13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-07, with 5,734 holding rows worth $522,205,714,000.
- Accession
- 0000019617-18-000208
- Filer
- CIK 19617
- Filed
- 2018-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 21,465 entries on the cover page, a total value of $522,205,714,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,205,714,000 with VALUE read as thousands by filing date, 13F file number 028-00694. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJF Asset Management Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONTINENTAL RES INC | 212015101 | COM | 103,003 | $7,033,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 175,362 | $7,031,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 7,666,000 | $7,027,000 | thousands by filing date | principal |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 253,683 | $7,020,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 335,007 | $7,018,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 328,070 | $7,012,000 | thousands by filing date | |
| PAYCOM SOFTWARE INC | 70432V902 | COM | 45,000 | $6,993,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 254,659 | $6,980,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C901 | CALL | 50,000 | $6,956,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 50,000 | $6,956,000 | thousands by filing date | put |
| ANALOG DEVICES INC | 032654905 | CALL | 75,000 | $6,935,000 | thousands by filing date | call |
| WILLIAMS COS INC | 969457900 | COM | 255,000 | $6,933,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 351,322 | $6,904,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 126,602 | $6,896,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 603,408 | $6,879,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 6,923,000 | $6,874,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 5,694,000 | $6,861,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 9,081,000 | $6,856,000 | thousands by filing date | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 844,107 | $6,846,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 49,246 | $6,820,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 61,200 | $6,813,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 6,216,000 | $6,807,000 | thousands by filing date | principal |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 2,104,439 | $6,776,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 928,023 | $6,775,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 82,332 | $6,774,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 130,353 | $6,771,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 182,210 | $6,751,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 206,346 | $6,734,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 55,000 | $6,725,000 | thousands by filing date | put |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 249,370 | $6,723,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134957 | PUT | 52,900 | $6,721,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 2,397,702 | $6,690,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 291,095 | $6,681,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W909 | CALL | 550,000 | $6,650,000 | thousands by filing date | call |
| MURPHY OIL CORP | 626717902 | COM | 198,000 | $6,601,000 | thousands by filing date | call |
| AUTONATION INC COM | 05329W102 | Stock | 158,720 | $6,595,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 386,772 | $6,591,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 83,099 | $6,582,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X900 | COM | 45,300 | $6,582,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 147,330 | $6,581,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 472,072 | $6,581,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 85,000 | $6,553,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 89,892 | $6,545,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 206,802 | $6,545,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 91,327 | $6,538,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 442,991 | $6,533,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 165,933 | $6,523,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 525,779 | $6,520,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,100,000 | $6,518,000 | thousands by filing date | principal |
| AFLAC INC | 001055952 | COM | 138,400 | $6,514,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 95,351 | $6,510,000 | thousands by filing date | |
| COOPER TIRE RUBBER | 216831957 | COM | 230,000 | $6,509,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 182,666 | $6,501,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 135,611 | $6,495,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 292,387 | $6,494,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 121,539 | $6,490,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 114,825 | $6,476,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 80,047 | $6,472,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G900 | COM | 44,300 | $6,468,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F953 | PUT | 299,900 | $6,466,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 124,809 | $6,465,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 6,119,000 | $6,457,000 | thousands by filing date | principal |
| II VI INC | 902104108 | COM | 136,490 | $6,455,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 6,391,000 | $6,455,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 147,449 | $6,451,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 213,718 | $6,436,000 | thousands by filing date | |
| FEDEX CORP | 31428X956 | COM | 26,700 | $6,429,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 5,922,000 | $6,429,000 | thousands by filing date | principal |
| CRA INTL INC | 12618T105 | COM | 127,882 | $6,423,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 409,823 | $6,422,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,598,070 | $6,392,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 109,510 | $6,386,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 6,096,000 | $6,386,000 | thousands by filing date | principal |
| MICHAEL KORS HOLDINGS LTD | G60754901 | COM | 93,000 | $6,376,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 265,225 | $6,374,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 397,339 | $6,373,000 | thousands by filing date | |
| YY INC | 98426T956 | COM | 85,000 | $6,368,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 52,819 | $6,367,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 189,778 | $6,359,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 83,037 | $6,353,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 410,079 | $6,352,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 511,692 | $6,345,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 6,185,000 | $6,324,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 50,000 | $6,321,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 6,268,000 | $6,315,000 | thousands by filing date | principal |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 137,010 | $6,305,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 200,445 | $6,292,000 | thousands by filing date | |
| TAPESTRY INC | 876030957 | COM | 124,600 | $6,264,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044905 | COM | 200,000 | $6,238,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 119,088 | $6,223,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,193,000 | $6,221,000 | thousands by filing date | principal |
