
| T-MOBILE US INC | 872590954 | COM | 175,500 | $15,969,000 | thousands by filing date | put |
| COUPA SOFTWARE INC | 22266L906 | CALL | 58,100 | $15,943,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 784,718 | $15,891,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 4,370,000 | $15,877,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 73,741 | $15,839,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 250,762 | $15,838,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 185,974 | $15,827,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 210,661 | $15,806,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 156,402 | $15,758,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 139,677 | $15,729,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 910,368 | $15,703,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,668,615 | $15,651,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 164,246 | $15,649,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 398,000 | $15,649,000 | thousands by filing date | call |
| SPARTANNASH CO | 847215100 | COM | 952,022 | $15,609,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 762,400 | $15,583,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 533,958 | $15,575,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 55,100 | $15,557,000 | thousands by filing date | call |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 93,500 | $15,526,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 152,017 | $15,500,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 283,583 | $15,456,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 6,148,000 | $15,450,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002401 | COM NEW | 143,027 | $15,440,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 404,334 | $15,434,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 138,530 | $15,429,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 294,213 | $15,429,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 602,079 | $15,426,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 739,598 | $15,405,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 123,391 | $15,301,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 453,611 | $15,296,000 | thousands by filing date | |
| CARVANA CO | 146869952 | CALL | 67,500 | $15,257,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 219,500 | $15,235,000 | thousands by filing date | put |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 16,882,000 | $15,215,000 | thousands by filing date | principal |
| MERITOR INC | 59001K100 | COMMON STOCK | 718,781 | $15,181,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 279,688 | $15,174,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,467,403 | $15,173,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 53,903 | $15,172,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 235,000 | $15,070,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 460,696 | $15,041,000 | thousands by filing date | |
| FASTENAL CO | 311900904 | COM | 331,600 | $15,031,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508954 | PUT | 106,200 | $15,027,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 684,678 | $14,994,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,257,856 | $14,981,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,217,989 | $14,957,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 336,899 | $14,921,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 15,809,000 | $14,900,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 236,803 | $14,892,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 191,403 | $14,861,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624909 | CALL | 1,679,000 | $14,859,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 71,518 | $14,854,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 292,734 | $14,844,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 590,864 | $14,824,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 541,012 | $14,824,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 925,469 | $14,798,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 13,937,000 | $14,773,000 | thousands by filing date | principal |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 867,373 | $14,771,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 424,076 | $14,771,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 408,452 | $14,766,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 26,600 | $14,758,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 1,875,115 | $14,720,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 916,661 | $14,713,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 970,467 | $14,703,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 109,378 | $14,680,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 186,398 | $14,648,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,921,376 | $14,641,000 | thousands by filing date | |
| NOW 280121C00130000 | 81762p902 | CALL | 30,000 | $14,639,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 283,406 | $14,602,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 43,412 | $14,565,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 379,792 | $14,561,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 3,805,000 | $14,550,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 144,673 | $14,540,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851952 | PUT | 68,800 | $14,517,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 345,653 | $14,511,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 112,769 | $14,506,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 528,937 | $14,504,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 211,495 | $14,384,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 986,358 | $14,374,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 557,203 | $14,371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 290,077 | $14,367,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 425,703 | $14,351,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 95,835 | $14,346,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 52,204 | $14,326,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 106,719 | $14,313,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 357,479 | $14,309,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 41,784 | $14,289,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 597,116 | $14,282,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 355,549 | $14,243,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 349,073 | $14,235,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 353,409 | $14,207,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,177,012 | $14,182,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 155,180 | $14,169,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 331,414 | $14,168,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 458,143 | $14,157,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 46,428 | $14,107,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 114,858 | $14,103,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 160,939 | $14,071,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 2,887,955 | $14,064,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 176,700 | $14,062,000 | thousands by filing date | call |
| ISHARES TR | 464287959 | PUT | 176,700 | $14,062,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 327,399 | $14,058,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 505,882 | $14,050,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,139,118 | $14,035,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 384,453 | $14,012,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C901 | CALL | 116,500 | $14,001,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 543,912 | $13,957,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,388,351 | $13,940,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851902 | CALL | 66,000 | $13,927,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 95,386 | $13,922,000 | thousands by filing date | |