| INGEVITY CORP COM | 45688C107 | Stock | 61,013 | $6,216,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 88,805 | $6,200,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 82,258 | $6,163,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320956 | PUT | 51,900 | $6,163,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 166,666 | $6,153,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 5,535,000 | $6,153,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 412,453 | $6,124,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 185,678 | $6,116,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 40,100 | $6,115,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 509,543 | $6,108,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 44,455 | $6,092,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 249,346 | $6,082,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 759,101 | $6,064,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 88,600 | $6,042,000 | thousands by filing date | call |
| PACCAR INC | 693718958 | COM | 88,600 | $6,042,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 180,641 | $6,030,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 202,275 | $6,016,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 77,011 | $6,012,000 | thousands by filing date | |
| RANDGOLD RESOURCES LTD-ADR | 752344909 | COM | 85,100 | $6,004,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 294,726 | $5,989,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 182,486 | $5,989,000 | thousands by filing date | |
| PENUMBRA INC | 70975L957 | PUT | 40,000 | $5,988,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 942,004 | $5,981,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 423,468 | $5,971,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 524,065 | $5,964,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75,427 | $5,939,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 53,000 | $5,937,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 294,167 | $5,934,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 75,011 | $5,933,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 278,740 | $5,887,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 90,688 | $5,886,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 596,959 | $5,879,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R901 | Cmn | 120,000 | $5,875,000 | thousands by filing date | call |
| CRH MEDICAL CORP | 12626F105 | COM | 1,486,400 | $5,871,000 | thousands by filing date | |
| PG&E CORP | 69331C958 | PUT | 127,500 | $5,866,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 350,859 | $5,866,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 158,627 | $5,863,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 239,318 | $5,851,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 124,312 | $5,839,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 251,300 | $5,830,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 214,555 | $5,828,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 6,594 | $5,826,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,524,256 | $5,823,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 305,623 | $5,822,000 | thousands by filing date | |
| WHIRLPOOL CORP | 963320906 | COM | 49,000 | $5,819,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 683,158 | $5,807,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 150,000 | $5,798,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 87,794 | $5,795,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 126,989 | $5,791,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 71,133 | $5,784,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 119,083 | $5,782,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 16,700 | $5,778,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC | 071734957 | COM | 225,000 | $5,776,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 119,731 | $5,771,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 218,026 | $5,771,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 256,136 | $5,763,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 101,336 | $5,759,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 35,000 | $5,756,000 | thousands by filing date | call |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 86,101 | $5,752,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 368,728 | $5,749,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 127,660 | $5,732,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 103,558 | $5,732,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 660,644 | $5,728,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 151,503 | $5,716,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 194,040 | $5,715,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 96,000 | $5,715,000 | thousands by filing date | call |
| BLACKROCK INC | 09247X951 | COM | 12,100 | $5,703,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 149,900 | $5,696,000 | thousands by filing date | call |
| ABBVIE INC | 00287Y909 | CALL | 60,200 | $5,694,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 307,757 | $5,693,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 200,000 | $5,692,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 43,800 | $5,691,000 | thousands by filing date | put |
| ANDEAVOR | 03349M905 | CALL | 37,000 | $5,680,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,238,000 | $5,676,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 313,700 | $5,674,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 124,151 | $5,673,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 295,761 | $5,670,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146903 | COM | 115,300 | $5,667,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685909 | COM | 156,300 | $5,656,000 | thousands by filing date | call |
| ORTHOFIX MED INC | 68752M108 | COM | 97,804 | $5,653,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 62,216 | $5,633,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 76,842 | $5,631,000 | thousands by filing date | |
| PRAXAIR INC | 74005P904 | COM | 35,000 | $5,626,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 41,951 | $5,625,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC | 573284956 | PUT | 30,900 | $5,622,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 64,480 | $5,611,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 56,900 | $5,597,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 217,598 | $5,591,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 135,295 | $5,590,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 5,481,000 | $5,588,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,836,496 | $5,584,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 145,000 | $5,583,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 121,007 | $5,577,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569909 | COM | 169,400 | $5,577,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 348,671 | $5,561,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 402,608 | $5,547,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 164,090 | $5,546,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 99,143 | $5,533,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 222,500 | $5,525,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 108,743 | $5,520,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 145,304 | $5,510,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 346,203 | $5,501,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 231,996 | $5,496,000 | thousands by filing date | |
| MASCO CORP | 574599906 | CALL | 150,000 | $5,490,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 488,343 | $5,474,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 9,500 | $5,453,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 48,607 | $5,448,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 166,070 | $5,440,000 | thousands by filing date | |
| DANA INC | 235825955 | COM | 291,400 | $5,440,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 131,311 | $5,432,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 144,987 | $5,422,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 92,640 | $5,420,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 137,554 | $5,407,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 159,063 | $5,402,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320902 | COM | 52,900 | $5,360,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INCTHE | 163072951 | COM NEW | 100,000 | $5,354,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W953 | COM | 40,000 | $5,344,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,568,000 | $5,335,000 | thousands by filing date | principal |
| JUNIPER NETWORKS INC | 48203R954 | COM | 177,500 | $5,320,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R904 | COM | 177,500 | $5,320,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 50,722 | $5,319,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 113,065 | $5,301,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 235,272 | $5,282,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 564,294 | $5,282,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 14,804 | $5,279,000 | thousands by filing date | |
| BUCKEYE PARTNERS -LP | 118230901 | Cmn | 147,800 | $5,278,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 88,456 | $5,275,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 976,577 | $5,274,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 6,564,000 | $5,273,000 | thousands by filing date | principal |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 556,400 | $5,269,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D907 | COM | 130,000 | $5,260,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 45,700 | $5,258,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 285,601 | $5,255,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 63,198 | $5,245,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 237,107 | $5,235,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 4,867,000 | $5,234,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 82,682 | $5,225,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 52,326 | $5,221,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 688,977 | $5,216,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 58,530 | $5,215,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 67,819 | $5,206,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 636,293 | $5,199,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 117,053 | $5,198,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 528,459 | $5,194,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 169,740 | $5,190,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372903 | CALL | 121,000 | $5,184,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T953 | PUT | 30,000 | $5,182,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T903 | CALL | 30,000 | $5,182,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 235,977 | $5,177,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 324,145 | $5,168,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 142,450 | $5,166,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 346,066 | $5,164,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 40,000 | $5,159,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 424,846 | $5,153,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 83,470 | $5,145,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 204,127 | $5,145,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC | 74834L950 | PUT | 47,600 | $5,137,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 191,724 | $5,134,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 346,262 | $5,124,000 | thousands by filing date | |
| KROGER CO | 501044951 | PUT | 175,600 | $5,112,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 801,160 | $5,111,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 386,748 | $5,093,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 110,926 | $5,086,000 | thousands by filing date | |
| STATE STR CORP | 857477903 | COM | 60,700 | $5,085,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U959 | COM | 72,300 | $5,081,000 | thousands by filing date | put |
| SOUTHERN CO | 842587957 | COM | 116,500 | $5,079,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 183,646 | $5,071,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 446,545 | $5,055,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 348,500 | $5,053,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 131,099 | $5,037,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 41,371 | $5,025,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 211,129 | $5,013,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 32,103 | $5,011,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 45,800 | $4,998,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U909 | COM | 71,100 | $4,997,000 | thousands by filing date | call |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 351,825 | $4,992,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 168,392 | $4,976,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 252,874 | $4,969,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,903,804 | $4,965,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 238,332 | $4,964,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 206,333 | $4,950,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 844,488 | $4,949,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 4,763,000 | $4,942,000 | thousands by filing date | principal |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 193,948 | $4,941,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 224,040 | $4,940,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 78,227 | $4,935,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 481,067 | $4,921,000 | thousands by filing date | |
| VMWARE INC-CLASS A | 928563952 | COM | 31,500 | $4,916,000 | thousands by filing date | put |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 25,500 | $4,915,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 210,000 | $4,912,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 28,514 | $4,910,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 169,408 | $4,906,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 96,077 | $4,905,000 | thousands by filing date | |