| MODERNA INC | 60770K907 | CALL | 197,300 | $13,914,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 918,293 | $13,875,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 266,480 | $13,857,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 6,140,000 | $13,846,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,191,359 | $13,820,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,120,495 | $13,815,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 217,859 | $13,798,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,577,990 | $13,792,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 267,361 | $13,772,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 590,711 | $13,770,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 14,233,000 | $13,769,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 13,637,000 | $13,753,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639956 | PUT | 218,500 | $13,715,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 933,444 | $13,712,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 606,066 | $13,679,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 269,600 | $13,671,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 2,440,000 | $13,664,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 719,490 | $13,650,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 332,570 | $13,648,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 291,329 | $13,599,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 359,276 | $13,556,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 315,042 | $13,531,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 1,111,000 | $13,510,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,004,015 | $13,495,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 237,013 | $13,484,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 9,279,000 | $13,482,000 | thousands by filing date | principal |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 451,310 | $13,435,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 225,000 | $13,421,000 | thousands by filing date | put |
| ARCH RESOURCES INC | 03940R107 | CL A | 311,155 | $13,417,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 327,423 | $13,411,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 461,785 | $13,411,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 13,130,000 | $13,408,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW | 828806959 | PUT | 209,500 | $13,406,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 554,441 | $13,362,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 258,861 | $13,327,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 341,115 | $13,324,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,396,059 | $13,319,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 300,000 | $13,308,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,015,601 | $13,298,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 811,536 | $13,261,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,395,658 | $13,244,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 135,682 | $13,210,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F957 | COM | 23,000 | $13,193,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 653,294 | $13,184,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 48,400 | $13,170,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 768,582 | $13,166,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,375,477 | $13,162,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 262,015 | $13,130,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 64,100 | $13,124,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 216,243 | $13,122,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 140,159 | $13,118,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 603,784 | $13,108,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 263,510 | $13,106,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 483,300 | $13,097,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 902,437 | $13,095,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 13,929,000 | $13,093,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 490,128 | $13,068,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 104,728 | $13,056,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 92,221 | $13,022,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 680,217 | $13,018,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 654,721 | $13,009,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,225,000 | $12,974,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 68,747 | $12,921,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 52,981 | $12,858,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 269,741 | $12,815,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 225,363 | $12,812,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 282,887 | $12,780,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 410,708 | $12,768,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 380,916 | $12,764,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 636,761 | $12,762,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 764,179 | $12,755,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 490,945 | $12,750,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 612,177 | $12,745,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,200,000 | $12,743,000 | thousands by filing date | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 495,811 | $12,732,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 12,010,000 | $12,717,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 1,716,306 | $12,701,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 279,886 | $12,684,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 263,839 | $12,672,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165L958 | PUT | 158,000 | $12,665,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 1,810,000 | $12,652,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 250,631 | $12,637,000 | thousands by filing date | |
| ALPHABET INC | 02079K907 | CALL | 8,600 | $12,636,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 137,482 | $12,623,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,238,883 | $12,612,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 41,189 | $12,586,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 227,262 | $12,575,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 315,273 | $12,573,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,643,421 | $12,539,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 91,397 | $12,534,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 404,057 | $12,521,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,522,000 | $12,472,000 | thousands by filing date | principal |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 130,852 | $12,470,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 164,763 | $12,456,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 216,776 | $12,453,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,350,406 | $12,451,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 411,902 | $12,444,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 46,995 | $12,443,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 232,384 | $12,432,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 730,477 | $12,418,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 785,920 | $12,410,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 717,315 | $12,366,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 202,827 | $12,355,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 307,328 | $12,352,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 478,820 | $12,344,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 578,515 | $12,334,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 673,291 | $12,328,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H907 | CALL | 125,200 | $12,327,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 109,600 | $12,326,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 462,256 | $12,324,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 264,192 | $12,292,000 | thousands by filing date | |
| RH | 74967X103 | COM | 32,728 | $12,283,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 562,600 | $12,253,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 832,906 | $12,211,000 | thousands by filing date | |
| COOPER COS INC/THE | 216648902 | COM | 36,600 | $12,209,000 | thousands by filing date | call |