| LENNAR CORP | 526057904 | CL A | 105,000 | $4,902,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 265,830 | $4,899,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R951 | Cmn | 100,000 | $4,896,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 28,149 | $4,888,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 311,302 | $4,888,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 180,828 | $4,870,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 80,789 | $4,859,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 184,201 | $4,854,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 50,000 | $4,849,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 719,012 | $4,846,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 207,291 | $4,842,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 428,232 | $4,817,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 53,100 | $4,817,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 355,889 | $4,815,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 59,000 | $4,811,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,796,077 | $4,809,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 76,876 | $4,807,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 46,327 | $4,787,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 224,501 | $4,779,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 80,000 | $4,762,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971T901 | CALL | 65,000 | $4,755,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 65,000 | $4,755,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058950 | COM | 93,100 | $4,747,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 132,356 | $4,745,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 118,181 | $4,745,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 484,074 | $4,715,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 80,067 | $4,714,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 217,232 | $4,714,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,858,000 | $4,712,000 | thousands by filing date | principal |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 55,059 | $4,706,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 225,323 | $4,704,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 246,669 | $4,697,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 153,845 | $4,691,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 154,554 | $4,685,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 63,762 | $4,683,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,459,639 | $4,671,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 117,284 | $4,644,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 332,972 | $4,629,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 158,800 | $4,615,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 39,500 | $4,612,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 70,882 | $4,600,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 826,448 | $4,586,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 851,702 | $4,582,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 275,444 | $4,573,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,208,000 | $4,566,000 | thousands by filing date | principal |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 463,391 | $4,565,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J950 | PUT | 97,100 | $4,564,000 | thousands by filing date | put |
| FMC CORP | 302491903 | COM NEW | 52,300 | $4,560,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 163,218 | $4,552,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,993,863 | $4,546,000 | thousands by filing date | |
| TIVO CORP | 88870P906 | CALL | 365,000 | $4,544,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 361,695 | $4,540,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,636,582 | $4,535,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 45,201 | $4,530,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 146,303 | $4,528,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 55,000 | $4,519,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 55,000 | $4,519,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 310,814 | $4,513,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 270,372 | $4,502,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063P905 | CALL | 57,000 | $4,498,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063P955 | PUT | 57,000 | $4,498,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 244,029 | $4,497,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 172,037 | $4,492,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 87,216 | $4,484,000 | thousands by filing date | |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 500,000 | $4,470,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R956 | COM | 77,100 | $4,465,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 118,323 | $4,463,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 4,500,000 | $4,457,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 122,111 | $4,445,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 306,852 | $4,434,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 105,711 | $4,424,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 196,616 | $4,424,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 3,422,000 | $4,420,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 105,189 | $4,414,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 369,959 | $4,406,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 63,504 | $4,402,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 97,559 | $4,400,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 191,433 | $4,397,000 | thousands by filing date | |
| ARCONIC INC | 03965L950 | PUT | 199,600 | $4,393,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 233,649 | $4,392,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 200,170 | $4,392,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 75,000 | $4,391,000 | thousands by filing date | call |
| WEIBO CORP | 948596951 | SPONSORED ADR | 60,000 | $4,388,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058900 | COM | 86,000 | $4,385,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 82,711 | $4,375,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 164,640 | $4,368,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 197,634 | $4,368,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 208,529 | $4,365,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 31,100 | $4,348,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 181,795 | $4,346,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 119,895 | $4,332,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 61,880 | $4,329,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 130,774 | $4,322,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 28,700 | $4,314,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 430,814 | $4,312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 192,601 | $4,310,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 74,153 | $4,305,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 106,012 | $4,304,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 210,764 | $4,300,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 15,457 | $4,292,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 554,969 | $4,289,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 478,871 | $4,285,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 226,494 | $4,285,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,717,405 | $4,276,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 50,500 | $4,275,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 67,974 | $4,267,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 601,615 | $4,260,000 | thousands by filing date | |
| YUM BRANDS INC | 988498901 | COM | 46,800 | $4,255,000 | thousands by filing date | call |
| YUM BRANDS INC | 988498951 | PUT | 46,800 | $4,255,000 | thousands by filing date | put |
| PPL CORP | 69351T956 | COM | 145,200 | $4,249,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,954,000 | $4,241,000 | thousands by filing date | principal |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 18,000 | $4,228,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 196,868 | $4,226,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 179,156 | $4,225,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 50,547 | $4,222,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 4,264,000 | $4,222,000 | thousands by filing date | principal |