| SERVICENOW INC | 81762P952 | PUT | 25,000 | $12,200,000 | thousands by filing date | put |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 380,390 | $12,199,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,892,702 | $12,189,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,687,935 | $12,187,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,028,351 | $12,176,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 2,879,000 | $12,141,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,245,254 | $12,115,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 1,971,500 | $12,066,000 | thousands by filing date | call |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 182,272 | $12,057,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 87,900 | $12,056,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 120,913 | $12,026,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 12,024,000 | $12,026,000 | thousands by filing date | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 863,508 | $12,021,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,255,818 | $12,018,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 353,164 | $12,015,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 383,521 | $12,013,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 916,754 | $12,010,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 318,820 | $12,001,000 | thousands by filing date | |
| BIOHAVEN PHARMACTL HLDG CO L | G11196905 | CALL | 190,000 | $12,000,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 222,979 | $11,981,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 868,984 | $11,957,000 | thousands by filing date | |
| DROPBOX INC | 26210C904 | CL A | 625,000 | $11,956,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 323,522 | $11,929,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 126,552 | $11,909,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 260,763 | $11,908,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 125,150 | $11,906,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 1,025,304 | $11,904,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 235,554 | $11,896,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 334,448 | $11,890,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 2,829,662 | $11,827,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 412,361 | $11,810,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 219,562 | $11,793,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,204,271 | $11,778,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,155,919 | $11,755,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,359,278 | $11,744,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,371,376 | $11,739,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 351,592 | $11,729,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W902 | INDIA ERNGS FD | 500,000 | $11,705,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 773,013 | $11,692,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 201,097 | $11,660,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 2,308,274 | $11,656,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 10,042,000 | $11,623,000 | thousands by filing date | principal |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 206,016 | $11,577,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 295,600 | $11,546,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 195,744 | $11,533,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 209,191 | $11,506,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 227,365 | $11,493,000 | thousands by filing date | |
| LYFT INC | 55087P954 | CL A COM | 423,100 | $11,483,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 1,676,318 | $11,482,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,007,085 | $11,480,000 | thousands by filing date | |
| CLOROX CO DEL | 189054959 | PUT | 54,400 | $11,446,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 2,198,633 | $11,433,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 8,900,000 | $11,380,000 | thousands by filing date | principal |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 58,891 | $11,378,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 793,529 | $11,372,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 232,143 | $11,368,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 1,504,851 | $11,362,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 290,800 | $11,359,000 | thousands by filing date | put |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 428,367 | $11,356,000 | thousands by filing date | |
| BX 280121C00160000 | 09260d907 | CALL | 215,200 | $11,343,000 | thousands by filing date | call |
| Youdao Inc - Adr | 98741T104 | COM | 440,350 | $11,313,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 850,541 | $11,312,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 216,693 | $11,294,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 11,615 | $11,251,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 1,080,676 | $11,239,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 426,293 | $11,233,000 | thousands by filing date | |
| VanEck Preferred Securities ex | 92189F951 | ETF | 200,000 | $11,222,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 308,854 | $11,211,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 360,465 | $11,210,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 162,543 | $11,161,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 3,356,000 | $11,145,000 | thousands by filing date | principal |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 254,325 | $11,132,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,672,564 | $11,107,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 243,062 | $11,106,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 80,922 | $11,101,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 149,072 | $11,099,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 161,788 | $11,042,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,078,416 | $11,021,000 | thousands by filing date | |
| ANAPLAN INC | 03272L908 | CALL | 178,300 | $11,008,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 149,748 | $10,987,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 996,025 | $10,987,000 | thousands by filing date | |
| IROBOT CORP COMMON STOCK | 462726950 | Cmn | 141,400 | $10,978,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 126,849 | $10,970,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 573,839 | $10,967,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 797,484 | $10,957,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 10,631,000 | $10,951,000 | thousands by filing date | principal |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 35,105 | $10,950,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 683,149 | $10,944,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 8,443,000 | $10,932,000 | thousands by filing date | principal |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 269,703 | $10,908,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 593,138 | $10,907,000 | thousands by filing date | |
| WILLIAMS SONOMA INC | 969904951 | PUT | 122,200 | $10,906,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 542,916 | $10,858,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 27,335 | $10,847,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 216,992 | $10,845,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,550,184 | $10,820,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 333,739 | $10,780,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212901 | CALL | 160,000 | $10,774,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 742,563 | $10,768,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 431,501 | $10,762,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 532,341 | $10,753,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 456,149 | $10,752,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652956 | Cmn | 898,400 | $10,745,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 859,853 | $10,731,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 435,011 | $10,705,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 942,232 | $10,694,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 4,476,000 | $10,683,000 | thousands by filing date | principal |
| EGAIN CORP | 28225C806 | COM NEW | 768,860 | $10,656,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 935,119 | $10,633,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000473 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-20-000513 | base | 2020-11-12 | acceptance time not in the bulk data set |