| CUMMINS INC | 231021956 | PUT | 28,900 | $4,221,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 92,450 | $4,216,000 | thousands by filing date | |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 1,000,000 | $4,210,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 453,828 | $4,203,000 | thousands by filing date | |
| SKECHERS USA INC-CL A | 830566905 | COM | 150,500 | $4,203,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 43,494 | $4,200,000 | thousands by filing date | |
| THOR INDS INC | 885160951 | PUT | 50,000 | $4,185,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 177,943 | $4,175,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568902 | COM | 270,000 | $4,147,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 135,893 | $4,139,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 245,500 | $4,139,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097953 | PUT | 183,600 | $4,135,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 206,578 | $4,132,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 142,823 | $4,132,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,294,000 | $4,129,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 212,669 | $4,128,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 27,648 | $4,125,000 | thousands by filing date | |
| SOUTHERN CO | 842587907 | COM | 94,600 | $4,125,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 44,276 | $4,112,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 120,344 | $4,106,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 120,200 | $4,106,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 259,010 | $4,098,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 113,798 | $4,098,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,386,000 | $4,096,000 | thousands by filing date | principal |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 17,400 | $4,087,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 171,258 | $4,083,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 63,873 | $4,078,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 661,203 | $4,072,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 148,610 | $4,065,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 109,343 | $4,056,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 132,247 | $4,054,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190904 | CALL | 23,100 | $4,051,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 60,500 | $4,050,000 | thousands by filing date | put |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 8,900 | $4,045,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 56,610 | $4,042,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 58,956 | $4,038,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 75,287 | $4,030,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393902 | CALL | 113,500 | $4,027,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,358,000 | $4,024,000 | thousands by filing date | principal |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 127,007 | $4,014,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 54,812 | $4,004,000 | thousands by filing date | |
| FISERV INC | 337738958 | PUT | 48,600 | $4,004,000 | thousands by filing date | put |
| CARBON BLACK INC | 14081R103 | COM | 188,441 | $3,992,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 164,108 | $3,986,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 25,400 | $3,982,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 145,966 | $3,982,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 85,085 | $3,978,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,597,112 | $3,977,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448904 | SPONSORED ADR | 296,000 | $3,969,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 306,400 | $3,968,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 54,071 | $3,960,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 130,700 | $3,960,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 87,674 | $3,951,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 224,164 | $3,950,000 | thousands by filing date | |
| FLEX LTD | Y2573F902 | CALL | 301,000 | $3,949,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 102,488 | $3,946,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 104,339 | $3,940,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 84,688 | $3,937,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 3,839,000 | $3,935,000 | thousands by filing date | principal |
| CROWN CASTLE INC | 22822V901 | CALL | 35,200 | $3,919,000 | thousands by filing date | call |
| TECK RESOURCES LTD | 878742904 | CALL | 162,500 | $3,916,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 163,888 | $3,913,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 53,702 | $3,905,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 78,718 | $3,890,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 172,500 | $3,885,000 | thousands by filing date | call |
| BBT CORPORATION | 054937957 | COM | 80,000 | $3,883,000 | thousands by filing date | put |
| ECOLAB INC | 278865900 | COM | 24,700 | $3,872,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 297,327 | $3,859,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG | H17182958 | PUT | 87,000 | $3,858,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 168,466 | $3,854,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 116,047 | $3,849,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,674,000 | $3,847,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 283,908 | $3,847,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 362,843 | $3,847,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,382,108 | $3,843,000 | thousands by filing date | |
| TRIBUNE MEDIA CO | 896047953 | PUT | 100,000 | $3,843,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 79,624 | $3,837,000 | thousands by filing date | |
| BIG LOTS INC | 089302953 | COM | 91,800 | $3,836,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 160,128 | $3,833,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 67,713 | $3,829,000 | thousands by filing date | |
| CACTUS INC | 127203957 | PUT | 100,000 | $3,828,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,039,438 | $3,825,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 224,121 | $3,822,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 633,526 | $3,821,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,092,000 | $3,812,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 84,806 | $3,811,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 67,514 | $3,806,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 625,174 | $3,800,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 600,000 | $3,792,000 | thousands by filing date | put |
| FORTIVE CORP | 34959J958 | COM | 45,000 | $3,789,000 | thousands by filing date | put |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 129,354 | $3,774,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,940,198 | $3,764,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 18,535 | $3,760,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 75,721 | $3,756,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 432,723 | $3,748,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3,717,000 | $3,745,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 450,647 | $3,741,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 109,197 | $3,740,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 84,513 | $3,739,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 989,080 | $3,739,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-18-000208 | this filing | 2018-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-18-000246 | base | 2018-11-13 | acceptance time not in the bulk data set |